# 03 - 492 Medical Evaluation of the Patient Undergoing Noncardiac Surgery

## 492 Medical Evaluation of the Patient Undergoing Noncardiac Surgery

Parikh NI et al: Adverse pregnancy outcomes and cardiovascular dis­
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in women: A scientific statement from the American Heart Associa­
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Regitz-Zagrosek V et al: 2018 ESC guidelines for the management of 
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Tita AT et al: Treatment for mild chronic hypertension during preg­
nancy. N Engl J Med 386:1781, 2022.
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eclampsia. Pregnancy Hypertens 27:42, 2022.
Prashant Vaishnava, David I. Sahar, Kim A. Eagle

Medical Evaluation of 

the Patient Undergoing 
Noncardiac Surgery
Cardiovascular and pulmonary complications continue to account 
for major morbidity and mortality in patients undergoing noncardiac 
surgery. Emerging evidence-based practices dictate that the internist 
should perform an individualized evaluation of the surgical patient to 
provide an accurate preoperative risk assessment and stratification that 
will guide optimal perioperative risk-reduction strategies. This chapter 
reviews cardiovascular and pulmonary preoperative risk assessment, 
emphasizing the goal-directed management of patients at elevated risk 
for adverse cardiovascular outcomes in the perioperative period. In 
addition, perioperative management of diabetes mellitus and prophy­
laxis of endocarditis and for venous thromboembolism are reviewed.
EVALUATION OF INTERMEDIATE- AND 
HIGH-RISK PATIENTS
Simple, standardized preoperative screening questionnaires, such as 
the one shown in Table 492-1, have been developed for the purpose of 
identifying patients at intermediate or high risk who may benefit from 
a more detailed clinical evaluation. Evaluation of such patients for sur­
gery should always begin with a thorough history and physical exami­
nation and with a 12-lead resting electrocardiogram, in accordance 
with the American College of Cardiology/American Heart Association 
guidelines. The history should focus on symptoms of occult cardiac or 
pulmonary disease. The urgency of the surgery should be determined, 
as true emergency procedures are associated with unavoidably higher 
morbidity and mortality risk. Preoperative laboratory testing should be 
carried out only for specific clinical conditions, as noted during clini­
cal examination. Thus, healthy patients of any age who are undergoing 
elective surgical procedures without coexisting medical conditions 
should not require any testing unless the degree of surgical stress may 
result in unusual changes from the baseline state.
PREOPERATIVE CARDIAC RISK 
ASSESSMENT
A stepwise approach to cardiac risk assessment and stratification in 
patients undergoing noncardiac surgery is illustrated in Fig. 492-1. The 
evaluation begins with characterization of the combined surgical and 
clinical risk into categories of low (<1%) and elevated risk for major 
adverse cardiovascular events (MACEs). Select surgeries are associated 
with very low risk for MACE; these surgeries and procedures include 
select ophthalmologic surgeries (e.g., cataract surgery), select endo­
scopic procedures, and select superficial procedures. Patients under­
going these low-risk procedures should proceed to surgery without 

TABLE 492-1  Standardized Preoperative Questionnairea
1. Age, weight, height
2. Are you:
  Female and 55 years of age or older or male and 45 years of age or older?
  If yes, are you 70 years of age or older?
3. Do you take anticoagulant medications (“blood thinners”)?
4. Do you have or have you had any of the following heart-related conditions?
  Heart disease
  Heart attack within the last 6 months
  Angina (chest pain)
  Irregular heartbeat
  Heart failure
5. Do you have or have you ever had any of the following?
  Rheumatoid arthritis
  Kidney disease
  Liver disease
  Diabetes
6. Do you get short of breath when you lie flat?
7. Are you currently on oxygen treatment?
8. Do you have a chronic cough that produces any discharge or fluid?
9. Do you have lung problems or diseases?
10. Have you or any blood member of your family ever had a problem other than 
CHAPTER 492
nausea with any anesthesia?
  If yes, describe:
11. If female, is it possible that you are pregnant?
  Pregnancy test:
  Please list date of last menstrual period:
Medical Evaluation of the Patient Undergoing Noncardiac Surgery 
aUniversity of Michigan Health System patient information report. Patients who 
answer yes to any of questions 2–9 should receive a more detailed clinical 
evaluation.
Source: Reproduced with permission from KK Tremper, P Benedict: Paper 
“Preoperative Computer.” Anesthesiology 92:1212, 2000.
further testing. Clinical risk may be estimated with the American 
College of Surgeons’ National Surgical Quality Improvement Program 
(NSQIP) risk calculator (http://www.riskcalculator.facs.org) or with 
calculation of the Revised Cardiac Risk Index (RCRI). Additional tools 
include the Surgical Outcome Risk Tool (SORT) or the American 
University of Beirut (AUB)-HAS2 Cardiovascular Risk Index. The 
former is based, in part, on the American Society of Anesthesiologists 
Physical Status (ASA-PS) grade; the latter provides for estimation of 
30-day death, myocardial infarction (MI), or stroke risk.
Previous studies have compared several cardiac risk indices. The 
American College of Surgeons’ NSQIP prospective database has 
identified five predictors of perioperative MI and cardiac arrest based 
on increasing age, American Society of Anesthesiologists class, type 
of surgery, dependent functional status, and abnormal serum cre­
atinine level. However, given its accuracy and simplicity, the RCRI 
(Table 492-2) is often the favored risk index. The RCRI relies on the 
presence or absence of six identifiable predictive factors: high-risk 
surgery, ischemic heart disease, congestive heart failure, cerebrovas­
cular disease, diabetes mellitus treated with insulin, and renal insuf­
ficiency with a creatinine >2.0 mg/dL. Each of these predictors is 
assigned one point. The risk of major cardiac events—defined as MI, 
pulmonary edema, ventricular fibrillation or primary cardiac arrest, 
and complete heart block—can then be predicted. Based on the pres­
ence of none, one, two, three, or more of these clinical predictors, the 
rate of development of one of these four major cardiac events is esti­
mated to be 0.4%, 0.9%, 7%, and 11%, respectively (Fig. 492-2). The 
clinical utility of the RCRI is to identify patients with three or more 
predictors who are at very high risk (≥11%) for cardiac complications 
and who may benefit from further risk stratification with noninvasive 
cardiac testing, initiation of preoperative preventive medical manage­
ment, or avoidance of surgery.
For patients at elevated combined clinical and surgical risk for 
MACE, the stepwise perioperative cardiac assessment for coronary

Patient
Needs emergency
noncardiac
surgery
Needs elective
noncardiac
surgery
Exhibits evidence
of acute coronary
syndrome
Perioperative risk
for MACE* <1%
Perioperative risk
for MACE* >1%
PART 19
Consultative Medicine
Consider
noninvasive
testing if results
would change
management
Proceed
to surgery
Proceed to ACS
evaluation
Proceed
to surgery
Proceed
to surgery
Proceed
to surgery
PERIOPERATIVE MEDICAL INTERVENTION WHEN CONSIDERING NONCARDIAC SURGERY
Beta-blockers
Statin
Alpha agonist
• Start in intermediate- to
 high-risk patients
• Should not start on day
 of surgery
• Should not be withdrawn
 if taking chronically
• Continued if on
 chronically
• Start in vascular surgery
 patients
• Considered in patients
 with clinical indications,
 undergoing elevated-risk
 procedures
Initiation not 
recommended prior
to noncardiac surgery
FIGURE 492-1  Composite algorithm for cardiac risk assessment and stratification in patients undergoing noncardiac surgery. Preoperative evaluation involves a stepwise 
clinical evaluation. Those individuals requiring emergency surgery should proceed without further risk stratification. Acute coronary syndrome (step 2) should be evaluated 
and treated according to goal-directed medical therapy. For patients awaiting nonemergent surgeries and without acute coronary syndrome, perioperative risk is a 
combination of clinical and surgical risk. Select procedures and surgeries (e.g., select endoscopic procedures) are associated with low (<1%) perioperative risk, and no 
further clinical testing is generally necessary. For those procedures associated with elevated risk, an assessment of functional capacity informs the decision for further 
testing. Those individuals with moderate or greater functional capacity do not require further testing and should proceed to surgery. Individuals with poor or unknown 
functional capacity may require pharmacologic stress testing if it would change decision-making or perioperative care. ACE, angiotensin-converting enzyme; ACS, acute 
coronary syndrome; MACE, major adverse cardiovascular event. (Reproduced with permission from AY Patel et al: Cardiac risk of noncardiac surgery. J Am Coll Cardiol 
66:2140, 2015.)
artery disease (CAD) proceeds with consideration of functional 
capacity. Participation in activities of daily living offers an expres­
sion of functional capacity, often expressed in terms of metabolic 
equivalents (METs). For predicting perioperative events, poor 
exercise tolerance has been defined as the inability to walk four 
blocks or climb two flights of stairs at a normal pace or to meet a 
MET level of 4 (e.g., carrying objects of 15–20 lb. or playing golf or 
doubles tennis) because of the development of dyspnea, angina, or 
excessive fatigue (Table 492-3). Patients with moderate or greater 
(≥4 METs) functional capacity (e.g., climbing up a flight of stairs, 
walking up a hill, or walking on level ground at 4 mph) generally 
should not undergo further noninvasive cardiac testing prior to 
elective noncardiac surgery. Those patients with poor (<4 METs) or 
unknown functional capacity should undergo pharmacologic stress 

* Estimate major adverse cardiac event
 risk using:
• American College of Surgeons National
 Surgical Quality Improvement Program
 Surgical Risk Calculator
• Revised Cardiac Risk Index, which takes
 into consideration these factors:
 - High-risk surgery
 - History of ischemic heart disease
 - History of congestive heart failure
 - History of cerebrovascular disease
 - Preoperative treatment with insulin
 - Preoperative creatinine >2 mg/dL
No evidence of
ongoing ACS
Functional
capacity:
Unknown
Functional
capacity:
Excellent
Functional
capacity:
Moderate – Good
Functional
capacity:
Poor
Consider
noninvasive
testing if results
would change
management
ACE inhibitor
Aspirin
Continued, or if held
before surgery, restart
postoperatively as soon
as clinically feasible
Continued when the risk
of increased cardiac
events outweights the
risk of increased bleeding
testing if the results of such testing would impact decision-making 
or perioperative care.
■
■PREOPERATIVE NONINVASIVE CARDIAC 
TESTING FOR RISK STRATIFICATION
There is little evidence to support widespread application of preopera­
tive noninvasive cardiac testing for all patients undergoing major sur­
gery. The current paradigm to guide the need for noninvasive cardiac 
testing is to perform such testing in patients with poor or unknown 
capacity if it would alter clinical management or modify perioperative 
care. Options for pharmacologic stress testing include dobutamine 
stress echocardiography or myocardial perfusion imaging with coro­
nary vasodilator stress (dipyridamole, adenosine, or regadenoson) 
with thallium-201 and/or technetium-99m. Similarly, there is a limited

TABLE 492-2  Clinical Markers Included in the Revised Cardiac Risk 
Index
High-Risk Surgical Procedures
Vascular surgery (except carotid endarterectomy)
Major intraperitoneal or intrathoracic procedures
Ischemic Heart Disease
History of myocardial infarction
Current angina considered to be ischemic
Requirement for sublingual nitroglycerin
Positive exercise test
Pathological Q waves on ECG
History of PCI and/or CABG with current angina considered to be ischemic
Congestive Heart Failure
Left ventricular failure by physical examination
History of paroxysmal nocturnal dyspnea
History of pulmonary edema
S3 gallop on cardiac auscultation
Bilateral rales on pulmonary auscultation
Pulmonary edema on chest x-ray
Cerebrovascular Disease
History of transient ischemic attack
History of cerebrovascular accident
Diabetes Mellitus
Treatment with insulin
Chronic Renal Insufficiency
Serum creatinine >2 mg/dL
Abbreviations: CABG, coronary artery bypass grafting; ECG, electrocardiogram; 
PCI, percutaneous coronary intervention.
Source: Adapted from TH Lee et al: Circulation 100:1043, 1999.
role for perioperative coronary computed tomography angiography 
(CCTA) in patients undergoing noncardiac surgery. While some inves­
tigators have shown in observational studies that CCTA may improve 
prediction of MACEs perioperatively when compared to RCRI, there 
are few data to demonstrate that such improved prognostication trans­
lates to improved outcomes. Furthermore, coronary revascularization 
before noncardiac surgery is not recommended for the express purpose 
of reducing perioperative cardiac events. That said, revascularization 
before noncardiac surgery should be considered in patients if it would 
RCRI 
 

≥3
Event Rate 
0.50% 
1.30% 
6.00% 
11%
Std Dev  
0.45% 
1.10% 
5.30% 
10.00%
15%
Risk stratification
Risk of cardiac events
10%
4–7
5%
0.9–1.3
0.4–0.5
0%
Low risk
Intermediate risk
High risk

≥3
Revised Cardiac Risk Index (RCRI)
FIGURE 492-2  Risk stratification based on the Revised Cardiac Risk Index; derivation and 
prospective validation of a simple index for prediction of cardiac risk in patients undergoing 
major noncardiac surgery. Cardiac events include myocardial infarction, pulmonary edema, 
ventricular fibrillation, cardiac asystole, and complete heart block. (Adapted from TH Lee et al: 
Circulation 100:1043, 1999.)

TABLE 492-3  Assessment of Cardiac Risk by Functional Status
Higher
• Has difficulty with adult activities of daily living
• Cannot walk four blocks or up two flights of stairs or does 
not meet a MET level of 4
• Is inactive but has no limitations
• Is active: easily does vigorous tasks
Risk
Lower
• Performs regular vigorous exercises
Abbreviation: MET, metabolic equivalent.
Source: From LA Fleisher et al: Circulation 116:1971, 2007.
be indicated regardless of the surgery planned and instead according to 
clinical practice guidelines. In the Coronary Artery Revascularization 
Prophylaxis trial, there were no differences in perioperative and longterm cardiac outcomes with or without preoperative coronary revascu­
larization; of note, patients with left main disease were excluded.
■
■RISK MODIFICATION: PREVENTIVE STRATEGIES 
TO REDUCE CARDIAC RISK
Perioperative Coronary Revascularization 
Prophylactic coro­
nary revascularization with either coronary artery bypass grafting 
(CABG) or percutaneous coronary intervention (PCI) provides no 
short- or mid-term survival benefit for patients without left main CAD 
or three-vessel CAD in the presence of poor left ventricular systolic 
function and is not recommended for patients with stable CAD before 
noncardiac surgery. Although PCI is associated with lower procedural 
risk than is CABG in the perioperative setting, the placement of a coro­
nary artery stent soon before noncardiac surgery may increase the risk 
of bleeding during surgery if dual antiplatelet therapy (DAPT) (aspirin 
and P2Y12) is administered; moreover, stent placement shortly before 
noncardiac surgery increases the perioperative risk of MI and cardiac 
death due to stent thrombosis if such therapy is withdrawn prematurely 
(Chap. 287). It is recommended that, if possible, elective noncardiac 
surgery be delayed for 6 months after elective PCI and 12 months 
after acute coronary syndrome. Contemporary stent platforms allow 
for greater flexibility in the earlier interruption of DAPT; accordingly, 
time sensitive noncardiac surgery could be a consideration as soon as 
1 month of treatment with DAPT has passed. For patients who must 
undergo noncardiac surgery early (>14 days) after PCI, balloon angio­
plasty without stent placement appears to be a reasonable alternative 
because DAPT is not necessary in such patients.
CHAPTER 492
Medical Evaluation of the Patient Undergoing Noncardiac Surgery 
PERIOPERATIVE PREVENTIVE MEDICAL THERAPIES  The goal of peri­
operative preventive medical therapies with β-adrenergic antagonists, 
hydroxymethylglutaryl-coenzyme A (HMG-CoA) reductase 
inhibitors (statins), and antiplatelet agents is to reduce 
perioperative adrenergic stimulation, ischemia, and inflam­
mation, all of which are heightened during the perioperative 
period.
a-ADRENERGIC ANTAGONISTS  The use of perioperative beta 
blockade should be based on a thorough assessment of a 
patient’s perioperative clinical and surgery-specific cardiac 
risk (e.g., as with the RCRI). The paradigm for beta blockade 
in the perioperative period has shifted in recent years owing, 
first, to the publication of the PeriOperative Ischemic Evalu­
ation (POISE) trial demonstrating that, while perioperative 
beta blockade reduces the perioperative risk for MI, this is at 
the expense of increased death and stroke. Regarding POISE, 
this trial has been scrutinized for the use of an excessive 
dose of beta blocker in the perioperative period and one that 
may not be reflective of clinical practice, nor one that was 
titrated in the days or weeks preceding the procedure or sur­
gery. Second, research misconduct has discredited the Dutch 
Echocardiographic Cardiac Risk Evaluation Applying Stress 
Echocardiography (DECREASE) family of studies, which pre­
viously contributed to the bedrock of data supporting the use 
of perioperative beta blockade but have now been retracted.
9–11

Current guidelines emphasize the following key points:

1.	 Continuation of beta blockade in patients undergoing surgery and 
who have been receiving such therapy chronically.
2.	 Avoidance of beta-blocker withdrawal or initiation on the day of 
surgery.
3.	 Consideration of initiation of beta-blocker therapy perioperatively 
(ideally far enough in advance to assess safety and tolerability) in 
very select high-risk patients, namely, those with intermediate- or 
high-risk ischemia or three or more RCRI risk factors.
HMG-COA REDUCTASE INHIBITORS (STATINS)  A number of prospec­
tive and retrospective studies support the perioperative prophylactic 
use of statins for reduction of cardiac complications in patients with 
established atherosclerosis. For patients undergoing noncardiac sur­
gery and currently taking statins, statin therapy should be continued 
to reduce perioperative cardiac risk. Initiation of statin therapy is 
reasonable for patients undergoing vascular surgery independent of 
clinical risk. There is equipoise about the perioperative initiation of 
statin therapy in patients undergoing other elevated-risk procedures. In 
the Lowering the Risk of Operative Complications Using Atorvastatin 
Loading Dose (LOAD) randomized, placebo-controlled trial, the use 
of 80 mg of atorvastatin within 18 h before surgery and then followed 
by 40 mg daily for 7 days in statin-naïve patients (24% of whom had 
a history of cardiovascular disease) did not reduce the risk of major 
adverse events.
PART 19
Consultative Medicine
ANGIOTENSIN-CONVERTING ENZYME (ACE) INHIBITORS  It is impor­
tant to maintain continuity of therapy with inhibitors of the reninangiotensin-aldosterone system (when such therapy is used for the 
treatment of heart failure or hypertension).
ORAL ANTIPLATELET AGENTS  The 4- to 6-week period following 
implantation of an intracoronary stent (bare metal or drug eluting) 
constitutes the period of time of greatest risk for the development of 
stent thrombosis. If possible, noncardiac surgery should be avoided 
in this vulnerable period. The duration of DAPT thereafter is dictated 
by the circumstances in which PCI was performed and whether the 
indication was stable ischemic heart disease or acute coronary syn­
drome. For the former among patients treated with a drug-eluting 
stent (DES), DAPT should be given for at least 6 months. For the latter, 
DAPT should be given for at least 12 months. However, DAPT may be 
interrupted to allow for noncardiac surgery 30 days after bare metal 
stent (BMS) and 6 months after DES, respectively. Elective, noncardiac 
surgery should be delayed for 5 days since the last dose of clopidogrel; 
7 days since the last dose of prasugrel; and 3–5 days since the last dose 
of ticagrelor. The use of cangrelor, an intravenous reversible P2Y12 
receptor antagonist, may be an appealing bridging strategy, although 
studies of its use in those undergoing cardiac and noncardiac sur­
gery are limited. If P2Y12 inhibitor therapy (clopidogrel, prasugrel, or 
ticagrelor) is interrupted or discontinued in patients who have received 
intracoronary stents, aspirin should be continued perioperatively (save 
select circumstances where the risk of bleeding may be catastrophic as 
in neurosurgical or spinal procedures) and the P2Y12 receptor inhibitor 
should be restarted as soon as possible postoperatively. Decisions sur­
rounding antiplatelet management in the perioperative setting among 
patients who have received intracoronary stents are complex and 
should involve multidisciplinary decision-making.
`2 AGONISTS  Based on the results of POISE-2 (a large multicenter, 
international, blinded randomized clinical trial of aspirin and clonidine), 
α2 agonists for prevention of cardiac events are not recommended in 
patients who are undergoing noncardiac surgery. In this trial, clonidine 
increased the rate of nonfatal cardiac arrest and clinically important 
hypotension, while reducing the rate of death or nonfatal MI.
CALCIUM CHANNEL BLOCKERS  Evidence is lacking to support the 
use of calcium channel blockers as a prophylactic strategy to decrease 
perioperative risk in major noncardiac surgery.
SODIUM-GLUCOSE COTRANSPORTER 2 INHIBITORS  The use of 
sodium-glucose cotransporter 2 (SGLT-2) inhibitors has grown in 

TABLE 492-4  Gradation of Mortality Risk of Common Noncardiac 
Surgical Procedures
Higher
• Emergent major operations, especially in the elderly
• Aortic and other noncarotid major vascular surgery 
(endovascular and nonendovascular)
• Prolonged surgery associated with large fluid shift and/or 
blood loss
Intermediate
• Major thoracic surgery
• Major abdominal surgery
• Carotid endarterectomy surgery
• Head/neck surgery
• Orthopedic surgery
• Prostate surgery
Lower
• Eye, skin, and superficial surgery
• Endoscopic procedures
Source: Reproduced with permission from LA Fleisher et al: ACC/AHA 2007 
Guidelines on perioperative cardiovascular evaluation and care for noncardiac 
surgery. Circulation 116:1971, 2007.
recent years owing to their beneficial impact in patients with and with­
out type 2 diabetes mellitus and with heart failure with either reduced 
or preserved ejection fraction. However, euglycemic diabetic ketoaci­
dosis is a known, but rare, complication with this therapy and one that 
may be precipitated by changes and fasting in the perioperative state. 
Accordingly, SGLT-2 inhibitor therapy should be interrupted for at 
least 3–4 days prior to scheduled noncardiac surgery.
ANESTHETICS  Mortality risk is low with safe delivery of modern 
anesthesia, especially among low-risk patients undergoing low-risk 
surgery (Table 492-4). Inhaled anesthetics have predictable circula­
tory and respiratory effects: all decrease arterial pressure in a dosedependent manner by reducing sympathetic tone and causing systemic 
vasodilation, myocardial depression, and decreased cardiac output. 
Inhaled anesthetics also cause respiratory depression, with diminished 
responses to both hypercapnia and hypoxemia, in a dose-dependent 
manner; in addition, these agents have a variable effect on heart rate. 
Prolonged residual neuromuscular blockade also increases the risk of 
postoperative pulmonary complications due to reduction in functional 
residual lung capacity, loss of diaphragmatic and intercostal muscle 
function, atelectasis, and arterial hypoxemia from ventilation–perfusion 
mismatch.
Several meta-analyses have shown that rates of pneumonia and 
respiratory failure are lower among patients receiving neuroaxial 
anesthesia (epidural or spinal) rather than general anesthesia. However, 
there were no significant differences in cardiac events between the two 
approaches. Evidence from a meta-analysis of randomized controlled 
trials supports postoperative epidural analgesia for >24 h for the 
purpose of pain relief. However, the risk of epidural hematoma in the 
setting of systemic anticoagulation for venous thromboembolism pro­
phylaxis (see below) and postoperative epidural catheterization must 
be considered.
PREOPERATIVE PULMONARY RISK 
ASSESSMENT
Perioperative pulmonary complications occur frequently and lead 
to significant morbidity and mortality. Clinical practice guidelines 
recommend the following:
1.	 All patients undergoing noncardiac surgery should be assessed for 
risk of pulmonary complications (Table 492-5).
2.	 While select studies have suggested that quitting smoking shortly 
before surgery increases the risk for postoperative complications 
through increased sputum production and/or decreased cough, 
meta-analysis of the available data has challenged this, and all patients 
should be advised of the imperative to stop smoking presurgically.
3.	 Patients undergoing emergency or prolonged (3–4 h) surgery; aor­
tic aneurysm repair; vascular surgery; major abdominal, thoracic, 
neurologic, head, or neck surgery; and general anesthesia should

TABLE 492-5  Predisposing Risk Factors for Pulmonary Complications
1. Upper respiratory tract infection: cough, dyspnea
2. Age >60 years
3. Chronic obstructive pulmonary disease
4. Cigarette use
5. American Society of Anesthesiologists Class ≥2
6. Functional dependence
7. Congestive heart failure
8. Serum albumin <3.5 g/dL
9. Obstructive sleep apnea
10. Impaired sensorium (confusion, delirium, or mental status changes)
11. Abnormal findings on chest examination
12. Alcohol use
13. Weight loss
14. Spirometry threshold before lung resection
a. FEV1 <2 L
b. MVV <50% of predicted
c. PEF <100 L or 50% predicted value
d. PCO2 ≥45 mmHg
e. PO2 ≤50 mmHg
Abbreviations: FEV1, forced expiratory volume in 1 s; MVV, maximal voluntary 
ventilation; PCO2, partial pressure of carbon dioxide; PEF, peak expiratory flow rate; 
PO2, partial pressure of oxygen.
Source: A Qaseem et al: Ann Intern Med 144:575, 2006. Modified from GW Smetana 
et al: Ann Intern Med 144:581, 2006, and from DN Mohr et al: Postgrad Med 100:247, 
1996.
be considered to be at elevated risk for postoperative pulmonary 
complications.
4.	 Patients at higher risk of pulmonary complications should undergo 
incentive spirometry, deep breathing exercises, cough encourage­
ment, postural drainage, percussion and vibration, suctioning and 
ambulation, intermittent positive-pressure breathing, continuous 
positive airway pressure, and selective use of a nasogastric tube for 
postoperative nausea, vomiting, or symptomatic abdominal disten­
tion to reduce postoperative risk. Multiple pulmonary risk indices 
are available to estimate the postoperative risk of respiratory failure, 
pneumonia, and other pulmonary complications; among these is 
the ARISCAT risk index, which accounts for the following seven 
risk factors: age, low preoperative oxygen saturation, respiratory 
infection within the preceding month, upper abdominal or thoracic 
surgery, surgery lasting >2 h, hemoglobin <10 g/dL, and emergency 
surgery (Table 492-6).
5.	 Preoperative spirometry and chest radiography should not be used 
routinely for predicting risk of postoperative pulmonary complica­
tions but may be appropriate for patients with chronic obstructive 
pulmonary disease or asthma.
6.	 Spirometry is of value before lung resection in determining candi­
dacy for coronary artery bypass; however, it does not provide a spi­
rometric threshold for extrathoracic surgery below which the risks 
of surgery are unacceptable.
7.	 Pulmonary artery catheterization, administration of total parenteral 
nutrition (as opposed to no supplementation), or total enteral nutri­
tion has no consistent benefit in reducing postoperative pulmonary 
complications.
PERIOPERATIVE MANAGEMENT AND 
PROPHYLAXIS
■
■DIABETES MELLITUS
(See also Chaps. 415-417) Many patients with diabetes mellitus 
have significant symptomatic or asymptomatic CAD and may have 
silent myocardial ischemia due to autonomic dysfunction. Intensive 
(vs lenient) glycemic control in the perioperative period is generally 
not associated with improved outcomes and may increase the risk 
of hypoglycemia. Practice guidelines advocate a target glucose range 
of 100–180 mg/dL in the perioperative period. Oral hypoglycemic 

TABLE 492-6  Risk Modification to Reduce Perioperative Pulmonary 
Complications
Preoperatively
• Smoking cessation
• Training in proper lung expansion techniques
• Inhalation bronchodilator and/or steroid therapy, when indicated
• Control of infection and secretion, when indicated
• Weight reduction, when appropriate
Intraoperatively
• Limited duration of anesthesia
• Avoidance of long-acting neuromuscular blocking drugs, when indicated
• Prevention of aspiration and maintenance of optimal bronchodilation
Postoperatively
• Optimization of inspiratory capacity maneuvers, with attention to:
• Mobilization of secretions
• Early ambulation
• Encouragement of coughing
• Selective use of a nasogastric tube
• Adequate pain control without excessive narcotics
CHAPTER 492
Source: From VA Lawrence et al: Ann Intern Med 144:596, 2006, and WF Dunn, PD 
Scanlon: Mayo Clin Proc 68:371, 1993.
agonists should not be given on the morning of surgery. Periopera­
tive hyperglycemia should be treated with IV infusion of short-acting 
insulin or subcutaneous sliding-scale insulin. Patients whose diabetes 
is diet controlled may proceed to surgery with close postoperative 
monitoring.
Medical Evaluation of the Patient Undergoing Noncardiac Surgery 
■
■INFECTIVE ENDOCARDITIS
(See also Chap. 133) Prophylactic antibiotics should be administered 
to the following patients before dental procedures that involve manipu­
lation of gingival tissue, manipulation of the periapical region of teeth, 
or perforation of the oral mucosa: those with prosthetic cardiac valves 
(including transcatheter prosthetic valves); prosthetic material used in 
valve repair (annuloplasty ring or artificial chord); previous infective 
endocarditis; cardiac transplant recipients with valvular regurgitation 
from a structurally abnormal valve; and unrepaired cyanotic congenital 
heart disease or repaired congenital heart disease, with residual shunts 
or valvular regurgitation at the site adjacent to the site of a prosthetic 
patch or prosthetic device.
■
■AORTIC STENOSIS
Previous American College of Cardiology/American Heart Association 
guidelines have cautioned against surgery in patients with severe aortic 
stenosis, citing a 10% mortality risk. More recent guidance, rooted in 
contemporary data, offers greater latitude for noncardiac surgery in 
appropriately selected patients with severe aortic stenosis. In an analy­
sis of patients undergoing moderate- or high-risk surgery at the Mayo 
Clinic from 2000 to 2010, there was no significant difference in 30-day 
mortality between those with severe aortic stenosis and matched con­
trols (5.9 vs 3.1%, p = .13); however, those with severe aortic stenosis 
had more MACEs (18.8 vs 10.5%, p = .01), mainly due to heart failure. 
In sum, severe aortic stenosis is associated with adverse outcomes in 
patients undergoing noncardiac surgery; however, in contemporary 
cohorts, this risk is less than has previously been stated. Patients with 
severe symptomatic aortic stenosis should generally undergo aortic 
valve intervention (surgical aortic valve replacement or transcath­
eter aortic valve implantation) if noncardiac surgery can be deferred. 
Asymptomatic patients with severe aortic stenosis and preserved ejec­
tion fraction can generally safely undergo low- or intermediate-risk 
noncardiac surgery. Balloon valvotomy is usually not recommended 
but may serve a role in the minority of patients who need “bridging” to 
a necessary surgery or procedure.
■
■VENOUS THROMBOEMBOLISM
(See also Chap. 290) Perioperative prophylaxis of venous thromboem­
bolism should follow established guidelines of the American College of

Chest Physicians. Aspirin is not supported as a single agent for throm­
boprophylaxis. Low-dose unfractionated heparin (≤5000 units SC bid), 
low-molecular-weight heparin (e.g., enoxaparin, 30 mg bid or 40 mg qd), 
or a pentasaccharide (fondaparinux, 2.5 mg qd) is appropriate for patients 
at moderate risk; unfractionated heparin (5000 units SC tid) is appropri­
ate for patients at high risk. The use of direct oral anticoagulants may be 
an alternative to the use of prophylactic doses of low-dose unfractionated 
heparin and low-molecular-weight heparin; among patients immobilized 
after nonmajor orthopedic surgery, rivaroxaban 10 mg once daily when 
compared to enoxaparin was associated with a decrease in venous throm­
boembolic events, without a significant change in bleeding. Graduated 
compression stockings and pneumatic compression devices are useful 
supplements to anticoagulant therapy or as alternatives to anticoagulant 
therapy in patients at excessive bleeding risk.

■
■FURTHER READING
Eagle KA et al: Perioperative cardiovascular care for patients under­
going noncardiac surgical intervention. JAMA Intern Med 175:835, 
2015.
Fleisher LA et al: 2014 ACC/AHA guideline on perioperative car­
diovascular evaluation and management of patients undergoing 
noncardiac surgery: A report of the American College of Cardiology/
American Heart Association Task Force on Practice Guidelines. 
Circulation 130:e278, 2014.
PART 19
Consultative Medicine

Halvorsen S et al: 2022 ESC Guidelines on cardiovascular assess­
ment and management of patients undergoing non-cardiac surgery: 
Developed by the task force for cardiovascular assessment and man­
agement of patients undergoing non-cardiac surgery of the European 
Society of Cardiology (ESC) Endorsed by the European Society of 
Anesthesiology and Intensive Care. Eur Heart J 39:3826, 2022.
Hwang JW et al: Assessment of perioperative cardiac risk of patients 
undergoing noncardiac surgery using coronary computed tomo­
graphic angiography. Circ Cardiovasc Imaging 8:e002582, 2015.
Levine GN et al: 2016 ACC/AHA guideline focused update on dura­
tion of dual antiplatelet therapy in patients with coronary artery 
disease. A report of the American College of Cardiology/American 
Association Task Force on Clinical Practice Guidelines. J Am Coll 
Cardiol 68:1082, 2016.
Otto CM et al: 2020 ACC/AHA guideline for the management of 
patients of valvular heart disease: A report of the American College of 
Cardiology/American Heart Association Joint Committee on Clinical 
Practice Guidelines. Circulation 143:e72, 2021.
Smilowitz NR, Berger JS: Perioperative cardiovascular risk assess­
ment and management for noncardiac surgery: A review. JAMA 
324:279, 2020.
Tashiro T et al: Perioperative risk of major non-cardiac surgery in 
patients with severe aortic stenosis: A reappraisal in contemporary 
practice. Eur Heart J 35:2372, 2014.