# 06 - 298 Asthma

### 298 Asthma

review and meta-analysis to help differentiate asthma/chronic obstruc­
tive pulmonary disease overlap syndrome, and has been shown in some 
studies to correlate with the presence of eosinophils in the sputum and 
blood and with response to inhaled corticosteroids, although data are 
conflicting. For example, in a systematic review and meta-analysis, 
FeNO elevation increased the odds of having asthma in both children 
above the age of 5 years and adults. In another systematic review of 
FeNO utilization in the management of adults with asthma, the assess­
ment was helpful in the management of severe exacerbations but had 
no significant impact on overall exacerbations or inhaled corticoste­
roid use. Moreover, evidence suggests that tailoring of asthma therapy 
based on sputum eosinophil levels was effective in decreasing asthma 
exacerbations, but tailoring of therapy based on FeNO was not benefi­
cial in improving outcomes, and insufficient evidence was observed to 
advocate the use of either sputum analysis or FeNO in clinical practice. 
FeNO has also been shown to be influenced by ethnicity, and appropri­
ate reference standards for different ethnic groups have yet to be estab­
lished. While FeNO has been proposed as a potential clinical guide to 
management, its use has not been incorporated into all guideline rec­
ommendations, and it has not been formally approved for clinical use.
■
■SWEAT TESTING
Assessment of chloride concentration in sweat using pilocarpine ion­
tophoresis, or sweat testing, remains a key element in the diagnostic 
framework of cystic fibrosis (CF). This method utilizes pilocarpine to 
stimulate sweat production. As patients with CF suffer from alterations 
to the sodium chloride ion channel, measurement of electrolytes in 
their secretions such as sweat reveals elevated chloride concentrations, 
among other abnormalities. This testing has been considered the gold 
standard in the diagnosis of CF due to its functional nature, its relative 
noninvasiveness, the establishment of validated standards for its per­
formance, and its ability to discriminate between healthy individuals 
and those with CF at a chloride concentration of ≥60 mmol/L. The 
likelihood of a diagnosis of CF at a concentration of <40 mmol/L has 
been observed to be low, and an indeterminate range was defined as 
40–59 mmol/L, which could be consistent with the disease if genetic 
and clinical manifestations were supportive.
While functional testing such as sweat chloride testing remains an 
essential component of diagnostic algorithms in CF, the evolution of 
genetic analysis has led to identification of an extensive array of genetic 
mutations associated with varied phenotypic impacts in this disease. 
In this context, the indeterminate range of chloride concentrations 
of 40–59 mmol/L on sweat test analysis was found to inadequately 
identify milder or more heterogenous forms of the disease associated 
with newly identified genetic mutations. As a result, the Cystic Fibrosis 
Foundation provided updated guidance for the interpretation of sweat 
test results, with a decreased lower threshold to define an intermedi­
ate range of chloride concentration (changed from 40–50 mmol/L to 
30–59 mmol/L), which could be consistent with the diagnosis of CF in 
the appropriate genetic and clinical context. In a subsequent analysis, 
utilization of the new guidance was found to enhance the probability 
of identifying patients with CF without increasing the false-positive 
diagnosis rate in the population. Sweat testing is a critical component 
of the CF diagnostic algorithm but should be interpreted in the context 
of clinical manifestations of disease and correlated with genetic testing 
in those suspected of the diagnosis.
■
■ALLERGY TESTING
Allergy testing is often considered in the assessment of environmental 
exposures, including seasonal allergens, food allergens, and drug aller­
gens. In the case of drug allergens in particular, drug reactions are often 
reported based on remote history and are often unconfirmed. The hesi­
tancy to re-expose patients with an unconfirmed drug allergy can lead 
to limited options for treatment, to delay in treatment, and to utilization 
of treatments with more extended spectrum, potentially influencing 
the resistance patterns of these agents. Drug reactions can be medi­
ated by IgE (immediate-type reactions, type I), IgG or IgM (type II), 
immune complex reactions (type III), and delayed-type hypersensitivity 
reactions mediated by cellular immune mechanisms (type IV).

Skin testing, including patch testing and/or delayed intrader­
mal testing, is available to test exposure to particular allergens and 
determine reactivity. These tests have been shown to aid in clinical 
phenotyping of type I reactions and potentially in type IV reactions, 
though their role in type IV assessment remains more controversial. 
In the context of suspected type I reactions, patch testing is more cost 
effective and may be as effective as intradermal testing in identifying 
potential causative agents. The negative predictive value of intrader­
mal skin testing in assessing for IgE-mediated drug allergies is high; 
however, the high sensitivity of this testing limits its specificity, and 
results must be interpreted in the context of the pretest probability 
and the clinical experience of the patient. Skin tests have also been 
demonstrated to assist in identifying the causative agent in type IV 
reactions and to assess cross-reactivity between structurally related 
drugs. Intradermal testing may be more sensitive than patch testing 
to assess for type IV drug reactions. Though some debate continues 
regarding a mandatory role for skin testing in the assessment of 
potential drug allergies, drug provocation testing or rechallenge is 
generally regarded as safe in low-risk individuals with history of urti­
caria or immediate rash, whereas skin testing has been proposed as 
a preliminary assessment in higher-risk individuals with a history of 
two or more reactions, angioedema, or anaphylaxis, prior to consid­
eration of drug provocation testing.

Asthma
CHAPTER 298
■
■FURTHER READING
Callister ME et al: British Thoracic Society guidelines for the inves­
tigation and management of pulmonary nodules. Thorax 70:ii1, 2015.
Deng CJ et al: Clinical updates of approaches for biopsy of pulmonary 
lesions based on systematic review. BMC Pulm Med 18:146, 2018.
Dragonieri S: Methodological aspects of induced sputum. Adv Resp 
Med 5:397, 2023.
Shepherd W: Image-guided bronchoscopy for biopsy of periph­
eral pulmonary lesions. In: UpToDate. Post TW (ed). UpToDate, 
Waltham, MA, 2023.
Silvestri G et al: Methods for staging non-small cell lung cancer: 
Diagnosis and management of lung cancer, 3rd ed: American College 
of Chest Physicians evidence based clinical practice guidelines. Chest 
143:e211s, 2013.
Thunnissen FBJM: Sputum examination for early detection of lung 
cancer. J Clin Pathol 56:805, 2003.
Webb WR: Thin-section CT of the secondary pulmonary lobule: 
Anatomy and the image. The 2004 Fleischner Lecture. Radiology 
239:322, 2006.
Section 2	 Diseases of the Respiratory 
System
Elliot Israel

Asthma
Asthma is a disease characterized by episodic airway obstruction and 
airway hyperresponsiveness usually accompanied by airway inflam­
mation. In most cases, the airway obstruction is reversible, but in a 
subset of asthmatics, a component of the obstruction may become 
irreversible. In a large proportion of patients, the airway inflammation 
is eosinophilic, but some patients may present with differing types of 
airway inflammation, and in some cases, there is no obvious evidence 
of airway inflammation.

Genetic susceptibility
Risk genes and atopy
Symptomatic or asymptomatic asthma
 
• AHR
 
                       +/–
 
• Inflammation
 
• Structural changes
Exposures and risk factors
(See Table 298-1)
 
• Prenatal
 
• Childhood
 
• Adult
Increased symptoms or
exacerbations
 
                 +/–
 
• Increased AHR
 
• Increased inflammation
 
• Structural changes
PART 7
Disorders of the Respiratory System
FIGURE 298-1  Asthma development pathway. Illustration of how genetic susceptibility and development and exposure during the life span interact to produce a disease that 
can vary in intensity and chronicity. Disease expression is characterized by airway hyperresponsiveness with varying degrees of airway inflammation and airway structural 
changes accompanied by varying degrees of symptoms that can be influenced by exposure to triggers that can cause acute deterioration as well as chronic symptoms. 
AHR, airway hyperresponsiveness.
MANIFESTATIONS
Asthma most frequently presents as episodic shortness of breath, 
wheezing, and cough, which can occur in relation to triggers but may 
also occur spontaneously. These symptoms can occur in combination 
or separately. Other symptoms can include chest tightness and/or 
mucus production. These symptoms can resolve spontaneously or with 
therapy. In some patients, wheezing and/or dyspnea can be persistent. 
Episodes of acute bronchospasm, known as exacerbations, may be 
severe enough to require emergency medical care or hospitalization 
and may result in death.
EPIDEMIOLOGY
Asthma is the most common chronic disease associated with sig­
nificant morbidity and mortality, with ~262 million people affected 
globally. Cross-sectional studies suggest that 7.9% of the population in 
the United States is asthmatic as compared to ~4.3% prevalence world­
wide. Prevalence continues to increase (starting at 7.3% in 2001 in the 
United States) and is associated with transition from rural to urban 
living. Asthma is more prevalent among children (8.4%) than adults 
(7.7%). In children, the prevalence is greatest among boys (2:1 maleto-female ratio), with a trend toward greater prevalence in women in 
adulthood. In some patients, asthma resolves as they enter adulthood 
only to “recur” later in life.
In the United States in 2016, prior to the effects of the COVID-19 
pandemic, 1.8 million people visited an emergency department for 
asthma, and 189,000 were hospitalized. The total economic cost in the 
United States in 2013 was estimated at $82 billion. In the United States, 
asthma is more prevalent in blacks than Caucasians, and black race is 
associated with greater case morbidity. The ethnicity with the greatest 
prevalence in the United States is the Puerto Rican population.
Asthma mortality increased worldwide in the 1960s, apparently 
related to overuse of inhaled β2-agonists. Reduction in mortality since 
then has been attributed to increased use of inhaled corticosteroids. 
Asthma mortality declined globally from 0.44 per 100,000 people 
in 1993 to 0.19 in 2006, but further reduction in mortality has not 
occurred since that time.
THE PATHWAY TO THE DEVELOPMENT 

OF ASTHMA
The pathway to development of asthma can be varied. As illustrated 
in Fig. 298-1, there is an interplay between genetic susceptibility (see 
below) and environmental exposure and endogenous developmental 
factors (e.g., aging and menopause [see “Etiologic Mechanisms, Risk 

Triggers
(See Table 298-2)
Unknown factors
Recurrent exacerbations
Factors, Triggers, and Complicating Comorbidities” and Table 298-1]) 
that can lead to the development of asthma. Continued or additional 
exposures and triggers (Table 298-2) can affect the progression of disease 
and the degree of impairment.
PATHOPHYSIOLOGY
■
■MECHANISMS LEADING TO ACUTE 

AND CHRONIC AIRWAY OBSTRUCTION
The pathobiologic processes in the airways that lead to episodic and 
chronic airway obstruction of asthma are discussed below. Their patho­
logic correlates are highlighted in Fig. 298-2, illustrating the pathologic 
changes that can occur in asthmatic airways. These processes can occur 
individually or simultaneously. There can be temporal variation of 
these processes in an individual based on exogenous factors, discussed 
later in this chapter, as well as the aging process itself. These processes 
can involve the entire airway (but not the parenchyma), but there can 
be significant spatial heterogeneity, as has now been demonstrated 
using hyperpolarized gas ventilation studies and high-resolution com­
puted tomography (CT) of the thorax.
Airway Hyperresponsiveness 
Airway hyperresponsiveness is a 
hallmark of asthma. It is defined as an acute narrowing response of 
the airways in reaction to agents that do not elicit airway responses in 
nonaffected individuals or an excess narrowing response to inhaled 
agents as compared to that which would occur in nonaffected individu­
als. A component of the hyperresponsiveness occurs at the level of the 
airway smooth muscle itself as demonstrated by hyperresponsiveness 
to direct smooth-muscle–acting agents such as histamine or metha­
choline. In many patients, the apparent hyperresponsiveness is due 
TABLE 298-1  Exposures and Risk Factors Related to the Development 
of Asthma
1.	 Allergen exposure in those with a predisposition to atopy
2.	 Occupational exposure
3.	 Air pollution
4.	 Infections (viral and Mycoplasma)
5.	 Tobacco
6.	 Obesity
7.	 Diet
8.	 Fungi in allergic airway mycoses
9.	 Acute irritants and reactive airway dysfunction syndrome (RADS)
10.	 High-intensity exercise in elite athletes

TABLE 298-2  Triggers of Airway Narrowing
1.	 Allergens
2.	 Irritants
3.	 Viral infections
4.	 Exercise and cold, dry air
5.	 Air pollution
6.	 Drugs
7.	 Occupational exposures
8.	 Hormonal changes
9.	 Pregnancy
to indirect activation of airway narrowing mechanisms as a result of 
stimulation of inflammatory cells (which release direct bronchocon­
strictors and mediators that cause airway edema and/or mucus secre­
tion) and/or stimulation of sensory nerves that can act on the smooth 
Normal Airway
Cross-section
Asthmatic Airway
Cross-section
Submucosa
Epithelium
Smooth muscle
Thin mucus layer
Adventitia
FIGURE 298-2  Pathologic changes that can be seen in asthmatic airways. Illustrated is a cross-sectional lumen of a bronchus. The left-hand side represents the normal 
airway, and the right represents an asthmatic airway highlighting the pathologic changes that can be seen in asthma. The asthmatic airway lumen is reduced by smoothmuscle contraction and hypertrophy, mucus in the airway lumen, and thickening of the submucosa due to edema and cellular infiltration. In addition, the ability of the lumen 
to increase in size with smooth-muscle relaxation may be impaired by deposition of collagen. The epithelium is disrupted, and there is evidence of vascular and neuronal 
proliferation. All these changes may not be present in one individual, and certain patients may have normal-appearing airways.

muscle or inflammatory cells. Agents and physical stimuli that elicit 
such responses are discussed later.

The apparent increased responsiveness of the airways in asthma 
may also have a structural etiology. In asthma, airway wall thickness 
is associated with disease severity and duration. This thickening, 
which may result from a combination of smooth-muscle hypertrophy 
and hyperplasia, subepithelial collagen deposition, airway edema, 
and mucosal inflammation, can result in a tendency for the airway to 
narrow disproportionately in response to stimuli that elicit increased 
airway muscle tension. A major therapeutic objective in asthma is to 
decrease the degree of airway hyperresponsiveness.
Asthma
CHAPTER 298
Inflammatory Cells 
While airway inflammation can be precipi­
tated by acute exposure to inhalants, most asthmatics have evidence of 
chronic inflammation in the airways. Most commonly, this inflamma­
tion is eosinophilic in nature. In some patients, neutrophilic inflam­
mation may be predominant, especially in those with more severe 
Invagination of airway
mucosa due to smoothmuscle constriction
Smooth muscle
hypertrophy and 
proliferation
Airway
edema
Mucus
production
Cellular
infiltration
Lumen
Collagen deposition
and thickening of the
basement membrane
Epithelial
denudation
and shedding
Neuronal
proliferation
Vascular
proliferation

asthma. Patients with both eosinophilic and neutrophilic inflammation 
may present with the most severe phenotype. Mast cells are also more 
frequent. Many inflammatory cells are present in an activated state, as 
will be discussed in the section on inflammation.
Airway Smooth Muscle 
Airway smooth muscle can contribute 
to asthma in three ways. First, it can be hyperresponsive to stimuli, as 
noted above. Second, hypertrophy and hyperplasia can lead to airway 
wall thickening with consequences for hyperresponsiveness, as noted 
above. Lastly, airway smooth-muscle cells can produce chemokines 
and cytokines that promote airway inflammation and promote the 
survival of inflammatory cells, particularly mast cells.
Subepithelial Collagen Deposition and Matrix Deposition 

Thickening of the subepithelial basement membrane occurs as a result 
of deposition of repair-type collagens and tenascin, periostin, fibronec­
tin, and osteopontin primarily from myofibroblasts under the epithe­
lium. The deposition of collagen and matrix stiffens the airway and can 
result in exaggerated responses to increased circumferential tension 
exerted by the smooth muscle. Such deposition can also narrow the 
airway lumen and decrease its ability to relax and thus can contribute 
to chronic airway obstruction.
Airway Epithelium 
Airway epithelium disruption takes the form 
of separation of columnar cells from the basal cells. The damaged 
epithelium is hypothesized to form a trophic unit with the underlying 
mesenchyme. This unit elaborates multiple growth factors thought 
to contribute to airway remodeling. The airway epithelium is also a 
source of multiple cytokines, such as alarmins, and mediators that have 
been shown to promote a cascade of airway inflammation.
Vascular Proliferation 
In a subset of asthmatics, there is a sig­
nificant degree of angiogenesis thought to be secondary to elaboration 
of angiogenic factors in the context of airway inflammation. Vascular 
leakage from postcapillary venules in response to inflammatory media­
tors can also contribute to the acute and chronic edema of the airways.
Airway Edema 
Submucosal edema can be present as an acute response 
in asthma and as a chronic contributor to airway wall thickening.

PART 7
Disorders of the Respiratory System
Epithelial Goblet Cell Metaplasia and Mucus Hypersecretion 

Chronic inflammation can result in the proliferation of mucus cells. 
Increased mucus production can reduce the effective airway luminal 
area. Mucus plugs can obstruct medium-size airways and can extend 
into the small airways. These mucus plugs can result in persistent air­
way obstruction.
Neuronal Proliferation 
Neurotrophins, which can lead to neuro­
nal proliferation, are elaborated by smooth-muscle cells, epithelial cells, 
and inflammatory cells. Neuronal inputs can regulate smooth-muscle 
tone and mucus production, which may mediate acute bronchospasm 
and potentially chronically increased airway tone.
■
■AIRWAY INFLAMMATION (TYPE 2 AND 

NON–TYPE 2 INFLAMMATION)
Most asthma is accompanied by airway inflammation. In the past, 
asthma had been divided into atopic and nonatopic (or intrinsic) 
asthma. The former was identified as relating to allergen sensitivity 
and exposure, with production of IgE, and occurring more commonly 
in children. The latter was identified as occurring in individuals with 
later onset asthma, with or without allergies, but frequently with eosin­
ophilia. This paradigm is being superseded by a nosology that favors 
consideration of whether asthma is associated with type 2 or non–type 
2 inflammation. This approach to immunologic classification is driven 
by a developing understanding of the underlying immune processes 
and by the development of therapeutic approaches that target type 2 
inflammation (see later sections on asthma therapy).
Type 2 Inflammation 
Type 2 inflammation is an immune 
response involving the innate and adaptive arms of the immune sys­
tem to promote barrier immunity on mucosal surfaces. It is called type 
2 because it is associated with the type 2 subset of CD4+ T-helper cells, 
which produce the cytokines interleukin (IL) 4, IL-5, and IL-13. As 

shown in Fig. 298-3, these cytokines can have pleiotropic effects. IL-4 
induces B-cell isotype switching to production of IgE. IgE, through its 
binding to basophils and mast cells, results in environmental sensitivity 
to allergens as a result of cross-linking of IgE on the surface of these 
mast cells and basophils. The products released from these cells include 
type 2 cytokines as well as direct activators of smooth-muscle constric­
tion and edema. IL-5 has a critical role in regulating eosinophils. It con­
trols formation, recruitment, and survival of these cells. IL-13 induces 
airway hyperresponsiveness, mucus hypersecretion, and goblet cell 
metaplasia. While allergen exposure in allergic individuals can elicit 
a cascade of activation of type 2 inflammation, it is now understood 
(see Fig. 298-3) that nonallergic stimuli can elicit production of type 
2 cytokines, particularly due to stimulation of type 2 innate lymphoid 
cells (ILC2). These cells can produce IL-5 and IL-13. ILC2s can be acti­
vated by epithelial cytokines known as alarmins, which are produced 
in response to “nonallergic” epithelial exposures such as irritants, pol­
lutants, oxidative agents, fungi, or viruses. Thus, these “nonallergic” 
stimuli can be associated with eosinophilia.
The development of anti–IL-5 drugs that dramatically reduce 
eosinophils has allowed us to determine that, in many asthmatics, 
eosinophils play a major role in asthma pathobiology. They may 
induce hyperresponsiveness through release of oxidative radicals and 
major basic protein, which can disrupt the epithelium. They produce 
cysteinyl-leukotrienes that directly stimulate smooth muscle contrac­
tion and resulting in airway constriction. In addition, recent CT imag­
ing has suggested that mucus plugs, which may contain significant 
amounts of eosinophil aggregates, may accumulate in the airways and 
contribute to asthma severity.
Non–Type 2 Processes 
As shown in Fig. 298-2, multiple processes 
can contribute to airway narrowing and apparent airway hyperrespon­
siveness. While type 2 inflammatory processes are most common, 
non–type 2 processes can exist either in combination with type 2 
inflammation or without type 2 inflammation. Neutrophilic inflamma­
tion, as shown in Fig. 298-3, can also occur. This type of inflammation 
is more commonly seen in severe asthma that has not responded to 
the common anti-inflammatory therapies, such as corticosteroids, that 
usually suppress type 2 inflammation. In some cases, it may also be 
associated with chronic infection, occasionally with atypical pathogens 
such as Mycoplasma, perhaps accounting for the response of some of 
these patients to macrolide antibiotics. It is also commonly seen in 
reactive airway dysfunction syndrome (see “Etiologic Mechanisms, 
Risk Factors, Triggers, and Complicating Comorbidities”).
In a small subset of asthmatics, the pathologic changes seen in 
Fig. 298-2 may occur without any evidence of tissue infiltration by 
inflammatory cells. The etiology of such pauci-granulocytic asthma 
is unclear.
■
■MEDIATORS
Many chemical substances or signaling factors can contribute to the 
pathobiologic picture of asthma. Some of them have been successfully 
targeted in developing asthma therapies.
Cytokines 
As illustrated in Fig. 298-3, and as discussed above, IL-4, 
IL-5, and IL-13 are the major cytokines associated with type 2 inflam­
mation. They have all been targeted successfully in asthma therapies. 
Thymic stromal lymphopoietin (TSLP), IL-25, and IL-33 also play a 
role in the signaling cascade and are being actively studied as targets 
for treatment of asthma. IL-9 has been implicated as well. IL-6, IL-17, 
tumor necrosis factor α (TNF-α), IL-1β, and IL-8 have been implicated 
in non–type 2 inflammation.
Fatty Acid Mediators 
Proinflammatory mediators derived from 
arachidonic acid include leukotrienes and prostaglandins. The cys­
teinyl leukotrienes (leukotrienes C4, D4, and E4) are produced 
by eosinophils and mast cells. They are potent smooth-muscle 
constrictors. They also stimulate mucus secretion, recruit allergic 
inflammatory cells, cause microvascular leakage, modulate cytokine 
production, and influence neural transmission. Cysteinyl leukotriene

FIGURE 298-3  Inflammatory cells and mediators involved in type 2 and non–type 2 inflammation. Allergens and nonallergic stimuli can trigger activation of multiple 
inflammatory cells and release of mediators that are responsible for recruiting and activating these cells. The mediators can affect airway smooth-muscle proliferation and 
hyperresponsiveness and fibroblast proliferation and matrix deposition. BLT2, leukotriene B4 receptor 2; CRTH2, chemoattractant receptor-homologous molecule (PGD2 
receptor); CXCL8, CXC motif chemokine ligand 8; CXCR2, CXC chemokine receptor 2; GATA3, GATA binding protein 3; GM-CSF, granulocyte-macrophage colony-stimulating 
factor; IFN-γ, interferon gamma; IL, interleukin; ILC2, innate lymphoid type 2 cells; c-Kit, mast/stem cell growth factor receptor; LTB4, leukotriene B4; MPO, myeloperoxidase; 
NO, nitric oxide; OX40L/OX40R, OX40 ligand/OX40 receptor; PGD2, prostaglandin D2; ROS, reactive oxygen species; SCF, stem cell factor; TGF-β, transforming growth 
factor β; Th, T helper; TNF-α, tumor necrosis factor α; TSLP, thymic stromal lymphopoietin.
modifiers have shown clinical benefit in asthma. The non-cysteinyl 
leukotriene, LTB4, is produced primarily from neutrophils but can 
also be synthesized by macrophages and epithelial cells. It is a potent 
neutrophil chemoattractant. Prostaglandins are for the most part 
proinflammatory. Prostaglandin D2 (PGD2) is produced by mast cells. 
Receptors for PGD2 (CRTH2 receptors) are present on TH2 cells, ILC2 
cells, mast cells, eosinophils, macrophages, and epithelial cells, and 
the activation of these receptors upregulates type 2 inflammation. 
However, studies with drugs blocking CRTH2 have been relatively 
disappointing thus far.
There are several classes of fatty acid–derived mediators that are 
responsible for the resolution of inflammation. These include the 
resolvins and lipoxins. Several studies suggest that deficiencies in these 
moieties may be responsible for the ongoing inflammation in asthma, 
especially in severe asthma.
Nitric Oxide 
Nitric oxide is a potent vasodilator, and in vitro stud­
ies suggest that it can increase mucus production and smooth-muscle 
proliferation. It is produced by epithelial cells, especially in response 
to IL-13, and by stimulated inflammatory cells including eosinophils, 
mast cells, and neutrophils. Its precise role in the asthmatic diathesis 
is unclear. However, its production is increased in the airways in the 
presence of IL-13-induced inflammation, and it can be detected in 
exhaled breath and is reduced by interventions that interfere with IL-13 
production or activity.

Asthma
CHAPTER 298
Reactive Oxygen Species 
When allergens, pollutants, bacteria, 
and viruses activate inflammatory cells in the airway, they induce respi­
ratory bursts that release reactive oxygen species that result in oxidative 
stress in the surrounding tissue. Increases in oxidative stress have been 
shown to affect smooth-muscle contraction, increase mucus secretion, 
produce airway hyperresponsiveness, and result in epithelial shedding.
Chemokines 
A variety of chemokines are secreted by the epithe­
lium (as well as other inflammatory cells) and attract inflammatory 
cells into the airways. Those of particular interest include eotaxin (an 
eosinophil chemoattractant), TARC and MDC (which attract TH2 
cells), and RANTES (which has pluripotent pro-phlogistic effects).
ETIOLOGIC MECHANISMS, RISK FACTORS, 
TRIGGERS, AND COMPLICATING 
COMORBIDITIES
As illustrated in Fig. 298-1, the development of asthma involves an 
interplay between risk factors and exposures (see Table 298-1) and 
genetic predisposition.
■
■HERITABLE PREDISPOSITION
Asthma has a strong genetic predisposition. Family and twin stud­
ies suggest a 25–80% degree of heritability. Genetic studies sug­
gest complex polygenic inheritance complicated by interaction with 
environmental exposures. Further, epigenetic modifications related

to environmental exposures may also produce heritable patterns of 
asthma. Many of the genes related to asthma have been associated with 
risk for atopy. However, there appear to be genetic modifications that 
predispose to asthma and its severity. Association studies have identi­
fied multiple candidate genes. In many cases, these genes vary from 
population to population. The most consistently identified include 
ORMDL3/GSDMB (in the 17q21 chromosomal region), ADAM33, 
DPP-10, TSLP, IL-12, IL-33, ST2 (IL-33 receptor), HLA-DQB1, HLADQB2, TLR1, IL-13, and IL6R. Several of these genes have been identi­
fied in relation to the pathways involved in airway inflammation 
(Fig. 298-3). Regulation of ORMDL3 has been associated with altered 
TH2 cytokine levels. It is important to note that there is consider­
able evidence of ancestry heterogeneity (difference in the strength of 
genetic association by ancestry) so that, for example, an association 
with PYHIN1 (interferon inducible protein X) is only found among 
people of African descent. In many cases, association studies have iden­
tified polymorphisms in noncoding regions of the genome, suggesting 
that the majority of the currently identified traits act as “enhancers” of 
biologic processes.

PART 7
Disorders of the Respiratory System
Genetic polymorphisms have also been associated with differential 
responses to asthma therapies. Variants in the β-receptor (Arg16Gly in 
ADRB2), the glucocorticoid-induced transcript 1 gene, and genes in the 
leukotriene synthesis and receptor pathways have been associated with 
altered response to the pharmacologic agents acting at those receptors 
or through those pathways.
While genetic variation plays a key role in asthma susceptibility, 
it is important to understand that unraveling the complexities of the 
genetic contribution to asthma remains elusive. To wit, only 7.2% of 
asthma risk can be explained by the single nucleotide polymorphisms 
that have been associated with asthma. Recently, polygenic risk score 
analysis has been used as a tool to attempt to improve the prediction 
of asthma risk.
A significant proportion of the heritability of asthma relates to the 
heritability of atopy. Atopy is the genetic tendency toward specific 
IgE production in response to allergen exposure. Serum levels of 
IgE correlate closely with the development of asthma. The National 
Health and Nutrition Examination Survey (NHANES) III found that 
half of asthma in patients aged 6–59 could be attributed to atopy with 
evidence of allergic sensitization. The allergens most associated with 
risk include house dust mites, indoor fungi, cockroaches, and indoor 
animals.
■
■EXPOSURES AND RISK FACTORS
Allergic Sensitization and Allergen Exposure 
Like asthma, 
the development of allergic sensitization involves an interplay between 
heritable susceptibility and allergen exposure. Allergen exposure 
during vulnerable developmental periods is believed to increase the 
risk of development of allergic sensitization in those with a tendency 
toward atopy. Allergic sensitization is increased in industrialized 
nations. Research comparing rural environments has suggested that 
early, varied microbiome exposure (exposure to bacteria and bacterial 
products) may reduce the development of atopy. Studies of the role of 
early allergen avoidance in reducing the risk of developing asthma have 
produced contradictory results.
Tobacco 
Maternal smoking and secondhand smoke exposure are 
associated with increased childhood asthma. Childhood secondhand 
smoke exposure increased asthma risk twofold. Active smoking is 
estimated to increase the incidence of asthma by up to fourfold in ado­
lescents and young adults.
Air Pollution 
Early life exposure to pollution increases the risk of 
development of asthma. Proximity to major roadways increases the risk 
of early childhood asthma, thought to be attributed to levels of nitro­
gen dioxide exposure. Decreasing nitrogen dioxide exposure has been 
found to decrease asthma incidence in children. Studies of exposure 
to mixed pollutants suggest that most risk lies with carbon monoxide 
and nitric dioxide, with marginal effects of sulfur dioxide. Indoor air 
pollution from open fires and use of gas stoves has been associated 

with increased risk of children developing asthma symptoms. Mecha­
nistically, pollutants are thought to cause oxidative injury to the air­
ways, producing airway inflammation and leading to remodeling and 
increased risk of airway sensitization.
Infections 
Respiratory infections clearly can precipitate asthma 
deteriorations. However, the degree to which respiratory infections 
indicate susceptibility to asthma, represent a causal factor, or in some 
cases provide protection from asthma is unclear. Incidence and fre­
quency of human rhinovirus and respiratory syncytial virus infections 
in children are associated with development of asthma, but whether 
they play a causal role is unclear. Evidence of prior Mycoplasma pneu­
moniae infection has been associated with the development of asthma 
in Taiwanese adults.
Occupational Exposures 
Occupational asthma is estimated to 
account for 10–25% of adult-onset asthma. The occupations associ­
ated with the most cases in European Community Health Surveys 
were nursing and cleaning. Two types of exposures are recognized: (1) 
an immunologic stimulus (further subdivided into high-molecularweight [e.g., proteins, flour] and low-molecular-weight [e.g., formal­
dehyde, diisocyanate] stimuli based on whether they act as haptens or 
can directly stimulate a response), and (2) an irritative stimulus. The 
immunologic form is associated with a latency period between time of 
exposure and development of symptoms. The irritative form, known 
as reactive airway dysfunction syndrome (RADS), will be discussed 
below. A combination of genetic predisposition (including atopy), tim­
ing, intensity of exposure, and co-exposure (e.g., smoking) influences 
whether an individual will develop occupational asthma.
Diet 
There are suggestions that prenatal diet or vitamin deficiency 
may alter the risk of developing asthma. The evidence is not yet 
definitive, but vitamin D insufficiency may increase asthma risk in 
the progeny and supplementation may decrease such risk. Similarly, 
preliminary studies suggest that maternal supplementation with vita­
mins C and E and zinc may decrease asthma in children. One study 
suggested that maternal polyunsaturated fatty acid supplementation 
may decrease childhood asthma risk. Observational studies have sug­
gested that increased maternal sugar intake may increase childhood 
asthma risk.
Obesity 
Multiple studies suggest that obesity may be a risk factor 
for development of childhood and adult asthma. Adipokines and IL-6 
have been thought to play a pathobiologic role. Some have argued that 
the risk is overestimated, and a study from NHANES II found an asso­
ciation with dyspnea but not with airway obstruction.
Medications 
There are conflicting data regarding prenatal and 
early childhood risk for asthma posed by certain classes of medica­
tions. Use of H2 blockers and proton pump inhibitors in pregnancy 
has been associated with an increased risk of asthma in children 
(relative risk, 1.36–1.45); however, another study found a small risk for 
H2 blockers only. Conflicting data have been presented on the risk of 
perinatal acetaminophen and early childhood acetaminophen use. In a 
prospective study, the use of acetaminophen was not associated with an 
increased risk of exacerbations in young children with asthma, when 
compared to ibuprofen.
Prenatal and Perinatal Risk Factors 
Preeclampsia and pre­
maturity have been associated with increased risk of asthma in the 
progeny. Babies born by cesarean section are at higher risk for asthma. 
Those with neonatal jaundice are also at increased risk. Breast-feeding 
reduced early wheezing but has a less clear effect on later incidence of 
asthma.
Endogenous Developmental Risk Factors 
Asthma is more 
prevalent among boys than girls, with the difference receding by age 20 
and reversing (with increased prevalence among women) by age 40. 
Atopy is more prevalent among boys in childhood, and they have 
reduced airway size compared with girls. Both factors are thought to 
contribute to the sex discrepancy. A subset of women develop asthma

around menopause. Such asthma tends to involve non–type 2 mecha­
nisms. Pregnancy may precipitate or aggravate asthma as well.
High-Concentration Irritant Exposure and RADS 
A solitary 
exposure to a high concentration of irritant agents that rapidly (usually 
within hours) produces bronchospasm and bronchial hyperactivity 
is known as RADS. Causative agents include oxidizing and reducing 
agents in an aerosol or high levels of particulates. The acute pathol­
ogy usually involves epithelial injury with neutrophilia. There is little 
evidence of type 2 inflammation. This syndrome differs from occupa­
tional asthma in that these patients have not become sensitized to the 
provocative agent and can return to work in that environment once 
they have recovered. However, the course of the disease may be vari­
able, with some series showing documented abnormalities and persis­
tent symptoms 10 years after exposure.
Fungi and Allergic Airway Mycoses 
One to 2% of patients with 
asthma may have an IgE-mediated sensitization to colonization of the 
airway by fungi, with the most common fungus causing such a reac­
tion being Aspergillus fumigatus. So-called allergic bronchopulmonary 
aspergillosis (ABPA) is characterized by a type 2 airway inflammatory 
response to aspergillus with IgE >1000 IU/mL, eosinophils >500/μL, 
positive skin test to Aspergillus, and specific IgE and IgG antibodies to 
Aspergillus. Patients may have intermittent mucus plugging and central 
bronchiectasis. Up to two-thirds of patients will grow Aspergillus from 
the sputum. Treatment involves systemic antifungal treatment with 
itraconazole or voriconazole and oral corticosteroids. A role for biolog­
ics has also been suggested.
Exercise-Induced Symptoms in Elite Athletes 
Exerciseinduced airway narrowing in elite athletes undertaking extreme 
exercise in strenuous condition. These athletes may have little, or 
no, airway hyperreactivity or asthma risk factors. The condition may 
involve additional mechanisms including direct epithelial injury. Such 
a syndrome has also been reported in swimmers possibly related to 
pool chlorination.
■
■TRIGGERS OF AIRWAY NARROWING
The risk factors and exposures reviewed above lead to increased 
airway reactivity and a propensity to react to factors that trigger 
airway narrowing (see Fig. 298-1). Almost all asthmatics can iden­
tify triggers that will make their asthma worse. The major triggers 
are listed in Table 298-2. Many of them overlap with the risk factors 
and etiologic factors reviewed above. In some cases, elimination of 
these triggers may dramatically reduce the impairment caused by 
asthma. In a minority, abatement can lead to “remission” so that 
these patients no longer require asthma medications and do not 
experience bronchospasm with their daily activities and routines. 
While acute exposures to these triggers generally cause short-lived 
bronchospasm, the bronchospasm may be severe enough that treat­
ment for an exacerbation is required. Chronic exposure may lead 
to permanent deterioration in asthma control, although this does 
not appear to be true for exercise or stress. It should be noted that 
evidence suggests that severe asthma exacerbations (those requiring 
systemic corticosteroids) may, in and of themselves, accelerate lung 
function decline.
Allergens 
In patients with sensitization to particular allergens 
through production of allergen-specific IgE, exposure to those aller­
gens by inhalation can result in activation of mast cells and basophils 
with acute production of bronchoactive mediators (see Fig. 298-3). 
Such exposure can produce immediate bronchospasm (early response) 
and a late response (2–24 h after exposure) with bronchial narrowing 
and inflammation. These mechanisms can account for reactions to 
inhalation of pollens, mold, or dust; insects (especially cockroaches); 
animals; occupational materials; seasonal worsening of asthma; and socalled “thunderstorm asthma.” Chronic exposure may lead to persistent 
symptoms. While food allergies can produce bronchospasm through 
anaphylaxis, food allergies are generally not etiologically linked to 
asthma.

Irritants 
Many asthmatics report increased symptoms on expo­
sure to strong odors, smoke, combustion products, cleaning fluids, 
or perfumes. In general, the effects are short-lived, although chronic 
exposure (see “Occupational Exposures” above) and large-quantity 
exposures (see discussion of RADS above) can lead to long-lasting or 
permanent symptoms.

Viral Infections 
Most asthmatics report that asthma exacerba­
tions can be triggered by upper respiratory infections. The inflamma­
tion that occurs may be neutrophilic as well as eosinophilic. There is 
some evidence that IgE generation may reduce production of inter­
feron, possibly predisposing to the effects of upper respiratory viruses. 
Increased airway reactivity after viral infections generally persists 
for 4–6 weeks but, in some cases, may be associated with permanent 
changes and impairment. The almost 50% reduction in exacerbations 
during the COVID-19 pandemic has been attributed to decreased 
viral infections.
Asthma
CHAPTER 298
Exercise and Cold/Dry Air 
Exercise may be a trigger to asth­
matic bronchoconstriction in patients with asthma. Hyperventilation 
that occurs with exercise dries the airway lining, changing the tonicity 
of lining cells and causing release of bronchoconstrictive mediators. 
This effect is more prominent the lower the moisture content of the air, 
and since cold air has a lower absolute moisture content, the lower the 
temperature of the inspired air, the less exercise is required to induce 
bronchoconstriction. In addition, cold air may produce airway edema 
during airway wall rewarming. At routine levels of exercise, these 
effects are short-lived.
Air Pollution 
Increased rates of exacerbations have been associ­
ated with increased ambient ozone, sulfur dioxide, and nitrogen diox­
ide, among other air pollutants.
Drugs 
Beta blockers may trigger bronchospasm even when used 
solely in ophthalmic preparations. While the more selective beta block­
ers are safe for most asthmatics, beta blocker use may be a cause of 
difficult-to-control asthma. Aspirin may precipitate bronchospasm in 
those with aspirin-exacerbated respiratory disease (see “Special Con­
siderations”). Angiotensin-converting enzyme (ACE) inhibitors (and 
to a lesser extent angiotensin receptor blockers) may cause cough that 
may be attributed to poorly controlled asthma.
Occupational Exposures 
In addition to RADS (see above), epi­
sodic and/or recurrent exposures to workplace irritants and/or sub­
stances to which one has become sensitized can produce symptoms. 
These symptoms are usually reduced when patients are away from such 
exposures on weekends or vacation.
Stress 
Asthmatics may report increased symptoms with stress. The 
mechanisms are poorly understood.
Hormonal Factors 
A small proportion of women report a regu­
lar increase in perimenstrual symptoms, and symptoms may worsen 
during perimenopause. This may be related to rapid fluctuations in 
estrogen levels. Pregnancy can precipitate worsening of asthma in 
approximately one-third of pregnant patients.
■
■COMORBIDITIES
Comorbidities may make asthma difficult to manage, and the common 
comorbidities are listed in Table 298-3.
Obesity 
Obese adults with asthma have more severe asthma symp­
toms than lean adults and are two to four times more likely to be hos­
pitalized with an asthma exacerbation. Nonrandomized studies have 
shown an improvement and significant reduction in exacerbations 
after bariatric surgery.
Gastroesophageal Reflux Disease 
The presence of gastroesoph­
ageal reflux disease (GERD) predicts poor quality of life and is an inde­
pendent predictor of asthma exacerbations. Treatment of symptomatic 
reflux disease has been shown to produce modest improvements in 
airway function, symptoms, and exacerbation frequency. Treatment of 
asymptomatic patients has not shown a benefit.

TABLE 298-3  Differential Diagnosis and Comorbidities That May Make 
Asthma Difficult to Control
Differential Diagnosis of Diseases with Overlapping Symptoms That 
Can Present with Obstructive Pulmonary Function Tests
1.	 Heart failure
2.	 Chronic obstructive pulmonary disease (COPD)
3.	 α1 Antitrypsin deficiency
4.	 Airway obstruction from mass or foreign body
5.	 Inducible laryngeal dysfunction (vocal cord dysfunction)
6.	 Bronchiolitis obliterans
7.	 Bronchiectasis
8.	 Tracheobronchomalacia
PART 7
Disorders of the Respiratory System
Comorbidities That Can Make Asthma Difficult to Control
1.	 Chronic rhinosinusitis +/– nasal polyposis
2.	 Obesity
3.	 Gastroesophageal reflux disease
4.	 Inducible laryngeal obstruction (vocal cord dysfunction)
5.	 COPD
6.	 Anxiety/depression
7.	 Obstructive sleep apnea
Rhinosinusitis and/or Nasal Polyposis 
Rhinosinusitis may be 
a manifestation of the eosinophilic inflammation in the lower airway 
in asthma. In addition, poorly controlled rhinosinusitis is believed to 
aggravate asthma by several potential mechanisms including inflam­
matory and irritant effects of the secretions on the lower airway, neural 
reflexes, and production of inflammatory mediators and cells that pro­
duce systemic inflammation. Treatment with intranasal corticosteroids 
has been shown to decrease airway reactivity and emergency depart­
ment visits and hospitalizations. Evidence for the benefit of surgical 
therapy is inconclusive. There is increasing evidence that biologics tar­
geted at type 2 inflammation may also be particularly useful for asthma 
associated with rhinosinusitis and polyposis in particular.
Nasal polyposis is rare in children, and its presence in adults with 
asthma should raise suspicions of aspirin-exacerbated respiratory dis­
ease (see “Special Considerations”).
Inducible Laryngeal Obstruction 
Previously known as vocal 
cord dysfunction, this process involves inappropriate narrowing of the 
larynx, producing resistance to airflow; it can complicate asthma as 
well as mimic it, and it is more commonly seen in women and patients 
with anxiety and depression. Definitive diagnosis involves laryngos­
copy during symptomatic episodes or during induced obstruction.
Chronic Obstructive Pulmonary Disease (COPD) 
See 
“Asthma-COPD Overlap” under “Special Considerations.”
Anxiety/Depression 
Increased rates of asthma exacerbations 
occur in asthmatics with anxiety, depression, or chronic stress. Some 
patients may be unable to distinguish anxiety attacks from asthma.
DIAGNOSIS AND EVALUATION
■
■APPROACH
A presumptive diagnosis of asthma can usually be made based on a 
compatible history of recurrent wheezing, shortness of breath, chest 
tightness, or cough related to common bronchoconstrictor precipi­
tants when appropriate components of the differential diagnosis have 
been considered and/or eliminated. In some cases, a therapeutic trial 
of low-dose inhaled corticosteroid (ICS) may be considered. In all but 
the mildest cases, the diagnosis should be confirmed with pulmonary 
function testing or demonstration of airway hyperresponsiveness. 
Unfortunately, the diagnosis may be difficult to confirm after initia­
tion of therapy since airway obstruction and hyperresponsiveness may 
be mitigated with therapy. A trial of tapering medications may be 
necessary. Studies have shown that more than one-third of patients 
with a physician diagnosis of asthma do not meet the criteria for the 
diagnosis.

Adjunctive evaluation, as outlined below, should be undertaken to 
identify precipitating factors and underlying mechanisms that may 
be amenable to specific therapies (e.g., allergen avoidance). Cases 
that require more than a daily moderate-dose ICS combined with 
a long-acting β2-agonist (LABA) (together known as ICS/LABA) 
should undergo more formal evaluation to assess comorbidities that 
may make asthma difficult to control and a reassessment of any pos­
sible confounding diagnoses that may mimic asthma symptoms (see 
Table 298-3).
■
■PRIMARY ASSESSMENT TOOLS FOR 
ESTABLISHING A DIAGNOSIS
History 
Patients with asthma most commonly complain of episodes 
of wheezing, shortness of breath, chest tightness, mucus production, 
or cough upon exposure to triggers listed in Table 298-2. Symptoms 
may be worse on arising in the morning. Some may have nocturnal 
symptoms alone. The latter such patients should be evaluated for post­
nasal drip or GERD if that is their sole presenting symptom. Patients 
frequently complain of symptoms with rapid changes of temperature 
or humidity. Exercise-induced symptoms are common and frequently 
reported with increased sensitivity to cold air. As compared to cardiac 
sources of dyspnea, exercise symptoms tend to develop more slowly 
after initiation of exercise and tend to resolve more slowly unless a β2agonist is administered after the onset of symptoms. A careful exposure 
history should be obtained for home (e.g., pets, molds, dust, direct 
or secondhand smoke), work (work environment and exposure to 
occupational sensitizers), and recreational (e.g., hobbies, recreational 
inhalants) exposures. Allergen-sensitized patients may complain of 
symptoms on exposure to known allergens such as animals and may 
complain of increased symptoms during specific pollen seasons. Up to 
two-thirds of patients with asthma will be atopic (as opposed to half 
of the U.S. population), and almost half will have a history of rhinitis, 
with many complaining of intermittent sinusitis. In patients with adultonset asthma, a careful occupational history should be obtained and a 
history of reactions to nonsteroidal anti-inflammatory drugs (NSAIDs) 
or use of new medications, such as beta blockers (including ophthalmic 
preparations) and ACE inhibitors (due to potential cough), should be 
elicited.
Physical Examination 
In between acute attacks, physical findings 
may be normal. Many patients will have evidence of allergic rhinitis 
with pale nasal mucus membranes. Five percent or more of patients 
may have nasal polyps, with increased frequency in those with more 
severe asthma and aspirin-exacerbated respiratory disease. Some 
patients will have wheezing on expiration (less so on inspiration). 
During an acute asthma attack, patients present with tachypnea and 
tachycardia, and use of accessory muscles can be observed. Wheezing, 
with a prolonged expiratory phase, is common during attacks, but as 
the severity of airway obstruction progresses, the chest may become 
“silent” with loss of breath sounds.
Pulmonary Function Tests 
Effective reduction of the airway 
lumen in asthma produces increased resistance to airflow, which can be 
detected as a reduction in expiratory airflow during forced expiratory 
maneuvers. The peak expiratory flow rate (PEFR), forced expiratory 
volume in 1 s (FEV1), and the FEV1/forced vital capacity (FVC) ratio 
are reduced below the lower limit of normal. The flow-volume loop 
may show a characteristic scalloping (see Chap. 297). These findings 
may not be present during acute attacks or on therapy (especially after 
recent use of bronchodilators). Reversibility has been newly defined as 
≥10% increase in the FEV1 percent of predicted (e.g., 60% predicted 
to 70% predicted) at least 15 min after administration of a β2-agonist 
or after several weeks of corticosteroid therapy. Many continue to 
use the prior definition of a 12% increase in the baseline FEV1 with a 
minimum 200-mL change. Diurnal peak flow variability of >20% has 
also been proposed as an indicator of reversible airways disease, but 
it is less reliable due to difficulties with quality control and variability 
of home assessments. Lung volumes and diffusing capacity should be 
normal in uncomplicated asthma. In more severe asthma with severe

airway obstruction, lung volumes may indicate air trapping, and total 
lung capacity may be under- or overestimated depending on whether 
body box or gas dilution methods, respectively, are utilized. Oscillom­
etry, which does not require forced expiratory maneuvers, is gaining 
increased use and can be particularly useful for diagnosing large airway 
and variable tracheal obstruction.
Assessment of Airway Responsiveness 
In cases where pulmo­
nary function tests are nonconfirmatory and the diagnosis remains in 
doubt, testing to demonstrate increased reactivity to provocative stim­
uli in the laboratory can be undertaken. Methacholine, a cholinergic 
agonist, inhaled in increasing concentrations is most commonly used. 
A provocative dose producing a 20% drop in FEV1 (PD20) is calculated, 
with a cumulative value ≤400 μg indicative of airway reactivity. Man­
nitol is used as well, and occasionally, hypertonic saline may be used. 
Challenge with exercise and/or cold, dry air can be performed, with a 
positive response recorded if there is a ≥10% drop in FEV1 from base­
line. In the case of suspected environmental/occupational exposures, 
specific allergen challenges may be undertaken in specialized labs.
■
■ADJUNCTIVE ASSESSMENT TOOLS
Eosinophil Counts 
A large proportion of asthma patients not 
treated with oral or high-dose ICSs will have eosinophil counts 
≥300  cells/μL. Eosinophil counts correlate with severity of disease 
in population studies. Their presence in patients with severe asthma 
indicates a likelihood that the patient would respond to medications 
targeted at type 2 inflammation. Extremely elevated levels should 
prompt consideration of eosinophilic granulomatosis with polyangiitis 
or primary eosinophilic disorders.
IgE, Skin Tests, and Radioallergosorbent Tests 
Total serum 
IgE levels are useful in considering whether patients with severe asthma 
would be eligible for anti-IgE therapy. Levels >1000 IU/mL should 
prompt consideration of ABPA. Skin tests, or their in vitro counterparts 
that detect IgE directed at specific antigens (radioallergosorbent test 
[RAST]), can be useful in confirming atopy and suggesting allergic rhi­
nitis, which can complicate asthma management. Allergy investigations 
may be useful, when correlated with a history of reactions, in identifying 
environmental exposures that may be aggravating asthma.
Exhaled Nitric Oxide 
Fraction of exhaled nitric oxide (FeNO) 
in exhaled breath is an indicator of type 2 inflammation (particularly 
IL-13 induced) in the airways. It is easily suppressed by ICSs and, thus, 
can be used to assess adherence in patients in whom it was initially 
elevated. Elevated levels (>35–40 ppb) in untreated patients are indica­
tive of type 2 inflammation. Levels >20–25 ppb in patients with severe 
asthma on moderate- to high-dose ICS indicate either poor adherence 
or persistent type 2 inflammation despite therapy.
■
■ADDITIONAL EVALUATION IN SEVERE/POORLY 
RESPONSIVE ASTHMA
In patients with poorly responsive asthma, additional evaluations for 
comorbidities (see Table 298-3) may be necessary, including sinus 
radiographic studies (even in those who have no symptoms of sinus 
disease) and esophageal studies in those who have symptoms of reflux. 
In patients with nonreversible disease, many obtain a serum α1 anti­
trypsin level. Additionally, the following evaluations may be of utility 
in poorly responsive asthma.
Chest CT 
Chest CT can be useful to assess for the presence of bron­
chiectasis and other structural abnormalities that could produce airway 
obstruction. New image analysis tools are being used in the research 
setting to assess airway properties such as airway wall thickness, airway 
diameter, mucus plugging, and evidence of air trapping.
Sputum 
Induced sputum may be used in more specialized centers 
to help characterize type 2 and non–type 2 inflammation by detection 
of eosinophils and neutrophils, respectively. In severe asthma, there is 
some evidence that some patients may have localized persistent eosino­
philic airway inflammation despite lack of peripheral eosinophils on 
blood analysis.

TABLE 298-4  Goals of Asthma Therapy
1.	 Reduction in symptom frequency to ≤2 times/week
2.	 Reduction of nighttime awakenings to ≤2 times/month
3.	 Reduction of reliever use to ≤2 times a week (except before exercise)
4.	 No more than 1 exacerbation/year
5.	 Optimization of lung function
6.	 Maintenance of normal daily activities
7.	 Satisfaction with asthma care with minimal or no side effects of treatment
Asthma
CHAPTER 298
TREATMENT
Asthma
GOALS OF ASTHMA THERAPY AND 

ASSESSMENT OF CONTROL
Goals of asthma therapy in terms of achieving control of symptoms 
and reducing risk (as reflected in frequency of asthma exacerba­
tions) are listed in Table 298-4. The therapeutic agents used in 
treatment are discussed below, and an integrated approach to care 
is discussed subsequently.
A comprehensive treatment approach involves avoiding and 
reducing asthma triggers and, if necessary, the adjunctive use of 
medications. Asthma medications are primarily divided into those 
that relax smooth muscle and produce a fairly rapid relief of acute 
symptoms and those that target inflammation or mediator produc­
tion. The former medications are commonly referred to as reliever 
medications, and the latter are known as controller medications.
REDUCING TRIGGERS
Mitigation  As shown in Tables 298-1 and 298-2, triggers and 
exposures can cause asthma and make it difficult to control. In 
the case of those with occupational exposures, removal from the 
offending environment may sometimes result in complete resolu­
tion of symptoms or significant improvement. Secondhand smoke 
exposure and frequent exposure to combustion products of can­
nabis are remediable environmental exposures as well. The removal 
of pets that are clearly associated with symptoms can reduce symp­
toms. Pest control at home and in the school in those with evidence 
of IgE-mediated sensitivity (skin test or IgE RAST) may also be 
beneficial. The effect of dust or mold control in reducing asthma 
symptoms has been more variable. There is moderate evidence that 
dust control (impermeable mattress and pillowcase covers) in those 
patients with symptoms and sensitization may be effective in reduc­
ing symptoms only when conducted as part of a comprehensive 
allergen mitigation strategy.
Allergen Immunotherapy  Allergen immunotherapy reduces IgEmediated reactions to the allergens administered. It clearly reduces 
the symptoms of allergic rhinitis and thus may be helpful in reduc­
ing this comorbidity. The evidence for its effectiveness in isolated 
asthma in those who are sensitized and have clinical symptoms is 
variable. Due to the risk of anaphylaxis, guidelines generally rec­
ommend immunotherapy only in patients whose asthma is under 
control and who have mild to moderate asthma. The evidence base 
for the effectiveness of sublingual allergen immunotherapy in the 
treatment of asthma is not substantial.
Vaccination  Respiratory infections are a major cause of asthma 
exacerbations. Adult patients with asthma are strongly advised to 
receive the currently available pneumococcal vaccines (regardless of 
age) and yearly influenza vaccines. COVID-19 vaccination and the 
respiratory syncytial virus vaccines are advised, as well.
MEDICATIONS
Bronchodilators  Bronchodilators relax airway smooth muscle. 
There are three major classes of bronchodilators, β2-agonists, anti­
cholinergics, and theophylline.
a2-Agonists 
Available in inhaled or oral form, these agents acti­
vate β2-receptors present on airway smooth muscle. Such receptors

are also present on mast cells, but they contribute little to the effi­
cacy of these agents in asthma. β2-receptors are G protein–coupled 
receptors that activate adenyl cyclase to produce cyclic AMP, which 
results in relaxation of smooth muscle. 
Use 
β2-Agonists are primarily used in inhaled forms to provide 
relief of bronchospasm or to reduce the degree of bronchospasm 
anticipated in response to exercise or other provocative stimuli. 
Regular use has been associated with tachyphylaxis of the bron­
choprotective effect and possible increased airway reactivity. This 
may be more common in patients with a polymorphism at the 16th 
amino acid position of the β2-receptor. Frequent short-acting β2agonist use has been associated with increased asthma mortality, 
resulting in decreased enthusiasm for their use in isolation without 
inhaled corticosteroids. 
Short-Acting a2-Agonists (SABAs) 
Albuterol (also known 
as salbutamol) is the most commonly used agent. Bronchodila­
tion begins within 3–5 min of inhalation, and effects generally 
last 4–6  h. It is most commonly administered by metered-dose 
inhaler. Solutions for nebulization are also used, especially for relief 
of bronchospasm in children. Oral forms are available but are not 
commonly used. 

PART 7
Disorders of the Respiratory System
Long-Acting a2-Agonists 
Salmeterol and formoterol are the 
two available LABAs. They have an ~12-h duration of action. For­
moterol has a quick onset comparable to the SABAs. Salmeterol has 
a slower onset of action. These agents can be used for prophylaxis of 
exercise-induced bronchospasm. In contrast to their use in chronic 
obstructive pulmonary disease (COPD), these agents are not rec­
ommended for use as monotherapy in the treatment of asthma. 
Their use in asthma is generally restricted to use in combination 
with an ICS. 
Ultra-Long-Acting a2-Agonists 
These agents (indacaterol, olo­
daterol, and vilanterol) have a 24-h effect. They are only used in 
combination with ICSs in the treatment of asthma. 
Safety 
β2-Agonists are fairly specific for the β2-receptors, but 
in some patients and especially at higher doses, they can produce 
tremor, tachycardia, palpitations, and hypertension. They promote 
potassium reentry into cells, and at high doses, they can produce 
hypokalemia. Type B (nonhypoxic) lactic acidosis can also occur 
and is thought to be secondary to increased glycogenolysis and gly­
colysis and increased lipolysis, leading to a rise in fatty acid levels, 
which can inhibit conversion of pyruvate to acetyl-coenzyme A.
Increased asthma mortality was associated with high-potency 
β2-agonists in Australia and New Zealand. Increased use of β2agonists for relief of bronchospasm is a clear marker of poor 
asthma control and has been associated with increased mortality. 
Questions had been raised as to whether adding LABAs to ICS 
might be associated with severe adverse asthma outcomes, but 
several studies have not detected such outcomes in comparison to 
maintaining the ICS dose. 
Anticholinergics 
Cholinergic nerve–induced smooth-muscle 
constriction plays a role in asthmatic bronchospasm. Anticholiner­
gic medications can produce smooth-muscle relaxation by antago­
nizing this mechanism of airway narrowing. Agents that have been 
developed for asthma have been pharmacologically designed to be 
less systemically absorbed so as to minimize their systemic anticho­
linergic effects. The long-acting agents in this class are known as 
long-acting muscarinic antagonists (LAMAs). 
Use 
The short-acting agents in this class can be used alone for 
acute bronchodilation. They appear to be somewhat less effective 
than β2-agonists and have a slower onset of action as well. 
Safety 
Dry mouth may occur. At higher doses and in the elderly, 
acute glaucoma and urinary retention have been reported. There 
was a numerical (but not significant) difference in mortality in 
African Americans treated with ICS/LAMA versus ICS/LABA for 
asthma. 

Theophylline 
Theophylline, an oral compound that increases 
cyclic AMP levels by inhibiting phosphodiesterase, is now rarely 
used for asthma due to its narrow therapeutic window, drug-drug 
interactions, and reduced bronchodilation as compared to other 
agents.
Controller (Anti-Inflammatory/Antimediator) Therapies  So-called 
“controller” therapies reduce asthma exacerbations and improve 
long-term control, decreasing the need for intermittent use of 
bronchodilator therapies. None of these therapies have yet been 
shown to prevent progression of airway remodeling or the more 
rapid decline in lung function that can occur in a subset of asthma 
patients. 
Corticosteroids 
Corticosteroids are particularly effective in 
reducing type 2 inflammation and airway hyperresponsiveness. 
Corticosteroids bind to a cytoplasmic glucocorticoid receptor to 
form a complex that translocates to the nucleus. The complex binds 
to positive and negative response elements that result in inhibition 
of T-cell activation; eosinophil function, migration, and prolifera­
tion; and proinflammatory cytokine elaboration and activation of 
nuclear factor-κB. It also attaches to other transcription factors, 
resulting in deactivation of other proinflammatory pathways. 
Use 
Corticosteroids reduce airway hyperresponsiveness, improve 
airway function, prevent asthma exacerbations, and improve asthma 
symptoms. Corticosteroid use by inhalation (ICSs) minimizes sys­
temic toxicity and represents a cornerstone of asthma treatment.
ICS  ICSs are the cornerstone of asthma therapy. They take 
advantage of the pleiotropic effects of corticosteroids to produce 
salutary impact at levels of systemic effect considerably lower than 
oral corticosteroids. Their use is associated with decreased asthma 
mortality. They are generally used regularly twice a day as first-line 
therapy for all forms of persistent asthma. Doses are increased, and 
they are combined with LABAs to control asthma of increasing 
severity (see next section “ICS/LABA and ICS/SABA”). European 
guidelines now recommend their intermittent use even in the 
mildest forms of asthma to reduce the likelihood of exacerbations. 
Longer-acting preparations permitting once-a-day use are avail­
able. Their effects can be noticeable in several days, but continued 
improvement may occur over months of therapy, with the major­
ity of improvement evident within the first month of regular use. 
Adherence to regular therapy is generally poor, with as few as 25% 
of total annual prescriptions being refilled. Very high doses are 
sometimes used to reduce oral corticosteroid requirements. Not 
all patients respond to ICS. Increasing evidence suggests that the 
most responsive patients are those with significant type 2–medi­
ated asthma.
ICS/LABA and ICS/SABA  ICSs are available in combination with 
a LABA. The combination produces asthma control using a lower 
dose of ICS. Guidelines suggest that they be considered for daily 
maintenance therapy once more than low-dose ICS are required 
for control. The World Health Organization Global Initiative for 
Asthma (GINA) Guidelines now suggest that Anti-Inflammatory 
Reliever (AIR) (a combination of a quick onset LABA (formoterol 
only) or a short acting beta-agonist, either of these agents combined 
with an inhaled corticosteroid (ICS/formoterol or ICS/SABA), be 
used instead of albuterol alone at ALL levels of severity (see 
Table 298-5 and “Approach to the Patient”). In the case of longacting beta-agonist, ONLY formoterol can be used in this manner 
since it acts quickly, whereas the other LABAs have a slower onset of 
action and therefore have not been evaluated. Currently, ICS/SABA 
is only available in the United States.
Oral Corticosteroids  Chronic oral corticosteroids (OCSs) at the 
lowest doses possible (due to side effects) are used in patients who 
cannot achieve acceptable asthma control without them. Alternateday dosing may be preferred. OCSs are also used to treat asthma 
exacerbations, frequently starting at a dose of 40–60 mg/d of pred­
nisone or equivalent with a rapid taper over 1–2 weeks. Since they

TABLE 298-5  Step Therapy for the Treatment of Asthma Ages 12+ (Modified from GINA and NAEPP)
 
Address exposures and comorbidities (see Tables 298-2 and 298-3)
 
Confirm inhaler technique and optimize adherence
 
Move up or down steps based on control (see Table 298-3)
 
STEP 1
STEP 2
STEP 3
STEP 4
STEP 5
Preferred regular therapy
None
Nonea or low-dose ICSb
Low-dose ICS/formoterol
Medium-dose ICS/formoterol
High-dose ICS/LABA + 
add-on LAMA
Alternative regular therapy
None
LTRA
Medium-dose ICS
High-dose ICS
Anti-IgE or anti–IL-5 or 
anti–IL4-Rα or anti-TSLP
Adjunctive therapy
 
 
 
 
LTM, azithromycin, OCSc
As-needed (PRN) reliever 
therapy
ICS/formoterol (low 
dose) or SABAb or 
ICS/SABAf
ICS/formoterol 
(low dose)a, or PRN 
concomitant ICS and 
SABAa,b or SABAe,b or 
ICS/SABAf
aIf using as-needed ICS/formoterol or PRN concomitant ICS and SABA, this is an option in which no regular daily therapy is prescribed. bNational Asthma Education and 
Prevention Program (NAEPP) recommendation. cTo be avoided as much as possible. dPRN ICS/formoterol only suggested for steps 3 and 4 by NAEPP. eIf using low-dose ICS 
as regular therapy. fAlternative GINA recommendation.
Abbreviations: GINA, Global Initiative for Asthma; ICS, inhaled corticosteroid; ICS/LABA, combined ICS and LABA in one device; ICS/SABA, combined ICS and SABA in one 
device; IL, interleukin; LABA, long-acting β-agonist; LAMA, long-acting muscarinic antagonist; LTM, leukotriene modifier; LTRA, leukotriene receptor antagonist; OCS, oral 
corticosteroid; PRN, as needed; SABA, short-acting β-agonist.
are well absorbed, they may also be used for managing hospitalized 
patients.
Intravenous Corticosteroids  Intravenous preparations are fre­
quently used in hospitalized patients. Patients are rapidly transi­
tioned to OCS once their condition has stabilized.
Intramuscular Corticosteroids  In high-risk, poorly adherent 
patients, intramuscular triamcinolone acetonide has been used to 
achieve asthma control and reduce exacerbations. 
Safety 
Chronic administration of systemic corticosteroids is 
associated with a plethora of side effects including diabetes, osteo­
porosis, cataracts and glaucoma, bruising, weight gain, truncal 
obesity, hypertension, ulcers, depression, and accelerated cardiac 
risk, among others. Appropriate monitoring and infectious (pneu­
mocystis pneumonia prophylaxis for those treated chronically with 
≥20 mg prednisone/d) and bone health prophylaxis are necessary. 
Intermittent “bursts” of systemic corticosteroids to treat asthma 
exacerbations are associated with reduced side effects, but observa­
tional studies have suggested that the cumulative dose over time is 
associated with deleterious side effects.
ICSs have dramatically reduced side effects as compared to 
OCSs. At higher doses, bruising occurs and osteoporosis can accel­
erate. There is a small increase in glaucoma and cataracts. Local 
effects include thrush, which can be reduced by use of a spacer and 
gargling. Hoarseness may be the result of a direct myopathic effect 
on the vocal cords. Rare patients exhibit side effects even at mod­
erate doses of ICS. Children may experience growth suppression.
Leukotriene Modifiers  Agents that inhibit production of leu­
kotrienes (through inhibition of 5-lipoxygenase) or the action of 
leukotrienes at the CysLT1 receptor are moderately effective in 
asthma. They are also effective in reducing symptoms of allergic 
rhinitis. Montelukast, a CysLT1 antagonist, is frequently used in 
children with mild asthma due to concerns of ICS-related growth 
suppression.
Leukotriene modifiers are effective in preventing exerciseinduced bronchoconstriction without the tachyphylactic effects 
that occur with regular use of LABAs. They are particularly effective 
in aspirin-exacerbated respiratory disease, which is characterized 
by significant leukotriene overproduction. They have also shown 
modest effect as add-on therapy in patients poorly controlled on 
high-dose ICS/LABA.
CysLT1 Antagonists  Montelukast and zafirlukast are administered 
orally once or twice daily, respectively. The onset of effect is rapid 
(hours), with the majority of chronic effectiveness seen within 
1 month.

Asthma
CHAPTER 298
ICS/formoterol (low or medium dose)d or ICS/SABAf
5-Lipoxygenase Inhibition  Zileuton in its extended form is 
administered orally twice a day.
Safety  Montelukast is well tolerated, but has been associated with 
suicidal ideation. Zileuton increases liver function tests (transami­
nases) in 3% of patients. It inhibits CYP1A2.
Cromolyn Sodium  Cromolyn sodium is an inhaled agent believed 
to stabilize mast cells. It is only available by nebulization and must 
be administered two to four times a day. It is mildly to modestly 
effective and appears to be helpful for exercise-induced broncho­
spasm. It is used primarily in pediatrics in those concerned about 
ICS side effects.
Anti-IgE  Omalizumab, a monoclonal antibody to the Fc por­
tion of the IgE molecule, prevents the binding of IgE to mast cells 
and basophils and thus blocks antigen-related signaling, which 
is responsible for production or release of many of the mediators 
and cytokines critical to asthma pathobiology. Over time, reduc­
tion in IgE production occurs as well. Anti-IgE has been shown to 
increase interferon production in rhinovirus infections, decrease 
viral-induced asthma exacerbations, and reduce the duration and 
peak viral shedding, probably due to interference with IgE’s ability 
to reduce interferon γ production in response to viral infections. 
Use 
In asthma, anti-IgE has been tested in patients with a 
circulating IgE ≥30 IU/mL and a positive skin test or RAST to a 
perennial allergen. It is generally used in patients not responsive 
to moderate- to high-dose ICS/LABA. It reduces exacerbations by 
25–50% and can reduce asthma symptoms, but has minimal effect 
on lung function. Anti-IgE is dosed based on body weight and cir­
culating IgE and is administered subcutaneously every 2–4 weeks 
depending on the calculated dose. In the United States, the maxi­
mum dose is 300 mg every 2 weeks, which generally restricts the 
drug to those with a body weight ≤150 kg. Most effects are gen­
erally seen in 3–6 months. Retrospective studies have suggested 
that patients with an exhaled nitric oxide approximately ≥20 ppb 
or circulating eosinophils ≥260/μL have the greatest response as 
ascertained by reduction in exacerbations. FeNO is slightly reduced 
by treatment, but circulating IgE, as measured by available clinical 
tests, is not affected since these tests measure total circulating IgE, 
not free IgE. Anti-IgE has also been found to be effective in patients 
with chronic idiopathic urticaria and nasal polyposis. 
Safety 
The incidence of side effects is low. Anaphylaxis has been 
reported in 0.2% of patients receiving the drug.
IL-5–Active Drugs  Mepolizumab and reslizumab are monoclonal 
antibodies that bind to IL-5, and benralizumab binds to the IL-5 
receptor. They rapidly (within a day) reduce circulating eosinophils.

Use 
In patients symptomatic on moderate- to high-dose ICS/
LABA, generally with two or more exacerbations that require OCS 
per year and with an eosinophil count of ≥300/μL (unless they are 
on chronic OCS), IL-5–active drugs reduce exacerbations by about 
half or more. FEV1 and symptoms improve moderately as well. In 
patients who are not on chronic OCSs, these drugs are less effective 
in those with eosinophil counts <300/μL. In patients on chronic 
OCS, they reduce the need for OCSs regardless of circulating 
eosinophil count (presumably due to the fact that many of those 
patients have type 2 inflammation but their circulating eosinophils 
have been suppressed by the systemic OCS). FeNO and IgE are 
relatively unaffected by these drugs. Most clinical effects are usually 
seen within 3–6 months. Mepolizumab has been approved for treat­
ment of nasal polyposis. 
Safety 
These drugs are associated with minimal side effects.

PART 7
Disorders of the Respiratory System
Anti–IL-4/13  The IL-4 and IL-13 receptors are heterodimers that 
share a common subunit, IL-4 receptor α. Dupilumab is an antibody 
that binds to this subunit and, thus, blocks signaling through both 
receptors. 
Use 
In addition to effectiveness in the phenotype of patients 
who respond to anti–IL-5 therapies, poorly controlled patients on 
moderate- to high-dose ICS/LABA with an FeNO of 20–25 ppb also 
appear to respond to dupilumab even if their peripheral eosino­
phils are not elevated. Dupilumab reduces exacerbations by ≥50%, 
decreases symptoms, and may produce more of an effect on FEV1 
than anti–IL-5 drugs. It has been shown to be effective for patients 
requiring oral corticosteroids regardless of biomarker levels. It 
gradually reduces FeNO and IgE levels. Paradoxically, circulating 
eosinophil counts may initially temporarily increase. Most effects 
are seen by 3–6 months of therapy. It is also approved for nasal 
polyposis atopic dermatitis, eosinophilic esophagitis, and lupus 
pernio also approved for patients with COPD with exacerbations 
and elevated eosinophils. 
Safety 
Side effects are minimal, but cases of serious systemic 
eosinophilia, most frequently associated with the reduction of oral 
corticosteroids, have been noted.
Anti-TSLP  Tezepelumab binds to TSLP, a proximal alarmin in 
the epithelial response cascade (Fig. 298-3). As a result, it affects 
multiple pathways and decreases blood eosinophils, FeNO, and IgE 
levels. 
Use 
In addition to effectiveness in patients who qualify for and 
respond to anti–IL-5 therapies and anti–IL-4/13, tezepelumab has 
some degree of effectiveness in patients with asthma who have 
recurrent exacerbations without evidence of elevated levels of FeNO 
or blood eosinophils. This agent reduces exacerbations by 50–70% 
and improves lung function and symptoms. Available studies have 
not been able to demonstrate effectiveness in atopic eczema or in 
reducing OCS dose. Most effects are seen within 3–6 months of 
therapy, and biomarker levels may continue to fall over time. 
Safety 
Minimal side effects have been reported.
Bronchial Thermoplasty, Alternative Therapies, and Therapies 
Under Development  •  Bronchial Thermoplasty  This proce­
dure involves radiofrequency ablation of the airway smooth muscle 
in the major airways administered through a series of three bron­
choscopies for patients with severe asthma. There is some evidence 
that it may reduce exacerbations in very select patients. The pro­
cedure may be accompanied by significant morbidity, and most 
guidelines do not recommend it other than in the context of clinical 
trials or registries. The manufacturer has discontinued production 
of the devices necessary for this procedure and it may no longer be 
available. 
Alternative Therapies 
Macrolides appear to be effective in 
a subset of asthmatics with poor response to other therapies and 
are suggested as possible adjunctive therapies in step 5 asthma 
(Table 298-5). Alternative therapies such as acupuncture and yoga 

have not been shown to improve asthma in controlled trials. Stud­
ies with placebo have demonstrated that there may be a significant 
response to placebo. 
Therapies in Development 
Trials are underway targeting path­
ways and receptors shown in Fig. 298-3. Those in more advanced 
stages of development include therapies targeting IL-33, OX-40, and 
mediators involved in mucin production. Studies targeting IL-17 
and TNF-α have not shown efficacy, but it is unclear if patients 
with appropriate endotypes were targeted. Proof-of-concept studies 
targeting mast cells via inhibition of tyrosine kinase have suggested 
efficacy in severe asthma.
APPROACH TO THE PATIENT
Asthma
U.S. (National Asthma Education and Prevention Program 
[NAEPP]) and World Health Organization (Global Initiative for 
Asthma [GINA]) guidelines advise a symptomatic approach to 
asthma treatment assuming that appropriate measures have been 
taken to address asthma triggers, exposures, and comorbidities 
enumerated in Tables 298-2 and 298-3. Additionally, adherence and 
inhaler techniques need to be addressed. Poor adherence or poor 
inhaler technique has been identified as the cause of poor asthma 
control in up to 50% of patients referred for poorly controlled 
asthma.
The stepwise approach to intensifying and reducing asthma 
therapy is outlined in Table 298-5. It involves “stepping” therapy 
up or down based on assessment of whether asthma is controlled 
by the criteria listed in Table 298-4. Assuming comorbidities have 
been addressed, adherence has been evaluated, education regard­
ing avoiding triggers has been performed, and inhaler technique is 
verified, the cornerstone of preferred therapy is the intensification 
of ICS therapy in conjunction with the use of a LABA to achieve 
greater control at lower ICS doses.
A major change in the stepwise approach, advocated for more 
than two decades, has occurred. Evidence has accumulated that 
as-needed ICS can be used instead of regular ICS in milder asthma 
and that the trigger for such use could be patient perception of the 
need to use a reliever inhaler. This approach is now labeled AIR 
for Antiinflammatory Reliever. Since formoterol is a LABA with a 
rapid onset, combination ICS/formoterol has been used as a single 
agent in multiple studies: as needed without background therapy 
in milder asthma, and as needed in addition to twice-daily ICS/

formoterol in more severe asthma. Since asthma mortality can 
occur even in mild asthma (albeit at lower rates than more severe 
asthma), GINA, as part of a comprehensive strategy of asthma 
management, recommends ICS/formoterol be used as the reliever 
in all steps of asthma severity, including intermittent asthma (step 1). 
With recent introduction of a combination ICS/SABA in the United 
States, GINA recognizes use of this preparation as alternative antiinflammatory reliever that can be used in place of albuterol. NAEPP 
guidelines utilizing evidence-based studies recommend that ICS/
formoterol be used as the reliever medication in patients requiring 
step 3 and 4 therapy (see Table 298-5) and that as-needed concomi­
tant ICS and SABA can be used as a therapy in step 2. For the sake 
of simplicity, an adapted GINA approach is outlined in Table 298-5 
with footnotes identifying the major differences from the NAEPP. 
Leukotriene receptor antagonists (LTRAs) are alternative medica­
tions in step 2, which may be used in those concerned about the 
minimal ICS side effects. However, recent warnings about suicidal 
ideation associated with montelukast may make this approach less 
appealing. Leukotriene modifiers and long-acting anticholinergics 
are possible add-on (adjunctive) therapies in those requiring step 4 
and/or 5 therapies. Biologics are incredibly effective in their specific 
endotypes (type 2 with exacerbations and specific biomarkers, as 
previously described), but their high cost currently relegates them 
to step 5 therapy or beyond.

SPECIAL CONSIDERATIONS
■
■ASTHMA ATTACKS
Asthma deteriorations of mild to moderate severity can be initially 
treated with a β2-agonist administered up to every 1 h. Increasing the 
dose of ICSs by four- to fivefold may be helpful as well. If patients fail 
to achieve adequate control and continue to require β2-agonists hourly 
for several hours, they should be referred for urgent care. In the urgent 
care setting, PEFR or FEV1 should be assessed, and patients are usu­
ally treated with nebulized β2-agonists up to every 20 min. Those with 
PEFR >60% of predicted will frequently respond to β2-agonists alone. 
If they fail to respond in 1–2 h, intravenous corticosteroids should be 
administered. Supplemental oxygen is usually administered to correct 
hypoxemia. An LTRA and magnesium are sometimes given as well. 
Nebulized anticholinergics can be administered to produce additional 
bronchodilation. Failure to achieve PEFR >60% or persistent severe 
tachypnea over 4–6 h should prompt consideration of admission to the 
hospital. In-hospital treatment may include continuous bronchodilator 
nebulization. Noninvasive positive-pressure ventilation to assist with 
respiratory exhaustion is sometimes used to prevent a need for intuba­
tion, and helium-oxygen mixtures may be used to decrease the work 
of breathing. Antibiotics should be administered only if there are signs 
of infection.
Most patients with asthma attacks present with hypocapnia due to 
a high respiratory rate. Normal or near-normal Pco2 in a patient with 
asthma in respiratory distress should raise concerns of impending 
respiratory failure and need for mechanical ventilation. Mechanical 
ventilation may be difficult in patients with status asthmaticus due 
to high positive pressures in the setting of high resistance to airflow 
due to airway obstruction. Mechanical ventilation should aim for 
low respiratory rates and/or low ventilation volumes to decrease peak 
airway pressures. This can frequently be achieved by “permissive 
hypercapnia”—allowing the Pco2 to rise and, if necessary, temporar­
ily correcting critical acidosis with administration of bicarbonate to 
increase the pH. Neuromuscular paralysis may sometimes be beneficial. 
Bronchoscopy to clear mucus plugs has been described but may be 
dangerous in the setting of difficulties with mechanical ventilation.
■
■HIGH-RISK ASTHMA PATIENTS
Three to four thousand people die from asthma in the United States 
each year. Table 298-6 lists characteristics of patients at high risk for 
asthma death. These characteristics should be considered in evaluating 
and treating patients who present with asthma.
■
■EXERCISE-INDUCED SYMPTOMS
In many cases, the degree of exercise intolerance may reflect poor 
asthma control. Treatment involves step therapy of asthma as outlined 
in Table 298-5. In other cases, however, asthma may be well controlled 
in all other respects, but patients may report that they cannot under­
take the level of exercise they desire. Some increase in exercise capacity 
can be achieved by starting at lower levels of exercise (warming up) 
and by using a mask in colder weather to condition the air. Pretreat­
ment with a SABA can increase the threshold of ventilation required to 
induce bronchoconstriction. LABAs may extend the period of protec­
tion, but their use alone in asthma is to be discouraged. For occasional 
exercise, ICS/LABA can be used, but regular use may expose the 
patient to unnecessary doses of ICS. If regular exercise is undertaken, 
TABLE 298-6  Patients at Greater Risk for Asthma Mortality
1.	 History of intensive care unit admission for asthma
2.	 History of intubation for asthma
3.	 Illicit drug use
4.	 Depression
5.	 New diagnosis within past year
6.	 ≥2 emergency unit visits in past 6 months
7.	 Severe psychosocial problems
8.	 Lower socioeconomic status
9.	 On daily prednisone prior to admission

then LTRAs may provide protection and can be used regularly. A SABA 
(or ICS/formoterol) should always be available for quick relief.

Exercise-induced airway narrowing in elite athletes may be related 
to direct epithelial injury. In addition to the above, conditioning 
of incoming air may be of major assistance. Ipratropium has been 
reported to be of utility as well.
■
■PREGNANCY
Asthma may improve, deteriorate, or remain unchanged during preg­
nancy. Poor asthma control, especially exacerbations, is associated with 
poor fetal outcomes. The general principles of asthma management 
and its goals are unchanged. Avoidance of triggers, especially smoking 
environments, is critical in view of the risk of loss of control and, in 
the case of smoking, its clear effects on risk of development of asthma 
in the child. There is extensive experience suggesting the safety of 
inhaled albuterol, beclomethasone, budesonide, and fluticasone, with 
reassuring information on formoterol and salmeterol in pregnancy. 
Animal studies have not suggested toxicity for montelukast, zafirlu­
kast, omalizumab, and ipratropium. Antibodies cross the placenta, 
and there are few human data on the safety of the asthma biologics. 
Chronic use of OCS has been associated with neonatal adrenal insuf­
ficiency, preeclampsia, low birth weight, and a slight increase in the 
frequency of cleft palate. However, it is clear that poorly controlled 
asthma during pregnancy carries greater risk to the fetus and mother 
than these effects. There should be no hesitancy in administering 
routine pharmacotherapy for acute exacerbations. Initiation of aller­
gen immunotherapy during pregnancy is not recommended. In cases 
where prostaglandins are needed to manage pregnancy, PGF2-α should 
be avoided since it is associated with bronchoconstriction.
Asthma
CHAPTER 298
■
■ASPIRIN-EXACERBATED RESPIRATORY DISEASE
A subset of patients (5–10%) present in adulthood with difficult-tocontrol asthma and type 2 inflammation with eosinophilia, sinusitis, 
nasal polyposis, and severe asthma exacerbations that are precipitated 
by ingesting inhibitors of cyclooxygenase, with aspirin being the 
most prominent of such inhibitors. Such patients, classified as having 
aspirin-exacerbated respiratory disease, overproduce leukotrienes in 
response to inhibition of cyclooxygenase-1, probably secondary to 
inhibition of PGE2. These patients should avoid inhibitors of cyclooxy­
genase-1 (aspirin and NSAIDs) but can generally tolerate inhibitors of 
cyclooxygenase-2 and acetaminophen. They should be treated with 
leukotriene modifiers. Aspirin desensitization can be undertaken to 
decrease upper respiratory symptoms and to allow chronic adminis­
tration of aspirin or NSAIDs for those that require it. Dupilumab and 
the IL-5–active biologics appear to be particularly helpful (some have 
been approved to treat nasal polyposis in this setting) and appear to 
be superseding aspirin desensitization in management except when 
chronic administration of aspirin or NSAIDs is required for another 
therapeutic indication.
■
■SEVERE ASTHMA
Severe and difficult-to-treat asthma, which composes ~5–10% of 
asthma, is defined as asthma that, having undergone appropriate evalu­
ation for comorbidities and mimics, education, and trigger mitigation, 
remains uncontrolled on step 5 therapy or requires step 5 therapy for 
its control. Severe asthma can account for almost 50% of the cost of 
asthma care in the United States. A significant proportion of these 
patients have trouble with adherence and/or inhaler technique, and 
these factors need to be investigated vigorously. More than half of 
these patients have evidence of persistent eosinophilic inflammation 
as evidenced by peripheral blood eosinophils and/or induced sputum. 
Those with recurrent exacerbations have a substantially increased 
likelihood of responding to the type 2 targeted biologics. Tezepelumab 
has been shown to have some degree of effectiveness in those without 
elevated type 2 biomarkers. Treatment for those with mixed inflam­
mation, isolated neutrophilic inflammation, or pauci-granulocytic 
inflammation remains to be determined. Some data suggest that many 
of these patients may have aberrations in the pathways responsible 
for resolution of inflammation. A rare patient may have biochemical