# 28 - 99 Paraneoplastic Neurologic Syndromes and Autoimmune Encephalitis

### 99 Paraneoplastic Neurologic Syndromes and Autoimmune Encephalitis

Josep Dalmau, Francesc Graus

Paraneoplastic Neurologic 

Syndromes and 

Autoimmune Encephalitis
Paraneoplastic neurologic disorders (PNDs) are cancer-related syn­
dromes that can affect any part of the nervous system (Table 99-1). 
Initially defined as syndromes of unknown cause, currently most PNDs 
are considered to have an autoimmune pathogenesis triggered by the 
underlying cancer. In 60% of patients, the neurologic symptoms pre­
cede the cancer diagnosis. Clinically disabling PNDs occur in 0.5–1% 
of all cancer patients, but they affect 2–3% of patients with neuroblas­
toma or small-cell lung cancer (SCLC) and 30–50% of patients with 
thymoma.
PATHOGENESIS
Most PNDs are mediated by immune responses triggered by neuro­
nal proteins ectopically expressed by tumors (e.g., SCLC and other 
cancers) or as a result of altered immunologic responses caused by 
some types of tumors such as thymomas or lymphomas. In PNDs of 
the central nervous system (CNS), many antibody-associated immune 
responses have been identified. These antibodies react with neurons 
and the patient’s tumor, and their detection in serum or cerebrospinal 
fluid (CSF) variably predicts the presence of cancer. According to the 
frequency of an underlying tumor, these antibodies are classified as 
high risk (>70% probability of an underlying tumor; Table 99-2); inter­
mediate risk (30–70% probability of an underlying tumor; Table 99-3), 
and low risk (<30% probability of an underlying tumor; Table 99-4). 
All the target antigens of high-risk antibodies are intracellular proteins 
except for Tr (DNER [delta/notch-like epidermal growth factor-related 
receptor]), which is expressed on the cell surface. By contrast, all target 
antigens of intermediate- and low-risk antibodies are cell-surface pro­
teins or receptors except for GAD65 and glial fibrillary acidic protein 
(GFAP), which are intracellular. When the antigens are intracellular, 
most neurologic syndromes are associated with extensive infiltrates 
of CD4+ and CD8+ T cells, microglial activation, gliosis, and variable 
neuronal loss. The infiltrating T cells are often in close contact with 
neurons undergoing degeneration, suggesting a primary pathogenic 
role. T-cell–mediated cytotoxicity may contribute directly to cell death 
TABLE 99-1  Paraneoplastic Syndromes of the Nervous System
CLASSIC SYNDROMES: HIGH RISK 
OF ASSOCIATED CANCERa
NONCLASSIC SYNDROMES: MODERATE 
OR LOW RISK OF ASSOCIATED CANCER
Encephalomyelitis
Limbic encephalitis
Cerebellar degeneration (adults)
Opsoclonus-myoclonus
Sensory neuronopathy
Gastrointestinal pseudoobstruction (enteric neuropathy)
Dermatomyositis (adults)
Lambert-Eaton myasthenic 
syndrome
Cancer- or melanoma-associated 
retinopathy
Brainstem encephalitis
Stiff-person syndrome
Progressive encephalomyelitis with rigidity 
and myoclonus
Necrotizing myelopathy
Motor neuron disease
Subacute axonal sensory-motor 
neuropathies
Paraproteinemic neuropathies
Pure autonomic neuropathy
Acute necrotizing myopathy
Polymyositis
Optic neuropathy
BDUMP
Peripheral nerve hyperexcitability 
(neuromyotonia)
Myasthenia gravis
aThese syndromes frequently associate with cancer.
Abbreviation: BDUMP, bilateral diffuse uveal melanocytic proliferation.

TABLE 99-2  High-Risk Antibodies (>70% Probability of an Underlying 
Cancer), Syndromes, and Associated Tumors
ANTIBODYa
ASSOCIATED NEUROLOGIC 
SYNDROME(S)
TUMORS
Anti-Hu (ANNA1)
Encephalomyelitis, sensory 
neuronopathy
SCLC
Anti-Yo (PCA1)
Rapidly progressive cerebellar 
syndrome
Ovary, breast
Anti-Ri (ANNA2)
Cerebellar degeneration, 
opsoclonus, brainstem encephalitis
Breast, gynecologic, 
SCLC
Anti-CRMP5 (CV2)
Encephalomyelitis, chorea, 
optic neuritis, uveitis, peripheral 
neuropathy
SCLC, thymoma, 
other
Anti-Tr (DNER)
Rapidly progressive cerebellar 
syndrome
Hodgkin’s lymphoma
Anti-Ma proteins
Limbic, hypothalamic, brainstem 
encephalitis
Testicular (Ma2), 
other (Ma)
Anti-PCA2 (MAP1B) Sensorimotor neuropathy, rapidly 
SCLC, non-SCLC, 
breast cancer
progressive cerebellar syndrome, 
and encephalomyelitis
Anti-Kelch-like 
protein 11
Brainstem encephalitis, ataxia, 
sensorineural hearing loss
Seminoma, germ cell 
tumor, teratoma,
CHAPTER 99
Anti-amphiphysinb
Stiff-person syndrome, 
encephalomyelitis
Breast, SCLC
Anti-SOX1
LEMS, rapidly progressive 
cerebellar syndrome with and 
without LEMS
SCLC
Paraneoplastic Neurologic Syndromes and Autoimmune Encephalitis  
aAll the antibodies of this table are against intracellular antigens, except for Tr 
(DNER), which is a cell-surface protein. bAmphiphysin is likely exposed to the cell 
surface during synaptic vesicle endocytosis.
Abbreviations: CRMP, collapsin response-mediator protein; DNER, delta/notch-like 
epidermal growth factor-related receptor; LEMS, Lambert-Eaton myasthenic 
syndrome; MAP1B, microtubule associated protein 1B; PCA, Purkinje cell antigen; 
SCLC, small-cell lung cancer.
in these PNDs and probably underlies the resistance of many of these 
conditions to therapy.
In contrast to the predominant role of cytotoxic T-cell mechanisms in 
PNDs associated with antibodies against intracellular antigens, those asso­
ciated with antibodies to antigens expressed on the neuronal cell surface of 
the CNS or at the neuromuscular junction are mediated by direct antibody 
effects on the target antigens and are more responsive to immunotherapy 
(Tables 99-3 and 99-4, Fig. 99-1). These disorders occur with and without 
a cancer association and may affect children and young adults. Some 
disorders are triggered by viral encephalitis such as herpes simplex virus 
encephalitis or Japanese encephalitis leading to autoimmune encephalitis.
TABLE 99-3  Intermediate-Risk Antibodies (30–70% Probability of an 
Underlying Cancer), Syndromes, and Associated Tumors
TUMOR TYPE WHEN 
ASSOCIATED
ANTIBODYa
NEUROLOGIC SYNDROME
Anti-NMDARb
Anti-NMDAR encephalitis
Teratoma in young 
women (children and 
men rarely have tumors)
Anti-AMPARb
Limbic encephalitis with relapses
SCLC, thymoma, breast
Anti-GABABRc
Limbic encephalitis with early and 
prominent seizures
SCLC
Anti-Caspr2b
Morvan syndrome
Thymoma
Anti-mGluR5b
Autoimmune encephalitis without 
distinctive features
Hodgkin lymphoma
Anti-VGCCb
LEMS, cerebellar degeneration
SCLC
aAll the antibodies of this table are against neuronal cell-surface proteins. bA direct 
pathogenic role of these antibodies has been demonstrated in cultured neurons or 
animal models. cThese antibodies are strongly suspected to be pathogenic.
Abbreviations: AMPAR, α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid 
receptor; Caspr2, contactin-associated protein-like 2; GABABR, γ-aminobutyric 
acid B receptor; LEMS, Lambert-Eaton myasthenic syndrome; mGluR, metabotropic 
glutamate receptor; NMDAR, N-methyl-d-aspartate receptor; SCLC, small-cell lung 
cancer; VGCC, voltage-gated calcium channel.

TABLE 99-4  Low-Risk Antibodies (<30% Probability of an Underlying 
Cancer), Syndromes, and Associated Tumors
TUMOR TYPE WHEN 
ASSOCIATED
ANTIBODYa
NEUROLOGIC SYNDROME
Anti-LGI1b
Limbic encephalitis, 
hyponatremia, faciobrachial 
dystonic seizures
Rarely thymoma
Anti-GABAARb
Encephalitis with prominent 
seizures and status epilepticus
Thymoma in ~20% of the 
patients
Anti-DPPXb
Agitation, myoclonus, tremor, 
seizures, hyperekplexia, 
encephalomyelitis with rigidity
No cancer, but 
frequent diarrhea or 
cachexia suggesting 
paraneoplasia
Anti-glycine 
receptorb
PERM, stiff-person syndrome
Rarely, thymoma, lung, 
Hodgkin’s lymphoma
Anti-IgLON5b
NREM and REM sleep disorder, 
brainstem dysfunction, movement 
disorder, obstructive sleep apnea, 
stridor
No tumor association
Anti-GAD65
Stiff-person, cerebellar 
syndrome, encephalitis with 
seizures, limbic encephalitis
Infrequent tumor 
association (thymoma, 
lung, and breast cancer)
Anti-mGluR1b
Cerebellar syndrome
Hodgkin’s lymphoma in 
<10% of patients
PART 4
Oncology and Hematology
Anti-GFAP
Meningoencephalitis and myelitis
No cancer association
Anti-aquaporin 4b Neuromyelitis optica spectrum 
Lung and breast 
adenocarcinomas in a 
few patients
disorders
Anti-MOG
ADEM, optic neuritis, myelitis, 
cortical encephalitis
No cancer association
Anti-AChR 
(muscle)b
Myasthenia gravis
Thymoma
Anti-AChR 
(neuronal)b
Autonomic ganglionopathy
SCLC
aAll the antibodies of this table are against cell-surface proteins except for 

GAD65 and GFAP which are intracellular proteins. Rare antibodies reported in 

<30 patients are not included. bA direct pathogenic role of these antibodies has 
been demonstrated in cultured neurons or animal models.
Abbreviations: AChR, acetylcholine receptor; ADEM, acute disseminated 
encephalomyelitis; DPPX, dipeptidyl-peptidase-like protein-6; GABAAR, 
γ-aminobutyric acid A receptor; GAD, glutamic acid decarboxylase; GFAP, glial 
fibrillary acidic protein; LGI1, leucine-rich glioma-inactivated 1; mGluR, metabotropic 
glutamate receptor; MOG, myelin oligodendrocyte glycoprotein; NREM, non–rapid 
eye movement; PERM, progressive encephalomyelitis with rigidity and myoclonus; 
REM, rapid eye movement; SCLC, small-cell lung cancer.
In patients with cancer, the use of immune checkpoint inhibitors 
is associated in <3% of cases with neurologic immune-related adverse 
events that may be accompanied by neuronal antibodies, in which case 
the associated syndromes are indistinguishable from PNDs.
Other PNDs are likely immune-mediated, although their antigens 
are unknown. The best example is opsoclonus-myoclonus syndrome 
associated with neuroblastoma or SCLC. For still other PNDs, the 
cause remains quite obscure. These include, among others, several 
neuropathies that occur in the terminal stages of cancer and a number 
of neuropathies associated with plasma cell dyscrasias or lymphoma 
without evidence of tumor infiltration or deposits of immunoglobulin, 
cryoglobulin, or amyloid.
APPROACH TO THE PATIENT
Paraneoplastic Neurologic Disorders
Three key concepts are important for the diagnosis and manage­
ment of PNDs. First, it is common for symptoms to appear before 
the presence of a tumor is known; second, the neurologic syndrome 
usually develops rapidly, producing severe deficits in a short period 
of time; and third, there is evidence that prompt tumor control 
improves the neurologic outcome. Therefore, the major concern of 

the physician is to recognize a disorder as paraneoplastic as early as 
possible and to identify and treat the tumor. 
PND OF THE CENTRAL NERVOUS SYSTEM AND DORSAL ROOT 
GANGLIA
When symptoms involve brain, spinal cord, or dorsal root ganglia, 
the suspicion of PND is usually based on a combination of clinical, 
radiologic, and CSF findings. Presence of antineuronal antibodies 
(Tables 99-2, 99-3, and 99-4) may help in the diagnosis, but only 
60–70% of PNDs of the CNS and <20% of those involving the 
peripheral nervous system have neuronal or neuromuscular junc­
tion antibodies that can be used as diagnostic tests.
Magnetic resonance imaging (MRI) and CSF studies are impor­
tant to rule out neurologic complications due to the direct spread 
of cancer, particularly metastatic and leptomeningeal disease. In 
most PNDs, the MRI findings are nonspecific. Paraneoplastic 
limbic encephalitis is usually associated with characteristic MRI 
abnormalities in the mesial temporal lobes (see below), but similar 
findings can occur with other disorders (e.g., nonparaneoplastic 
autoimmune limbic encephalitis and human herpesvirus type 6 
[HHV-6] encephalitis) (Fig. 99-2A). The CSF profile of patients 
with PND of the CNS or dorsal root ganglia typically consists of 
mild to moderate pleocytosis (<200 mononuclear cells, predomi­
nantly lymphocytes), an increase in the protein concentration, and 
a variable presence of oligoclonal bands. There are no specific 
electrophysiologic tests that are diagnostic of PND of the CNS. 
Moreover, a biopsy of the affected tissue is often difficult to obtain, 
and although useful to rule out other disorders (e.g., metastasis), 
the pathologic findings are not specific for PND. 
PND OF NERVE AND MUSCLE
If symptoms involve peripheral nerve, neuromuscular junction, or 
muscle, the diagnosis of a specific PND is usually established on 
clinical, electrophysiologic, and pathologic grounds. The clinical 
history, accompanying symptoms (e.g., anorexia, weight loss), and 
type of syndrome dictate the studies and degree of effort needed to 
demonstrate a neoplasm. For example, the frequent association of 
Lambert-Eaton myasthenic syndrome (LEMS) with SCLC should 
lead to a chest and abdomen computed tomography (CT) or body 
positron emission tomography (PET) scan and, if negative, periodic 
tumor screening for at least 3 years after the neurologic diagnosis. In 
contrast, the weak association of polymyositis with cancer calls into 
question the need for repeated cancer screenings in this situation. 
Serum and urine immunofixation studies should be considered in 
patients with peripheral neuropathy of unknown cause; detection of 
a monoclonal gammopathy suggests the need for additional studies 
to uncover a B-cell or plasma-cell malignancy. In paraneoplastic 
neuropathies, diagnostically useful neuronal antibodies are limited 
to CRMP5 (CV2) and Hu (ANNA1).
For any type of PND, if neuronal antibodies are negative, the 
diagnosis relies on the demonstration of cancer and the exclusion 
of other cancer-related or independent neurologic disorders. Com­
bined CT and PET scans often uncover tumors undetected by other 
tests. For germ cell tumors of the testis and teratomas of the ovary, 
ultrasound (testicular, transvaginal, or pelvic) and MRI or CT of the 
abdomen and pelvis may reveal tumors undetectable by PET.
SPECIFIC PARANEOPLASTIC NEUROLOGIC 
SYNDROMES
■
■PARANEOPLASTIC ENCEPHALOMYELITIS 
AND FOCAL ENCEPHALITIS WITH HIGH-RISK 
ANTIBODIES FOR AN UNDERLYING CANCER
The term encephalomyelitis describes an inflammatory process with 
multifocal involvement of the nervous system, including brain, brain­
stem, cerebellum, and spinal cord. It is often associated with dorsal root 
ganglia and autonomic dysfunction. For any given patient, the clinical

A
B
C
D
E
F
G
H
I
J
FIGURE 99-1  Antibody reactivity and pathologic findings in patients with antibodies against intracellular antigens compared with those of patients with antibodies 
against neuronal surface antigens. In encephalitis associated with antibodies against intracellular antigens, the antibodies cannot reach the intracellular epitopes and 
cytotoxic T-cell mechanisms are predominantly involved (A), whereas in encephalitis with antibodies against surface antigens, the antibodies have access to the epitopes 
and can potentially alter the structure and function of the antigen (B). The Hu antibodies (C, E) are shown here to exemplify the group of antibodies against intracellular 
antigens, and the NMDAR antibodies (D, F) are shown to exemplify the group of antibodies against cell-surface antigens. In rodent brain immunofluorescence with tissue 
permeabilized to allow entry of antibodies, the Hu antibodies produce a discrete pattern of cellular immunolabeling (C), whereas the NMDAR antibodies produce a pattern of 
neuropil-like immunolabeling (D). In contrast, with live cultured neurons, only the NMDAR antibodies have access to the target antigen showing intense immunolabeling (F), 
whereas the Hu antibodies cannot reach the intracellular antigen showing no immunolabeling (E). In autopsy studies, patients with encephalitis associated with antibodies 
to intracellular antigens (Hu or other) have extensive neuronal loss and inflammatory infiltrates (not shown); the T cells show direct contact with neurons (arrows in G) likely 
contributing to neuronal degeneration via perforin and granzyme mechanisms (arrow in H). In contrast, patients with antibodies against cell-surface antigens (NMDAR 
shown here, and probably applicable to other antigens) have moderate brain inflammatory infiltrates along with plasma cells (brown cells in I), deposits of IgG (diffuse brown 
staining in J), and microglial proliferation (inset in J), without evidence of predominant T-cell–mediated neuronal loss (not shown). All human tissue sections (G-J) were 
obtained from hippocampus. (From J Dalmau: Antibody mediated encephalitis. N Engl J Med 378:840, 2018. Copyright © 2018 Massachusetts Medical Society. Reprinted 
with permission.)

CHAPTER 99
Paraneoplastic Neurologic Syndromes and Autoimmune Encephalitis

A
B
PART 4
Oncology and Hematology
C
D
FIGURE 99-2  Brain MRI findings in paraneoplastic and autoimmune encephalitis. 
Representative MRI studies of patients with several types of autoimmune 
encephalitides. A. Limbic encephalitis (LE) may result from several different immune 
responses (Hu, Ma2, AMPAR, GABABR, LGI1, Caspr2) and typically manifests 
with unilateral or bilateral medial temporal lobe increased FLAIR signal. B. AntiNMDAR encephalitis often occurs with normal MRI findings or mild FLAIR signal 
abnormalities. C. In contrast, anti-GABAAR encephalitis usually occurs with multiple 
cortical-subcortical increased FLAIR signal changes. D. Cortical encephalitis can 
occur in patients with myelin oligodendrocyte glycoprotein (MOG) antibodies, 
as shown in this T2-weighted MRI image from a 3-year-old boy who presented 
with extensive cortical abnormalities with mild enhancement (not shown here) 
suggesting cortical necrosis. (Panels A-C from J Dalmau: Antibody mediated 
encephalitis. N Engl J Med 378:840, 2018. Copyright © 2018 Massachusetts Medical 
Society. Reprinted with permission. Panel D from T Armangue: Associations of 
paediatric demyelinating and encephalitic syndromes with myelin oligodendrocyte 
glycoprotein antibodies: A multicentre observational study. Lancet Neurol 19:234, 
2020.)
manifestations are determined by the areas predominantly involved, 
but pathologic studies almost always reveal abnormalities beyond the 
symptomatic regions. Several clinicopathologic syndromes may occur 
alone or in combination: (1) cortical encephalitis, which may present as 
“epilepsia partialis continua”; (2) limbic encephalitis, characterized by 
confusion, depression, agitation, anxiety, severe deficit forming new 
memories (“short-term memory deficit”), and temporal lobe or gen­
eralized seizures (the MRI usually shows unilateral or bilateral medial 
temporal lobe abnormalities, best seen with T2 and fluid-attenuated 
inversion recovery [FLAIR] sequences); (3) brainstem encephalitis, 
resulting in eye movement disorders (nystagmus, opsoclonus, supra­
nuclear or nuclear paresis), cranial nerve paresis, dysarthria, dysphagia, 
unsteady gait, and central autonomic dysfunction; (4) cerebellar gait 
and limb ataxia; (5) myelitis, which may cause lower or upper motor 
neuron symptoms, myoclonus, muscle rigidity, spasms, fasciculations, 
sensory deficits, and sphincter dysfunction; and (6) autonomic dys­
function as a result of involvement of the neuraxis at multiple levels, 
including hypothalamus, brainstem, and autonomic nerves (see 
“Paraneoplastic Peripheral Neuropathies,” below). Cardiac arrhythmias, 
postural hypotension, and central hypoventilation can be the cause of 
death in patients with encephalomyelitis.

Paraneoplastic encephalomyelitis and focal encephalitis are usually 
associated with SCLC, but many other cancers have been implicated. 
Patients with SCLC and these syndromes usually have Hu antibodies 
in serum and CSF. CRMP5 antibodies occur less frequently; some of 
these patients may develop chorea, uveitis, or optic neuritis. Antibodies 
to Ma proteins are associated with limbic, hypothalamic, and brainstem 
encephalitis and occasionally with cerebellar symptoms; some patients 
develop hypersomnia, cataplexy, and severe hypokinesia. MRI abnor­
malities are frequent, including those described with limbic encepha­
litis and variable involvement of the hypothalamus, basal ganglia, or 
upper brainstem. Kelch-like protein 11 antibodies are predominantly 
associated with brainstem encephalitis, vertigo, sensorineural hearing 
loss, and seminomas, germ cell tumors, and teratomas. Amphiphysin 
antibodies usually are associated with paraneoplastic stiff-person 
syndrome, but in some patients, they can occur with paraneoplastic 
encephalomyelitis or isolated myelitis. The oncologic associations of 
these antibodies are shown in Table 99-2.
Most types of paraneoplastic encephalitis and encephalomyelitis in 
which the antigens are intracellular respond poorly to treatment. Sta­
bilization of symptoms or partial neurologic improvement may occur, 
particularly if there is a satisfactory response of the tumor to treatment. 
Controlled trials of therapy are lacking, but many reports and the opin­
ion of experts suggest that therapies aimed to remove the antibodies 
against intracellular antigens, such as intravenous immunoglobulin 
(IVIg) or plasma exchange, usually fail. The main concern should be 
to treat the tumor and consider immunotherapies aimed at cytotoxic 
T-cell responses. Approximately 30% of patients with anti-Ma2-associ­
ated encephalitis respond to treatment of the tumor (usually a germ cell 
neoplasm of the testis) and immunotherapy.
Cortical encephalitis can occur with antibodies against myelin 
oligodendrocyte glycoprotein (MOG) (Chap. 456), and encephalomy­
elitis can occur with antibodies against GFAP (Chap. 456). These two 
disorders rarely associate with cancer and respond better to immu­
notherapy than the indicated paraneoplastic syndromes. Encephalitis 
with seizures, limbic encephalitis, stiff-person syndrome, or cerebellar 
ataxia can occur with GAD65 antibodies; this type of autoimmunity 
rarely associates with cancer but responds less frequently to immu­
notherapy than similar syndromes associated with antibodies against 
neuronal surface proteins.
■
■ENCEPHALITIDES WITH INTERMEDIATE- OR 
LOW-RISK ANTIBODIES FOR AN UNDERLYING 
CANCER
These disorders are important for four reasons: (1) they can occur with 
and without tumor association; less frequently, they develop after a 
viral encephalitis (herpes simplex or Japanese encephalitis); (2) some 
syndromes predominate in young individuals and children; (3) despite 
the severity of the symptoms, patients usually respond to treatment of 
the tumor, if found, and immunotherapy (e.g., glucocorticoids, IVIg, 
plasma exchange, rituximab, or cyclophosphamide); and (4) for many 
of these disorders, the antibody pathogenicity has been demonstrated 
in models using cultures of neurons or passive transfer of patients’ 
antibodies to animals (Fig. 99-3).
Encephalitis with N-methyl-d-aspartate receptor (NMDAR) antibod­
ies usually occurs in young women and children, but men and older 
patients of both sexes can be affected. The disorder has a character­
istic pattern of symptom progression that often includes a prodrome 
resembling a viral process, followed in a few days by the onset of severe 
psychiatric symptoms, sleep dysfunction (usually insomnia), reduced 
verbal output, memory loss, seizures, decreased level of consciousness, 
abnormal movements (orofacial, limb, and trunk dyskinesias, dystonic 
postures), autonomic instability, and frequent hypoventilation. Mono­
symptomatic episodes, such as pure psychosis, occur in about 5% of 
patients. Clinical relapses occur in 12–24% of patients (12% during 
the first 2 years after initial presentation). Most patients have intrathe­
cal synthesis of antibodies, likely by infiltrating plasma cells in brain 
and meninges (Fig. 99-1I). In about 65% of patients, the brain MRI is 
normal; in the other 35%, it shows FLAIR abnormalities that can affect 
cortical and subcortical regions, usually mild and transient, and rarely

A
B
D
E
F
FIGURE 99-3  Proposed mechanisms of disease and functional interactions of autoantibodies with neuronal surface proteins. The graph shows a multistep process that 
results in antibody-mediated neuronal dysfunction; some of the steps have been demonstrated in reported studies, whereas others are based on proposed hypotheses. Two 
well-known triggers of autoimmune encephalitides are represented: herpes simplex encephalitis (A) and systemic tumors (B); the genetic susceptibility of some autoimmune 
encephalitides and unknown immunologic triggers are not depicted. It is postulated that antigens released by viral-induced neuronal destruction or apoptotic tumor cells 
are loaded into antigen-presenting cells (APCs; dendritic cells) and transported to regional lymph nodes. In the lymph nodes, naïve B cells exposed to the processed 
antigens, with cooperation of CD4+ T cells, become antigen-experienced and differentiate into antibody-producing plasma cells. After entering the brain, memory B cells 
undergo restimulation, antigen-driven affinity maturation, clonal expansion, and differentiation into antibody-producing plasma cells (C). The contribution of systemically 
produced antibodies to the pool of antibodies present in the brain is unclear and may depend on systemic antibody titers and integrity of the blood-brain barrier. Based 
on experimental models with cultured neurons, the presence of antibodies in the brain may lead to neuronal dysfunction by different mechanisms, including functional 
blocking of the target antigen (GABABR antibodies; D), receptor crosslinking and internalization (NMDAR antibodies; E), and disruption of protein-protein interaction, leading 
to downstream effects on receptors (LGI1 leading to a decrease of Kv1 potassium channels and AMPAR; F). These mechanisms are influenced by the type of antibodies; for 
example, whereas IgG1 antibodies frequently crosslink and internalize the target antigen, IgG4 antibodies are less effective at crosslinking the target and more often alter 
protein-protein interactions. (Panels D-F from J Dalmau: Antibody mediated encephalitis. N Engl J Med 378:840, 2018. Copyright © 2018 Massachusetts Medical Society. 
Reprinted with permission.)
the presence of contrast enhancement (Fig. 99-2B). The syndrome 
may be misdiagnosed as a viral or idiopathic encephalitis, neuroleptic 
malignant syndrome, or encephalitis lethargica, and some patients are 
initially evaluated by psychiatrists with the suspicion of acute psychosis 
as the presentation of a primary psychiatric disease. The detection of 
an associated teratoma is dependent on age and gender: 46% of female 
patients 12 years or older have uni- or bilateral ovarian teratomas, 
whereas <7% of girls younger than 12 have a teratoma (Fig. 99-4A). 
In young male patients, the detection of a tumor is rare. Patients older 
than 45 years are more frequently male; about 20% of these patients 
have tumors (e.g., cancer of the breast, ovary, or lung). Prompt diag­
nosis and treatment with immunotherapy (and tumor removal when 
it applies) improve outcome. Treatment usually includes first-line 
immunotherapy (steroids, IVIg, or plasma exchange), and if there is no 
response, second-line immunotherapy (rituximab and cyclophospha­
mide). Rituximab is highly effective and is increasingly used as part of 
first-line treatments. The response to treatment can take several weeks, 
and the improvement is usually slow. Overall, about 85–90% of patients 
have substantial neurologic improvement or full recovery. Deficits of 

C
CHAPTER 99
Paraneoplastic Neurologic Syndromes and Autoimmune Encephalitis  
attention, memory, and executive functions may recover slowly over 
many months. During the process of recovery, patients often develop 
transient hypersomnia and, less frequently, hyperphagia, hypersexual­
ity, apathy, and irritability, resembling a Kleine-Levin syndrome.
Approximately 25% of patients with herpes simplex encephalitis 
develop a form of autoimmune encephalitis that usually is associ­
ated with abnormal movements (choreoathetosis after herpes simplex 
encephalitis) in children and with cognitive and psychiatric symptoms 
in adults. This disorder develops a few weeks after the viral infection 
has resolved, is associated with new synthesis of antibodies against the 
NMDAR and other neuronal cell surface proteins, and is usually less 
responsive to immunotherapy than anti-NMDAR encephalitis (idio­
pathic or teratoma-associated).
Encephalitis with α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic 
acid (AMPA) receptor antibodies affects middle-aged women, who 
develop acute limbic dysfunction or, less frequently, prominent psychi­
atric symptoms; 70% of patients have an underlying tumor in the lung, 
breast, or thymus (Fig. 99-4B). In about 50% of cases, the brain MRI 
shows typical features of limbic encephalitis (similar to Fig. 99-2A).

A
B
FIGURE 99-4  Immunopathological studies in tumors of patients with autoimmune encephalitis. A. Neurons and neuronal processes (brown cells; stained with MAP2) in 
the teratoma of a patient with anti-NMDA receptor encephalitis; these neurons express NMDAR (not shown). B. Lung cancer from a patient with anti–α-amino-3-hydroxy5-methyl-4-isoxazolepropionic acid (AMPA) receptor encephalitis showing expression of AMPA receptors by the neoplastic cells (brown cells). (Panel B from M Lai et al: 
AMPA receptor antibodies in limbic encephalitis alter synaptic receptor location. Ann Neurol 65:424, 2009.)
PART 4
Oncology and Hematology
Neurologic relapses may occur; these also respond to immunotherapy 
and are not necessarily associated with tumor recurrence.
Encephalitis with GluK2 antibodies can affect children and adults 
and is associated with rapidly progressive encephalopathy with cer­
ebellar ataxia or cerebellitis. Symptoms of encephalopathy may include 
impairment of memory and level of consciousness and motor altera­
tions such as dyskinesias, choreoathetosis, bradykinesia, and spastic 
paraparesis. Some patients develop intracranial hypertension. In one 
patient, the symptoms were associated with teratoma.
Encephalitis with γ-aminobutyric acid type A (GABAA) receptor anti­
bodies may affect children and adults and is associated with prominent 
seizures and status epilepticus often requiring a pharmacologically 
induced coma. In approximately 80% of patients, the brain MRI shows 
multifocal, asynchronous, cortical-subcortical T2/FLAIR abnormali­
ties predominantly involving temporal and frontal lobes, but also basal 
ganglia and other regions (Fig. 99-2C). Most patients do not have an 
underlying tumor, but some may have thymoma.
Encephalitis with GABAB receptor antibodies is usually associated 
with limbic encephalitis and seizures. In >50% of cases, the MRI shows 
increased medial temporal lobe FLAIR changes characteristic of limbic 
encephalitis (similar to Fig. 99-2A). In rare instances, patients develop 
cerebellar symptoms and opsoclonus. Fifty percent of patients have 
SCLC or a neuroendocrine tumor of the lung. The outcome is substan­
tially better in patients without cancer.
Encephalitis with glycine receptor (GlyR) antibodies usually manifests 
with a syndrome characterized by progressive encephalomyelitis with 
rigidity and myoclonus (PERM) or stiff-person spectrum of symptoms. 
The disease usually occurs in adults and rarely in children. About 20% 
of adult patients have a concurrent underlying tumor (thymoma, B-cell 
lymphoma, or breast or lung cancer) or past history of cancer (thymoma, 
breast cancer, Hodgkin’s lymphoma, or melanoma).
Encephalitis with metabotropic glutamate receptor 5 (mGluR5) anti­
bodies is characterized by nonspecific clinical features of encephalitis 
(confusion, agitation, memory loss, delusions, paranoid ideation, 
hallucinations, psychosis, or seizures) without distinctive MRI 
changes and frequent association with Hodgkin’s lymphoma. The 
encephalitis is highly responsive to immunotherapy and treatment 
of the tumor.
Encephalitis with antibodies against dopamine-2 receptor has been 
reported in children with basal ganglia encephalitis manifesting with 
abnormal movements (coarse tremor, parkinsonism, chorea, ocu­
logyric crises) along with psychiatric features, lethargy, drowsiness, 

brainstem dysfunction, or ataxia. The disorder is extremely rare and is 
not associated with cancer.
Encephalitis with leucine-rich glioma-inactivated 1 (LGI1) antibod­
ies predominates in patients older than 50 years (65% male) and 
frequently presents with short-term memory loss and seizures (limbic 
encephalopathy), along with hyponatremia and sleep dysfunction. 
The MRI often shows increased FLAIR signal in one or both medial 
temporal lobes. In about 40% of patients, these symptoms are preceded 
by faciobrachial dystonic seizures, which consist of sudden, shortlasting, mainly distal muscle contractions involving the arm, face, or 
leg. These are unilateral but can independently affect both sides and 
occur multiple times during the day or night. About 15% of patients 
present with rapidly progressive cognitive decline, resembling a rap­
idly progressive dementia. Less than 5% of patients have thymoma. 
An association with the human leukocyte antigen (HLA) haplotypes 
DRB1∗07:01, DQB1∗02:02, DQA1∗02:01, and DRB4 has been identi­
fied. All symptoms, including faciobrachial dystonic seizures, respond 
to immunotherapy, although about two-thirds of patients are left with 
memory or cognitive deficits. Despite the improvement with initial 
immunotherapy, video-polysomnography or prolonged electroen­
cephalogram studies frequently uncover persistent alterations (facio­
brachial dystonic seizures, other seizures, rapid eye movement [REM] 
sleep behavior disorder) only detectable during sleep. These altera­
tions, which might contribute to residual memory or cognitive deficits, 
respond to additional or prolonged immunotherapy.
Encephalitis with contactin-associated protein-like 2 (Caspr2) anti­
bodies predominates in patients older than 50 years and is associated 
with a form of encephalitis with three or more of the following core 
symptoms: encephalopathy (which can be similar to limbic encephali­
tis), cerebellar symptoms, peripheral nervous system hyperexcitability, 
dysautonomia, insomnia, neuropathic pain, and weight loss. Patients 
with Morvan syndrome, which includes clinical features of encephalitis 
(confusion, hallucinations, prominent sleep dysfunction, or “agrypnia 
excitata”), autonomic alterations, and peripheral nerve hyperexcitabil­
ity or neuromyotonia, usually have Caspr2 antibodies. About 20% of 
patients with Caspr2 antibody–associated syndromes have thymoma; 
this percentage is higher (~50%) in patients with Morvan syndrome. 
An association of Caspr2 antibody–associated syndromes with HLA 
DRB1∗11.01 has been reported.
Encephalitis with dipeptidyl-peptidase-like protein-6 (DPPX) anti­
bodies is usually preceded or develops concurrently with diarrhea, 
other gastrointestinal symptoms, and substantial loss of weight that

often suggest the presence of a gastrointestinal disease. Neurologic 
symptoms include agitation, hallucinations, paranoid delusions, and 
features of CNS hyperexcitability such as hyperekplexia, tremor, myoc­
lonus, nystagmus, or seizures. Some patients develop a clinical picture 
similar to progressive encephalomyelitis with rigidity and myoclonus. 
The few patients reported with an associated tumor usually had B-cell 
neoplasms.
Encephalitis with antibodies against neurexin 3 alpha does not have 
distinctive clinical features; the experience is limited, and the disorder 
does not appear to be associated with cancer.
Anti-IgLON5 disease is a chronic or subacute encephalopathy that 
characteristically is associated with REM and non-REM (NREM) 
parasomnia along with obstructive sleep apnea that may be preceded 
or accompanied by bulbar symptoms (mainly dysphagia and stridor 
due to vocal cord palsy), unsteadiness, movement disorders (chorea, 
craniofacial dyskinesias), oculomotor dysfunction, and, in less than 
half of cases, cognitive decline. The median age of the patients is in the 
early 60s, and men and women are equally affected. The sleep disorder 
is characterized by abnormal sleep initiation with undifferentiated 
NREM sleep associated with frequent vocalizations and quasi-purposeful 
movements. Brain MRI is unrevealing or demonstrates minor changes 
of unclear clinical relevance; the CSF is usually normal or may show 
transient lymphocytic pleocytosis. It is not associated with cancer 
but shows a strong association with the HLA-DRB1∗10:01 and HLADQB1∗05 haplotypes, which are present in 60% of patients. The 
response to immunotherapy is poor. In some patients, neuropathologic 
studies show a neuronal tauopathy predominantly involving the hypo­
thalamus and tegmentum of the brainstem; however, not all autopsy 
studies show deposits of hyperphosphorylated tau, and in some 
patients, mild inflammatory infiltrates have been identified.
With the exception of patients with anti-IgLON5 disease, who rarely 
respond to treatment, most patients with autoimmune or paraneoplas­
tic encephalopathies associated with antibodies against cell-surface 
or synaptic proteins respond to immunotherapy and treatment of the 
tumor (if appropriate). Although there are no specific standardized 
treatment protocols, the most frequent approach is similar to that indi­
cated for anti-NMDAR encephalitis and consists of progressive escala­
tion of immunotherapy using first a combination of glucocorticoids, 
IVIg, and plasma exchange, and then, if there is no response, rituximab 
or cyclophosphamide.
Encephalitis with MOG antibodies can present with a clinical picture 
suggestive of autoimmune encephalitis related to neuronal antibodies. 
Most patients with MOG antibody–associated syndromes are children 
and young adults who present with optic neuritis, myelitis, brainstem 
(mainly pons) and cerebellar symptoms, or acute disseminated enceph­
alomyelitis (ADEM). About 85% of patients with these syndromes 
respond to immunotherapy, although relapses occur in about 30% of 
cases. Besides these syndromes, there is a small group of adults and 
children who present with unilateral or bilateral cortical encephalitis, 
and their response to treatment is variable. In children, two pheno­
types of poor prognosis include ADEM-like relapses progressing to 
leukodystrophy-like features and extensive cortical encephalitis evolv­
ing to atrophy (Fig. 99-2D). In general, MOG antibody syndromes are 
not associated with tumors.
■
■PARANEOPLASTIC CEREBELLAR DEGENERATION
This disorder is often preceded by a prodrome that may include dizzi­
ness, oscillopsia, blurry or double vision, nausea, and vomiting. A few 
days or weeks later, patients develop dysarthria, gait and limb ataxia, 
and variable dysphagia. The examination usually shows downbeating 
nystagmus and, rarely, opsoclonus. Brainstem dysfunction or upgoing 
toes may occur. Early in the course, MRI studies are usually normal; 
later, the MRI reveals cerebellar atrophy. The disorder results from 
extensive degeneration of Purkinje cells, with variable involvement of 
other cerebellar cortical neurons, deep cerebellar nuclei, and spinocer­
ebellar tracts. The tumors more frequently involved are SCLC, cancer 
of the breast and ovary, and Hodgkin’s lymphoma.
Anti-Yo (PCA1) antibodies in patients with breast or gynecologic 
cancers typically are associated with prominent or pure cerebellar 

degeneration. A variable degree of cerebellar dysfunction can be asso­
ciated with virtually any of the antibodies and PND of the CNS shown 
in Table 99-2. A number of single case reports have described neuro­
logic improvement after tumor removal, plasma exchange, IVIg, cyclo­
phosphamide, rituximab, or glucocorticoids. However, most patients 
with paraneoplastic cerebellar degeneration and any of the antibodies 
shown in Table 99-2 do not improve with treatment; an exception are 
the cerebellar syndromes associated with antibodies against surface 
antigens (e.g., Tr antibodies and Hodgkin’s lymphoma, VGCC antibod­
ies and SCLC), which are more responsive to immunotherapy.

Antibody-associated cerebellar symptoms can also occur without 
cancer association. The most common is cerebellar ataxia with anti­
bodies against GAD65 (an intracellular synaptic protein). The median 
age at diagnosis is 60 years and 75% of cases are women. Concurrent 
organ-specific autoimmune diseases, mainly type 1 diabetes, are pres­
ent in 80% of patients. The clinical course is chronic, but in 40% of 
patients, the presentation is subacute (<6 months). Response to immu­
notherapy is poor. Subacute onset of symptoms and prompt initiation 
of immunotherapy are associated with a better chance for improve­
ment. By contrast, the cerebellar syndrome associated with mGluR1 
antibodies is more responsive to immunotherapy, and a substantial 
improvement occurs in almost half of the patients. Immunotherapy is 
also effective in patients with GluK2 antibodies, who can present with 
cerebellitis and posterior fossa edema with compression of the fourth 
ventricle, and in those with septin-5 antibodies. Although septin-5 is 
an intracellular antigen, it is likely exposed to the cell surface during 
the process of endo- and exocytosis at synaptic terminals.
CHAPTER 99
Paraneoplastic Neurologic Syndromes and Autoimmune Encephalitis  
■
■PARANEOPLASTIC OPSOCLONUS-MYOCLONUS 
SYNDROME
Opsoclonus is a disorder of eye movement characterized by involuntary, 
chaotic saccades that occur in all directions of gaze; it is frequently 
associated with myoclonus and ataxia. Opsoclonus-myoclonus may 
be cancer-related or idiopathic. When the cause is paraneoplastic, the 
tumors involved are usually cancer of the lung and breast in adults and 
neuroblastoma in children. The pathologic substrate of opsoclonusmyoclonus is unclear, but studies suggest that disinhibition of the fas­
tigial nucleus of the cerebellum is involved. Most patients do not have 
neuronal antibodies. A small subset of patients with ataxia, opsoclonus, 
and other eye-movement disorders have Ri antibodies; these patients 
may also develop muscle rigidity, laryngeal spasms, and autonomic 
dysfunction. The tumors most frequently involved in anti-Ri-associated 
syndromes are breast, ovarian, and lung cancers. If the tumor is 
not successfully treated, the syndrome in adults often progresses to 
encephalopathy, coma, and death. In addition to treating the tumor, 
symptoms may respond to immunotherapy (glucocorticoids, plasma 
exchange, and/or IVIg).
At least 50% of children with opsoclonus-myoclonus have an 
underlying neuroblastoma. Hypotonia, ataxia, behavioral changes, and 
irritability are frequent accompanying symptoms. Neurologic symp­
toms often improve with treatment of the tumor and glucocorticoids, 
adrenocorticotropic hormone (ACTH), plasma exchange, IVIg, ritux­
imab, or cyclophosphamide. Many patients are left with psychomotor 
retardation and behavioral and sleep problems.
■
■PARANEOPLASTIC SYNDROMES OF THE SPINAL 
CORD
The number of reports of paraneoplastic spinal cord syndromes, such 
as subacute motor neuronopathy and acute necrotizing myelopathy, 
has decreased over the years. This may represent a true decrease in 
incidence, due to improved and prompt oncologic interventions, or 
the identification of nonparaneoplastic etiologies. Some patients with 
cancer or lymphoma develop upper or lower motor neuron dysfunction 
or both, resembling amyotrophic lateral sclerosis. It is unclear whether 
these disorders have a paraneoplastic etiology or simply coincide with 
the presence of cancer.
Paraneoplastic myelitis may present with upper or lower motor neu­
ron symptoms, segmental myoclonus, sensory deficits, sphincter dys­
function, and neurogenic pruritus and can be the first manifestation of

encephalomyelitis. The spine MRI usually shows longitudinally exten­
sive, symmetric tract or gray matter abnormalities in the spinal cord. It 
is mainly associated with breast and lung carcinomas and with CRMP5 
or amphiphysin antibodies. The prognosis is poor. Neuromyelitis optica 
(NMO) with aquaporin 4 antibodies may occur in rare instances as a 
paraneoplastic manifestation of a cancer. NMO is discussed in detail 
in Chap. 456.

■
■PARANEOPLASTIC STIFF-PERSON SYNDROME
This disorder is characterized by progressive muscle rigidity, stiff­
ness, and painful spasms triggered by auditory, sensory, or emotional 
stimuli. Rigidity mainly involves the lower trunk and legs, but it can 
affect the upper extremities and neck. Sometimes, only one extremity 
is affected (stiff-limb syndrome). Symptoms improve with sleep and 
general anesthetics. Electrophysiologic studies demonstrate continuous 
motor unit activity. The associated antibodies target proteins (GAD65, 
amphiphysin) involved in the function of inhibitory synapses that use 
γ-aminobutyric acid (GABA) or glycine as neurotransmitters. The 
presence of amphiphysin antibodies usually indicates a paraneoplastic 
etiology related to SCLC and breast cancer. By contrast, GAD antibod­
ies may occur in some cancer patients but are much more frequently 
present in the nonparaneoplastic disorder. GlyR antibodies may occur 
in some patients with stiff-person syndrome; these antibodies are more 
frequently detectable in patients with PERM (Fig. 99-5).
PART 4
Oncology and Hematology
Optimal treatment of stiff-person syndrome requires therapy of 
the underlying tumor, glucocorticoids, and symptomatic use of drugs 
that enhance GABA-ergic transmission (diazepam, baclofen, sodium 
valproate, tiagabine, vigabatrin). IVIg and plasma exchange are tran­
siently effective in some patients, and there are reports of responses 
FIGURE 99-5  Schematic representation of an inhibitory synapse showing the main autoimmune targets (GAD, amphiphysin, GABA receptor, and glycine receptor) and 
the corresponding neurologic disorders. GAD antibodies predominantly occur in stiff-person syndrome (SPS), cerebellar ataxia, and epilepsy, sometimes in the setting 
of encephalitis. Amphiphysin antibodies are markers of paraneoplastic SPS and breast cancer, GlyR antibodies often associate with progressive encephalomyelitis with 
rigidity and myoclonus (PERM), and GABAA receptor antibodies occur in a form of autoimmune encephalitis that is frequently associated with refractory seizures and status 
epilepticus. (Modified from F Graus et al: Nat Rev Neurol 16:353, 2020.)

to rituximab and CD19 CAR T-cell therapy in patients who did not 
respond to other treatments.
■
■PARANEOPLASTIC SENSORY NEURONOPATHY OR 
DORSAL ROOT GANGLIONOPATHY
This syndrome is characterized by sensory deficits that may be 
symmetric or asymmetric, painful dysesthesias, radicular pain, and 
decreased or absent reflexes. All modalities of sensation and any part 
of the body including face and trunk can be involved. Special senses 
such as taste and hearing can also be affected. Electrophysiologic stud­
ies show decreased or absent sensory nerve potentials with normal or 
near-normal motor conduction velocities. Symptoms result from an 
immune-mediated process that targets the dorsal root ganglia, causing 
neuronal loss and secondary degeneration of the posterior columns 
of the spinal cord. The dorsal and, less frequently, the anterior nerve 
roots and peripheral nerves may also be involved. This disorder often 
precedes or is associated with encephalomyelitis and autonomic dys­
function and has the same immunologic and oncologic associations 
(Hu antibodies, SCLC).
As with anti-Hu-associated encephalomyelitis, the therapeutic 
approach focuses on prompt treatment of the tumor and cytotoxic 
T-cell–mediated mechanisms. Glucocorticoids occasionally produce 
clinical stabilization or improvement. The benefit of IVIg and plasma 
exchange is not proven.
■
■PARANEOPLASTIC PERIPHERAL NEUROPATHIES
These disorders may develop any time during the course of the neo­
plastic disease. Neuropathies occurring at late stages of cancer or 
lymphoma usually cause mild to moderate sensorimotor deficits due

to axonal degeneration of unclear etiology. These neuropathies are 
often masked by concurrent neurotoxicity from chemotherapy and 
other cancer therapies. In contrast, the neuropathies that develop in the 
early stages of cancer frequently show a rapid progression, sometimes 
with a relapsing and remitting course, and evidence of inflammatory 
infiltrates and axonal loss or demyelination. Besides the subacute onset, 
an asymmetric distribution of symptoms, presence of neuropathic pain 
and dysautonomia, clinical or neuroimaging evidence of involvement 
of the spinal cord or nerve roots, and detection of an axonal pattern in 
the electrophysiological studies are features that suggest the possibility 
of a paraneoplastic etiology. The response to treatment is usually poor, 
but if demyelinating features predominate (Chaps. 457 and 458), IVIg, 
plasma exchange, or glucocorticoids may improve symptoms. Occa­
sionally, CRMP5 antibodies are present; detection of Hu antibodies 
suggests concurrent dorsal root ganglionitis.
Guillain-Barré syndrome (Chap. 458) and brachial plexitis (Chap. 457) 
have occasionally been reported in patients with Hodgkin’s lymphoma, 
but there is no clear evidence of a paraneoplastic association.
Diseases associated with paraproteinemia such as multiple myeloma, 
osteosclerotic myeloma, cryoglobulinemia, amyloidosis, Waldenström’s 
macroglobulinemia, or POEMS (polyneuropathy, organomegaly, endo­
crinopathy, M-protein spike, and skin manifestations) syndrome, 
among others, may cause neuropathy by a variety of mechanisms, 
including compression of roots and plexuses by metastasis to verte­
bral bodies and pelvis, by deposits of amyloid in peripheral nerves, or 
through a direct interaction of the abnormal immunoglobulin with 
peripheral nerve antigens. In other patients, the mechanisms under­
lying the neuropathy remain unknown and paraneoplastic immunemediated mechanisms have not been ruled out. Neuropathies more 
often occur with IgM paraproteinemia followed by IgG and IgA. The 
phenotype of the neuropathy and likelihood of improvement with suc­
cessful treatment of the paraproteinemia are dependent on the under­
lying hematologic disorder (Chap. 458).
Vasculitis of the nerve and muscle causes a painful symmetric or 
asymmetric distal axonal sensorimotor neuropathy with variable 
proximal weakness. It predominantly affects elderly men and is associ­
ated with an elevated erythrocyte sedimentation rate and increased 
CSF protein concentration. SCLC and lymphoma are the primary 
tumors involved. Glucocorticoids and cyclophosphamide often result 
in neurologic improvement.
Peripheral nerve hyperexcitability (neuromyotonia, or Isaacs’ syn­
drome) is characterized by spontaneous and continuous muscle fiber 
activity of peripheral nerve origin. Clinical features include cramps, 
muscle twitching (fasciculations or myokymia), stiffness, delayed 
muscle relaxation (pseudomyotonia), and spontaneous or evoked 
carpal or pedal spasms. The involved muscles may be hypertrophic, 
and some patients develop paresthesias and hyperhidrosis. The elec­
tromyogram (EMG) shows fibrillations; fasciculations; and doublet, 
triplet, or multiplet single-unit (myokymic) discharges that have a high 
intraburst frequency. Some patients have Caspr2 antibodies usually in 
the context of Morvan syndrome, but most patients with isolated neu­
romyotonia are antibody negative. The disorder often occurs without 
cancer; if paraneoplastic, benign and malignant thymomas and SCLC 
are the usual tumors. Phenytoin, carbamazepine, and plasma exchange 
improve symptoms.
Paraneoplastic autonomic neuropathy usually develops as a compo­
nent of other disorders, such as LEMS and encephalomyelitis. It may 
rarely occur as a pure or predominantly autonomic neuropathy with 
cholinergic or adrenergic dysfunction at the pre- or postganglionic 
levels. Patients can develop several life-threatening complications, 
such as gastrointestinal paresis with pseudo-obstruction, cardiac dys­
rhythmias, and postural hypotension. Other clinical features include 
abnormal pupillary responses, dry mouth, anhidrosis, erectile dys­
function, and problems with sphincter control. The disorder occurs 
in association with several tumors, including SCLC, cancer of the 
pancreas or testis, carcinoid tumors, and lymphoma. Because auto­
nomic symptoms can be the presenting feature of encephalomyelitis, 
serum Hu and CRMP5 antibodies should be sought. Antibodies to 
ganglionic (α3-type) neuronal acetylcholine receptors are the cause 

of autoimmune autonomic ganglionopathy, a disorder that frequently 
occurs without cancer association (Chap. 451).

■
■LAMBERT-EATON MYASTHENIC SYNDROME
LEMS is discussed in Chap. 459.
■
■MYASTHENIA GRAVIS
Myasthenia gravis is discussed in Chap. 459.
■
■POLYMYOSITIS-DERMATOMYOSITIS
Polymyositis and dermatomyositis are discussed in detail in Chap. 377.
■
■IMMUNE-MEDIATED NECROTIZING MYOPATHY
Patients with this syndrome develop myalgias and rapid progression 
of weakness involving the extremities, neck, pharyngeal, respiratory, 
and sometimes cardiac muscles. Serum muscle enzymes are elevated, 
and muscle biopsy shows extensive necrosis with minimal or absent 
inflammation and sometimes deposits of complement. The disorder 
may occur without cancer association (sometimes as a result of statin 
exposure, connective tissue disease, or HIV) or with cancer asso­
ciation. Patients with antibodies against 3-hydroxy-3-methylglutarylcoenzyme A reductase (HMGCR) and seronegative patients are more 
likely to have an underlying cancer than those with antibodies against 
signal recognition particle. No specific type of cancer has been found 
to be predominant. Successful treatment of the tumor and aggressive 
immunotherapy (steroids, IVIg, and steroid-sparing immunosuppres­
sants) may lead to complete or substantial recovery. Immune-mediated 
necrotizing myopathy is discussed in Chap. 377.
CHAPTER 99
Paraneoplastic Neurologic Syndromes and Autoimmune Encephalitis  
■
■PARANEOPLASTIC VISUAL SYNDROMES
This group of disorders involves the retina and, less frequently, the 
uvea and optic nerves. The term cancer-associated retinopathy is used 
to describe paraneoplastic cone and rod dysfunction characterized by 
photosensitivity, progressive loss of vision and color perception, central 
or ring scotomas, night blindness, and attenuation of photopic and 
scotopic responses in the electroretinogram (ERG). The most com­
monly associated tumor is SCLC. Melanoma-associated retinopathy 
affects patients with metastatic cutaneous melanoma. Patients develop 
acute onset of night blindness and shimmering, flickering, or pulsating 
photopsias that often progress to visual loss. The ERG shows reduced 
b-waves with normal dark adapted a-waves. Paraneoplastic optic neu­
ritis and uveitis can develop in association with encephalomyelitis. 
Patients with paraneoplastic uveitis and optic neuritis may harbor 
CRMP5 antibodies.
Some paraneoplastic retinopathies are associated with serum anti­
bodies that specifically react with the subset of retinal cells undergoing 
degeneration, supporting an immune-mediated pathogenesis. The 
best-characterized retinal antibodies are against recoverin and have 
been described in patients with SCLC and cancer-associated retinopa­
thy. However, the specificity of this and other retinal antibodies is low 
as they have also been reported in nonparaneoplastic autoimmune 
and nonautoimmune retinopathies. Paraneoplastic retinopathies rarely 
show substantial improvement after treatment of the tumor and immu­
notherapy; however, stabilization of symptoms and partial responses to 
a variety of immunotherapies (glucocorticoids, plasma exchange, IVIg, 
rituximab, or alemtuzumab) have been reported.
■
■FURTHER READING
Armangue T et al: Associations of paediatric demyelinating and 
encephalitic syndromes with myelin oligodendrocyte glycoprotein 
antibodies: A multicentre observational study. Lancet Neurol 19:234, 
2020.
Armangue T et al: Neurological complications in herpes simplex 
encephalitis: Clinical, immunological and genetic studies. Brain 
146:4306, 2023.
Cellucci T et al: Clinical approach to the diagnosis of autoimmune 
encephalitis in the pediatric patient. Neurol Neuroimmunol Neuro­
inflamm 7:e663, 2020. 
Dalmau J, Graus F: Autoimmune Encephalitis and Related Disorders 
of the Nervous System. Cambridge, Cambridge University Press, 2022.