# 31 - 39 Dyspnea

### 39 Dyspnea

malodor. Periodontal disease, caries, acute forms of gingivitis, poorly 
fitting dentures, oral abscess, and tongue coating are common causes. 
Treatment includes correcting poor hygiene, treating infection, and 
tongue brushing. Hyposalivation can produce and exacerbate halito­
sis. Pockets of decay in the tonsillar crypts, esophageal diverticulum, 
esophageal stasis (e.g., achalasia, stricture), sinusitis, and lung abscess 
account for some instances. A few systemic diseases produce distinc­
tive odors: renal failure and Helicobacter pylori gastritis (ammoniacal), 
hepatic (fishy), and ketoacidosis (fruity). If a patient presents because 
of concern about halitosis but no odor is detectable, then pseudohali­
tosis or halitophobia must be considered.
Aging and Oral Health 
While tooth loss and dental disease are 
not normal consequences of aging, a complex array of structural and 
functional changes that occur with age can affect oral health. Subtle 
changes in tooth structure (e.g., diminished pulp space and volume, 
sclerosis of dentinal tubules, and altered proportions of nerve and 
vascular pulp content) result in the elimination or diminution of 
pain sensitivity and a reduction in the reparative capacity of the teeth. 
In addition, age-associated fatty replacement of salivary acini may 
reduce physiologic reserve, thus increasing the risk of hyposaliva­
tion. In healthy older adults, there is minimal, if any, reduction in 
salivary flow.
Poor oral hygiene often results when general health fails or when 
patients lose manual dexterity and upper-extremity flexibility. This 
situation is particularly common among frail older adults and nurs­
ing home residents, and regular oral cleaning and dental care reduce 
the incidence of pneumonia, oral disease, the mortality risk in this 
population. Other risks for dental decay include limited lifetime 
fluoride exposure. Without assiduous care, decay can become quite 
advanced yet remain asymptomatic. Consequently, much of a tooth—
or the entire tooth—can be destroyed before the patient is aware of the 
process.
Periodontal disease, a leading cause of tooth loss, is indicated by 
loss of alveolar bone height. More than 90% of the U.S. population 
has some degree of periodontal disease by age 50. Healthy adults who 
have not had significant alveolar bone loss by the sixth decade of life 
do not typically experience significant worsening with advancing age.
Complete edentulousness in the United States is becoming less 
common in the elderly and is increasingly restricted to impoverished 
populations. When it is present, speech, mastication, and facial con­
tours are dramatically affected. Edentulousness may also exacerbate 
obstructive sleep apnea, particularly in asymptomatic individuals 
who wear dentures. Dentures can improve verbal articulation and 
restore diminished facial contours. Mastication can also be restored; 
however, patients expecting dentures to facilitate oral intake are 
often disappointed. Accommodation to dentures requires a period 
of adjustment. Pain can result from friction or traumatic lesions pro­
duced by loose dentures. Poor fit and poor oral hygiene may permit 
the development of candidiasis. This fungal infection may be either 
asymptomatic or painful and is suggested by erythematous smooth 
or granular tissue conforming to an area covered by the appliance. 
Individuals with dentures and no natural teeth need regular (annual) 
professional oral examinations.
■
■FURTHER READING
Chavez EM et al: Dental care for geriatric and special needs popula­
tions. Dent Clin N Am 62:245, 2018.
Durso SC: Interaction with other health team members in caring for 
elderly patients. Dent Clin North Am 49:377, 2005.
Kaplovitch E, Dounaevskaia V: Treatment in the dental practice 
of the patient receiving anticoagulant therapy. J Am Dent Assoc 
150:602, 2019.

Section 5	 Alterations in Circulatory and 
Respiratory Functions
Rebecca M. Baron

Dyspnea
Dyspnea
CHAPTER 39
DYSPNEA
■
■DEFINITION
The American Thoracic Society consensus statement defines dyspnea 
as a “subjective experience of breathing discomfort that consists of 
qualitatively distinct sensations that vary in intensity. The experience 
derives from interactions among multiple physiological, psycho­
logical, social, and environmental factors and may induce secondary 
physiological and behavioral responses.” Dyspnea, a symptom, can be 
perceived only by the person experiencing it and, therefore, must be 
self-reported. In contrast, signs of increased work of breathing, such 
as tachypnea, accessory muscle use, and intercostal retraction, can be 
measured and reported by clinicians.
■
■EPIDEMIOLOGY
Dyspnea is common. It has been reported that up to one-half of inpa­
tients and one-quarter of ambulatory patients experience dyspnea, with 
a prevalence of 9–13% in the community that increases to as high as 
37% for adults aged ≥70 years. Dyspnea is a frequent cause of emer­
gency room visits, accounting for as many as 3–4 million visits per year. 
Furthermore, it is increasingly appreciated that the degree of dyspnea 
may better predict outcomes in chronic obstructive pulmonary disease 
(COPD) than does the forced expiratory volume in 1 s (FEV1), and 
formal measures of dyspnea have been incorporated into the Global 
Initiative for Chronic Obstructive Lung Disease (GOLD) COPD sever­
ity assessment guidelines. Dyspnea may also predict outcomes in other 
chronic heart and lung diseases as well. Dyspnea can arise from a 
diverse array of pulmonary, cardiac, and neurologic underlying causes, 
and elucidation of particular symptoms may point toward a specific 
etiology and/or mechanism driving dyspnea (although additional 
diagnostic testing is often required, as will be further discussed below). 
There has been an increased focus on dyspnea given its increased inci­
dence in the setting of the SARS-CoV-2 pandemic, and post-COVID 
persistent symptoms in many patients (Chap. 205).
■
■MECHANISMS UNDERLYING DYSPNEA
The mechanisms underlying dyspnea are complex, as it can arise from 
different contributory respiratory sensations. Although a large body of 
research has increased our understanding of mechanisms underlying 
particular respiratory sensations such as “chest tightness” or “air hun­
ger,” it is likely that a given disease state might produce the sensation of 
dyspnea via more than one underlying mechanism. Dyspnea can arise 
from a variety of pathways, including generation of afferent signals 
from the respiratory system to the central nervous system (CNS), efferent 
signals from the CNS to the respiratory muscles, and particularly when 
there is a mismatch in the integrative signaling between these two path­
ways, termed efferent-reafferent mismatch (Fig. 39-1).
Afferent signals trigger the CNS (brainstem and/or cortex) and 
include primarily: (1) peripheral chemoreceptors in the carotid body 
and aortic arch and central chemoreceptors in the medulla that are 
activated by hypoxemia, hypercapnia, or acidemia, and might produce 
a sense of “air hunger”; and (2) mechanoreceptors in the upper airways, 
lungs (including stretch receptors, irritant receptors, and J receptors), 
and chest wall (including muscle spindles as stretch receptors and 
tendon organs that monitor force generation) that are activated in the 
setting of an increased workload from a disease state producing an 
increase in airway resistance that may be associated with symptoms of 
chest tightness (e.g., asthma or COPD) or decreased lung or chest wall

Afferent signals
Efferent signals
Central
chemoreceptors
(in medulla)
Air hunger
Hypoxemia,
hypercapnia,
or acidemia
Peripheral
chemoreceptors
(in carotid 
body and
aortic arch)
Air hunger
PART 2
Cardinal Manifestations and Presentation of Diseases
Mechanoreceptors
(in upper
airways,
lungs,
chest wall)
Increase in airway
resistance or
decreased lung
or chest wall
compliance
Chest tightness
Metaboreceptors
(in skeletal muscle)
FIGURE 39-1  Potential signaling pathways underlying the sensation of dyspnea. Dyspnea is a complex sensation that can arise from a variety of physiologic stimuli 
(examples in pink boxes include hypoxemia, hypercapnia, acidemia, increase in airway resistance, and decrease in lung and/or chest wall compliance). Physiologic signals 
are mediated via relevant receptors (examples in yellow boxes include central chemoreceptors in the medulla; peripheral chemoreceptors in the carotid body and aortic 
arch; mechanoreceptors in upper airways, lungs, and chest wall; and metaboreceptors in skeletal muscle) that send afferent signals to the brainstem and sensory cortex. 
Efferent signals are sent from the brainstem and motor cortex to the respiratory muscles and sensory cortex. Potential symptoms associated with dyspnea that may be 
generated by these signals are indicated in italics.
compliance (e.g., pulmonary fibrosis). Other afferent signals that trig­
ger dyspnea within the respiratory system can arise from pulmonary 
vascular receptor responses to changes in pulmonary artery pressure 
and skeletal muscle (termed metaboreceptors) that are believed to 
sense changes in the biochemical environment.
Efferent signals are sent from the CNS (motor cortex and brainstem) 
to the respiratory muscles and are also transmitted by corollary dis­
charge to the sensory cortex; they are believed to underlie sensations 
of respiratory effort (or “work of breathing”) and perhaps contribute to 
sensations of “air hunger,” especially in response to an increased venti­
latory load in a disease state such as COPD. In addition, fear or anxiety 
may heighten the sense of dyspnea by exacerbating the underlying 
physiologic disturbance in response to an increased respiratory rate or 
disordered breathing pattern.
■
■ASSESSING DYSPNEA
While it is well appreciated that dyspnea is a difficult quality to mea­
sure reliably owing to multiple relevant possible domains that can be 
measured (e.g., sensory-perceptual experience, affective distress, and 
symptom impact or burden) and that there are no uniformly agreed 
upon tools for dyspnea assessment, consensus opinion holds that 
dyspnea should be formally assessed in a context most relevant and 
beneficial for patient management and, furthermore, that the specific 
domains being measured are adequately described. There are a number 
of emerging tools that have been developed for formal dyspnea assess­
ment. As an example, the GOLD criteria advocate use of a dyspnea 
assessment tool such as the Modified Medical Research Council Dys­
pnea Scale (Table 39-1) to assess symptom/impact burden in COPD.
■
■DIFFERENTIAL DIAGNOSIS
This chapter focuses largely on chronic dyspnea, which is defined as 
symptoms lasting longer than 1 month and can arise from a broad 

Respiratory
muscles
Brainstem
and
sensory
cortex
Brainstem
and
motor
cortex
Work of
breathing
Sensory
cortex
array of different underlying conditions, most commonly attributable 
to pulmonary or cardiac conditions that account for as many as 85% 
of the underlying causes of dyspnea. However, as many as one-third 
of patients may have multifactorial reasons underlying dyspnea, with 
an increasing number of individuals suffering from dyspnea as part 
of a post-COVID syndrome (Chap. 205). Examples of a wide array of 
conditions that underlie dyspnea with possible mechanisms underlying 
the presenting symptoms are described in Table 39-2.
Respiratory system causes include diseases of the airways (e.g., 
asthma and COPD), diseases of the parenchyma (more commonly, 
interstitial lung diseases are seen in the setting of chronic dyspnea, 
TABLE 39-1  An Example of a Clinical Method for Rating Dyspnea: 

The Modified Medical Research Council Dyspnea Scalea
GRADE OF 
DYSPNEA
DESCRIPTION

Not troubled by breathlessness, except with strenuous 
exercise

Shortness of breath walking on level ground or with 
walking up a slight hill

Walks slower than people of similar age on level ground 
due to breathlessness, or has to stop to rest when walking 
at own pace on level ground

Stops to rest after walking 100 m or after walking a few 
minutes on level ground

Too breathless to leave the house, or breathless with 
activities of daily living (e.g., dressing/undressing)
aThis scale has been integrated into the Global Initiative for Chronic Obstructive 
Lung Disease (GOLD) guidelines clinical classification scheme.
Source: Reproduced with permission from DA Mahler, CK Wells: Evaluation of 
clinical methods for rating dyspnea. Chest 93:580, 1988.

TABLE 39-2  Differential Diagnosis of Disease Processes Underlying Dyspnea
POSSIBLE 
PRESENTING 
DYSPNEA 
SYMPTOMS
EXAMPLE OF DISEASE 
PROCESS
SYSTEM
TYPE OF PROCESS
Pulmonary
Airways disease
Asthma, COPD, upper 
airway obstruction
Chest tightness, 
tachypnea, 
increased WOB, 
air hunger, inability 
to get a deep 
breath
 
Parenchymal 
disease
Interstitial lung 
diseasea
Air hunger, inability 
to get a deep 
breath
 
Chest wall disease
Kyphoscoliosis, 
neuromuscular (NM) 
weakness
Increased WOB, 
inability to get a 
deep breath
Pulmonary and 
cardiac
Pulmonary 
vasculature
Pulmonary 
hypertension
Tachypnea
Elevated right heart 
pressures, exertional 
hypoxemia
Cardiac
Left heart failure
__________
Pericardial disease
Coronary 
artery disease, 
cardiomyopathyc
Chest tightness, air 
hunger
_____________
Constrictive 
pericarditis; cardiac 
tamponade
Other
Variable
Anemia
Deconditioning
Psychological
Metabolic 
disturbances
Gastrointestinal (e.g., 
gastroesophageal 
reflux disease 
[GERD], aspiration 
pneumonitis)
Post-COVID syndrome
Exertional 
breathlessness
Poor fitness
Anxiety
aDifferential diagnosis of interstitial lung disease includes idiopathic pulmonary fibrosis, collagen vascular disease, drug- or occupation-induced pneumonitis, lymphangitic 
spread of malignancy; processes that are more alveolar rather than interstitial in nature can also less commonly contribute to parenchymal lung disease underlying chronic 
dyspnea and include entities such as hypersensitivity pneumonitis, bronchiolitis obliterans organizing pneumonia, etc. bWould additionally consider these patients for CT 
angiography to evaluate for presence of thromboemboli and ventilation/perfusion scanning to evaluate for the presence of chronic thromboembolic disease. cDiastolic 
dysfunction in the setting of a stiff left ventricle is often seen and contributes significantly to insidious dyspnea that can be difficult to treat. dMay stimulate metaboreceptors 
if cardiac output is sufficiently reduced to result in a lactic acidosis.
Abbreviations: BNP, brain natriuretic peptide; COPD, chronic obstructive pulmonary disease; COVID, coronavirus disease; CT, computed tomography; CXR, chest x-ray; ECG, 
electrocardiogram; ECHO, echocardiogram; GERD, gastroesophageal reflux disease; LHC, left heart catheterization; MIP/MEP, maximal inspiratory and maximal expiratory 
pressures (obtained in the pulmonary function testing laboratory); OVD, obstructive ventilatory defect; RVD, restrictive ventilatory defect; RHC, right heart catheterization; 
WOB, work of breathing.
but alveolar filling processes, such as hypersensitivity pneumonitis 
or bronchiolitis obliterans organizing pneumonia [BOOP], can also 
present with similar symptoms), diseases affecting the chest wall (e.g., 
bony abnormalities such as kyphoscoliosis, or neuromuscular weak­
ness conditions such as amyotrophic lateral sclerosis), and diseases 
affecting the pulmonary vasculature (e.g., pulmonary hypertension 
that can arise from a variety of underlying causes, or chronic thrombo­
embolic disease). Diseases affecting the cardiovascular system that can 
present with dyspnea include processes affecting left heart function, 
such as coronary artery disease and cardiomyopathy, as well as disease 
processes affecting the pericardium, including constrictive pericarditis 
and cardiac tamponade. Other conditions underlying dyspnea that 
might not directly emanate from the pulmonary or cardiovascular 
systems include anemia (thereby potentially affecting oxygen-carrying 
capacity), deconditioning, and psychological processes such as anxiety. 
Distinguishing among the myriad of underlying processes that might 
present with dyspnea can be challenging. A graded approach that 

POSSIBLE 
MECHANISMS 
UNDERLYING 
DYSPNEA
POSSIBLE PHYSICAL 
FINDINGS
INITIAL DIAGNOSTIC STUDIES 
(AND POSSIBLE FINDINGS)
Wheezing, accessory 
muscle use, 
exertional hypoxemia 
(especially with 
COPD)
Increased WOB, 
hypoxemia, 
hypercapnia, 
stimulation of 
pulmonary receptors
Peak flow (reduced); spirometry 
(OVD); CXR (hyperinflation; loss of 
lung parenchyma in COPD), chest 
CT and airway examination for 
upper airway obstruction
Dyspnea
CHAPTER 39
Dry end-inspiratory 
crackles, clubbing, 
exertional hypoxemia
Increased WOB, 
increased respiratory 
drive, hypoxemia, 
hypercapnia, 
stimulation of 
pulmonary receptors
Spirometry and lung volumes 
(RVD); CXR and chest CT 
(interstitial lung disease)
Decreased diaphragm 
excursion; atelectasis
Increased WOB; 
stimulation of 
pulmonary receptors 
(if atelectasis is 
present)
Spirometry and lung volumes 
(RVD); MIP and MEPs (reduced in 
NM weakness)
Increased respiratory 
drive, hypoxemia, 
stimulation of 
vascular receptors
Diffusion capacity (reduced); 
ECG; ECHO, RHC (to evaluate 
pulmonary artery pressures)b
Elevated left 
heart pressures; 
wet crackles on 
lung examination; 
pulsus paradoxus 
(pericardial disease)
Increased WOB and 
drive, hypoxemia, 
stimulation of 
vascular and 
pulmonary receptorsd
Consider BNP testing, especially 
in the acute setting; ECG, ECHO, 
may need stress testing and/
or LHC
Variable
Metaboreceptors 
(anemia, poor fitness); 
chemoreceptors 
(anaerobic 
metabolism from 
poor fitness); some 
subjects may have 
increased sensitivity 
to hypercapnia
Hematocrit for anemia; laboratory 
studies (e.g., metabolic panel, 
thyroid hormone testing for 
metabolic disturbances); 
consider upper gastrointestinal 
endoscopy and/or esophageal 
pH probe testing for GERD and 
concerns for aspiration; consider 
referral to post-COVID care 
center for persistent symptoms 
after COVID infection; exclude 
other causes
begins with a history and physical examination, followed by selected 
laboratory testing that might then advance to additional diagnostics 
and potentially subspecialty referral, may help elucidate the underlying 
cause of dyspnea. However, a substantial proportion of patients may 
have persistent dyspnea despite treatment for an underlying process 
or may not have a specific underlying process identified that is driving 
the dyspnea.
APPROACH TO THE PATIENT
Dyspnea (See Fig. 39-2) 
OVERALL
For patients with a known prior pulmonary, cardiac, or neuromus­
cular condition and worsening dyspnea, the initial focus of the 
evaluation will usually address determining whether the known

History and physical examination, plus:
Walking oximetry
Peak flow assessment
Diagnosis obtained?
Yes
Treat
No
Further testing (“Phase 1”):
Chest x-ray
Spirometry
ECG
CBC, basic metabolic panel
PART 2
Cardinal Manifestations and Presentation of Diseases
Diagnosis obtained?
Yes
Treat
No
Further testing (“Phase 2”):
Chest CT (consider angiography
for thromboembolic disease)
Lung volumes, DLCO, tests
of neuromuscular function
Echocardiogram, cardiac stress testing
Diagnosis obtained?
Yes
Treat
No
Further testing (“Phase 3”):
Consider cardiopulmonary exercise testing
(and subspecialty referral)
FIGURE 39-2  Possible algorithm for the evaluation of the patient with dyspnea. 
As described in the text, the approach should begin with a detailed history and 
physical examination, followed by progressive testing and ultimately more invasive 
testing and subspecialty referral as is indicated to determine the underlying cause 
of dyspnea. CBC, complete blood count; DLCO, diffusing capacity of the lungs for 
carbon monoxide; ECG, electrocardiogram. (Adapted from NG Karnani et al: Am Fam 
Physician 71:1529, 2005.)
condition has progressed or whether a new process has devel­
oped that is causing dyspnea. For patients without a prior known 
potential cause of dyspnea, the initial evaluation will focus on 
determining an underlying etiology. Determining the underlying 
cause, if possible, is extremely important, as the treatment may vary 
dramatically based on the predisposing condition. An initial history 
and physical examination remain fundamental to the evaluation 
followed by initial diagnostic testing as indicated that might prompt 
subspecialty referral (e.g., pulmonary, cardiology, neurology, sleep, 
and/or specialized dyspnea clinic) if the cause of dyspnea remains 
elusive (Fig. 39-2). As many as two-thirds of patients will require 
diagnostic testing beyond the initial clinical presentation. 
HISTORY
The patient should be asked to describe in their own words what 
the discomfort feels like as well as the effect of position, infections, 
and environmental stimuli on the dyspnea, as descriptors may be 
helpful in pointing toward an etiology. For example, symptoms of 
chest tightness might suggest the possibility of bronchoconstriction, 
and the sensation of inability to take a deep breath may correlate 
with dynamic hyperinflation from COPD. Orthopnea is a common 
indicator of congestive heart failure (CHF), mechanical impair­
ment of the diaphragm associated with obesity, or asthma triggered 
by esophageal reflux. Nocturnal dyspnea suggests CHF or asthma. 
Acute, intermittent episodes of dyspnea are more likely to reflect 
episodes of myocardial ischemia, bronchospasm, or pulmonary 

embolism, whereas chronic persistent dyspnea is more typical of 
COPD, interstitial lung disease, and chronic thromboembolic dis­
ease. Information on risk factors for drug-induced or occupational 
lung disease and for coronary artery disease should be elicited. Left 
atrial myxoma or hepatopulmonary syndrome should be consid­
ered when the patient complains of platypnea—i.e., dyspnea in the 
upright position with relief in the supine position. 
PHYSICAL EXAMINATION
Initial vital signs might be helpful in pointing toward an under­
lying etiology in the context of the remainder of the evalua­
tion. For example, the presence of fever might point toward 
an underlying infectious or inflammatory process; the presence 
of hypertension in the setting of a heart failure might point 
toward diastolic dysfunction; the presence of tachycardia might 
be associated with many different underlying processes including 
fever, cardiac dysfunction, and deconditioning; and the presence 
of resting hypoxemia suggests processes involving hypercapnia, 
ventilation-perfusion mismatch, shunt, or impairment in diffu­
sion capacity might be involved. An exertional oxygen saturation 
should also be obtained as described below. The physical exami­
nation should begin during the interview of the patient. Inability 
of the patient to speak in full sentences before stopping to get a 
deep breath suggests a condition that leads to stimulation of the 
controller or impairment of the ventilatory pump with reduced 
vital capacity. Evidence of increased work of breathing (supracla­
vicular retractions; use of accessory muscles of ventilation; and the 
tripod position, characterized by sitting with the hands braced on 
the knees) is indicative of increased airway resistance or stiffness 
of the lungs and the chest wall. When measuring the vital signs, 
the physician should accurately assess the respiratory rate and 
measure the pulsus paradoxus (Chap. 281); if the systolic pressure 
decreases by >10 mmHg on inspiration, the presence of COPD, 
acute asthma, or pericardial disease should be considered. Dur­
ing the general examination, signs of anemia (pale conjunctivae), 
cyanosis, and cirrhosis (spider angiomata, gynecomastia) should 
be sought. Examination of the chest should focus on symmetry of 
movement; percussion (dullness is indicative of pleural effusion; 
hyperresonance is a sign of pneumothorax and emphysema); and 
auscultation (wheezes, rhonchi, prolonged expiratory phase, and 
diminished breath sounds are clues to disorders of the airways; 
rales suggest interstitial edema or fibrosis). The cardiac examina­
tion should focus on signs of elevated right heart pressures (jugular 
venous distention, edema, accentuated pulmonic component to the 
second heart sound); left ventricular dysfunction (S3 and S4 gal­
lops); and valvular disease (murmurs). When examining the abdo­
men with the patient in the supine position, the physician should 
note whether there is paradoxical movement of the abdomen as 
well as the presence of increased respiratory distress in the supine 
position: inward motion during inspiration is a sign of diaphrag­
matic weakness, and rounding of the abdomen during exhalation is 
suggestive of pulmonary edema. Clubbing of the digits may be an 
indication of interstitial pulmonary fibrosis or bronchiectasis, and 
joint swelling or deformation as well as changes consistent with 
Raynaud’s disease may be indicative of a collagen-vascular process 
that can be associated with pulmonary disease.
Patients should be asked to walk under observation with oxim­
etry in order to reproduce the symptoms. The patient should be 
examined during and at the end of exercise for new findings that 
were not present at rest (e.g., presence of wheezing) and for changes 
in oxygen saturation. 
CHEST IMAGING
After the history elicitation and the physical examination, a chest 
radiograph should be obtained if the diagnosis remains elusive. 
The lung volumes should be assessed: hyperinflation is consistent 
with obstructive lung disease, whereas low lung volumes sug­
gest interstitial edema or fibrosis, diaphragmatic dysfunction, or

impaired chest wall motion. The pulmonary parenchyma should 
be examined for evidence of interstitial disease, infiltrates, and 
emphysema. Prominent pulmonary vasculature in the upper zones 
indicates pulmonary venous hypertension, while enlarged central 
pulmonary arteries may suggest pulmonary arterial hypertension. 
An enlarged cardiac silhouette can point toward dilated cardiomy­
opathy or valvular disease. Bilateral pleural effusions are typical of 
CHF and some forms of collagen-vascular disease. Unilateral effu­
sions raise the specter of carcinoma and pulmonary embolism but 
may also occur in heart failure or in the case of a parapneumonic 
effusion. CT of the chest is generally reserved for further evaluation 
of the lung parenchyma (e.g., interstitial lung disease) and possible 
pulmonary embolism (with CT angiography) if diagnostic uncer­
tainty remains. 
LABORATORY STUDIES
Initial laboratory testing should include a hematocrit to exclude 
occult anemia as an underlying cause of reduced oxygen-carrying 
capacity contributing to dyspnea, and a basic metabolic panel may 
be helpful to exclude a significant underlying metabolic acido­
sis (and conversely, an elevated bicarbonate might point toward 
the possibility of carbon dioxide retention that might be seen in 
chronic respiratory failure—in such a setting, an arterial blood gas 
may provide useful additional information). Additional laboratory 
studies should include electrocardiography to seek evidence of 
ventricular hypertrophy and prior myocardial infarction, and spi­
rometry, which can be diagnostic of the presence of an obstructive 
ventilatory defect and suggest the possibility of a restrictive ventila­
tory defect (that then might prompt additional pulmonary function 
laboratory testing, including lung volumes, diffusion capacity, and 
possible tests of neuromuscular function). Echocardiography is 
indicated when systolic dysfunction, pulmonary hypertension, or 
valvular heart disease is suspected. Bronchoprovocation testing 
and/or home peak-flow monitoring may be useful in patients with 
intermittent symptoms suggestive of asthma who have a normal 
physical examination and spirometry; up to one-third of patients 
with the clinical diagnosis of asthma do not have reactive airways 
disease when formally tested. Measurement of brain natriuretic 
peptide levels in serum is increasingly used to assess for CHF in 
patients presenting with acute dyspnea but may be elevated in the 
presence of right ventricular strain as well. 
DISTINGUISHING CARDIOVASCULAR FROM RESPIRATORY 
SYSTEM DYSPNEA
If a patient has evidence of both pulmonary and cardiac disease that 
is not responsive to treatment or it remains unclear what factors 
are primarily driving the dyspnea, a cardiopulmonary exercise test 
(CPET) can be conducted to determine which system is responsible 
for the exercise limitation. CPET includes incremental symptom-

limited exercise (cycling or treadmill) with measurements of ven­
tilation and pulmonary gas exchange and, in some cases, includes 
noninvasive and invasive measures of pulmonary vascular pressures 
and cardiac output. If, at peak exercise, the patient achieves pre­
dicted maximal ventilation, demonstrates an increase in dead space 
or hypoxemia, or develops bronchospasm, the respiratory system 
may be the cause of the problem. Alternatively, if the heart rate is 
>85% of the predicted maximum, if the anaerobic threshold occurs 
early, if the blood pressure becomes excessively high or decreases 
during exercise, if the O2 pulse (O2 consumption/heart rate, an indi­
cator of stroke volume) falls, or if there are ischemic changes on the 
electrocardiogram, an abnormality of the cardiovascular system is 
likely the explanation for the breathing discomfort. Additionally, a 
CPET may also help point toward a peripheral extraction deficit or 
metabolic/neuromuscular disease as potential underlying processes 
driving dyspnea.

TREATMENT
Dyspnea
The first goal is to correct the underlying condition(s) driving 
dyspnea and address potentially reversible causes with appropriate 
treatment for the particular condition. Multiple different inter­
ventions may be necessary, given that dyspnea often arises from 
multifactorial causes. If relief of dyspnea with treatment of the 
underlying condition(s) is not fully possible, an effort is made to 
lessen the intensity of the symptom and its effect on the patient’s 
quality of life. More recent work at the consensus conference level 
has sought to define an identifiable entity of persistent dyspnea 
in order to develop an approach to improving efforts to address 
symptom management for this condition. In 2017, an interna­
tional group of experts defined “chronic breathlessness syndrome” 
as “the experience of breathlessness that persists despite optimal 
treatment of the underlying pathophysiology and results in dis­
ability for the patient.” Despite an increased understanding of the 
mechanisms underlying dyspnea, there has been limited progress 
in treatment strategies for dyspnea. Supplemental O2 should be 
administered if the resting O2 saturation is ≤88% or if the patient’s 
saturation drops to these levels with activity or sleep. In particu­
lar, for patients with COPD, supplemental oxygen for those with 
hypoxemia has been shown to improve mortality, and pulmonary 
rehabilitation programs (including some home and communitybased exercise programs such as yoga and Tai Chi) have demon­
strated positive effects on dyspnea, exercise capacity, and rates of 
hospitalization. More recent studies have suggested that super­
vised exercise programs similarly improved outcomes in postCOVID conditions. Opioids have been shown in some studies to 
reduce symptoms of dyspnea, largely through reducing air hunger, 
thus likely suppressing respiratory drive and influencing cortical 
activity. However, a recent study did not support the benefit of 
two different doses of daily low-dose extended-release morphine 
in COPD, for which reason opioids should be considered for each 
patient individually based on the risk-benefit profile in regard to 
respiratory depression. Studies of anxiolytics for dyspnea have not 
demonstrated consistent benefit.
Dyspnea
CHAPTER 39
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■FURTHER READING
Benzo R et al: Promoting chronic obstructive pulmonary disease well­
ness through remote monitoring and health coaching: A clinical trial. 
Ann Am Thorac Soc 19:1808, 2022.
Ekström M et al: Effect of regular, low-dose, extended-release mor­
phine on chronic breathlessness in chronic obstructive pulmonary 
disease. The BEAMS randomized clinical trial. JAMA 328:2022, 
2022.
Johnson M et al: Toward an expert consensus to delineate a clinical 
syndrome of chronic breathlessness: Chronic breathlessness syn­
drome. Eur Respir J 49:1602277, 2017.
Müller A et al: Prevalence of dyspnea in general adult populations: 
A systematic review and meta-analysis. Respir Med 218:107379, 
2023.
O’Donnell DE et al: Unraveling the causes of unexplained dyspnea. 
Clin Chest Med 40:471, 2019.
Parshall MB et al: An Official American Thoracic Society Statement: 
Update on the mechanisms, assessment, and management of dys­
pnea. Am J Respir Crit Care Med 185:435, 2012.
Pouliopoulou DV et al: Rehabilitation interventions for physical 
capacity and quality of life in adults with post-COVID-19 condi­
tion. A systematic review and meta-analysis. JAMA Netw Open 
6:e2333838, 2023.
Ratarasarn K et al: Yoga and Tai Chi: A mind-body approach in 
managing respiratory symptoms in obstructive lung diseases. Curr 
Opin Pulm Med 26:186, 2020.