# 17 - 309 Lung Transplantation

### 309 Lung Transplantation

Hilary J. Goldberg, Hari R. Mallidi

Lung Transplantation
■
■END-STAGE LUNG DISEASE AND INDICATIONS 
FOR LUNG TRANSPLANTATION
The Lung Allocation Score (LAS) was implemented in 2005 for the 
purpose of prioritizing organ allocation. In this model, the United 
Network for Organ Sharing (UNOS) divides advanced lung disease 
diagnoses into four categories: (A) obstructive lung disease (including 
non–cystic fibrosis-related bronchiectasis and obliterative bronchi­
olitis), (B) pulmonary vascular disease, (C) cystic fibrosis, and (D) 
restrictive lung disease. Historically, obstructive lung disease was the 
most common indication for transplantation, but after the implemen­
tation of the LAS system, idiopathic pulmonary fibrosis (IPF), the most 
common restrictive lung disease, has become an increasingly frequent 
indication. In 2023, UNOS transitioned to the lung Composite Alloca­
tion Score (CAS) system in the United States. This system is designed 
to incorporate factors beyond survival, including ethical consider­
ations such as access and practical considerations such as efficiency, as 
well as efforts to optimize survival.
Prior to the era of antifibrotic therapy, the average life expectancy 
from the time of diagnosis of IPF was 3–5 years, making patients with 
this disease the cohort to experience most clearly a survival benefit 
from lung transplantation. As a result, the LAS prioritizes patients with 
IPF. Similarly, patients who experience secondary effects of their lung 
disease, including pulmonary hypertension, right heart dysfunction, 
and hypercarbia, are prioritized for allocation and should be consid­
ered for referral for transplant evaluation irrespective of other markers 
of disease severity.
Generally, the trajectory of decline and evolution of disease are key 
indicators of the appropriate timing of referral and listing for lung 
transplantation, rather than absolute thresholds of disease severity. 
However, suggested guidelines for referral have been elucidated for 
specific disease states. For example, in chronic obstructive pulmonary 
disease, the most common obstructive lung disease for which trans­
plantation is considered, the Body-Mass Index, Airflow Obstruction, 
Dyspnea, and Exercise Capacity (BODE) Index is often used as a 
marker of disease severity, with an index of 5 being an appropriate 
indication for referral for evaluation, and 7 for listing for transplanta­
tion. Other suggested markers for transplant consideration in obstruc­
tive lung disease include pulmonary function test (PFT) data, such 
as a forced expiratory volume in 1 s (FEV1) of <25% predicted. The 
frequency and severity of exacerbations of disease should also be con­
sidered in determining the appropriate timing of referral.
With the marked advances in medical therapy for pulmonary 
vascular disease over the past decade, transplantation for pulmonary 
vascular disease has become less frequent but is still an important con­
sideration for patients who progress despite, or are refractory to, treat­
ment. Functional assessments, such as New York Heart Association 
class III or IV limitations, and hemodynamic measurements, such as 
cardiac index <2 L/min per m2, would suggest consideration for evalu­
ation and listing. Patients with diagnoses generally poorly responsive to 
therapy such as pulmonary veno-occlusive disease should be referred 
early for evaluation.
Patients with cystic fibrosis (CF) have historically been considered 
for evaluation when the FEV1 reaches ~30% predicted. However, with 
the exciting development of therapies targeting the CF transmembrane 
receptor, providers should keep in mind the potential for improvement 
in pulmonary function after treatment initiation. Despite this potential 
for pharmacotherapeutic response, referral and completion of testing 
should be considered so that patients are prepared for listing should 
they fail to see improvement or experience worsening of disease on 
therapy, and for patients who do not qualify for treatment. Moreover, 
patients who experience acceleration of acute exacerbation rate, recur­
rent hemoptysis, worsening functional and/or nutritional status, or 

colonization with resistant bacteria should also be assessed for trans­
plantation irrespective of pulmonary function results.

Despite treatment progress with the development of antifibrotic 
therapy for IPF and other progressive fibrosing interstitial lung dis­
eases, these therapies do not reverse the disease but only slow the rate 
of lung function decline. Therefore, transplant referral for patients with 
IPF and other fibrosing lung diseases should still be considered at the 
time of diagnosis. Forced vital capacity <80% predicted or diffusing 
capacity for carbon monoxide <40% predicted, failure to respond to 
medical therapy, decline in pulmonary function tests on therapy, and 
functional decline are additional indications for transplant consider­
ation in patients with other restrictive lung diseases.
Lung Transplantation
CHAPTER 309
■
■CONTRAINDICATIONS TO LUNG 
TRANSPLANTATION
Absolute Contraindications 
As experience with lung transplan­
tation increases, and as lung allocation policy has prioritized patients 
with higher acuity of disease and with diseases affecting older age 
groups, recipient selection criteria have become more liberal compared 
to prior eras. While published guidelines suggest absolute and rela­
tive contraindications to transplantation, these criteria are in constant 
evolution, and each program ultimately establishes its own selection 
algorithms based upon clinical expertise, experience, program size and 
resources, and referral patterns.
Examples of absolute contraindications to lung transplantation 
(Table 309-1) include anatomic and technical considerations that 
would affect the ability to complete the transplant procedure, such as 
chest wall or spinal deformities or malacia of the large airways. Surgical 
input is critical in making such determinations. In addition, untreat­
able and/or irreversible organ dysfunction may preclude isolated lung 
transplantation. Cirrhosis of the liver, uncorrectable disease of the 
coronary arteries not amenable to combined surgical intervention 
during the transplant procedure, or other forms of uncorrectable ath­
erosclerotic or vascular disease may make transplantation too high risk 
TABLE 309-1  Contraindications to Lung Transplantation
ABSOLUTE 
CONTRAINDICATIONS
RELATIVE 
CONTRAINDICATIONS
 
Surgical 
considerations
Anatomic abnormalities 
not amenable to transplant 
procedure
 
Age
 
>65 years
Functional status
Immobility, inability to 
participate in physical 
therapy/rehabilitation
Limited functional status as 
defined by 6-minute walk 
distance
Medical 
comorbidities
Untreatable, irreversible 
organ dysfunction
Chronic kidney disease
Active malignancy or 
malignancy with insufficient 
remission period
 
Active bacterial 
bloodstream infection
Infection resistant to 
treatment or of high 
risk for posttransplant 
morbidity/mortality 
(Burkholderia cenocepacia, 
Mycobacterium abscessus)
Uncontrolled viral infection 
(HIV, hepatitis)
 
Nutritional
 
BMI <18 or >30–35
Psychosocial
Untreatable, irreversible 
psychiatric disorder 
with potential to impact 
transplant outcome
 
Active substance abuse
Limited social supports
Other circumstances that 
would impede ability to 
participate in and comply 
with posttransplant care
History of noncompliance 
with medical treatment
Abbreviations: BMI, body mass index; HIV, human immunodeficiency virus.

for consideration. Renal dysfunction is of particular concern given the 
known nephrotoxicity of calcineurin inhibitors, which are the mainstay 
of posttransplant immune suppression.

Relative Contraindications 
Age in and of itself is typically not 
a contraindication to transplantation at most centers. However, older 
patients with significant medical comorbidities may be at prohibitive 
risk for transplantation, and functional status and frailty may worsen in 
this setting. Published analyses of the Scientific Registry of Transplant 
Recipients, a comprehensive database of transplant outcomes, have 
consistently shown that functional capacity, as assessed by 6-minute 
walk distance, is inversely correlated with both wait list and posttrans­
plant mortality. As a result, most programs utilize some assessment of 
functional status as a criterion for transplant candidacy.
PART 7
Disorders of the Respiratory System
Frailty, independent of walk distance, has also been recognized 
increasingly as a marker of poor outcome after lung transplantation 
and can be assessed using a number of instruments, including the Short 
Physical Performance Battery (SPPB), Fried Frailty Phenotype (FFP), 
and others. Most studies utilizing these instruments have been con­
ducted at single centers. While both SPPB and FFP have been shown to 
correlate with the LAS, FFP has a stronger correlation, and SPPB and 
FFP may not correlate with each other. The Lung Transplant Frailty Scale 
(LT-FS) incorporates body composition and serum biomarker measure­
ments and has been demonstrated to be a better predictor of outcomes in 
the lung transplant population compared to other assessments.
Patients with a history of malignancy are generally required to have 
experienced a period of remission prior to consideration for transplan­
tation. The necessary length of disease-free survival should be deter­
mined in the context of the type of malignancy, stage at diagnosis, and 
likelihood of recurrence, and often varies by program.
A history of respiratory infection and colonization with resistant 
organisms is of particular concern in the CF and bronchiectasis 
populations, although it could affect patients with any advanced lung 
disease and a history of respiratory infection. Data on outcomes in the 
presence of resistant Pseudomonas aeruginosa infection are conflicting, 
but, in general, patients who have demonstrated a response to an anti­
microbial regimen, even if colonized with resistant organisms, can be 
considered for transplantation. Burkholderia cepacia complex, another 
group of gram-negative organisms that can infect patients with CF, 
also presents a unique concern for transplantation. Data show that B. 
cenocepacia (formerly known as Genomovar III) portends the highest 
risk after transplant, often leading to bacteremia, abscess formation, 
and early mortality. B. dolosa and B. gladioli may cause similar post­
transplant complications. Patients colonized with other Burkholderia 
species appear to have posttransplant outcomes comparable with the 
noncolonized population. Published guidelines suggest that those 
programs offering transplantation to patients colonized with B. ceno­
cepacia do so under a research structure and after a specific discussion 
of the risks of transplantation in this setting with the patients. Other 
infectious considerations in lung transplant candidates include myco­
bacterial infections, particularly with rapidly growing organisms such 
as M. abscessus, which can lead to chronic, refractory infections and 
infections of the chest wall. In the case of fungal infection, assessment 
of the pathogenicity of the organism, resistance patterns, and, in some 
cases, responsiveness to pretransplant treatment is beneficial in deter­
mining the safety of transplantation.
A history of viral infections such as hepatitis and human immuno­
deficiency virus (HIV) is generally not considered a contraindication 
to transplantation. Demonstration of adequate control of infection and 
responsiveness to therapy are important in preparation for transplanta­
tion, and development of a treatment plan that minimizes toxicity and 
drug interactions, in consultation with transplant pharmacy, should be 
completed prior to placement on the wait list. Collaborative assessment 
with transplant infectious disease experts is beneficial whenever the 
infectious history is a concern for transplant safety.
Nutritional status is another important element to assess in deter­
mining candidacy for lung transplantation. Nutritional status has been 
shown to have a U-shaped relationship with transplant outcomes, with 
increased mortality risk associated with both underweight (body mass 

index [BMI] <18) and obesity (specifically BMI >35). Consultation 
with nutritional experts may allow for modification of this risk prior to 
transplant. In some underweight patients, placement of an enteral feed­
ing tube and initiation of enteral feedings may be considered.
Psychosocial assessment is also a key component of the evaluation 
of patients under consideration for lung transplantation, and a mul­
tidisciplinary approach with transplant social work, psychiatry, and 
financial care coordination is often helpful. Assessment for and optimi­
zation of psychiatric disorders such as anxiety and depression, which 
can be exacerbated in the setting of transplantation, substance abuse 
disorders, and compliance with medical therapy recommendations are 
all important parts of the pretransplant evaluation. Perioperative pain 
management planning in the setting of medical therapy for opioid use 
disorder may require additional multidisciplinary input, but the need 
for this management plan alone should not preclude transplantation. 
Transplant candidates require a strong support system given their 
potential posttransplant care needs. Additionally, confirmation of 
insurance coverage for all phases of transplant care, expected medica­
tion copayments, and financial resources to support other expenses in 
the setting of transplantation should be completed during the trans­
plant evaluation. Fundraising opportunities and subsidies for medica­
tions may need to be pursued in order to proceed safely with listing.
■
■LUNG TRANSPLANT CANDIDATE MANAGEMENT
Lung transplant candidates benefit from meticulous medical care to 
ensure that they are in optimal condition at the time of transplant. 
Oxygen is prescribed to maintain adequate systemic oxygenation to 
allow for moderate physical activity and exertion. Patients should be 
enrolled in pulmonary rehabilitation programs, if available, and should 
continue to participate in daily physical exercises.
Patients with pulmonary vascular disease and severe pulmonary 
hypertension awaiting lung transplantation need special attention to 
maintain adequate right ventricular function. The use of pulmonary 
vasodilator therapy is recommended and should not be stopped prior 
to transplant. Patients who develop secondary pulmonary hypertension 
should also be assessed for the utility of direct pulmonary vasodilator 
therapy. Periodic assessment of right ventricular function with echo­
cardiography is recommended, and in patients with clearly worsening 
ventricular function, right heart catheterization and assessment for 
responsiveness to short-acting vasodilator therapy should be considered.
In restrictive lung disease patients awaiting transplant, consider­
ation should be given to continuation of immune modulators and/or 
antifibrotic therapy. Available literature does not indicate that continu­
ation of antifibrotic therapy in lung transplant candidates before trans­
plant portends an increased risk of wound dehiscence or worsened 
outcomes after transplant. Additionally, increased pulmonary vascular 
resistance can occur in these patients as the disease progresses, and 
acute exacerbations have been shown to be associated with severe acute 
decrease in right ventricular function. Steroids have been utilized in the 
management of acute exacerbations; however, the negative sequelae of 
chronic steroid use on wound healing is well established. Therefore, 
steroid use should be limited as much as possible and, if unavoidable, 
should be tapered rapidly.
Patients with CF can have pancreatic dysfunction leading to diffi­
culty in maintaining normal blood glucose levels; uncontrolled diabe­
tes mellitus can make the management of posttransplant blood glucose 
very challenging. Therefore, optimization of diabetes management 
should be pursued prior to transplantation.
Despite optimal medical therapy, the underlying disease in wait-listed 
patients will almost always continue to worsen. Prioritization of patients 
awaiting lung transplant is determined by the CAS system. The LAS sys­
tem was introduced in 2005 with the goal of minimizing wait-list mor­
tality and maximizing posttransplant survival. This system focused on 
prioritizing candidates most at risk for death while awaiting transplanta­
tion, and its key modeling variables focused on survival metrics. The 
CAS was introduced in 2023. While incorporating survival as a key com­
ponent, the CAS also includes variables related to special biological con­
siderations such as blood type and sensitization with human leukocyte 
antigen (HLA) antibodies, which can impact time to transplantation,

as well as variables related to ethical and practical considerations such 
as patient access to transplant and efficiency of the planned procedure. 
In addition, the CAS aims to create an allocation system that addresses 
prioritization more continuously, rather than placing candidates within 
firm boundaries or groups that create hard cutoffs for transplant access. 
While under the LAS patients continued to die at a rate of 10–12 patient 
deaths per 100 patient-years on the wait list, models of CAS allocation 
suggest expected improvements in both wait-list mortality and post­
transplant survival, as well as improvements in equity in access to trans­
plantation. Further studies of the actual results after implementation will 
be needed to confirm these expectations.
A major consequence of improved efficiency in matching the sickest 
patients to the available pool of donors has been an increased use of 
extracorporeal membrane oxygenation (ECMO) devices to bridge the 
most critically ill patients to transplant. Mechanical circulatory sup­
port with ECMO allows for patients to be potentially weaned from the 
ventilator, to maintain physical activity and ambulation, and to be in a 
state of greater robustness as they await transplant. The posttransplant 
survival rate of patients bridged to transplant with ECMO is equivalent 
to those transplanted without the need for ECMO in experienced, 
high-volume centers and better than patients who had previously been 
transplanted directly from mechanical ventilatory support. Further­
more, with improvements in membrane oxygenator technology, plat­
form miniaturization, and improvements in cannula design, outcomes 
continue to improve.
■
■DONOR CONSIDERATIONS
The ideal lung donor has remained constant since the inception of 
lung transplantation in the 1980s (Table 309-2). A donor between 25 
and 40 years of age, with a Pao2/Fio2 ratio >350, no smoking history, 
a clear chest x-ray, clean bronchoscopy, and minimal ischemic time 
is considered the ideal donor; however, it is quite rare that a donor 
meets all of these criteria for transplantation. In fact, the vast majority 
of donor lungs used for transplant fall outside these ideal lung donor 
criteria as established more than three decades ago. Donors must have 
irreversible brain injury, and the majority of donors are brain dead. 
Only 20% of all donors with brain death are suitable lung donors due to 
the development of severe neurogenic pulmonary edema and increased 
susceptibility of potential lung allografts to infection and injury.
Absolute contraindications to lung donation include radiographic 
evidence of chronic lung disease such as emphysema and pulmonary 
fibrosis. Other absolute contraindications include active malignancy, a 
donor history of severe asthma requiring multiple hospitalizations, and 
positive HIV status. Relative contraindications include older donor age, 
severe thoracic trauma with extensive pulmonary contusions, the pres­
ence of pulmonary hypertension, and prolonged donor hypotension or 
acute hypoxemia.
The standard lung donor evaluation includes a donor medical and 
social history, physical examination, and laboratory examination. 
Chest imaging is mandatory, as are arterial blood gases, bronchoscopy, 
and serologic tests for cytomegalovirus (CMV), Epstein-Barr virus 
(EBV), hepatitis B and C, HIV, Toxoplasma, rapid plasma reagin, and 
herpes simplex virus. The presence of consolidation and atelectasis, 
while not absolute contraindications to transplant, are often difficult 
TABLE 309-2  Characteristics of the Ideal Lung Donor
Donor age
<55 years
ABO compatibility
Identical
Chest radiograph
Clear
Pao2:Fio2
>300 on PEEP 5 cmH2O
Tobacco history
<20 pack-years
Chest trauma
Absent
Evidence of aspiration
Absent
Prior thoracic surgery
None
Sputum Gram stain
Negative
Bronchoscopy findings
No purulent secretions
Abbreviation: PEEP, positive end-expiratory pressure.

to assess with noncontrast radiographic imaging alone. Ventilation 
parameters must be evaluated to ensure adequate compliance of the 
donor lungs, with peak airway pressures <30 cmH2O being ideal. 
Direct on-site inspection of the lungs and assessment for nodules, 
compliance, and full expansion are the final necessary steps before 
acceptance of donor lungs for transplant.

More recently, there has been an expanded use of allografts from 
donors after cardiac death (DCD) due to the ability to rehabilitate 
donor lungs using ex vivo lung perfusion (EVLP). DCD donors are 
patients who present with irreversible brain injury but without overt 
brain death. The potential donor allografts are often exposed to a 
period of prolonged warm ischemia during the donation process; there 
has been a concern about early graft dysfunction after DCD donation. 
Steen and colleagues in Lund demonstrated that EVLP could be used 
to assess these marginal donors prior to transplant. The landmark 
publication of the Normothermic Ex Vivo Lung Perfusion in Clinical 
Lung Transplantation trial in 2011 generated renewed interest in DCD 
lung donors. The group from the University of Toronto was also able 
to demonstrate that brain-dead donors with unacceptable donor lung 
parameters could be rehabilitated with the use of EVLP. They were able 
to salvage up to 50% of selected unsuitable donor lung allografts with 
the use of acellular normothermic hyperosmotic perfusion with excel­
lent short-term outcomes.
Lung Transplantation
CHAPTER 309
Donor Management 
Brain death causes severe perturbations in 
the potential donor lung allograft function. The development of severe 
pulmonary edema often accompanies brain death. The hemodynamic 
instability and neurogenic shock that can accompany brain death are 
also major stressors on the preservation of donor allograft function. The 
primary goal of donor management is, therefore, the maintenance of 
hemodynamic stability and preservation of donor lung function. Judi­
cious fluid resuscitation and avoidance of excessive resuscitation should 
be employed. Volume replenishment should be limited to maintain the 
central venous pressure between 5 and 8 mmHg. In general, crystalloid 
fluid boluses are to be avoided. Diabetes insipidus is common in donors 
and requires the use of intravenous vasopressin to prevent excessive 
urine loss. In general, blood transfusions should be avoided; however, if 
necessary, CMV-negative and leukocyte-filtered blood should be used 
whenever possible. Hypothermia should be avoided as it predisposes to 
ventricular arrhythmias and metabolic acidosis.
Excessive oxygen delivery should be minimized to prevent freeradical injury to the potential lung allograft. Positive end-expiratory 
pressures on the ventilator should be maintained to avoid the develop­
ment of atelectasis. More recently, airway pressure release modes of 
ventilation have been utilized to preserve lung function and minimize 
barotrauma from prolonged ventilation.
■
■PROCUREMENT OPERATION
Prior to incision, a thorough bronchoscopic evaluation is completed. 
The anatomy of the donor airways is defined. Any secretions that may 
be present are evacuated, and the airways are examined to rule out the 
presence of any lesions or masses. The epithelial lining is inspected for 
evidence of excessive friability and hemorrhage, which may indicate 
significant infection. A median sternotomy incision is employed to 
access the chest for lung procurement. The pleural spaces are opened 
and both lungs are inspected, palpated, and gently recruited to evaluate 
for suspicious nodules, consolidation, and/or pulmonary infarction.
The donor is systemically heparinized, and the main pulmonary 
artery is cannulated. Fifteen minutes prior to initiation of the explant, 
prostacyclin is introduced into the main pulmonary artery and allowed 
to circulate through the lungs. This vasoreactive prostanoid helps to 
ensure adequate pulmonary flush by dilating the pulmonary vascu­
lature. The heart is arrested first, then the pulmonoplegia solution is 
instilled into the lungs at a low controlled pressure. Topical iced-saline 
solution is instilled into both pleural spaces. After the heart has been 
explanted, the individual pulmonic veins are flushed retrogradely. The 
lungs are then re-expanded, the trachea is clamped, and the explanted 
allograft is stored in ice-cold saline solution for transport. If the right 
and left lungs are being procured for different recipients, the posterior

PART 7
Disorders of the Respiratory System
left atrium, the main pulmonary artery, and the left main-stem bron­
chus are divided to separate the right and left lungs, and the organs 
are stored and shipped separately. New preservation technologies and 
studies of optimal temperature for storage and transport may allow for 
longer transport times and time to implantation. Investigations of the 
impacts of these advances are ongoing.
■
■RECIPIENT OPERATION AND EARLY 
POSTTRANSPLANT CONSIDERATIONS
Recipient Operation 
The recipient operation can be divided into 
two parts. The first part involves the explant of the native lung, and the 
second part involves the implant of the new lung. There are generally 
three main surgical approaches to the completion of the operation: a 
right or left thoracotomy, a transverse thoracosternotomy (clamshell), 
or a median sternotomy. These approaches are all favored by various 
centers for different benefits. The thoracotomy approach allows for 
explant and implant of donor lungs without the use of cardiopulmo­
nary bypass (CPB) and is often the preferred approach for single-lung 
transplant. The clamshell incision offers the advantages of increased 
exposure compared to either thoracotomy or median sternotomy 
but comes at the cost of greater morbidity and postoperative wound 
complications. This incision can be used to perform bilateral lung 
transplants and allows for the possibility of avoiding CPB. A median 
sternotomy approach can be used to perform bilateral lung transplant. 
This approach offers the advantage of fewer wound complications, less 
postoperative pain, and flexibility with more complex or concomitant 
cardiac procedures at the time of lung transplant. This approach man­
dates the use of CPB. The routine use of CPB allows for early pneumo­
nectomies without hemodynamic compromise and can significantly 
reduce the ischemic time to the second allograft. Additionally, overcir­
culation to the first allograft can be minimized with the routine use of 
CPB. Others prefer to avoid CPB as avoidance may be associated with 
decreased need for blood product administration and lower incidence 
of primary graft dysfunction.
Over the past 5 years, there has been a movement away from CPB 
for mechanical circulatory support toward ECMO. ECMO is an alter­
native strategy for providing hemodynamic and pulmonary support 
of the patient undergoing lung transplantation. The key difference 
between CPB and ECMO is the ability to salvage shed blood with 
CPB, the use of a blood reservoir with CPB, and the ability to filter 
air from the venous system before it is delivered to the arterial circuit 
with CPB. This flexibility is provided by exposing the blood in the 
system to a much larger foreign surface and has been associated with 
significantly increased inflammation and tendency for thrombosis. 
Therefore, ECMO requires much lower levels of anticoagulation than 
CPB. The advantages of ECMO-supported lung transplantation are a 
tendency toward less blood product administration and, in situations 
in which CPB support periods are longer (>180 min), a tendency to 
decreased rates of primary graft dysfunction. Data suggest that the use 
of ECMO for mechanical support during lung transplant is safer than 
lung transplant with no mechanical support, and the recommendation 
is to use ECMO for all cases. Its use may especially be helpful for cases 
that are expected to require longer support times. Careful attention to 
avoid the entrainment of air into the circuit is mandatory throughout 
the ECMO support period.
Anesthetic monitoring for lung transplant should include arterial 
pressure monitoring, pulse oximetry, continuous electrocardiographic 
monitoring, temperature monitoring, and urine output monitoring. 
Large-bore IV access and central venous access are vital to manage the 
patient safely. On a selective basis, pulmonary artery pressure monitor­
ing and transesophageal echocardiographic monitoring may be useful. 
For patients without the planned use of CPB, double-lumen endotra­
cheal tubes are mandatory, whereas they can be avoided for patients 
transplanted on CPB.
Once access to the thorax has been completed, the hilar structures 
are isolated and divided. The bronchial anastomosis is completed first, 
and the anastomosis is checked to ensure that it is secure by insufflat­
ing the lung gently while keeping the anastomosis under saline solution 
to observe for bubbles. The donor left atrial cuff incorporating the 
pulmonary vein is connected to the native left atrium, and the donor 
right or left pulmonary artery is connected to the native pulmonary 
artery. After completion of the vascular anastomoses, the lungs are gen­
tly reperfused. During this early reperfusion period, lung-protective 
ventilation strategies are employed and oxygen tension is reduced. The 
patient is transitioned to normal ventilation, drains are placed in the 
thoracic cavity, and the wounds are closed.
Induction of Immunosuppression 
Initiation of immunosup­
pression starts with induction of the patient under general anesthesia. 
Many programs utilize an induction agent (most commonly an inter­
leukin 2 [IL-2] receptor/CD25 antagonist, but antithymocyte globulin, 
anti-CD52 monoclonal antibodies, or other induction agents may 
also be used), and systemic corticosteroids and purine modulators are 
administered after induction is complete. If an IL-2 receptor antagonist 
is utilized for induction, a second dose is administered 4 days after the 
original dose. An additional dose of methylprednisolone is adminis­
tered after allograft reperfusion in the operating room. Three-drug 
immune suppression is initiated with a calcineurin inhibitor, purine 
modulator, and continued systemic corticosteroids. In patients with 
severe acute renal dysfunction, calcineurin inhibitor initiation may be 
delayed.
Perioperative Considerations and Complications 
Early mor­
bidity and mortality after lung transplant most commonly are sequelae 
of primary graft dysfunction or infection. Very rarely, hyperacute 
rejection has been observed; however, with the implementation of 
robust systems to ensure ABO and HLA compatibility at the time of 
transplant, the occurrence of hyperacute rejection is extremely uncom­
mon. Primary graft dysfunction (PGD) encompasses a constellation of 
findings that result in poor early graft function after transplant. This 
phenomenon is often the consequence of ischemia-reperfusion injury 
in the allograft and is not related to infection or rejection. It is char­
acterized by a diffuse pattern of infiltrates on the chest x-ray and poor 
pulmonary gas exchange with Pao2:Fio2 ratios <300, with severe PGD 
characterized by diffuse severe infiltrates and a Pao2:Fio2 ratio of <100 
at 72 h posttransplant. Most cases of PGD are mild and self-limiting, 
resolving with supportive care. However, if the PGD is severe and wors­
ening despite maximal medical therapy, diuresis, inotropic therapy, 
maximal ventilation support, and paralysis of the patient, mechanical 
circulatory support with ECMO can become necessary. The incidence 
of severe PGD has been steady over the past two decades at approxi­
mately 10–15% in most programs. Severe PGD at 72 h posttransplant 
portends an increased mortality risk and is a risk factor for chronic 
lung allograft dysfunction (CLAD).
Bacterial, viral, and fungal infections are leading causes of morbid­
ity and mortality in lung transplantation. The lung is one of the few 
solid organs that is in continuous contact with the environment. Each 
breath has the potential to introduce new organisms, and the reduced 
lymphatic function and mucociliary clearance in the transplanted 
lung increase the risk of serious infection. The highest incidence of 
infection is early after lung transplant and coincides with the inten­
sity of immune suppression. Early infections, occurring within the 
first month after transplantation, are commonly bacterial (especially 
gram-negative bacilli) and manifest as pneumonia, mediastinitis, 
urinary tract infections, catheter sepsis, and skin infections. Patients 
can develop pathogenic infections with organisms associated with 
pretransplant colonization, and perioperative antibiotic regimens are 
often deployed to address this. Viral infections, and CMV infections 
in particular, can lead to severe recipient disease and early loss of 
graft and life. The majority of transplant programs employ antiviral 
prophylaxis in the early transplant period to avoid such complications. 
Invasive fungal infections peak in frequency between 10 days and 
2 months after transplantation. Fungal prophylaxis regimens in the 
early posttransplant period vary widely. Treatment consists of inhaled 
amphotericin B in the setting of airway infection and/or azole therapy 
with more advanced or invasive disease. The institution of prophylaxis 
with oral trimethoprim-sulfamethoxazole (or atovaquone or inhala­
tional pentamidine for sulfa-allergic patients) has effectively prevented 
Pneumocystis pneumonia. The risk of Pneumocystis infection is highest