# 23 - 33 Sleep Disorders

### 33 Sleep Disorders

avoid making a diagnosis of “frontal lobe syndrome” in a patient with 
no evidence of frontal cortex disease, it is advisable to use the diag­
nostic term frontal network syndrome, with the understanding that the 
responsible lesions can lie anywhere within this distributed network. 
A patient with frontal lobe disease raises potential dilemmas in differ­
ential diagnosis, especially if the cause is neurodegenerative: the abulia 
and blandness may be misinterpreted as depression, and the disinhibi­
tion as idiopathic mania or acting out.
CARING FOR PATIENTS WITH DEFICITS 

OF HIGHER CEREBRAL FUNCTION
Spontaneous improvement of cognitive deficits following stroke or 
trauma is common. It is most rapid in the first few weeks but may 
continue for up to 2 years, especially in young individuals with single 
brain lesions. Some of the initial deficits in such cases appear to arise 
from remote dysfunction (diaschisis) in brain regions that are inter­
connected with the site of initial injury. Improvement in these patients 
may reflect, at least in part, a normalization of the remote dysfunction. 
Other mechanisms may involve functional reorganization in surviving 
neurons adjacent to the injury or the compensatory use of homologous 
structures. In contrast, neurodegenerative diseases show a progression 
of impairment but at rates that vary greatly from patient to patient.
Pharmacologic and Nonpharmacologic Interventions 
Some 
of the deficits described in this chapter are so complex that they may 
bewilder not only the patient and family but also the physician. The 
care of patients with such deficits requires a careful evaluation of the 
history, cognitive test results, and diagnostic procedures. Each piece of 
information needs to be interpreted cautiously and placed in context. 
A complaint of “poor memory,” for example, may reflect an anomia; 
poor scores on a learning task may reflect a weakness of attention 
rather than explicit memory; a report of depression or indifference 
may reflect impaired prosody rather than a change in mood or empa­
thy; jocularity may arise from poor insight rather than good mood. 
Treatment plans should encompass two levels: a symptomatic level that 
can be addressed by pharmacologic or nonpharmacologic means and 
a disease level that needs to be addressed through pharmacologic or 
molecular interventions. Although there are few well-controlled stud­
ies, several nonpharmacologic interventions have been used to treat 
higher cortical deficits. These include speech therapy for aphasias, 
behavioral modification for compartmental disorders, and cogni­
tive training for visuospatial disorientation and amnestic syndromes. 
More practical interventions, usually delivered through occupational 
therapy, aim to improve daily living activities through assistive devices 
and modifications of the home environment. Determining driving 
competence is challenging, especially in the early stages of dementing 
diseases. An on-the-road driving test and reports from family mem­
bers may help time decisions related to this very important activity. In 
neurodegenerative conditions such as PPA, transcranial magnetic (or 
direct current) stimulation has had mixed success in eliciting symp­
tomatic improvement. The goal is to activate remaining neurons at sites 
of atrophy or in unaffected regions of the contralateral hemisphere. 
Depression and sleep disorders can intensify the cognitive disorders 
and should be treated with appropriate modalities. If neuroleptics 
become necessary for the control of agitation, atypical neuroleptics are 
preferable because of their lower extrapyramidal side effects. Treatment 
with neuroleptics in elderly patients with dementia requires weighing 
the potential benefits against the potentially serious side effects. This 
is especially relevant to the case of patients with Lewy body dementia, 
who can be unusually sensitive to side effects.
As in all other branches of medicine, a crucial step in patient care is 
to identify the underlying cause of the impairment. This is easily done 
in cases of CVA, head trauma, or encephalitis but becomes particularly 
challenging in neurodegenerations because the same progressive clinical 
syndrome can be caused by one of several neuropathologic entities. The 
advent of imaging, blood, and cerebrospinal fluid biomarkers now makes 
it possible to address this question with reasonable success and to make 
specific diagnoses of AD, LBD, CJD, and FTLD. A specific etiologic 
diagnosis allows the physician to recommend medications or clinical 

trials that are the most appropriate for the underlying disease process. 
A clinical assessment that identifies the principal domain of behavioral 
and cognitive impairment followed by the judicious use of biomarker 
information to surmise the nature of the underlying disease allows a 
personalized approach to patients with higher cognitive impairment.

■
■FURTHER READING
Carretero RG et al: Behavioral changes as the first manifestation of 
a silent frontal lobe stroke. BMJ Case Rep 12:bcr-2018-227617, 2019.
Mesulam M-M: Behavioral neuroanatomy: Large-scale networks, 
association cortex, frontal syndromes, the limbic system and hemi­
spheric specialization, in Principles of Behavioral and Cognitive 
Neurology, M-M Mesulam (ed). New York, Oxford University Press, 
2000, pp 1–120.
Mesulam M-M et al: Frontotemporal degeneration with transactive 
Sleep Disorders
CHAPTER 33
response DNA-binding protein type C at the anterior temporal lobe. 
Ann Neurol 94:1, 2023.
Ricken G et al: Autoimmune global amnesia as manifestation of 
AMPAR encephalitis and neuropathologic findings. Neurol Neuro­
immunol Neuroinflamm 8:e1019, 2021.
Singh NR, Leff AP: Advances in the rehabilitation of hemispatial inat­
tention. Curr Neurol Neurosci Rep 23:33, 2023.
Ulugut H, Pijnenburg YAL: Frontotemporal dementia: Past, present, 
and future. Alzheimers Dement 19:5253, 2023.
Ulugut H et al: Right temporal variant frontotemporal dementia is 
pathologically heterogeneous: A case-series and systematic review. 
Acta Neuropathol Commun 9:131, 2021.
Thomas E. Scammell, Clifford B. Saper, 

Charles A. Czeisler

Sleep Disorders
Disturbed sleep is one of the most common health complaints that 
physicians encounter. More than one-half of adults in the United 
States experience at least intermittent sleep disturbance, and only 
30% of adult Americans report consistently obtaining a sufficient 
amount of sleep. The National Academy of Medicine has estimated that 
50–70 million Americans suffer from a chronic disorder of sleep and 
wakefulness, which can adversely affect daytime functioning as well as 
physical and mental health. A high prevalence of sleep disorders across 
all cultures is also now increasingly recognized, and these problems are 
expected to further increase in the years ahead as the global population 
ages. Over the past 40 years, the field of sleep medicine has emerged 
as a distinct specialty in response to the impact of sleep disorders and 
sleep deficiency on overall health. Nonetheless, >80% of patients with 
sleep disorders remain undiagnosed and untreated—costing the U.S. 
economy >$400 billion annually in increased health care costs, lost 
productivity, accidents, and injuries, and leading to the development of 
workplace-based sleep health education and sleep disorders screening 
programs designed to address this unmet medical need.
PHYSIOLOGY OF SLEEP AND 
WAKEFULNESS
Most adults need 7–9 h of sleep per night to promote optimal health, 
although the timing, duration, and internal structure of sleep vary 
among individuals. In the United States, adults tend to have one 
consolidated sleep episode each night, although in some cultures, 
sleep may be divided into a mid-afternoon nap and a shortened night 
sleep. This pattern changes considerably over the life span, as infants 
and young children sleep considerably more than older people, while

individuals >70 years of age sleep on average about an hour less than 
young adults.

The stages of human sleep are defined on the basis of characteristic 
patterns in the electroencephalogram (EEG), the electrooculogram 
(EOG—a measure of eye-movement activity), and the surface elec­
tromyogram (EMG) measured on the chin and legs. The continuous 
recording of these electrophysiologic parameters to define sleep and 
wakefulness is termed polysomnography.
Polysomnographic profiles define two basic states of sleep: (1) rapid 
eye movement (REM) sleep and (2) non–rapid eye movement (NREM) 
sleep. NREM sleep is further subdivided into three stages: N1, N2, and 
N3, characterized by an increasing threshold for arousal and slowing 
of the cortical EEG. REM sleep is distinguished by a low-amplitude, 
mixed-frequency EEG, similar to NREM stage N1 sleep, and an EOG 
pattern of REMs that tend to occur in flurries or bursts. EMG activ­
ity is absent in nearly all skeletal muscles except those involved in 
respiration, reflecting the brainstem-mediated muscle paralysis that is 
characteristic of REM sleep.
PART 2
Cardinal Manifestations and Presentation of Diseases
■
■ORGANIZATION OF HUMAN SLEEP
Normal nocturnal sleep in adults displays a consistent organization 
from night to night (Fig. 33-1). After sleep onset, sleep usually pro­
gresses through NREM stages N1–N3 sleep within 45–60 min. NREM 
stage N3 sleep (also known as slow-wave sleep) predominates in the 
first third of the night and comprises 15–25% of total nocturnal sleep 
time in young adults. Sleep deprivation increases the rapidity of sleep 
onset and both the intensity and amount of slow-wave sleep.
The first REM sleep episode usually occurs in the second hour of 
sleep. NREM and REM sleep alternate through the night with an aver­
age period of 60–160 min (the “ultradian” sleep cycle). Overall, in a 
healthy young adult, REM sleep constitutes 20–25% of total sleep, and 
NREM stages N1 and N2 constitute 50–60%.
Age has a profound impact on sleep state organization (Fig. 33-1). 
N3 sleep is most intense and prominent during childhood, decreasing 
with puberty and across the second and third decades of life. In older 
adults, N3 sleep may be completely absent, and the remaining NREM 
sleep typically becomes more fragmented, with frequent awakenings 
from NREM sleep. Older people spend more time awake during their 
sleep episode, mainly due to more awakenings, rather than a decreased 
ability to fall back asleep. While REM sleep may account for 50% of 
total sleep time in infancy, the percentage falls off sharply over the 
first postnatal year as a mature REM-NREM cycle develops; in young 
adults, REM sleep occupies about 25% of total sleep time.
Sleep deprivation degrades cognitive performance, particularly on 
tests that require continual vigilance. Young adults are particularly sus­
ceptible to slowed reaction times and difficulty maintaining vigilance 
during sleep deprivation, which may in part account for the large num­
ber of motor vehicle accidents in this age group late at night.
Age 23
N2
N1
REM
Awake
N3
Age 68
N3
N2
N1
REM
Awake
02.00
04.00
06.00
08.00
Clock time
00.00
FIGURE 33-1  Wake-sleep architecture. Alternating stages of wakefulness, the three stages 
of non–rapid eye movement sleep (N1–N3), and rapid eye movement (REM) sleep (solid bars) 
occur over the course of the night for representative young and older adult men. Characteristic 
features of sleep in older people include reduction of N3 slow-wave sleep, frequent spontaneous 
awakenings, early sleep onset, and early morning awakening.

After sleep deprivation, NREM sleep generally recovers first, fol­
lowed by REM sleep. However, because REM sleep tends to be most 
prominent in the second half of the night, sleep truncation (e.g., by 
an alarm clock) results in selective REM sleep deprivation. This may 
increase REM sleep pressure to the point where the first REM sleep 
may occur much earlier in the nightly sleep episode. To avoid these 
influences, it is important that the patient have sufficient sleep oppor­
tunity (at least 8 h per night) for several nights prior to a diagnostic 
polysomnogram.
Beyond impaired cognition, chronic sleep deficiency is associated 
with glucose intolerance that may contribute to the development of 
diabetes, obesity, and the metabolic syndrome, as well as impaired 
immune responses, accelerated atherosclerosis, and increased risk of 
cardiac disease, cognitive impairment, Alzheimer’s disease, and stroke. 
For these reasons, the National Academy of Medicine declared sleep 
deficiency and sleep disorders “an unmet public health problem.”
■
■WAKE AND SLEEP ARE REGULATED 

BY BRAIN CIRCUITS
Two principal neural systems govern the expression of sleep and wake­
fulness. The ascending arousal system, illustrated in green in Fig. 33-2, 
consists of clusters of nerve cells extending from the upper pons to 
the hypothalamus and basal forebrain that activate the cerebral cortex, 
thalamus (which is necessary to relay sensory information to the cor­
tex), and other forebrain regions. The ascending arousal neurons use 
monoamines (norepinephrine, dopamine, serotonin, and histamine), 
glutamate, or acetylcholine as neurotransmitters to activate their tar­
get neurons. Some basal forebrain neurons use γ-aminobutyric acid 
(GABA) to inhibit cortical inhibitory interneurons, thus promoting 
arousal. Additional wake-promoting neurons in the hypothalamus use 
the peptide neurotransmitter orexin (also known as hypocretin, shown 
in Fig. 33-2 in blue) to reinforce activity in the other arousal-promoting 
cell groups.
Damage to the arousal system at the level of the rostral pons and 
lower midbrain causes coma, indicating that the ascending arousal 
influence from this level is critical in maintaining wakefulness. Injury 
to the arousal system in the midbrain or hypothalamus causes pro­
found sleepiness. Specific loss of the orexin neurons produces the 
sleep disorder narcolepsy (see below). Isolated damage to the thalamus 
causes loss of the content of wakefulness, known as a persistent vegeta­
tive state, but wake-sleep cycles are largely preserved.
The arousal system is turned off during sleep by inhibitory inputs 
from cell groups in the sleep-promoting system, shown in Fig. 33-2 in 
red. These neurons in the preoptic area and pons use GABA to inhibit 
the arousal system. Additional neurons in the lateral hypothalamus 
containing the peptide melanin-concentrating hormone promote 
REM sleep. Many sleep-promoting neurons are themselves inhibited 
by inputs from the arousal system. This mutual inhibition between the 
arousal- and sleep-promoting systems forms a neural circuit 
akin to what electrical engineers call a “flip-flop switch.” 
A switch of this type tends to promote rapid transitions 
between the on (wake) and off (sleep) states, while avoiding 
intermediate states. The relatively rapid transitions between 
waking and sleeping states, as seen in the EEG of humans 
and animals, is consistent with this model.
Neurons in the ventrolateral preoptic nucleus, one of the 
key sleep-promoting sites, are lost during normal human 
aging, correlating with reduced ability to maintain sleep 
(sleep fragmentation). The ventrolateral preoptic neurons 
are also injured in Alzheimer’s disease, which may in part 
account for the poor sleep quality in those patients.
Transitions between NREM and REM sleep appear to be 
governed by a similar switch in the brainstem. GABAergic 
REM-Off neurons have been identified in the lower mid­
brain that inhibit REM-On neurons in the upper pons. The 
REM-On group contains both GABAergic neurons that 
inhibit the REM-Off group (thus satisfying the conditions 
for a REM sleep flip-flop switch) as well as glutamatergic 
neurons that project widely in the central nervous system

Inhibitors of
arousal systems:
H1 antagonists
Alpha-2 agonists
Muscarinic
antagonists
Orexin antagonists
Thalamus
Hypothalamus
Ascending arousal system
GABAergic arousal inhibiting system
Potentiators of
GABA inhibition:
Benzodiazepines
Barbiturates
Ethanol
Chloral hydrate
Orexin (hypocretin) system
FIGURE 33-2  Relationship of drugs for insomnia with wake-sleep systems. The 
arousal system in the brain (green) includes monoaminergic, glutamatergic, and 
cholinergic neurons in the brainstem that activate neurons in the hypothalamus, 
thalamus, basal forebrain, and cerebral cortex. Orexin neurons (blue) in the 
hypothalamus, which are lost in narcolepsy, reinforce and stabilize arousal by 
activating other components of the arousal system. The sleep-promoting system (red) 
consists of GABAergic neurons in the preoptic area and brainstem that inhibit the 
components of the arousal system, thus allowing sleep to occur. Drugs used to treat 
insomnia include those that block the effects of arousal system neurotransmitters 
(green and blue) and those that enhance the effects of γ-aminobutyric acid (GABA) 
produced by the sleep system (red).
to cause the key phenomena associated with REM sleep. REM-On 
neurons that project to the medulla and spinal cord activate inhibitory 
(GABA and glycine-containing) interneurons, which in turn hyper­
polarize the motor neurons, producing the paralysis of REM sleep. 
REM-On neurons that project to the forebrain may be important in 
producing dreams.
The REM sleep switch receives cholinergic input, which favors 
transitions to REM sleep, and monoaminergic (norepinephrine and 
serotonin) input that prevents REM sleep. As a result, drugs that 
increase monoamine tone (e.g., serotonin or norepinephrine reuptake 
inhibitors) tend to reduce the amount of REM sleep. Damage to the 
neurons that promote REM sleep paralysis can produce REM sleep 
behavior disorder, a condition in which patients act out their dreams 
(see below).
■
■SLEEP-WAKE CYCLES ARE DRIVEN BY 
HOMEOSTATIC, ALLOSTATIC, AND 

CIRCADIAN INPUTS
The gradual increase in sleep drive with prolonged wakefulness, fol­
lowed by deeper slow-wave sleep and prolonged sleep episodes, dem­
onstrates that there is a homeostatic mechanism that regulates sleep. 
The neurochemistry of sleep homeostasis is only partially understood, 
but with prolonged wakefulness, adenosine levels rise in parts of the 
brain. Adenosine may act through A1 receptors to directly inhibit 
many arousal-promoting brain regions. In addition, adenosine pro­
motes sleep through A2a receptors; blockade of these receptors by 
caffeine is one of the chief ways in which people fight sleepiness. Other 
humoral factors, such as prostaglandin D2, have also been implicated 
in this process. Both adenosine and prostaglandin D2 activate the sleeppromoting neurons in the ventrolateral preoptic nucleus.
Allostasis is the physiologic response to a challenge such as physical 
danger or psychological threat that cannot be managed by homeostatic 
mechanisms. These stress responses can severely impact the need for 
and ability to sleep. For example, insomnia is very common in patients 
with anxiety and other psychiatric disorders. Intermittent stress-induced 
insomnia is even more common, affecting most people at some time 

in their lives. Positron emission tomography (PET) studies in patients 
with chronic insomnia show hyperactivation of components of the 
ascending arousal system, as well as their limbic system targets in the 
forebrain (e.g., cingulate cortex and amygdala). The limbic areas are 
not only targets for the arousal system, but they also send excitatory 
outputs back to the arousal system, which contributes to a vicious 
cycle of anxiety about insomnia that makes it more difficult to sleep. 
Approaches to treating insomnia may employ drugs that either inhibit 
the output of the ascending arousal system (green and blue in Fig. 33-2) 
or potentiate the output of the sleep-promoting system (red in Fig. 
33-2). However, behavioral approaches (cognitive behavioral therapy 
[CBT] and sleep hygiene) that may reduce forebrain limbic activity at 
bedtime are often the best long-term treatment.

Sleep Disorders
CHAPTER 33
Wakefulness and sleep are also regulated by a strong circadian tim­
ing signal, driven by the suprachiasmatic nuclei (SCN) of the hypo­
thalamus, as described below. The SCN sends outputs to key sites in 
the hypothalamus, which impose 24-h rhythms on a wide range of 
behaviors and body systems, including the wake-sleep cycle.
■
■PHYSIOLOGY OF CIRCADIAN RHYTHMICITY
The wake-sleep cycle is the most evident of many 24-h rhythms in 
humans. Prominent daily variations also occur in endocrine, thermo­
regulatory, cardiac, pulmonary, renal, immune, gastrointestinal, and 
neurobehavioral functions. In evaluating daily rhythms in humans, 
it is important to distinguish between diurnal components passively 
evoked by periodic environmental or behavioral changes (e.g., the 
increase in blood pressure and heart rate that occurs upon assumption 
of the upright posture) and circadian rhythms actively driven by an 
endogenous oscillatory process (e.g., the circadian variations in adrenal 
cortisol and pineal melatonin secretion that persist across a variety of 
environmental and behavioral conditions).
At the cellular level, endogenous circadian rhythmicity is driven 
by self-sustaining molecular genetic feedback loops. These clock gene 
feedback loops of approximately 24 h duration are found in most if 
not all cells in the body and regulate diverse physiologic processes. 
However, when cells in most tissues are placed in isolation, they soon 
fall out of synchrony with each other and can no longer produce useful 
24-h rhythms of tissue function. The only tissue that maintains this 
rhythm in isolation is the SCN, whose neurons are interconnected 
with one another in such a way as to produce a near-24-h synchronous 
rhythm of neural activity even in prolonged slice culture. SCN neurons 
are located just above the optic chiasm in the hypothalamus, from 
which they receive visual input to synchronize them with the external 
world, and they have outputs to transmit circadian timing signals to 
the rest of the body. Bilateral destruction of the SCN results in a loss 
of most endogenous circadian rhythms including wake-sleep behavior 
and rhythms in endocrine and metabolic systems. The genetically 
determined period of this endogenous neural oscillator, which aver­
ages ~24.15 h in humans, is normally synchronized to the 24-h period 
of the environmental light-dark cycle through direct input to the SCN 
from intrinsically photosensitive ganglion cells in the retina. Humans 
are exquisitely sensitive to the resetting effects of light, particularly the 
shorter wavelengths (~460–500 nm) in the blue part of the visible spec­
trum. Small differences in circadian period contribute to variations in 
diurnal preference. For example, people with short circadian cycles 
(e.g., 23.5 h) due to mutations of circadian clock genes prefer an early 
bedtime and wake up in the early morning hours (known as advanced 
sleep phase disorder).
The timing and internal architecture of sleep are directly coupled to 
the output of the endogenous circadian pacemaker. Paradoxically, the 
endogenous circadian rhythm for wake propensity peaks just before 
the habitual bedtime, whereas that of sleep propensity peaks near 
the habitual wake time. These rhythms are thus timed to oppose the 
rise of homeostatic sleep tendency throughout the usual waking day 
and the decline of sleep propensity during the habitual sleep episode, 
respectively, thus promoting consolidated sleep and wakefulness. Mis­
alignment of the endogenous circadian pacemaker with the desired 
wake-sleep cycle can, therefore, induce insomnia (especially diffi­
culty initiating sleep or waking earlier than desired in the morning),

decrease alertness, and impair performance, posing health problems 
for night-shift workers and airline travelers. In addition, mounting 
evidence indicates that sleep regularity may be as important as sleep 
duration in terms of physical and mental health outcomes.

Participants awakened from REM sleep recall vivid dream imagery 
>80% of the time, especially later in the night. Less vivid imagery may 
also be reported after NREM sleep interruptions.
Certain disorders may occur during specific sleep stages and are 
described below under “Parasomnias.” These include sleepwalking, 
night terrors, and enuresis (bed wetting), which occur most commonly 
in children during deep (N3) NREM sleep. In contrast, REM sleep 
behavior disorder occurs mainly among older people who fail to main­
tain full paralysis during REM sleep, and often call out, thrash around, 
or even act out fragments of dreams.
PART 2
Cardinal Manifestations and Presentation of Diseases
All major physiologic systems are influenced by sleep. Blood pres­
sure and heart rate decrease during NREM sleep, particularly during 
N3 sleep. During REM sleep, bursts of eye movements are associated 
with large variations in both blood pressure and heart rate mediated by 
the autonomic nervous system. Cardiac dysrhythmias may occur selec­
tively during REM sleep. Respiratory function also changes. In com­
parison to relaxed wakefulness, respiratory rate becomes slower and 
more regular during NREM sleep (especially N3 sleep) and becomes 
irregular during bursts of eye movements in REM sleep. Decreases in 
minute ventilation during sleep are out of proportion to the decrease 
in metabolic rate, resulting in a slightly higher PCO2.
Within the brain itself, neurotransmission is supported by ion gra­
dients across the cell membranes of neurons and astrocytes. These ion 
flows are accompanied by increases in intracellular volume, so that 
during wake there is very little extracellular space in the brain. During 
sleep, intracellular volume is reduced, resulting in increased extracel­
lular space, which has higher calcium and lower potassium concentra­
tions, supporting hyperpolarization and reduced firing of neurons. 
This expansion of the extracellular space during sleep increases dif­
fusion of substances that accumulate extracellularly, like β-amyloid 
peptide, enhancing their clearance from the brain via cerebrospinal 
fluid (CSF) flow. Recent evidence suggests that lack of adequate sleep 
may contribute to extracellular accumulation of β-amyloid peptide, a 
key step in the pathogenesis of Alzheimer’s disease.
Endocrine function also varies with sleep. N3 sleep is associated 
with secretion of growth hormone in men, while sleep in general is 
associated with augmented secretion of prolactin in both men and 
women. Sleep has a complex effect on the secretion of luteinizing 
hormone (LH): during puberty, sleep is associated with increased LH 
secretion, whereas sleep in postpubertal women inhibits LH secretion 
in the early follicular phase of the menstrual cycle. Sleep onset (and 
probably N3 sleep) is associated with inhibition of thyroid-stimulating 
hormone and of the adrenocorticotropic hormone–cortisol axis, an 
effect that is superimposed on the prominent circadian rhythms in the 
two systems.
The hormone melatonin is secreted from the pineal gland pre­
dominantly at night in both day- and night-active species, under the 
control of the SCN. Melatonin secretion does not require sleep, but 
melatonin secretion is inhibited by ambient light, an effect mediated 
by the neural connection from the retina to the SCN and then on to 
the pineal gland via the sympathetic nervous system. In humans, sleep 
efficiency is highest when sleep coincides with endogenous melatonin 
secretion. When endogenous melatonin levels are low, such as during 
the biological day or at the desired bedtime in people with delayed 
sleep-wake phase disorder (DSWPD), administration of exogenous 
melatonin can hasten sleep onset and increase sleep efficiency, but it 
does not increase sleep efficiency if administered when endogenous 
melatonin levels are elevated. This may explain why melatonin is often 
ineffective in the treatment of patients with primary insomnia. On the 
other hand, patients with sympathetic denervation of the pineal gland, 
such as occurs in cervical spinal cord injury or in patients with Parkin­
son’s disease, often have low melatonin levels, and administration of 
melatonin (3 mg 30 min before bedtime) may help them sleep.
Sleep is accompanied by alterations of thermoregulatory func­
tion. Warming the skin is associated with an increase in the firing of 

warm-responsive neurons in the preoptic area, which cause a fall in 
body temperature and promote onset of NREM sleep. REM sleep is 
associated with reduced thermoregulatory responsiveness.
DISORDERS OF SLEEP AND WAKEFULNESS
APPROACH TO THE PATIENT
Sleep Disorders
Patients may seek help from a physician because of: (1) sleepiness 
or tiredness during the day; (2) difficulty initiating or maintaining 
sleep at night (insomnia); or (3) unusual behaviors during sleep 
itself (parasomnias).
Obtaining a careful history is essential. In particular, the dura­
tion, severity, and consistency of the symptoms are important, along 
with the patient’s estimate of the consequences of the sleep disorder 
on waking function. Information from a bed partner or family 
member is often helpful because some patients may be unaware of 
symptoms such as heavy snoring or may underreport symptoms 
such as falling asleep at work or while driving. Physicians should 
inquire about when the patient typically goes to bed, when they fall 
asleep and wake up, whether they awaken during sleep, whether 
they feel rested in the morning, and whether they nap during the 
day. Depending on the primary complaint, it may be useful to ask 
about snoring, witnessed apneas, restless sensations in the legs, 
movements during sleep, depression, anxiety, and behaviors around 
the sleep episode. The physical examination may provide evidence 
of a small airway, large tonsils, or a neurologic or medical disorder 
that contributes to the main complaint.
It is important to remember that, rarely, seizures may occur 
exclusively during sleep, mimicking a primary sleep disorder; such 
sleep-related seizures typically occur during episodes of NREM 
sleep and may take the form of generalized tonic-clonic movements 
(sometimes with urinary incontinence or tongue biting) or stereo­
typed movements in partial complex epilepsy (Chap. 436).
It is often helpful for the patient to complete a daily sleep log 
for 1–2 weeks to define the timing and amounts of sleep. When 
relevant, the log can also include information on levels of alert­
ness, work times, and drug and alcohol use, including caffeine and 
hypnotics.
Polysomnography is necessary for the diagnosis of several disor­
ders such as sleep apnea, narcolepsy, and periodic limb movement 
disorder (PLMD). A conventional polysomnogram performed in 
a clinical sleep laboratory allows measurement of sleep stages, 
respiratory effort and airflow, oxygen saturation, limb movements, 
heart rhythm, and additional parameters. A home sleep test usually 
focuses on just respiratory measures and is helpful in patients with 
a moderate to high likelihood of having obstructive sleep apnea. 
The multiple sleep latency test (MSLT) is used to measure a patient’s 
propensity to sleep during the day and can provide crucial evidence 
for diagnosing narcolepsy and some other causes of sleepiness. 
The maintenance of wakefulness test is used to measure a patient’s 
ability to sustain wakefulness during the daytime and can provide 
important evidence for evaluating the efficacy of therapies for 
improving sleepiness in conditions such as narcolepsy and obstruc­
tive sleep apnea.
■
■EVALUATION OF DAYTIME SLEEPINESS
Up to 25% of the adult population has persistent daytime sleepiness 
that impairs an individual’s ability to perform optimally in school, at 
work, while driving, and in other conditions that require alertness. 
Sleepy students often have trouble staying alert and performing well in 
school, and sleepy adults struggle to stay awake and focused on their 
work. More than half of Americans have fallen asleep while driving. An 
estimated 1.2 million motor vehicle crashes per year are due to drowsy 
drivers, causing about 20% of all serious crash injuries and deaths. 
One need not fall asleep to have a motor vehicle crash, as the inatten­
tion and slowed responses of drowsy drivers are major contributors.

Twenty-four hours of continuous wakefulness impairs reaction time as 
much as a blood alcohol concentration of 0.10 g/dL (which is legally 
drunk in all 50 states).
Identifying and quantifying sleepiness can be challenging. First, 
patients may describe themselves as “sleepy,” “fatigued,” or “tired,” and 
the meanings of these words may differ between patients. For clinical 
purposes, it is best to use the term “sleepiness” to describe a propen­
sity to fall asleep, whereas “fatigue” is best used to describe a feeling 
of low physical or mental energy but without a tendency to actually 
sleep. Sleepiness is usually most evident when the patient is sedentary, 
whereas fatigue may interfere with more active pursuits. Sleepiness 
generally occurs with disorders that reduce the quality or quantity of 
sleep or that interfere with the neural mechanisms of arousal, whereas 
fatigue is more common in inflammatory disorders such as cancer, 
multiple sclerosis (Chap. 455), post-COVID syndrome (Chap. 205), 
fibromyalgia (Chap. 385), myalgic encephalomyelitis/chronic fatigue 
syndrome (Chap. 461), or endocrine deficiencies such as hypothyroid­
ism (Chap. 395) or Addison’s disease (Chap. 398). Second, sleepiness 
can affect judgment in a manner analogous to ethanol, such that 
patients may have limited insight into the condition and the extent of 
their functional impairment. Finally, patients may be reluctant to admit 
that sleepiness is a problem because they may have become unfamiliar 
with feeling fully alert, and because sleepiness is sometimes viewed 
pejoratively as reflecting poor motivation or bad sleep habits.
Table 33-1 outlines the diagnostic and therapeutic approach to the 
patient with a complaint of excessive daytime sleepiness.
To determine the extent and impact of sleepiness on daytime func­
tion, it is helpful to ask patients about the occurrence of sleepiness 
and sleep episodes during normal waking hours, both intentional and 
unintentional. Specific areas to be addressed include the occurrence 
of inadvertent sleep episodes while driving or in other safety-related 
settings, sleepiness while at work or school (and its impact on perfor­
mance), and the effect of sleepiness on social and family life. Standard­
ized questionnaires such as the Epworth Sleepiness Scale are often used 
clinically to measure sleepiness.
Eliciting a history of daytime sleepiness is usually adequate, but 
objective quantification is sometimes necessary. The MSLT measures a 
patient’s propensity to sleep under quiet conditions. An overnight poly­
somnogram should precede the MSLT to establish that the patient has 
had an adequate amount of good-quality nighttime sleep. The MSLT 
consists of five 20-min nap opportunities every 2 h across the day. The 
patient is instructed to try to fall asleep, and the major endpoints are 
the average latency to sleep and the occurrence of REM sleep during 
the naps. An average sleep latency across the naps of <8 min is con­
sidered objective evidence of excessive daytime sleepiness. REM sleep 
normally occurs only during nighttime sleep, and the occurrence of 
REM sleep in two or more of the MSLT daytime naps provides support 
for the diagnosis of narcolepsy.
TABLE 33-1  Evaluation of the Patient with Excessive Daytime Sleepiness
FINDINGS ON HISTORY AND PHYSICAL 
EXAMINATION
DIAGNOSTIC EVALUATION
DIAGNOSIS
THERAPY
Difficulty waking in the morning, rebound sleep 
on weekends and vacations with improvement in 
sleepiness
Sleep log
Insufficient sleep
Sleep education and behavioral modification to 
increase amount of sleep
Obesity, snoring, hypertension
Polysomnogram or home sleep 
test
Cataplexy, hypnagogic hallucinations, sleep 
paralysis
Polysomnogram and multiple sleep 
latency test
Restless legs, kicking movements during sleep
Assessment for predisposing 
medical conditions (e.g., iron 
deficiency or renal failure)
Sedating medications, stimulant withdrawal, 
head trauma, systemic inflammation, Parkinson’s 
disease and other neurodegenerative disorders, 
hypothyroidism, encephalopathy
Thorough medical history and 
examination including detailed 
neurologic examination

For the safety of the individual and the general public, physicians 
have a responsibility to help manage issues around driving in patients 
with sleepiness. Legal reporting requirements vary between states and 
countries, but at a minimum, physicians should inform sleepy patients 
about their increased risk of having an accident and advise such 
patients not to drive a motor vehicle until their sleepiness has been 
treated effectively. This discussion is especially important for com­
mercial drivers, and it should be documented in the patient’s medical 
record.

Sleep Disorders
CHAPTER 33
■
■INSUFFICIENT SLEEP
Insufficient sleep is probably the most common cause of excessive 
daytime sleepiness. The average adult needs 7.5–8 h of sleep, but on 
weeknights, the average U.S. adult obtains only 6.75 h of sleep. Only 
30% of the U.S. adult population reports consistently obtaining suffi­
cient sleep. Insufficient sleep is especially common among shift work­
ers, individuals working multiple jobs, people in lower socioeconomic 
groups, and historically minority populations. Most teenagers need ≥9 h 
of sleep, but many fail to get enough sleep because of circadian phase 
delay, plus social pressures to stay up late coupled with early school 
start times. Late evening light exposure, homework, television view­
ing, video-gaming, social media, texting, and smartphone use often 
delay bedtimes, despite the fixed early wake times required for work 
or school. As is typical with any disorder that causes sleepiness, indi­
viduals with chronically insufficient sleep may feel inattentive, irritable, 
unmotivated, and depressed, and have difficulty with school, work, 
and driving. Individuals differ in their optimal amount of sleep, and 
it can be helpful to ask how much sleep the patient obtains on a quiet 
vacation when he or she can sleep without restrictions. Some patients 
may think that a short amount of sleep is normal or advantageous, and 
they may not appreciate their biological need for more sleep, especially 
if coffee and other stimulants mask the sleepiness. A 2-week sleep log 
documenting the timing of sleep and daily level of alertness is diagnos­
tically useful and provides helpful feedback for the patient. Extending 
sleep to the optimal amount on a regular basis can resolve the sleepi­
ness and other symptoms. As with any lifestyle change, extending sleep 
requires commitment and adjustments, but the improvements in day­
time alertness make this change worthwhile.
■
■SLEEP APNEA SYNDROMES
Respiratory dysfunction during sleep is a common, serious cause of 
excessive daytime sleepiness as well as of disturbed nocturnal sleep. 
At least 24% of middle-aged men and 9% of middle-aged women in 
the United States have a reduction or cessation of breathing dozens 
or more times each night during sleep, with 9% of men and 4% of 
women doing so more than a hundred times per night. These episodes 
may be due to an occlusion of the airway (obstructive sleep apnea), 
absence of respiratory effort (central sleep apnea), or a combination 
Obstructive sleep apnea 
(Chap. 308)
Continuous positive airway pressure; upper 
airway surgery (e.g., uvulopalatopharyngoplasty); 
dental appliance; weight loss
Narcolepsy
Stimulants (e.g., modafinil, methylphenidate); 
rapid eye movement (REM) sleep-suppressing 
antidepressants (e.g., venlafaxine); pitolisant; 
solriamfetol; sodium oxybate
Restless legs syndrome 
with or without periodic 
limb movements
Treatment of predisposing condition; dopamine 
agonists (e.g., pramipexole, ropinirole); 
gabapentin; pregabalin; opiates
Sleepiness due to a drug 
or medical condition
Change medications, treat underlying condition, 
consider stimulants

of these factors. Failure to recognize and treat these conditions appro­
priately may reduce daytime alertness and increase the risk of sleeprelated motor vehicle crashes, depression, hypertension, myocardial 
infarction, diabetes, stroke, and mortality. Sleep apnea is particularly 
prevalent in overweight men and in the elderly, yet it is estimated 
to go undiagnosed in most affected individuals. This is unfortunate 
because several effective treatments are available. Readers are referred 
to Chap. 308 for a comprehensive review of the diagnosis and treat­
ment of sleep apnea.

■
■NARCOLEPSY
Narcolepsy is characterized by difficulty sustaining wakefulness, poor 
regulation of REM sleep, and disturbed nocturnal sleep. All patients with 
narcolepsy have excessive daytime sleepiness. This sleepiness is usually 
moderate to severe, and in contrast to patients with disrupted sleep 
(e.g., sleep apnea), people with narcolepsy usually feel well rested upon 
awakening and then feel tired throughout much of the day. They may fall 
asleep at inappropriate times, but then feel refreshed again after a nap. 
In addition, they often experience symptoms related to an intrusion of 
REM sleep characteristics into wakefulness. REM sleep is characterized 
by dreaming and muscle paralysis, and people with narcolepsy can have: 
(1) sudden muscle weakness without a loss of consciousness, which is 
usually triggered by strong emotions (cataplexy; Video 33-1); (2) dreamlike hallucinations at sleep onset (hypnagogic hallucinations) or upon 
awakening (hypnopompic hallucinations); and (3) muscle paralysis upon 
awakening (sleep paralysis). With severe cataplexy, an individual may be 
laughing at a joke and then suddenly collapse to the ground, immobile 
but awake for 1–2 min. With milder episodes, patients may have partial 
weakness of the face or neck. Narcolepsy is one of the more common 
causes of chronic sleepiness and affects about 1 in 2000 people in the 
United States. Narcolepsy typically begins between age 10 and 20; once 
established, the disease persists for life.
PART 2
Cardinal Manifestations and Presentation of Diseases
Narcolepsy is caused by loss of the hypothalamic neurons that pro­
duce the orexin neuropeptides (also known as hypocretins). Research 
in mice and dogs first demonstrated that a loss of orexin signaling 
due to null mutations of either the orexin neuropeptides or one of the 
orexin receptors causes sleepiness and cataplexy nearly identical to 
that seen in people with narcolepsy. Although genetic mutations rarely 
cause human narcolepsy, researchers soon discovered that patients 
with narcolepsy with cataplexy (now called type 1 narcolepsy) have 
very low or undetectable levels of orexins in their CSF, and autopsy 
studies showed a nearly complete loss of the orexin-producing neurons 
in the hypothalamus. The orexins normally promote long episodes of 
wakefulness and suppress REM sleep, and thus loss of orexin signal­
ing results in frequent intrusions of sleep during the usual waking 
episode, with REM sleep and elements of REM sleep at any time of 
day (Fig. 33-3). Patients with narcolepsy but no cataplexy (type 2 nar­
colepsy) usually have normal orexin levels and may have partial loss of 
the orexin neurons or other yet uncharacterized causes of their exces­
sive daytime sleepiness.
Healthy
N3
N2
N1
REM
Awake
Narcolepsy
N3
N2
N1
REM
Awake
20:00
00:00
04:00
08:00
12:00
16:00
FIGURE 33-3  Polysomnographic recordings of a healthy individual and a patient with narcolepsy. The healthy individual has a long period or NREM sleep before entering 
REM sleep, but the individual with narcolepsy enters rapid eye movement (REM) sleep quickly at night and has moderately fragmented sleep. During the day, the healthy 
participant stays awake from 8:00 A.M. until midnight, but the patient with narcolepsy dozes off frequently, with many daytime naps that include REM sleep.

Extensive evidence suggests that an autoimmune process likely 
causes this selective loss of the orexin-producing neurons. Certain 
human leukocyte antigens (HLAs) can increase the risk of autoimmune 
disorders (Chap. 361), and narcolepsy has the strongest known HLA 
association. HLA DQB1*06:02 is found in >90% of people with type 1 
narcolepsy, whereas it occurs in only 12–25% of the general popula­
tion. Researchers now hypothesize that in people with DQB1*06:02, an 
immune response against influenza, Streptococcus, or other infections 
may also damage the orexin-producing neurons through a process of 
molecular mimicry. This mechanism may account for the eight- to 
twelvefold increase in new cases of narcolepsy among children in 
Europe who received a particular brand of H1N1 influenza A vaccine 
(Pandemrix). In support of this hypothesis, people with type 1 narco­
lepsy have heightened T-cell responses against orexin peptides.
On rare occasions, narcolepsy can occur with other neurologic dis­
orders such as anti-Ma2 paraneoplastic antibodies (Chap. 99), severe 
traumatic brain injury, tumors, or strokes that directly damage the 
orexin-producing neurons in the hypothalamus or their projections.
Diagnosis 
Narcolepsy is most commonly diagnosed by relatively 
abrupt onset in a previously healthy individual of chronic sleepiness 
plus cataplexy or other symptoms. Narcoleptic patients report an over­
whelming desire to sleep, and often awake refreshed after a brief nap. 
Cataplexy is distinguished from many disorders that can cause feelings 
of weakness by sudden onset of postural weakness (e.g., slurred speech, 
dropping a cup, slumping into a chair) that is often triggered by strong 
emotions such as laughing at a joke, happy surprise at unexpectedly 
seeing a friend, or intense anger. Cataplexy occurs in about half of all 
narcolepsy patients, who are distinguished as narcolepsy type 1; when 
it occurs, cataplexy is diagnostically very helpful because it occurs in 
almost no other disorder. In contrast, hypnagogic hallucinations and 
sleep paralysis occur in both type 1 and type 2 narcolepsy patients, and 
occasionally in about 20% of the general population, and so are not as 
diagnostically specific.
When narcolepsy is suspected, the diagnosis should be firmly 
established with a polysomnogram followed the next day by an MSLT. 
The polysomnogram helps rule out other causes of daytime sleepiness 
such as sleep apnea and establishes that the patient had adequate sleep 
the night before, and the MSLT provides essential, objective evidence 
of sleepiness plus REM sleep dysregulation. Across the five naps of 
the MSLT, most patients with narcolepsy will fall asleep in <8 min on 
average, and they will have episodes of REM sleep in at least two of 
the naps. Abnormal regulation of REM sleep is also manifested by the 
appearance of REM sleep within 15 min of sleep onset at night, which 
is rare in healthy individuals sleeping at their habitual bedtime. Stimu­
lants should be stopped 1 week before the MSLT, and antidepressants 
should be stopped 3 weeks prior, because these medications can sup­
press REM sleep. In addition, patients should be encouraged to obtain 
a fully adequate amount of sleep each night for the week prior to the 
test to eliminate any effects of insufficient sleep.
Clock time

TREATMENT
Narcolepsy
The treatment of narcolepsy is symptomatic. Most patients with 
narcolepsy feel more alert after sleep, and they should be encour­
aged to get adequate sleep each night and to take a 15- to 20-min 
nap in the afternoon. This nap may be sufficient for occasional 
patients with mild narcolepsy, but most also require treatment with 
wake-promoting medications. Modafinil is often used because it 
has fewer side effects than amphetamines and a relatively long halflife; for most patients, 200–400 mg each morning is very effective. 
Methylphenidate (10–20 mg bid) and dextroamphetamine (10 mg 
bid) are also effective, but sympathomimetic side effects, anxiety, 
and the potential for abuse can be concerns. These medications are 
available in slow-release formulations, extending their duration of 
action and allowing easier dosing. Solriamfetol, a norepinephrine–
dopamine reuptake inhibitor (75–150 mg daily), and pitolisant, a 
selective histamine 3 (H3) receptor antagonist (8.9–35.6 mg daily), 
also improve sleepiness and have relatively few side effects.
Cataplexy is usually much improved with antidepressants that 
increase noradrenergic or serotonergic tone because these neu­
rotransmitters strongly suppress REM sleep and cataplexy. Venla­
faxine (37.5–150 mg each morning) and fluoxetine (10–40 mg each 
morning) are often quite effective. The tricyclic antidepressants, 
such as protriptyline (10–40 mg/d) or clomipramine (25–50 mg/d), 
are potent suppressors of cataplexy, but their anticholinergic effects, 
including sedation and dry mouth, make them less attractive.1
People with narcolepsy often have fragmented sleep at night, and 
sodium oxybate (gamma hydroxybutyrate), typically given at bed­
time and 3–4 h later, promotes more continuous slow wave sleep. 
Oxybates are also available in low-sodium and once-nightly ver­
sions. Oxybates are often very valuable in improving alertness and 
reducing cataplexy during the day, but at too high a dosage, they can 
produce excessive sedation, nausea, and confusion.
1No antidepressant has been approved by the U.S. Food and Drug Administration 
(FDA) for treating narcolepsy.
■
■EVALUATION OF INSOMNIA
Insomnia is the complaint of poor sleep and usually presents as dif­
ficulty initiating and/or maintaining sleep. People with insomnia are 
dissatisfied with their sleep and feel that it impairs their ability to 
function well in work, school, and social situations. Affected individu­
als often experience fatigue, decreased mood, irritability, malaise, and 
cognitive impairment.
Chronic insomnia, lasting >3 months, occurs in about 10% of adults 
and is more common in women, older adults, people of lower socioeco­
nomic status, and individuals with medical, psychiatric, and substance 
abuse disorders. Acute or short-term insomnia affects >30% of adults 
and is often precipitated by stressful life events such as a major illness 
or loss, change of occupation, medications, and substance abuse. If the 
acute insomnia triggers maladaptive behaviors such as increased noc­
turnal light exposure, frequently checking the clock, or attempting to 
sleep more by napping, it can lead to chronic insomnia.
Insomnia typically begins in adulthood, but many patients may be 
predisposed and report easily disturbed sleep predating the insomnia, 
suggesting that their sleep is lighter than usual. Clinical studies and 
animal models indicate that insomnia is associated with activation 
during sleep of brain areas normally active only during wakefulness. 
The polysomnogram is rarely used in the evaluation of insomnia, as 
it typically confirms the patient’s subjective report of long latency to 
sleep and numerous awakenings but usually adds little new informa­
tion. Many patients with insomnia have more fast (beta) activity in 
the EEG during sleep; this fast activity is normally present only dur­
ing wakefulness, which may explain why some patients report feeling 
awake for much of the night. The MSLT is rarely used in the evalu­
ation of insomnia because, despite their feelings of low energy, most 

people with insomnia do not easily fall asleep during the day, and on 
the MSLT, their average sleep latencies are usually longer than normal.

Many factors can contribute to insomnia, and obtaining a careful 
history is essential so one can select therapies targeting the underly­
ing factors. The assessment should focus on identifying predisposing, 
precipitating, and perpetuating factors.
Psychophysiological Factors 
Many patients with insomnia have 
negative expectations and conditioned arousal that interfere with sleep. 
These individuals may worry about their insomnia during the day and 
have increasing anxiety as bedtime approaches if they anticipate a poor 
night of sleep. While attempting to sleep, they may frequently check the 
clock, which only heightens anxiety and frustration. They may find it 
easier to sleep in a new environment rather than their bedroom, as it 
lacks the negative associations.
Sleep Disorders
CHAPTER 33
Inadequate Sleep Hygiene 
Patients with insomnia sometimes 
develop counterproductive behaviors that contribute to their insomnia. 
These can include daytime napping that reduces sleep drive at night; 
an irregular sleep-wake schedule that disrupts their circadian rhythms; 
use of wake-promoting substances (e.g., caffeine, tobacco) too close to 
bedtime; engaging in alerting or stressful activities close to bedtime 
(e.g., arguing with a partner, work-related emailing and texting while in 
bed, sleeping with a smartphone or tablet at the bedside); and routinely 
using the bedroom for activities other than sleep or sex (e.g., email, 
television, work), so the bedroom becomes associated with arousing 
or stressful feelings.
Psychiatric Conditions 
About 80% of patients with psychiatric 
disorders have sleep complaints, and about half of all chronic insomnia 
occurs in association with a psychiatric disorder (Chap. 463). Depres­
sion is classically associated with early morning awakening, but it can 
also interfere with the onset and maintenance of sleep. Mania and 
hypomania can disrupt sleep and often are associated with substantial 
reductions in the total amount of sleep. Anxiety disorders can lead to 
racing thoughts and rumination that interfere with sleep and can be 
very problematic if the patient’s mind becomes active midway through 
the night. Panic attacks can arise from sleep and need to be distin­
guished from other parasomnias. Insomnia is common in schizophre­
nia and other psychoses, often resulting in fragmented sleep, less deep 
NREM sleep, and sometimes reversal of the day-night sleep pattern.
Medications and Drugs of Abuse 
A wide variety of psychoactive 
drugs can interfere with sleep. Caffeine, which has a half-life of 6–9 h, 
can disrupt sleep for up to 8–14 h, depending on the dose, variations in 
metabolism, and an individual’s caffeine sensitivity. Insomnia can also 
result from use of prescription medications too close to bedtime (e.g., 
antidepressants, stimulants, glucocorticoids, theophylline). Conversely, 
withdrawal of sedating medications such as alcohol, narcotics, or ben­
zodiazepines can cause insomnia. Alcohol consumed just before bed can 
shorten sleep latency, but it often produces rebound insomnia 2–3 h later 
as it wears off. This same problem with sleep maintenance can occur with 
short-acting medications such as alprazolam or zolpidem.
Medical Conditions 
A large number of medical conditions dis­
rupt sleep. Pain from rheumatologic disorders or a painful neuropathy 
commonly disrupts sleep. Some patients may sleep poorly because of 
respiratory conditions such as asthma, chronic obstructive pulmonary 
disease, cystic fibrosis, congestive heart failure, or restrictive lung dis­
ease, and some of these disorders are worse at night due to circadian 
variations in airway resistance and postural changes in bed that can 
result in nocturnal dyspnea. Obstructive sleep apnea is an example of 
a respiratory disorder that only becomes a problem with loss of airway 
muscle tone during sleep. Many women experience poor sleep with 
the hormonal changes of menopause. Gastroesophageal reflux is also 
a common cause of difficulty sleeping. Approximately 60% of patients 
with long COVID report symptoms of insomnia.
Neurologic Disorders 
Dementia (Chap. 31) is often associated 
with poor sleep, probably due to a variety of factors, including napping 
during the day, altered circadian rhythms, and perhaps a weakened

output of the brain’s sleep-promoting mechanisms. In fact, insomnia 
and nighttime wandering are some of the most common causes for 
institutionalization of patients with dementia, because they place a 
large burden on caregivers. Conversely, in cognitively intact elderly 
men, fragmented sleep and poor sleep quality are associated with 
subsequent cognitive decline. Patients with Parkinson’s disease may 
sleep poorly due to rigidity, dementia, urinary frequency, REM sleep 
behavior disorder, restless legs syndrome, and other factors. Fatal 
familial insomnia is a very rare neurodegenerative condition caused by 
mutations in the prion protein gene (Chap. 449), and although insom­
nia is a common early symptom, most patients present with other 
obvious neurologic signs such as dementia, myoclonus, dysarthria, or 
autonomic dysfunction.

PART 2
Cardinal Manifestations and Presentation of Diseases
TREATMENT
Insomnia
Treatment of insomnia improves quality of life and can promote 
long-term health. With improved sleep, patients often report less 
daytime fatigue, improved cognition, and more energy. Treating the 
insomnia can also improve comorbid disease. For example, man­
agement of insomnia at the time of diagnosis of major depression 
often improves the response to antidepressants and reduces the risk 
of relapse. Sleep loss can heighten the perception of pain, so a simi­
lar approach is warranted in acute and chronic pain management. 
Gabapentin (100–300 mg before bedtime) can often reduce the pain 
and improve sleep in patients with chronic pain.
The treatment plan should target all putative contributing fac­
tors: establish good sleep hygiene, treat medical disorders, and use 
behavioral therapies for anxiety and negative conditioning and 
pharmacotherapy and/or psychotherapy for psychiatric disorders. 
Behavioral therapies should be the first-line treatment, followed by 
judicious use of sleep-promoting medications if needed. 
TREATMENT OF MEDICAL AND PSYCHIATRIC DISEASE
If the history suggests that a medical or psychiatric disease contrib­
utes to the insomnia, then it should be addressed by, for example, 
treating the pain or depression, improving breathing, and switching 
or adjusting the timing of medications. 
IMPROVE SLEEP HYGIENE
Attention should be paid to improving sleep hygiene and avoiding 
counterproductive, arousing behaviors before bedtime. Patients 
should establish a regular bedtime and wake time, even on 
weekends, to help synchronize their circadian rhythms and sleep 
patterns. The amount of time allocated for sleep should not be 
more than their actual total amount of sleep. In the 30 min before 
bedtime, patients should establish a relaxing “wind-down” routine 
that can include a warm bath, listening to music, meditation, or 
other relaxation techniques. The bedroom should be off-limits 
to computers, televisions, radios, smartphones, videogames, and 
tablets. If an e-reader is used, the light should be adjusted for 
evening use (dimmer and reduced blue light) if possible, because 
light itself, especially in the blue spectrum, suppresses melato­
nin secretion and is arousing. Once in bed, patients should try 
to avoid thinking about anything stressful or arousing such as 
problems with relationships or work. If they cannot fall asleep within 
20 min, it often helps to get out of bed and read or listen to relaxing 
music in dim light as a form of distraction from any anxiety, but 
“blue light,” especially from a cell phone, computer, or television, 
should be avoided.
Table 33-2 outlines some of the key aspects of good sleep 
hygiene to improve insomnia. 
COGNITIVE BEHAVIORAL THERAPY
Cognitive behavioral therapy (CBT) uses a combination of the 
techniques above plus additional methods to improve insomnia. A 
trained therapist may use cognitive psychology techniques to reduce 
excessive worrying about sleep and to reframe faulty beliefs about 

TABLE 33-2  Methods to Improve Sleep Hygiene in Insomnia Patients
HELPFUL BEHAVIORS
BEHAVIORS TO AVOID
Use the bed only for sleep and sex
• If you cannot sleep within 20 min, 
Avoid behaviors that interfere with 
sleep physiology, including:
• Napping, especially after 3:00 PM
• Attempting to sleep too early
• Caffeine after lunchtime
get out of bed and read or do other 
relaxing activities in dim light before 
returning to bed
Make quality sleep a priority
• Go to bed and get up at the same 
In the 2–3 h before bedtime, avoid:
• Heavy eating
• Smoking or alcohol
• Vigorous exercise
time each day
• Ensure a restful environment 
(comfortable bed, bedroom quiet 
and dark)
Develop a consistent bedtime routine. 
For example:
• Prepare for sleep with 20–30 min 
When trying to fall asleep, avoid:
• Solving problems
• Thinking about life issues
• Reviewing events of the day
of relaxation (e.g., soft music, 
meditation, yoga, pleasant reading)
• Take a warm bath
the insomnia and its daytime consequences. The therapist may also 
teach the patient relaxation techniques, such as progressive muscle 
relaxation or meditation, to reduce autonomic arousal, intrusive 
thoughts, and anxiety. While sleep restriction may improve sleep 
continuity, chronic exposure to sleep restriction may have adverse 
effects on daytime performance. 
MEDICATIONS FOR INSOMNIA
If insomnia persists after treatment of these contributing factors, 
pharmacotherapy is often used on a nightly or intermittent basis. A 
variety of sedatives can improve sleep.
Antihistamines, such as diphenhydramine, are the primary active 
ingredient in most over-the-counter sleep aids. These may be of 
benefit when used intermittently but can produce tolerance and 
anticholinergic side effects such as dry mouth and constipation, 
which limit their use, particularly in the elderly.
Benzodiazepine receptor agonists (BzRAs) are an effective and 
well-tolerated class of medications for insomnia (Chap. 463). 
BzRAs bind to the GABAA receptor and potentiate the postsynaptic 
response to GABA. GABAA receptors are found throughout the 
brain, and BzRAs may globally reduce neural activity and enhance 
the activity of specific sleep-promoting GABAergic pathways. Clas­
sic BzRAs include lorazepam, triazolam, and clonazepam, whereas 
newer agents such as zolpidem and zaleplon have more selective 
affinity for the α1 subunit of the GABAA receptor.
Specific BzRAs are often chosen based on the desired duration 
of action. The most commonly prescribed agents in this family are 
zaleplon (5–20 mg), with a half-life of 1–2 h; zolpidem (5–10 mg) 
and triazolam (0.125–0.25 mg), with half-lives of 2–4 h; eszopiclone 
(1–3 mg), with a half-life of 5–8 h; and temazepam (15–30 mg), with a 
half-life of 8–20 h. Generally, side effects are uncommon when the 
dose is kept low and the serum concentration is minimized during 
the waking hours (by using the shortest-acting effective agent). For 
chronic insomnia, intermittent use is recommended, unless the 
consequences of untreated insomnia outweigh concerns regarding 
chronic use.
The heterocyclic antidepressants (trazodone, amitriptyline,2 and 
doxepin) are the most commonly prescribed alternatives to BzRAs 
due to their lack of abuse potential and low cost (Chap. 463). 
Trazodone (25–100 mg) is used more commonly than the tricyclic 
antidepressants, because it has a much shorter half-life (5–9 h) and 
less anticholinergic activity.
The orexin receptor antagonists suvorexant (10–20 mg), lembo­
rexant (5–10 mg), and daridorexant (25–50 mg) can also improve 
insomnia by blocking the wake-promoting effects of the orexin 
neuropeptides. These have medium to long half-lives and can pro­
duce morning sedation, and as they reduce orexin signaling, they

can rarely produce hypnagogic hallucinations and sleep paralysis 
(see narcolepsy section above).
Medications for insomnia are now among the most commonly 
prescribed medications, but they should be used cautiously. All sed­
atives increase the risk of injurious falls and confusion in the elderly, 
and therefore, if needed, these medications should be used at the 
lowest effective dose. Morning sedation can interfere with driving 
and judgment, so when selecting a medication, one should consider 
the duration of action. Benzodiazepines carry a risk of addiction 
and abuse, especially in patients with a history of alcohol or seda­
tive abuse. In patients with depression, all sedatives can worsen the 
depression. Like alcohol, some sleep-promoting medications can 
worsen sleep apnea. Sedatives can also produce complex behaviors 
during sleep, such as sleepwalking and sleep eating, especially at 
higher doses.
2Trazodone and amitriptyline have not been approved by the FDA for treating 
insomnia.
■
■RESTLESS LEGS SYNDROME
Patients with restless legs syndrome (RLS) report an irresistible urge to 
move the legs. Many patients report a creepy-crawly, tingly, or unpleas­
ant deep ache within the thighs or calves, and those with more severe 
RLS may have discomfort in the arms as well. For most patients with 
RLS, these dysesthesias and restlessness are much worse in the evening 
and first half of the night. The symptoms appear with inactivity and can 
make sitting still when traveling or watching a movie a miserable expe­
rience. The sensations are temporarily relieved by movement, stretch­
ing, or massage. This nocturnal discomfort usually interferes with 
sleep, and patients may report daytime sleepiness as a consequence. 
RLS is very common, affecting 5–10% of adults, and is more common 
in women and older adults.
A variety of factors can cause RLS. Iron deficiency is the most com­
mon treatable cause, and iron replacement should be considered if the 
ferritin level is <75 ng/mL. RLS can also occur with peripheral neurop­
athies and uremia and can be worsened by pregnancy, caffeine, alcohol, 
antidepressants, lithium, neuroleptics, and antihistamines. Genetic 
factors contribute to RLS, and polymorphisms in a variety of genes 
(BTBD9, MEIS1, MAP2K5/LBXCOR, and PTPRD) have been linked 
to RLS, although as yet, the mechanism through which they cause RLS 
remains unknown. Roughly one-third of patients (particularly those 
with an early age of onset) have multiple affected family members.
RLS is treated by addressing the underlying cause such as iron 
deficiency if present. Otherwise, treatment is symptomatic, and 
alpha-2-delta calcium channel ligands or dopamine agonists are 
used most frequently. Alpha-2-delta calcium channel ligands such as 
gabapentin (300–900 mg q7PM), gabapentin enacarbil (300–600 mg 
q5PM), and pregabalin (150–450 mg q7PM) are quite effective, and 
because they are also sedating and analgesic, they can be especially 
helpful in patients with concomitant pain, neuropathy, or anxiety. 
Agonists of dopamine D2/3 receptors such as pramipexole (0.25–0.5 mg 
q7PM) or ropinirole (0.5–4 mg q7PM) are usually quite effective, but 
about 25% of patients taking dopamine agonists develop augmenta­
tion, a worsening of RLS such that symptoms begin earlier in the day 
and can spread to other body regions. Other possible side effects of 
dopamine agonists include nausea, morning sedation, and increases 
in rewarding behaviors such as sex and gambling. Opioids and ben­
zodiazepines may also be of therapeutic value in refractory patients. 
Most patients with restless legs also experience PLMD, although the 
reverse is not the case.
■
■PERIODIC LIMB MOVEMENT DISORDER
PLMD involves rhythmic twitches of the legs that disrupt sleep. The 
movements resemble a triple flexion reflex with extensions of the great 
toe and dorsiflexion of the foot for 0.5–5.0 s, which recur every 20–40 s 
during NREM sleep, in episodes lasting from minutes to hours. PLMD 
is diagnosed by a polysomnogram that includes recordings of the ante­
rior tibialis and sometimes additional muscles. The EEG shows that 

the movements of PLMD frequently cause brief arousals that disrupt 
sleep, sometimes resulting in insomnia and daytime sleepiness. PLMD 
can be caused by the same factors that cause RLS (see above), and the 
frequency of leg movements improves with the same medications used 
for RLS, including dopamine agonists. Genetic studies identified poly­
morphisms associated with both RLS and PLMD, suggesting that they 
may have a common pathophysiology.

■
■PARASOMNIAS
Parasomnias are abnormal behaviors or experiences that arise from 
or occur during sleep. A variety of parasomnias can occur during 
NREM sleep, from brief confusional arousals to sleepwalking and night 
terrors. The presenting complaint is usually related to the behavior 
itself, but the parasomnias can disturb sleep continuity or lead to mild 
impairments in daytime alertness. Two main parasomnias occur in 
REM sleep: REM sleep behavior disorder (RBD) and nightmares.
Sleep Disorders
CHAPTER 33
Sleepwalking (Somnambulism) 
Patients affected by this dis­
order carry out automatic motor activities that range from simple to 
complex. Individuals may walk, urinate inappropriately, eat, exit the 
house, or drive a car with minimal awareness. It may be difficult to 
arouse the patient to wakefulness, and some individuals may respond 
to attempted awakening with agitation or violence. In general, it is saf­
est to lead the patient back to bed, at which point they will often fall 
back asleep. Sleepwalking arises from NREM stage N3 sleep, usually in 
the first few hours of the night, and the EEG initially shows the slow 
cortical activity of deep NREM sleep even when the patient is mov­
ing about. Sleepwalking is most common in children and adolescents, 
when deep NREM sleep is most abundant. About 15% of children have 
occasional sleepwalking, and it persists in about 1% of adults. Episodes 
are usually isolated but may be recurrent in 1–6% of patients. The cause 
is unknown, although it has a familial basis in roughly one-third of 
cases. Sleepwalking can be worsened by stress, alcohol, and insufficient 
sleep, which subsequently causes an increase in deep NREM sleep. 
These should be addressed if present. Small studies have shown some 
efficacy of antidepressants and benzodiazepines; relaxation techniques 
and hypnosis can also be helpful. Patients and their families should 
improve home safety (e.g., replace glass doors, remove low tables to 
avoid tripping) to minimize the chance of injury if sleepwalking occurs.
Sleep Terrors 
This disorder occurs primarily in young children 
during the first few hours of sleep during NREM stage N3 sleep. The 
child often sits up during sleep and screams, exhibiting autonomic 
arousal with sweating, tachycardia, large pupils, and hyperventilation. 
The individual may be difficult to arouse and rarely recalls the episode 
on awakening in the morning. Treatment usually consists of reassuring 
parents that the condition is self-limited and benign, and like sleep­
walking, it may improve by avoiding insufficient sleep.
Sleep Enuresis 
Bedwetting, like sleepwalking and night terrors, 
is another parasomnia that occurs during sleep in the young. Before 
age 5 or 6 years, nocturnal enuresis should be considered a normal 
feature of development. The condition usually improves spontane­
ously by puberty, persists in 1–3% of adolescents, and is rare in adult­
hood. Treatment consists of bladder training exercises and behavioral 
therapy. Symptomatic pharmacotherapy is usually accomplished in 
adults with desmopressin (0.2 mg qhs), oxybutynin chloride (5 mg 
qhs), or imipramine (10–25 mg qhs). Important causes of nocturnal 
enuresis in patients who were previously continent for 6–12 months 
include urinary tract infections or malformations, cauda equina 
lesions, emotional disturbances, epilepsy, sleep apnea, and certain 
medications.
Sleep Bruxism 
Bruxism is an involuntary, forceful grinding of 
teeth during sleep that affects 10–20% of the population. The patient is 
usually unaware of the problem. The typical age of onset is 17–20 years, 
and spontaneous remission usually occurs by age 40. In many cases, 
the diagnosis is made during dental examination, damage is minor, 
and no treatment is indicated. In more severe cases, treatment with a 
mouth guard is necessary to prevent tooth injury. Stress management,

benzodiazepines, and biofeedback can be useful when bruxism is a 
manifestation of psychological stress.

REM Sleep Behavior Disorder (RBD) 
RBD (Video 33-2) is 
distinct from other parasomnias in that it occurs during REM sleep. 
The patient or the bed partner usually reports that the patient calls out 
and has agitated or violent behavior during sleep. If awakened during 
or by the event, the patient can often report a dream that matches 
the accompanying movements. During normal REM sleep, nearly all 
nonrespiratory skeletal muscles are paralyzed, but in patients with 
RBD, dramatic limb movements such as punching or kicking lasting 
seconds to minutes occur during REM sleep, and it is not uncommon 
for the patient or the bed partner to be injured while enacting dream 
behaviors.
PART 2
Cardinal Manifestations and Presentation of Diseases
The prevalence of RBD increases with age, afflicting about 2% of 
adults aged >70, and is reported more often in men. Within 12 years 
of disease onset, half of RBD patients develop a synucleinopathy 
such as Parkinson’s disease (Chap. 446), dementia with Lewy bodies 
(Chap. 445), or occasionally multiple system atrophy (Chap. 451), 
and >90% develop a synucleinopathy by 25 years. Patients with a 
latent synucleinopathy can be distinguished from those with other 
causes of symptomatic RBD by detection of alpha-synuclein aggre­
gates in spinal fluid or in peripheral nerves in skin biopsy. RBD can 
occur in patients taking antidepressants, and in some, these medica­
tions may unmask this early indicator of neurodegeneration. Synucle­
inopathies probably cause neuronal loss in brainstem regions that 
regulate muscle paralysis during REM sleep, and loss of these neurons 
permits movements to break through during REM sleep. RBD also 
occurs in about 30% of people with narcolepsy, but the underlying 
cause is probably different, as they seem to be at no increased risk of 
a neurodegenerative disorder.
Many patients with RBD have sustained improvement with melato­
nin at doses up to 10 mg nightly. Clonazepam (0.5–2.0 mg qhs)3 also 
prevents attacks, but as with all benzodiazepines, it can increase the 
risk of falls and confusion at night.
■
■CIRCADIAN RHYTHM SLEEP DISORDERS
A subset of patients presenting with either insomnia or hypersomnia 
may have a disorder of sleep timing rather than sleep generation. Disor­
ders of sleep timing can be either inherent (i.e., due to an abnormality 
of circadian pacemaker[s]) or environmental/behavioral (i.e., due to a 
disruption of environmental synchronizers). The therapeutic goal is 
to entrain the circadian rhythm of sleep propensity to the appropriate 
behavioral phase.
Delayed Sleep-Wake Phase Disorder 
DSWPD is character­
ized by: (1) sleep onset and wake times persistently later than desired; 
(2) actual sleep times at nearly the same clock hours daily; and (3) if 
conducted at the habitual delayed sleep time, essentially normal sleep 
on polysomnography (except for delayed sleep onset). About half of 
patients with DSWPD exhibit an abnormally delayed endogenous 
circadian phase, which can be assessed by measuring the onset of 
secretion of melatonin in either the blood or saliva; this is best done 
in a dimly lit environment as light suppresses melatonin secretion. In 
healthy people, dim-light melatonin onset (DLMO) typically occurs 
about 8:00–9:00 P.M. (i.e., about 1–2 h before habitual bedtime), but 
in DSWPD patients, DLMO occurs later in the evening than normal, 
which helps distinguish DSWPD from other forms of sleep-onset 
insomnia. Patients tend to be young adults. The delayed circadian 
phase could be due to: (1) an abnormally long, genetically determined 
intrinsic period of the endogenous circadian pacemaker; (2) reduced 
phase-advancing capacity of the pacemaker; (3) slower buildup of 
homeostatic sleep drive during wakefulness; or (4) an irregular prior 
sleep-wake schedule, characterized by frequent nights when the patient 
chooses to remain awake while exposed to artificial light well past mid­
night (for personal, social, school, or work reasons). In most cases, it is 
difficult to distinguish among these factors, as both patients with either 
3No medications have been approved by the FDA for the treatment of RBD.

a behaviorally induced or biologically driven circadian phase delay 
may exhibit a similar circadian phase delay in DLMO, and both factors 
make it difficult to fall asleep at the desired hour. DSWPD is a chronic 
condition that can persist for years and may not respond to attempts to 
reestablish normal bedtime hours. Typical treatment is phototherapy 
with blue-enriched light during the morning hours and/or melatonin 
administration in the evening hours, although the relapse rate is high.
Advanced Sleep-Wake Phase Disorder 
Advanced sleep-wake 
phase disorder (ASWPD) is the converse of DSWPD. Most commonly, 
this syndrome occurs in older people, 15% of whom report that they 
cannot sleep past 5:00 A.M., with twice that number complaining that 
they wake up too early at least several times per week. Patients with 
ASWPD are sleepy during the evening hours, even in social settings. 
Sleep-wake timing in ASWPD patients can interfere with a normal 
social life. Patients with this circadian rhythm sleep disorder can be 
distinguished from those who have early wakening due to insomnia 
because ASWPD patients show early onset of dim-light melatonin 
secretion.
In addition to age-related ASWPD, an early-onset familial variant of 
this condition has also been reported. In two families in which ASWPD 
was inherited in an autosomal dominant pattern, the syndrome was 
due to missense mutations in a circadian clock component (in the 
casein kinase binding domain of PER2 in one family, and in casein 
kinase I delta in the other) that shortens the circadian period. Patients 
with ASWPD may benefit from bright light and/or blue-enriched pho­
totherapy during the evening hours to reset the circadian pacemaker 
to a later hour.
Non-24-h Sleep-Wake Rhythm Disorder 
Non-24-h sleepwake rhythm disorder (N24SWD) most commonly occurs when the 
primary synchronizing input (i.e., the light-dark cycle) from the envi­
ronment to the circadian pacemaker is lost (as occurs in many blind 
people with no light perception), and the maximal phase-advancing 
capacity of the circadian pacemaker in response to nonphotic cues 
cannot accommodate the difference between the 24-h geophysical day 
and the intrinsic period of the patient’s circadian pacemaker, resulting 
in loss of entrainment to the 24-h day. The sleep of most blind patients 
with N24SWD is restricted to the nighttime hours due to social or 
occupational demands. Despite this regular sleep-wake schedule, 
affected patients with N24SWD are nonetheless unable to maintain a 
stable phase relationship between the output of the nonentrained circa­
dian pacemaker and the 24-h day. Therefore, most blind patients with 
no light perception present with intermittent bouts of insomnia. When 
the blind patient’s endogenous circadian rhythms are out of phase with 
the local environment, nighttime insomnia coexists with excessive day­
time sleepiness. Conversely, when the endogenous circadian rhythms 
of those same patients are in phase with the local environment, symp­
toms remit. The interval between symptomatic phases may last several 
weeks to several months in blind patients with N24SWD, depending 
on the difference between the period of the underlying nonentrained 
rhythm and the 24-h day. Nightly administration of low-dose (0.5 mg) 
melatonin or a melatonin receptor agonist may improve sleep and, in 
some cases, induce synchronization of the circadian pacemaker. In 
sighted patients, N24SWD can be caused by self-selected exposure to 
artificial light that inadvertently entrains the circadian pacemaker to 
a >24-h schedule, and these individuals present with an incremental 
pattern of successive delays in sleep timing, progressing in and out of 
phase with local time—a clinical presentation that is seldom seen in 
blind patients with N24SWD.
Shift-Work Disorder 
More than 7 million people in the United States 
regularly work at night, either on a permanent or rotating schedule. 
Many more begin the commute to work or school between 4:00 A.M. 
and 7:00 A.M., requiring them to commute and then work during 
a time of day that they would otherwise be asleep. In addition, each 
week, millions of “day” workers and students elect to remain awake at 
night or awaken very early in the morning to work or study to meet 
work or school deadlines, drive long distances, compete in sporting

events, or participate in recreational activities. Such schedules can 
result in both sleep loss and misalignment of circadian rhythms with 
respect to the sleep-wake cycle.
The circadian timing system usually fails to adapt successfully to the 
inverted schedules required by overnight work or the phase advance 
required by early morning (4:00 A.M. to 7:00 A.M.) start times, par­
ticularly if the shift worker reverts to a normal day-night schedule on 
days off. This leads to a misalignment between the desired work-rest 
schedule and the output of the pacemaker, resulting in disturbed day­
time sleep in most such individuals. Excessive work hours (per day 
or per week), insufficient time off between consecutive days of work 
or school, and frequent travel across time zones may be contribut­
ing factors. Sleep deficiency, increased length of time awake prior 
to work, and misalignment of circadian phase impair alertness and 
performance, increase reaction time, and increase risk of performance 
lapses, thereby resulting in greater safety hazards among night workers 
and other sleep-deprived individuals. Sleep disturbance nearly doubles 
the risk of a fatal work accident. Similarly, the risk of sleep-related, 
fatal-to-the-driver highway crashes is highest in the early morning 
and late afternoon hours, coincident with bimodal peaks in the daily 
rhythm of sleep tendency. An expert consensus panel has concluded 
that individuals who have slept <2 h in the prior 24 h are unfit to drive 
a motor vehicle. In addition, long-term night-shift workers may have 
higher rates of breast, colorectal, and prostate cancer and of cardiac, 
gastrointestinal, metabolic, and reproductive disorders. The World 
Health Organization has added night-shift work to its list of probable 
carcinogens. Both circadian rhythms and sleep deficiency contribute 
to this risk.
Physicians who work prolonged shifts, especially intermittent 
overnight shifts, constitute another group of workers at greater risk 
for accidents and other adverse consequences of lack of sleep and mis­
alignment of the circadian rhythm. Recurrent scheduling of resident 
physicians to work shifts of ≥24 consecutive hours impairs psychomo­
tor performance to a degree that is comparable to alcohol intoxica­
tion, doubles the risk of attentional failures among intensive care unit 
resident physicians working at night, and increases the risk of serious 
medical errors in intensive care units, including a fivefold increase in 
the risk of serious diagnostic mistakes. Some 20% of hospital resident 
physicians report making a fatigue-related mistake that injured a 
patient, and 5% admit making a fatigue-related mistake that resulted in 
the death of a patient. Moreover, working for >24 consecutive hours 
increases the risk of percutaneous injuries and more than doubles 
the risk of motor vehicle crashes during the commute home. For these 
reasons, a National Academy of Medicine report concluded that the 
practice of scheduling resident physicians to work for >16 consecutive 
hours without sleep is hazardous for both resident physicians and their 
patients.
Of individuals scheduled to work at night or in the early morning 
hours, 5–15% have much greater-than-average difficulties remaining 
awake during night work and sleeping during the day; these individu­
als are diagnosed with chronic and severe shift-work disorder (SWD). 
Patients with this disorder have a level of excessive sleepiness during 
work at night or in the early morning and insomnia during day sleep 
that the physician judges to be clinically significant; the condition is 
associated with an increased risk of sleep-related accidents and with 
some of the illnesses associated with night-shift work. Patients with 
chronic and severe SWD are profoundly sleepy at work. In fact, their 
sleep latencies during night work average just 2 min, comparable to 
mean daytime sleep latency durations of patients with narcolepsy or 
severe sleep apnea.
TREATMENT
Shift-Work Disorder
Caffeine is frequently used by night workers to promote wakeful­
ness. However, it cannot forestall sleep indefinitely, and it does 
not shield users from sleep-related performance lapses. Postural 
changes, exercise, and strategic placement of nap opportunities can 

sometimes temporarily reduce the risk of fatigue-related perfor­
mance lapses. Properly timed exposure to blue-enriched light or 
bright white light can directly enhance alertness and facilitate more 
rapid adaptation to night-shift work.

Modafinil (200 mg) or armodafinil (150 mg) 30–60 min before 
the start of an 8-h overnight shift is an effective treatment for 
the excessive sleepiness during night work in patients with SWD. 
Although treatment with modafinil or armodafinil significantly 
improves performance and reduces sleep propensity and the risk 
of lapses of attention during night work, affected patients remain 
excessively sleepy.
Sleep Disorders
CHAPTER 33
Fatigue risk management programs for night-shift workers 
should promote education about sleep, increase awareness of the 
hazards associated with sleep deficiency and night work, and screen 
for common sleep disorders. Work schedules should be designed 
to minimize: (1) exposure to night work; (2) the frequency of shift 
rotations; (3) the number of consecutive night shifts; and (4) the 
duration of night shifts.
Jet Lag Disorder 
Each year, >60 million people fly from one time 
zone to another, often resulting in excessive daytime sleepiness, sleeponset insomnia, or frequent arousals from sleep, particularly in the lat­
ter half of the night. The syndrome is transient, typically lasting 2–14 d 
depending on the number of time zones crossed, the direction of travel, 
and the traveler’s age and phase-shifting capacity. Travelers who spend 
more time outdoors at their destination reportedly adapt more quickly 
than those who remain in hotel or seminar rooms, presumably due to 
brighter (outdoor) light exposure. Avoidance of antecedent sleep loss 
or napping in the afternoon prior to overnight travel can reduce the 
difficulties associated with extended wakefulness. Laboratory studies 
suggest that low doses of melatonin can enhance sleep efficiency, but 
only if taken when endogenous melatonin concentrations are low (i.e., 
during the biologic daytime).
In addition to jet lag associated with travel across time zones, many 
patients report a behavioral pattern that has been termed social jet 
lag, in which bedtimes and wake times on weekends or days off occur 
3–4 h or more later than during the week. Such recurrent displace­
ment of the timing of the sleep-wake cycle is common in adolescents 
and young adults and is associated with delayed circadian phase, 
sleep-onset insomnia, excessive daytime sleepiness, poorer academic 
performance, and increased risk of both obesity and depressive 
symptoms.
■
■MEDICAL IMPLICATIONS OF CIRCADIAN 
RHYTHMICITY
Prominent circadian variations have been reported in the incidence 
of acute myocardial infarction, sudden cardiac death, and stroke, the 
leading causes of death in the United States. Platelet aggregability is 
increased in the early morning hours, coincident with the peak inci­
dence of these cardiovascular events. Recurrent circadian disruption 
combined with chronic sleep deficiency, such as occurs during nightshift work, is associated with increased plasma glucose concentrations 
after a meal due to inadequate pancreatic insulin secretion. Nightshift workers with elevated fasting glucose have an increased risk of 
progressing to diabetes. Blood pressure of night workers with sleep 
apnea is higher than that of day workers. A better understanding of the 
possible role of circadian rhythmicity in the acute destabilization of a 
chronic condition such as atherosclerotic disease could improve the 
understanding of its pathophysiology.
Diagnostic and therapeutic procedures may also be affected by 
the time of day at which data are collected. Examples include blood 
pressure, body temperature, the dexamethasone suppression test, and 
plasma cortisol levels. The timing of administration of drugs such as 
chemotherapy can affect both their toxicity and effectiveness. Anes­
thetic agents are particularly sensitive to time-of-day effects. Finally, the 
physician must be aware of the public health risks associated with the 
ever-increasing demands made by the 24/7 schedules in our roundthe-clock society.