# 42 - 112 Chronic Lymphocytic Leukemia

### 112 Chronic Lymphocytic Leukemia

least eight or more cycles. This leads to a significant increase in MRD 
negativity and improved survival.
Anti-CD22 
Monoclonal antibodies directed against CD22 are 
linked to cytotoxic agents, such as calicheamicin (inotuzumab ozo­
gamicin), or to plant or bacterial toxins (epratuzumab). In a random­
ized trial of relapsed or refractory ALL patients, the CR rate was 
66% and significantly superior to the CR rate with standard chemo­
therapy. Inotuzumab is now included in first-line therapy for Ph+ and 
Ph– patients.
Anti-CD19 
Targeting CD19 is of great interest because this antigen 
is highly expressed in all B-lineage cells, most likely including early 
lymphoid precursor cells. A new promising approach is the bispecific 
antibody blinatumomab, which combines single-chain antibodies to 
CD19 and CD3, such that T cells lyse the CD19-bearing B cells.
Blinatumomab is particularly effective in MRD-positive patients, 
with a 70–80% conversion to MRD negativity, translating into improved 
overall survival; ~25% of MRD-negative patients survived without any 
further treatment. Blinatumomab has also moved to frontline therapy.
CAR-T Cells 
The adoptive transfer of CAR-modified T cells 
directed against CD19 is a promising approach for the treatment of 
CD19+ childhood or adult ALL. In the first three larger studies in adults 
with relapsed or refractory ALL, the CR rate ranged from 67 to 91% with 
MRD negativity in 60–81% of the patients who achieved CR. Overall 
survival is 50% or more at ≥2 years, which is remarkable for these heavily 
pretreated patients. CAR-T cells are also effective in CNS leukemia and 
in other extramedullary sites. CAR-T cell therapy in relapsed or refrac­
tory ALL was first considered as a bridge to allogeneic SCT, applied in 
10–50% of patients, but the necessity for an allogeneic SCT after CAR-T 
cells is unclear. CAR-T cell therapies are also moving to the frontline. 
CD19-negative relapses after CAR-T cell therapy or blinatumomab due 
to downregulation of CD19 expression are a relevant obstacle.
Toxicities of Immunotherapies 
The anti-CD22 agent inotu­
zumab ozogamicin is associated with hepatotoxicity, including venoocclusive disease, particularly after allogeneic SCT, but can be managed 
by reduced dosing and limitation of cycles. For anti-CD19 therapies, 
cytokine release syndrome and severe neurotoxicity are the most 
prominent toxicities and often require intensive care unit care (more so 
after CAR-T cells than blinatumomab). Management of these compli­
cations has improved with early recognition. Because toxic death after 
immunotherapies is very low compared to intensive chemotherapy or 
allogeneic SCT, immunotherapies are now increasingly included in 
frontline therapy.
■
■TREATMENT OF T-ALL
Immunotherapy for T-ALL is still not available, and intensive chemo­
therapy is still the mainstay in combination with the T cell–specific 
drug nelarabine. Currently, γ-secretase targeting NOTCH1, checkpoint 
inhibitors such as bortezomib and venetoclax, and HDAC inhibitors 
are being explored.
■
■CONCLUSION AND FUTURE DIRECTIONS
Cytogenetic and molecular analysis at diagnosis allows identification 
of ALL subentities requiring different treatment options. Evaluation 
of MRD is the most important parameter for treatment decisions. 
The greatest progress has been achieved by targeted therapies, such 
as TKIs for Ph+ ALL and new immunotherapeutic approaches. This 
will lead to further improved outcome of adult ALL patients, 50% of 
whom are already surviving 5–10 years and are most likely cured. New 
options and advances, such as low-intensity chemotherapy, reduction 
of SCT, incorporation of targeted therapies, and reduction of toxicities, 
will improve the quality of life of patients and lead to individualized 
approaches for each patient.
■
■FURTHER READING
Caracciolo D et al: The emerging scenario of immunotherapy for 
T-cell acute lymphoblastic leukemia: Advances, challenges and future 
perspectives. Exp Hematol Oncol 12:5, 2023.

Gökbuget N et al: Diagnosis, prognostic factors and assessment of 

ALL in adults: 2023 ELN recommendations from a European expert 
panel. Blood 143:1891, 2024.
Gökbuget N et al: Management of ALL in adults: 2023 ELN recom­
mendations from a European expert panel. Blood 143:1903, 2024.
Hoelzer D et al: ESMO Clinical Practice Guideline interim update on 
the use of targeted therapy in acute lymphoblastic leukaemia. Ann 
Oncol 35:15, 2024.
Prockop S, Wachter F: The current landscape: Allogeneic hemato­
poietic stem cell transplant for acute lymphoblastic leukemia. Best 
Pract Res Clin Haematol 36:101485, 2023.
Ribera J-M, Chiaretti S: Modern management options for Ph+ ALL. 
Cancers 14:4554, 2022.
Shimony S et al: Nelarabine: when and how to use in the treatment of 
T-cell acute lymphoblastic leukemia. Blood Adv 8:23, 2024.
Short N et al: Using immunotherapy and novel trial designs to 
optimise front-line therapy in adult acute lymphoblastic leukaemia: 
Breaking with the traditions of the past. Lancet Haematol 10:e382, 
2023.
CHAPTER 112
Jennifer A. Woyach, John C. Byrd

Chronic Lymphocytic 

Leukemia
Chronic Lymphocytic Leukemia 
Chronic lymphocytic leukemia (CLL) is a monoclonal proliferation of 
mature B lymphocytes defined by an absolute number of malignant 
cells in the blood (5 × 109/L). The presence of malignant B cells under 
this count in the blood without nodal, spleen, or liver involvement and 
absent cytopenias is a precursor of this disease called monoclonal B-cell 
lymphocytosis (MBL) with ~1–2% chance per year of progressing to 
overt CLL. CLL is a heterogeneous disease in terms of natural history, 
with some patients presenting asymptomatically and never requiring 
therapy, whereas most will need therapy and a small subset will pres­
ent with symptomatic disease, require multiple lines of therapy, and 
eventually die of their disease. Over the past two decades, the under­
standing of CLL origin and biology has grown exponentially, leading 
first to more refined disease definition, prognostic markers, and, subse­
quently, introduction of novel therapies that have significantly changed 
the natural history of this disease to where only a small minority will 
die from CLL. In this way, CLL has served as a prototype of a cancer 
where understanding the biologic underpinnings in absence of unified 
mutation drivers has informed therapy development. In this chapter, 
we review the epidemiology, biology, and management of CLL, with 
a focus on new knowledge that has changed and continues to change 
standards of care.
EPIDEMIOLOGY
CLL is primarily a disease of older adults, with a median age at diag­
nosis of 71 and an age-adjusted incidence of 4.6/100,000 people in the 
United States; 18,740 peoples were diagnosed and 4490 people died of 
CLL in the United States in 2023. The prevalence of CLL has increased 
over the past decades due to improvements in therapy for this disease 
and also survival of older patients from other medical ailments. In 
1980, the 5-year overall survival of patients was 70%, and this increased 
to 92% in 2015 and is likely even higher today. The male-to-female 
ratio is 2:1; however, as patients age, the ratio becomes more even, and 
over the age of 80, the incidence is equal between men and women. The 
disease is most common in Caucasians, less common in Hispanic and 
African Americans, and is rare in the Asian population.
Unlike many other malignancies, there have been no definitive links 
between CLL and exposures. Indeed, CLL is one of the only types of

leukemia not linked to radiation exposure. Agent Orange exposure has 
been implicated, and CLL is thus a service-connected condition for 
those who were exposed to Agent Orange in the Vietnam conflict, burn 
pit exposure from the Middle East conflicts, and Camp Lejune water.

CLL is one of the most familial-associated malignancies, and the 
first-degree relative of a CLL patient has an 8.5-fold elevated risk of 
developing CLL than the general population. MBL is also more com­
mon in families with two first-degree relatives having CLL, further sup­
porting a genetic predisposition of this disease. Despite this, specific 
genes conferring risk in the familial setting outside of specific families 
have been difficult to identify. In genome-wide association studies 
(GWAS), ~30 single nucleotide polymorphisms (SNPs) have been 
identified, which is estimated to account for 19% of the familial risk of 
CLL. Genes involved in apoptosis, telomere function, B-cell receptor 
(BCR) activation, and B-cell differentiation have all been implicated 
in GWAS. Variants in shelterin complex proteins involved in telomere 
maintenance such as POT1 have been identified in a small number of 
families.
BIOLOGY AND PATHOPHYSIOLOGY
■
■CELL OF ORIGIN
The cell of origin in CLL has not definitively been established. The 
morphology, immunophenotype, and gene expression pattern of CLL 
cells are that of a mature B cell (Fig. 112-1), and so it has long been 
presumed that the initiating cell is a mature lymphocyte, perhaps 
memory B cells. However, many facets of CLL biology do not support 
this idea, including antigen-binding characteristics of CLL cells and the 
presence of stereotyped BCRs. Other possibilities include a stepwise 
process including a series of transforming events at various stages of 
B-cell development, potentially including de-differentiation of more 
mature cells. The self-renewing, multipotent hematopoietic stem cell 
(HSC) might also be the originating cell of CLL, postulated based on 
transplant studies in mice showing clonal leukemic cell development 
with different characteristics from donor leukemia after transplanta­
tion of HSC from CLL patients. More work will be required to elucidate 
the origins of CLL.
PART 4
Oncology and Hematology
■
■B-CELL RECEPTOR SIGNALING IN CLL
Perhaps the most important advancement in CLL biology is the under­
standing of the role of BCR signaling in the disease. CLL has distinct 
BCR signaling as compared to normal B cells, which is characterized 
by low-level IgM expression, variable response to antigen stimulation, 
and tonic activation of antiapoptotic signaling pathways that promote 
tumor survival. CLL cells by gene expression profiling share many 
features with antigen-activated mature B cells, suggesting a role for 
activation of BCR signaling in the disease pathogenesis. Tissue-based 
microarrays have revealed upregulation of BCR pathway genes in the 
lymph nodes and bone marrow compared to the peripheral blood, 
FIGURE 112-1  Chronic lymphoid leukemia in the peripheral blood.  (From Williams 
Hematology, 7th ed, in M Lichtman et al [eds]: New York, McGraw-Hill, 2005.)

suggesting a particular importance of this pathway in microenviron­
mental homing.
Fitting with the role of BCR signaling in CLL, one of the most influ­
ential prognostic factors identified in this disease is the mutational 
status of the immunoglobulin heavy chain variable (IGHV) region. 
During normal B-cell maturation, the variable regions of the immu­
noglobulin heavy chain undergo somatic hypermutation. In CLL, 
~60% of patients have IGHV that is ≥2% mutated from germline. This 
may indicate a more mature, postgerminal center progenitor, and is 
typically associated with a more indolent disease course. Conversely, 
~40% of patients will have IGHV <2% mutated from germline, which 
is associated with more rapid progression of disease and short survival 
before the era of therapeutics that target BCR. Unfavorable biologic 
properties including enhanced telomerase activity, overexpression of 
activation-induced cytidine deaminase, increased nuclear factor-κB 
(NF-κB) activity, high-risk genomic mutations (e.g., NOTCH1, SF3B1, 
TP53, ATM), and clonal evolution are also associated with IGHV 
unmutated disease. In addition to the mutational status of IGHV, about 
30% of CLL patients express “stereotyped” BCRs, where the stereotype 
subset predicts clinical course, with subsets 1 and 2 predicting higherrisk disease.
■
■CYTOGENETIC ABNORMALITIES
Besides IGHV mutational status, recurrent cytogenetic abnormalities 
are the most robust prognostic factor clinically available in CLL. These 
abnormalities are typically identified by fluorescent in situ hybridiza­
tion (FISH) analysis; however, stimulated metaphase karyotype has a 
role as well. The most well-characterized abnormalities include del(13)
(q14.3), trisomy 12, del(11)(q22.3), and del(17)(p13.1) (Fig. 112-2). 
The presence of sole del(13)(q14.3) is associated with more indolent 
disease, prolonged survival, and good response to traditional therapies. 
Usually this abnormality is not seen on banded karyotype analysis, and 
when present on karyotype, it indicates a larger deletion involving the 
retinoblastoma gene, which negates the favorable prognosis associated 
with this marker. Trisomy 12 has a more intermediate prognosis. The 
del(11)(q23.3) results in deletion of the ATM gene and is associated 
with bulky lymphadenopathy and aggressive disease in young patients, 
with inferior prognosis, and more rapid progression to symptomatic 
disease. The del(17)(p13.1) results in loss of one allele of the tumor 
suppressor TP53 and is associated with the poorest prognosis in CLL 
with rapid disease progression, poor response to traditional thera­
pies, and shorter survival. Other abnormalities have been shown to 
be important in smaller studies but are not routinely performed at 
all centers. Finally, complex karyotype (three or more abnormalities) 
on stimulated metaphase karyotype analysis has significant adverse 
impact on time to treatment and overall survival, with data indicating 
that increasing complexity is even more deleterious to response and 
survival.
Clonal evolution, or acquisition of cytogenetic or molecular abnor­
malities, is common in CLL, especially in patients with IGHV unmu­
tated CLL. Because the cytogenetics of patients can change even in 
the absence of therapy, it is recommended that FISH, with or without 
cytogenetics, is checked before every line of therapy, mostly to evaluate 
acquisition of del(17)(p13.1).
■
■GENE MUTATIONS AND MIR ALTERATIONS
Compared with many other malignancies, the genome in CLL is rela­
tively simple, with an average CLL genome carrying ~20 nonsynony­
mous alterations and ~5 structural abnormalities. And, unlike many 
other hematologic malignancies, there is no unifying genetic lesion, 
and most recurrent genetic driving mutations exist at frequencies of 
<5%. Whole genome and whole exome sequencing have identified the 
most common mutations in CLL to be in SF3B1, NOTCH1, MYD88, 
ATM, and TP53 (Table 112-1). Most of the identified mutations in 
these genes are common among different malignancies, and with the 
exception of MYD88, they are generally identified with much higher 
frequency in IGHV unmutated disease.
NOTCH1 mutations are present in ~15% of CLL patients and are 
commonly associated with trisomy 12. Although multiple different

Patients surviving (%)

108 120 132 144 156 168
Months
No. at Risk

17p deletion
11q deletion
12q trisomy
Normal
13q deletion as sole
abnormality
FIGURE 112-2  Outcomes among CLL patients with various cytogenetic abnormalities.  (From The New England Journal of Medicine, Genomic Aberrations and Survival in Chronic 
Lymphocytic Leukemia, H Dohner et al: 343: 1910. Copyright @2000 Massachusetts Medical Society. Reprinted with permission from Massachusetts Medical Society.)
mutations are seen, most are located within the PEST (proline, glu­
tamic acid, serine, and threonine) domain and result in constitutive 
NOTCH signaling. NOTCH1 mutations have been associated with 
lower sensitivity to CD20 antibody therapy and increased risk of 
transformation to aggressive diffuse large B-cell lymphoma (DLBCL; 
Richter’s transformation), although its relevance in the era of targeted 
therapies is less clear. SF3B1 is a component of the RNA spliceosome 
and is mutated in 10–15% of CLL cases. Mutations appear to be associ­
ated with intermediate-risk disease, and functionally, SF3B1 may be 
important in the response to DNA damage.
Mutations of the tumor suppressor TP53 are found in ~5% of CLLs 
in previously untreated early-stage disease and up to 40% in later stages. 
TABLE 112-1  Recurrent Mutations in CLL
GENE
FREQUENCY OF MUTATIONS (%)
SF3B1
8–14
TP53
5–13
NOTCH1
10–13
MYD88
4–8
ATM
8–11
BIRC3
<5
XPO1
<5
FBXW7
<5
POT1
<5
BRAF
<5
EGR2
<5
IKZF3
<5
Abbreviation: CLL, chronic lymphocytic leukemia.

17p deletion
11q deletion
12q trisomy
Normal
13q deletion as
sole abnormality
CHAPTER 112

Chronic Lymphocytic Leukemia 

Seventy percent of the time, these mutations coexist with del(17)(p13.1), 
effectively eliminating TP53 function. As expected, and consistent with 
other malignancies, TP53 mutations are associated with a poor prognosis 
and expected lack of response to DNA-damaging therapies.
ATM mutations, which are heterogeneous and occur throughout the 
gene, occur in 10–15% of CLL patients. ATM mutations often coexist 
with del(11)(q22.3), eliminating ATM on the alternate allele. Similar to 
TP53, mutations in ATM tend to result in impaired response to DNA 
damage, which can reduce responsiveness to chemotherapy.
In contrast to the aforementioned mutations, those in MYD88 tend 
to occur in IGHV-mutated CLL and be associated with a more indolent 
prognosis. This gene is involved in Toll-like receptor signaling, and the 
most common mutation, L265P, results in constitutive activation and 
NF-κB activity.
Along with abnormalities in coding genes, it has become appar­
ent that noncoding genes such as microRNAs are recurrently altered 
in CLL. The most common cytogenetic abnormality, del(13)(q14.3), 
results in loss of the miR15/16 cluster, which is important in the patho­
genesis of CLL. In normal cells, miR15A/miR16A inhibits antiapop­
totic gene expression (including BCL2, CCND1, CCND3, and CDK6), 
and this specific deletion allows for overexpression of these genes and 
thus increased cell survival. Loss of other miR expression such as miR181a leads to overexpression of proteins such as the antiapoptotic genes 
MCL1 and TCL1. Overexpression of miR-155, an onco-miR associated 
with B-cell transformation, has also been documented in the majority 
of CLL patients.
■
■IMMUNOLOGY
CLL is characterized by dysregulation of the normal immune system in 
addition to the malignant immune cells. Besides numerical abnormali­
ties due to bone marrow dysfunction, even in the early stages of disease, 
there are skewed ratios of immune cells and functional abnormalities.

Innate immune system defects associated with CLL include reduced 
complement proteins and activity, qualitative neutrophil defects, and 
functional defects of natural killer cells.

More focus has been placed on the impairments in the adaptive 
immune system in this disease. Within the CD4+ T-cell compartment, 
a qualitative defect is noted similar to chronic antigen stimulation 
inducing a phenotype of T-cell exhaustion typical of what is seen in 
chronic viral infections such as hepatitis. This has been demonstrated 
to lead to impaired T-cell cytotoxic capacity and reduced proliferative 
ability. Additionally, there are physical changes in the T-cell cytoskel­
eton that cause impaired immune synapse formation with antigen 
presenting cells. In addition to a lack of capacity to respond to patho­
gens, the T-cell defect in CLL also likely leads to tumor cell tolerance. 
During the course of the disease, the polarization of the CD4+ T cells 
shifts from a Th1 (cytotoxic) phenotype to a Th2 phenotype, which 
leads to expansion of immunosuppressive cytokines such as interleukin 
(IL) 10. Additionally, in the later stage of disease, T regulatory cells are 
expanded, which contributes to an immunosuppressive phenotype.
Other components of the immune microenvironment are altered as 
well to form a more supportive environment for the malignant cells. 
M2 monocytes have been shown to differentiate into a type of tumorassociated macrophage known as a nurse-like cell in CLL. These cells 
promote survival by secreting chemokines and cytokines that increase 
migration and activation.
PART 4
Oncology and Hematology
The humoral immune system in CLL is also dysregulated, as is 
expected for a malignancy that results in very few normal B cells. 
Hypogammaglobulinemia is very common and affects all subclasses of 
immunoglobulins, occurring in ~85% of patients at some time in their 
disease course, and is more common as disease progresses. A correla­
tion between low IgG and IgA and infection risk has been established, 
but isolated IgM reduction does not seem to be associated with excess 
infection risk. Also, CLL cells can secrete monoclonal IgM or IgG in a 
small number of cases, and this can correlate with disease progression.
CLINICAL PRESENTATION AND DIAGNOSIS 
OF CLL
■
■CLINICAL PRESENTATION AND DIAGNOSIS
The presentation of CLL most commonly occurs as an incidental 
diagnosis made at the time of medical evaluation for another cause. In 
this regard, CLL is most commonly diagnosed on routine blood work 
demonstrating an elevated lymphocyte count in asymptomatic indi­
viduals, although some patients present with symptoms and require 
early therapy. When noting either an elevated total white blood cell 
(WBC) count with lymphocytic predominance or a normal WBC with 
a differential showing a lymphocytosis, the next step is to perform 
flow cytometry on the peripheral blood. In CLL, this will reveal the 
typical immunophenotype that includes the typical B-cell markers 
CD19, CD20, CD22, CD23, CD200, the T-cell marker CD5 (CD5 is 
also expressed on the B1 subset of B cells that typically has unmutated 
immunoglobulin and responds to antigens independent of cognate 
T-cell help), and dim surface immunoglobulin of either kappa or 
lambda type (Table 112-2). Atypical phenotypes can be seen as well 
and usually can be differentiated on the basis of morphology, cytoge­
netics, or clinical presentation. In cases in which the clonal B-cell count 
based on flow cytometry is ≥5 × 109/L, no further workup is needed to 
confirm the diagnosis of CLL.
Some patients will present with a small clonal proliferation of CLL 
cells in the peripheral blood but will also have lymphadenopathy or 
TABLE 112-2  Typical Immunophenotype of CLL Compared with Other B-Cell Malignancies
DISEASE
CD5
CD10
CD19
CD20
CD23
CYCLIN D1
SURFACE IG
CLL
+
−
+
+ (dim)
+
−
+ (dim)
Mantle cell lymphoma
+
−
+
+ (mod/bright)
−
+
+ (mod/bright)
Marginal zone lymphoma
−/+
−
+
+ (mod/bright)
−/+
−
+ (mod/bright)
Follicular lymphoma
−
+
+
+
+
−
 
Abbreviation: CLL, chronic lymphocytic leukemia.

splenomegaly. In these cases, the likely diagnosis is small lymphocytic 
lymphoma (SLL), a semantic designation from CLL that denotes a pri­
marily tissue-based disease rather than bone marrow/blood-based dis­
ease. The genetic and molecular features of SLL are identical to those of 
CLL. The retention of the cells in tissues may be related to the expres­
sion of a particular adhesion molecule. Thus, SLL patients are managed 
identically to CLL patients, and often in the later stages of disease, these 
patients will have blood and bone marrow involvement as well.
MONOCLONAL B-CELL LYMPHOCYTOSIS
Patients who do not meet the diagnostic criteria for CLL based on 
quantification of clonal B cells in the peripheral blood and who do 
not have associated signs of CLL including lymphadenopathy, organo­
megaly, or cytopenias have a disorder known as monoclonal B-cell 
lymphocytosis (MBL), which is now thought to precede every case of 
CLL. Analogous to monoclonal gammopathy of uncertain significance 
(MGUS) in myeloma, not all MBL progresses to CLL. MBL is initially 
characterized by a CLL-like immunophenotype in ~75% of cases but 
can also be atypical (CD23 negative or bright CD20) or CD5 negative. 
More relevant for prognosis is characterization by count, with lowcount MBL defining patients with <0.5 × 109 clonal B cells/L and highcount MBL defining patients with >0.5 × 109 but <5 × 109/L. Patients 
with low-count MBL have a negligible rate of progression to CLL, 
whereas those with high count progress to overt CLL at a rate of 1–2% 
per year, warranting continued monitoring. Population-based stud­
ies have estimated the prevalence of MBL up to ~12% in the general 
population, where it is most common in elderly men. It is especially 
common in first-degree relatives of CLL patients, where the frequency 
is ~18%.
Although the risk of MBL progression is relatively low, it has 
become apparent that patients still experience complications that sug­
gest an immune dysfunction in MBL that is similar to that seen with 
CLL. Rates of serious infections requiring hospitalization appear to be 
significantly increased in MBL, similar to the rates seen in CLL. In a 
case-control study, patients with MBL had a 16% chance of hospitaliza­
tion over a 4-year time period, compared with 18.4% in patients with 
newly diagnosed CLL. Secondary cancers also appear to be increased 
in MBL. These data suggest that monitoring for patients with MBL 
should focus on vaccinations and age-appropriate cancer screening, as 
the probability of complications appears to be higher than the risk of 
progression in most of these patients. Follow-up for patients with MBL 
can occur with the primary care physician as this does not represent a 
malignancy, whereas CLL is mostly co-managed with both a primary 
care physician and a hematologist.
COMPLICATIONS OF CLL
A significant amount of morbidity and mortality related to CLL is due 
to complications of the disease. In general, complications besides dis­
ease progression include infections, secondary cancers, autoimmune 
complications, and transformation to a more aggressive clonally related 
lymphoma.
■
■INFECTIONS
Infections are a leading cause of both disease-related morbidity and 
death in patients with CLL, with ~30–50% of deaths in CLL patient 
attributed to infection. Owing to the immune dysfunction associ­
ated with the disease, patients are at risk for both typical and atypical 
infections. Besides this baseline risk of infections, most CLL therapies, 
even targeted therapies, can increase infection risk. Viral prophylaxis

is also indicated for many patients when therapy is initiated (even with 
targeted agents) and for patients with a history of varicella-zoster to 
diminish reactivation and morbidity from this virus.
Because of the abnormalities in cellular and humoral immunity, 
vaccine responses in CLL are limited in many patients, especially in 
the later stages of disease. In one study, one dose of 13-valent pneu­
mococcal vaccine produced an adequate immune response in only 
58% of patients compared with 100% in age-matched controls. Vaccine 
efficacy can be improved in CLL patients by repeated booster vaccina­
tions, vaccine adjuvants, and protein conjugation. Despite the known 
limitations, vaccination against influenza, COVID-19, varicella-zoster, 
pneumococcal pneumonia (Prevnar 20), and respiratory syncytial 
virus is recommended in CLL. The recombinant zoster vaccine has 
approximately a 60% response in previously untreated CLL, is safe, 
and should be considered for this patient group. Efficacy of the newer 
20-valent pneumococcal vaccine in patients with CLL has not yet been 
reported. In contrast, live vaccines should be avoided in the setting of 
CLL because of the small risk of viral reactivation with an immuno­
compromised host.
Vaccine effectiveness in terms of humoral response is also decreased 
by most CLL therapies, although this can be overcome in some cases by 
booster vaccinations. When possible, receiving vaccinations before the 
initiation of therapy is recommended.
As discussed earlier, hypogammaglobulinemia is common in CLL 
and can be associated with significant risk for infections, primarily of 
mucocutaneous etiology such as sinusitis and bronchitis. In addition, 
women can have frequent urinary tract infections. While administra­
tion of prophylactic intravenous immunoglobulin (IVIg) has not been 
shown to improve survival, it has been shown to reduce the number 
of minor or moderate bacterial infections, and thus is indicated in 
patients with hypogammaglobulinemia who suffer from recurrent 
infections or have pulmonary bronchiectasis. It is also our practice 
to administer at least one dose of immunoglobulin to CLL patients 
who develop influenza with coexisting hypogammaglobulinemia to 
diminish risk of postinfluenza pneumococcal pneumonia. IVIg is also 
indicated in patients who have been hospitalized for a serious infection 
and in those whose IgG level is <300–500 mg/dL.
■
■SECONDARY MALIGNANCIES
Multiple population-based studies have shown that patients with 
CLL are at an elevated risk of developing other cancers, with a rate 
up to three times that of the general population, even in the absence 
of cytotoxic chemotherapy. The most common types of cancers seen 
in CLL are skin, prostate, and breast cancers, although other cancers 
are seen as well. Skin cancers are particularly common, with a rate 
of 8- to 15-fold higher than the general population, and may behave 
more aggressively. All CLL patients should be counseled on the use 
of sunscreen while outdoors and should undergo preventative skin 
examinations at least yearly.
In one single-center study, older age at CLL diagnosis, male sex, 
high β2-microglobulin, high lactate dehydrogenase (LDH), and chronic 
kidney disease were associated with excess risk of other cancers; other 
CLL-specific risk factors have not shown association with other cancer 
risk.
While cancer risk is higher, there are no specific recommendations 
for increased cancer screening in CLL patients. Age- and sex-appro­
priate screenings should be recommended. In addition, we extend 
screening beyond age 70–75 years for CLL patients based on the higher 
frequency of cancers.
Conflicting data exist regarding the risk of cancers after CLL-specific 
therapy. Chemoimmunotherapy, in particular alkylator-containing 
regimens, seems to be associated with an increased risk for second­
ary cancers. Secondary cancers are also seen in the setting of targeted 
therapies. Bruton tyrosine kinase (BTK) inhibitors appear to have a 
secondary cancer risk similar to what is seen in the CLL population 
in general, but potentially a higher rate of nonmelanoma skin cancers. 
Compared with chemoimmunotherapy, venetoclax plus obinutuzumab 
has been associated with a numerically but not statistically higher rate 
of secondary cancers at follow-up of 6 years.

■
■AUTOIMMUNE COMPLICATIONS
Autoimmune complications are frequent in CLL. Most commonly, 
these include autoimmune cytopenias, but autoimmune complications 
of other organs including glomerulonephritis, vasculitis, and neu­
ropathies have also been reported. Of the autoimmune cytopenias, the 
most common is autoimmune hemolytic anemia (AIHA), which is an 
antibody-mediated destruction of autologous red blood cells (RBCs). 
Second most common is immune thrombocytopenia (ITP), which 
shares some features with AIHA and has a similar mechanism targeting 
platelets. These two syndromes may occur in isolation, sequentially in 
the same patient, or present in combination as Evan’s syndrome. Pure 
red cell aplasia (PRCA) and autoimmune granulocytopenia (AIG) are 
comparatively rare and can occur alone or in combination with other 
autoimmune cytopenias. It is difficult to tease out whether autoim­
mune cytopenias lead to worse prognosis in CLL because of various 
complicating factors. However, it is clear that these can lead to sig­
nificant morbidity, both due to the process itself and due to therapies 
required for management.

AIHA usually presents as an isolated anemia with an elevated reticu­
locyte count and features of hemolysis including elevated bilirubin and 
LDH and low haptoglobin. Detection of a warm IgG antibody on the 
surface of RBCs with a Coombs test can help solidify the diagnosis, 
although Coombs-negative cases can occur. Immediate therapy is 
almost always necessary and consists of transfusion and immunosup­
pression. Glucocorticoids are often used for initial therapy, although in 
most cases, additional treatment is needed due to either poor response 
or recurrence with taper of steroid dosing. Rituximab can be success­
ful, and therapy directed toward the underlying CLL is often effective 
in more resistant cases. Transfusion of blood in cases of robust AIHA 
must be initiated with caution as transfusion reactions can be seen due 
to poorly matched blood, but it should be pursued in those with severe, 
symptomatic anemia. Death from uncontrolled AIHA can occur in the 
absence of appropriate supportive care.
CHAPTER 112
Chronic Lymphocytic Leukemia 
ITP can be more difficult to diagnose, as it may be difficult to dif­
ferentiate from progression of disease due to the lack of laboratory 
tests that identify platelet destruction from this mechanism. Signs that 
point toward ITP include isolated thrombocytopenia and rapid decline 
in platelet levels in the absence of an alternative etiology. A bone mar­
row biopsy showing normal or increased megakaryocytes can be used 
to confirm the diagnosis but is often not necessary. In CLL, treatment 
for ITP is usually instituted when platelet levels drop to 20,000–30,000 
or if there is evidence of bleeding complications or need for invasive 
procedures. Like AIHA, initial therapy consists of glucocorticoids and 
IVIg, with rituximab also being an effective method to induce longterm remissions. Also, the thrombopoietin receptor agonists romip­
lostim and eltrombopag are effective in secondary ITP. In many cases, 
ITP can be successfully treated without treating the underlying CLL. 
In cases in which anemia or thrombocytopenia appear, it is impor­
tant to investigate the mechanism because the approach to therapy of 
autoimmune cytopenias in CLL differs from that for cytopenias due to 
marrow replacement.
■
■RICHTER’S TRANSFORMATION
One of the most devastating complications of CLL is Richter’s trans­
formation, transformation of CLL to an aggressive lymphoma, most 
commonly DLBCL. The World Health Organization also recognizes 
Hodgkin’s lymphoma (HL) as a variant of Richter’s transforma­
tion; other aggressive lymphomas are rarely identified. Some older 
series have included prolymphocytic transformation in this category, 
although this has much less prognostic impact on long-term outcome. 
The prevalence of Richter’s transformation is difficult to estimate based 
on previous studies, but one prospective observational study estimated 
a rate of 0.5% per year for DLBCL and 0.05% per year for HL. Risk 
factors for development include bulky lymphadenopathy, NOTCH1 
mutations, del(17)(p13.1), and a specific stereotyped IGVH usage. 
Lymphomas arising in the setting of CLL can either be clonally related 
or unrelated to the initial CLL, with prognosis significantly better for 
clonally unrelated lymphomas. In addition, patients with Hodgkin’s 
transformation have improved outcome when treated with standard

Hodgkin’s disease treatment. B-cell prolymphocytic leukemia (PLL) 
arising from CLL is currently classified as Richter’s transformation as 
well; however, clinical features and therapy are quite different, so these 
two should be differentiated for therapeutic purposes.

Clinical signs of Richter’s transformation include rapid progression 
in adenopathy, often in a specific area, and constitutional symptoms 
including fatigue, night sweats, fever, and weight loss. LDH is usually 
high. In suspected cases, the first step is 18FDG-PET/CT (fluorode­
oxyglucose–positron emission tomography combined with computed 
tomography) scan to localize an area for biopsy. Standardized uptake 
values (SUVs) <5 are consistent with CLL and can rule out Richter’s 
transformation in many cases. SUVs >5 are suspicious for Richter’s 
transformation, with SUVs ≥10 being very concerning. Excisional 
biopsy is the preferred mode of diagnosis, and fine-needle aspiration 
should be discouraged.
Therapy for DLBCL Richter’s transformation usually involves com­
bination chemoimmunotherapy. Outcomes are poor, with median 
survivals of 6–16 months in most series for clonally related Richter’s 
versus ~5 years for clonally unrelated. This highlights an area of unmet 
need in CLL therapy and an area of active investigation. Intensive 
chemotherapy is ineffective for most patients and results in significant 
toxicity. For fit patients who achieve a response with therapy, stem 
cell transplantation has the possibility to induce long-term remissions 
and should be explored. In addition, chimeric antigen receptor (CAR) 
T-cell (CAR-T) therapy has shown promising results in small groups 
of patients and remains an area of active clinical investigation. Limited 
data using bispecific antibodies are also encouraging. Patients with 
Hodgkin’s disease can be treated according to the algorithm for this 
disease, with many individuals being cured.
PART 4
Oncology and Hematology
WORKUP OF CLL AND APPROACH TO 
THERAPY
■
■WORKUP AND STAGING
Workup of a patient with new diagnosis of CLL based on typical 
immunophenotyping includes a detailed history of infectious disease; 
family history of CLL; and careful physical examination with attention 
to the lymph nodes, spleen, and liver. In patients desiring to know the 
expected natural history of their CLL, prognostic testing using FISH 
and stimulated karyotype and sequencing for TP53 and IGHV muta­
tion status can be performed. Imaging with CT scan is usually not 
necessary unless there are symptoms and concern for intraabdominal 
nodes out of proportion to peripheral nodes. Bone marrow biopsy is 
not undertaken until therapy is initiated, except in cases of unexplained 
cytopenias.
■
■STAGING
There are two widely used staging systems in CLL: The Rai staging 
system is used more commonly in the United States, whereas the Binet 
system is more commonly used in Europe. Both characterize CLL on 
the basis of disease bulk and marrow failure (Table 112-3). Both rely 
on physical examination and laboratory studies and do not require 
TABLE 112-3  Staging of CLL
Rai Staging System
Low risk (stage 0)
Lymphocytosis only
Intermediate risk (stage I/II)
Lymphocytosis with lymphadenopathy, with or 
without splenomegaly or hepatomegaly
High risk (stage III/IV)
Lymphocytosis with anemia or thrombocytopenia 
due to bone marrow involvement
Binet Staging System
A
<3 areas of lymphadenopathy
B
≥3 areas of lymphadenopathy
C
Hemoglobin ≤10 g/dL and/or platelets <100,000/μL
Abbreviation: CLL, chronic lymphocytic leukemia.

TABLE 112-4  CLL International Prognostic Index
Risk Score
 
 
VARIABLE
ADVERSE FACTOR
RISK SCORE
TP53 status
Deleted or mutated

IGHV mutational status
Unmutated

>3.5 mg/L

β2-Microglobulin 
concentration
Clinical stage
Rai I–IV or Binet B–C

Age
>65 years

Implications of Risk Score  
5-YEAR SURVIVAL 
(TRAINING SET DATA)
RISK SCORE
RISK CLASSIFICATION
0-1
Low
93.2%
2-3
Intermediate
79.3%
4-6
High
63.3%
7-10
Very high
23.3%
imaging or bone marrow analysis. While the initial staging systems 
could reliably predict survival in CLL, with the changes in therapy 
since the original description of the stages, the impact of initial stage 
on survival is not as clear. Cytogenetic and genomic testing can help 
refine outcome of these staging tests. An international collaboration 
integrated both clinical and genomic staging to better predict outcome 
at diagnosis and time of initial treatment, which led to development of 
the CLL International Prognostic Index (Table 112-4). This index has 
been shown to be useful in prediction of both time to first treatment 
and outcome with chemoimmunotherapy. Validation in the setting of 
novel targeted therapies has not occurred.
■
■CRITERIA FOR THE INITIATION OF THERAPY
Currently, a watchful waiting strategy is used for most patients with 
CLL, with therapy reserved for patients with symptomatic disease. 
This recommendation is based on multiple trials showing no survival 
advantage with earlier therapy, although this question continues to be 
a focus of active investigation.
With the exception of patients participating in early intervention 
studies in CLL, disease-related symptoms that require the initiation of 
therapy are outlined in Table 112-5. Except for the rare patient who 
presents with disease requiring urgent therapy, in most cases, these 
symptoms can be monitored over short periods to determine related­
ness to CLL and need for therapy.
■
■INITIAL THERAPY FOR CLL
Over the past decade, the initial therapy of CLL has dramatically 
changed. Whereas chemoimmunotherapy was once standard for all 
patients, now most patients are treated with oral therapies targeted 
TABLE 112-5  Criteria for the Initiation of Therapy
Symptoms Indicating Need for Therapy in CLL
Evidence of progressive marrow failure (worsening of anemia or 
thrombocytopenia not due to autoimmune destruction)
Massive (≥6 cm below costal margin), progressive, or symptomatic splenomegaly
Massive (≥10 cm), progressive, or symptomatic lymphadenopathy
Progressive lymphocytosis with an increase of ≥50% over a 2-month period or 
lymphocyte doubling time <6 months
Autoimmune anemia or thrombocytopenia not responsive to standard therapy
Symptomatic or functional extranodal involvement
Constitutional symptoms (one or more of the following: unintentional weight loss 
≥10% over 6 months, significant fatigue, fevers ≥100.5°F for 2+ weeks without 
infection, night sweats for >1 month without infection)
Abbreviation: CLL, chronic lymphocytic leukemia.

against BTK or BCL2 with an anti-CD20 monoclonal antibody. This 
continues to be an area of active investigation, with standards of care 
shifting rapidly. The major classes of these therapies will be outlined 
here.
BTK Inhibitors 
BTK is an attractive target in CLL because, 
unlike other kinases in the BCR pathway, BTK does not have natu­
ral redundancy and is relatively selective for B cells, so inhibition 
leads to a predominant B-cell–specific phenotype. The first-in-class 
covalent BTK inhibitor is ibrutinib, which is relatively selective for 
BTK but also inhibits a number of structurally similar kinases. As 
initial therapy, ibrutinib was initially compared with chlorambucil 
(RESONATE study), and there was an 84% lower risk of progression 
or death with ibrutinib, with 59% of ibrutinib-treated patients alive 
and progression-free at 7 years. Subsequent studies have compared 
ibrutinib alone or with the anti-CD20 antibody rituximab to standard 
chemoimmunotherapy with fludarabine plus cyclophosphamide plus 
rituximab (FCR) or bendamustine plus rituximab (BR) and shown 
superiority of targeted therapy to chemoimmunotherapy. Ibrutinib 
also has immune modulatory roles to expand and also enhance T-cell 
function that may improve CAR-T efficacy. Side effects noted to occur 
with this class of agents include arthralgias/myalgias, rash, diarrhea, 
dyspepsia, bruising/bleeding (particularly when on antiplatelet/antico­
agulation therapy or with surgery), hypertension, atrial fibrillation, and 
ventricular arrhythmias.
Two second-generation covalent BTK inhibitors, acalabrutinib and 
zanubrutinib, were developed to be more specific for BTK than ibruti­
nib and consequentially show better tolerability. Two trials performed 
in relapsed/refractory CLL have positioned acalabrutinib and zanubru­
tinib as preferred BTK inhibitors compared with ibrutinib. Acalabru­
tinib was compared head-to-head with ibrutinib in previously treated 
patients with high-risk relapsed CLL in the ELEVATE-RR trial. Acala­
brutinib was shown to be noninferior to ibrutinib in terms of efficacy 
and to have lower rates of atrial fibrillation, hypertension, myalgias/
arthralgias, bruising, and skin and nail changes than reported with 
ibrutinib. Zanubrutinib was compared head-to-head with ibrutinib in 
the ALPINE trial, which enrolled patients with relapsed CLL without 
regard to risk status. In this study, zanubrutinib was shown to be supe­
rior to ibrutinib in terms of overall response rate and progression-free 
survival (PFS). Zanubrutinib was also associated with lower rates of 
atrial fibrillation but similar rates of other adverse events.
Because acalabrutinib and zanubrutinib are newer, follow-up is 
shorter than with ibrutinib, but all three covalent BTK inhibitors 
appear to be similarly active in the frontline setting. Acalabrutinib was 
studied in the treatment-naïve setting in the ELEVATE-TN trial, where 
acalabrutinib resulted in a 6-year PFS of 62% and acalabrutinib given 
with obinutuzumab resulted in a 4-year PFS of 78%. Zanubrutinib was 
studied in treatment-naïve CLL in the SEQUOIA study, where 2-year 
PFS was 85.5% for patients treated with zanubrutinib.
Importantly, with the follow-up that is available from frontline 
studies of covalent BTK inhibitors in CLL, traditional prognostic fac­
tors, including IGHV mutational status and FISH, have less impact on 
outcome. Indeed, age and performance status were the only variables 
that predicted survival in the ELEVATE-TN trial.
BCL2 Inhibitor 
Venetoclax is an orally bioavailable, selective 
allosteric inhibitor of the antiapoptotic protein BCL2, which is upregu­
lated in CLL. Similar to the BTK inhibitors, phase 3 trials support the 
frontline use of venetoclax in combination with obinutuzumab (VO) 
compared with chemoimmunotherapy. The CLL14 study compared 
VO versus chlorambucil plus obinutuzumab in previously untreated 
patients with coexisting medical conditions. Unlike BTK inhibitors, 
which are continuously administered until disease progression, VO 
treatment is administered for a fixed duration of 1 year. Median PFS 
for VO was 76.2 months, compared with 36.4 months for patients 
treated with chlorambucil plus obinutuzumab. The CLL13/GAIA trial 
also studied VO, as well as VO plus ibrutinib (IVO) and venetoclax 
plus rituximab (VR), compared with effective chemoimmunotherapy 

regimens (FCR for younger patients and BR for older patients) in fit 
patients. At 4 years, VO and IVO showed superior PFS compared with 
chemoimmunotherapy (81.8% and 85.5%, respectively, vs 77.2%), but 
VR was not superior to chemoimmunotherapy. Side effects associated 
with venetoclax include tumor lysis syndrome, neutropenia, and nau­
sea/vomiting/diarrhea. Importantly, genomic risk features including 
IGHV mutational status and FISH/cytogenetics appear to be more 
relevant to PFS with fixed-duration VO therapy as compared with 
indefinite BTK inhibitor therapy.

Targeted Therapy Combinations 
Due to synergy between BTK 
and BCL2 inhibition, there has been considerable interest in studies 
combining agents with these two mechanisms to allow for fixedduration therapies. As described earlier, 1-year fixed-duration IVO was 
shown to be superior to chemoimmunotherapy in previously untreated 
fit patients in the CLL13/GAIA study. The GLOW study is a registra­
tion trial comparing ibrutinib plus venetoclax (IV) to chemoimmuno­
therapy in previously untreated older or unfit patients. In this trial with 
1 year of IV, 42-month PFS was 74.6% for IV compared with 24.8% for 
chlorambucil plus obinutuzumab. Although this study led to regulatory 
approval of IV in Europe, it is not approved by the U.S. Food and Drug 
Administration (FDA). It is not yet clear whether IV or IVO is a more 
effective therapy than the other fixed-duration standard, VO. Current 
studies are also using more selective inhibitors of BTK in an attempt to 
improve efficacy and safety of these combinations.
CHAPTER 112
Chemoimmunotherapy 
For the most part, targeted therapy 
has supplanted chemoimmunotherapy in CLL. However, long-term 
follow-up of studies of FCR has demonstrated that a subset of patients 
treated with this regimen can have durable responses over 20 years, 
with a likely cure of CLL. This group is composed almost exclusively 
of patients with mutated IGVH and favorable cytogenetics. However, 
despite the efficacy of this regimen, short- and long-term toxicities 
limit its adaptability to many patients with IGHV-mutated disease. 
Short-term toxicities are mostly related to myelosuppression and 
include neutropenia and infection. Long-term cytopenias are less com­
mon, but they do occur. Also, there is about a 3–5% risk of therapyrelated myeloid neoplasm with this regimen that is almost always fatal. 
In the E1912 study of FCR versus ibrutinib plus rituximab (IR), at 
follow-up, there was no difference in PFS or overall survival between 
FCR and IR for patients with mutated IGHV, suggesting that a place for 
this regimen may remain in clinical practice. In addition, current stud­
ies are focused on limiting chemotherapy and/or adding novel agents 
in efforts to achieve cure but limit toxicity.
Chronic Lymphocytic Leukemia 
■
■THERAPY OF RELAPSED CLL
Currently, the mainstays of treatment for relapsed CLL are the same 
classes as initial therapy, and the choice of second-line therapy is heav­
ily dependent on the agent that was used in the frontline setting. The 
optimal sequencing of targeted agents in CLL has not been established; 
however, the available data suggest that the sequence of either BTK 
inhibitor and then BCL2 inhibitor and the reverse are both accept­
able. In addition, some patients treated initially with venetoclax-based 
regimens can likely be successfully retreated with venetoclax. In a trial 
of venetoclax for patients who had relapsed after ibrutinib therapy, 
overall response rate (ORR) was 65%, with a median PFS of ~2 years, 
in a very heavily pretreated patient population. Retrospective data of a 
BTK inhibitor given after venetoclax suggest that this sequence is also 
effective, with an ORR of 84% and median PFS of 32 months. PI3K 
inhibitors also have activity in relapsed CLL; however, activity follow­
ing both BTK and BCL2 inhibitors is likely minimal. In addition, many 
new agents are in development in CLL, including novel oral targeted 
therapies, antibodies, and immune-based treatments.
Noncovalent Inhibitors of BTK 
Despite the activity of covalent 
BTK inhibitors in CLL, a subset of patients will eventually relapse, and 
the primary mechanism of acquired resistance to ibrutinib, acalabru­
tinib, and zanubrutinib is acquisition of a mutation at the binding site 
of the drug (predominantly BTK C481S). Noncovalent BTK inhibitors

TABLE 112-6  Response Criteria in CLL
LYMPHOCYTE 
COUNT
LYMPH NODESa
SPLEEN/LIVER SIZEb
BONE MARROWc
PERIPHERAL BLOOD COUNTS
 
CR
<4000/μL
None >1.5 cm
Not palpable
Normocellular, <30% 
lymphocytes, no B 
lymphoid nodules
PR
Decrease ≥50% 
from baseline
Decrease ≥50% from 
baseline
Decrease ≥50% from 
baseline
Stable disease
Not meeting CR/
PR/PD criteria
Not meeting CR/PR/
PD criteria
Not meeting CR/PR/PD 
criteria
PD
Increase ≥50%
Increase ≥50%
Increase ≥50%
 
• Platelet count ≤50% of baseline due to CLL
• Hemoglobin decrease >2 g/dL due to CLL
aRefers to sum of the products of multiple lymph nodes evaluated by CT scan. bBased on physical examination. cBone marrow only required to confirm CR.
Abbreviations: CLL, chronic lymphocytic leukemia; CR, complete response; PD, progressive disease; PR, partial response.
have been developed to overcome this resistance mechanism by bind­
ing both reversibly and to alternative sites on BTK. Pirtobrutinib is 
the first in class of these agents and is an extremely selective inhibitor 
of BTK that has achieved accelerated approval by the U.S. FDA for 
use in patients who have been previously treated with both BTK and 
BCL2 inhibitors. This is based on the BRUIN study, where an overall 
response rate of 82.2% and median PFS of 19.6 months were seen in a 
heavily pretreated high-risk group of patients, with equivalent efficacy 
noted for patients with C481S mutations in BTK.
PART 4
Oncology and Hematology
Immune Therapies 
Immune therapies in CLL are currently 
focused in the relapsed setting and include allogenic stem cell trans­
plantation, CAR-T therapy, and bispecific antibodies.
Stem cell transplantation is a curative approach to CLL. Because 
most CLL patients are older and many have significant comorbidities, 
myeloablative transplants incur extensive morbidity and mortality, 
making them prohibitive in many individuals. Reduced-intensity 
conditioning (RIC) allogeneic transplants have been successfully incor­
porated into the treatment of patients up to ~75 years in age but still 
have a ≥50% frequency of chronic graft-versus-host disease. This is still 
considered a standard treatment in CLL but has fallen out of favor with 
the introduction of well-tolerated novel agents, as well as clinical trials 
of CAR-T therapy. CD19 CAR-T trials have not been as successful in 
CLL as they have in other B-cell malignancies, due to the immunosup­
pression associated with the disease. The most robust data have come 
with lisocabtagene maraleucel (liso-cel), where in the TRANSCEND 
CLL 004 trial, the ORR was 43%, with a median PFS of 11.9 months 
in patients previously treated with BTK inhibitors and venetoclax. 
Many current trials are focused on optimizing CD19 CAR-T by add­
ing agents such as BTK inhibitors or PI3K inhibitors or modifying the 
CAR-T structure, and other studies are testing different targets outside 
of CD19. This area remains a focus of intense investigation in CLL.
■
■ASSESSING RESPONSE TO THERAPY AND 
MINIMAL RESIDUAL DISEASE IN CLL
Following the completion of therapy or during therapy for indefinite 
targeted agents, response is initially assessed using physical exami­
nation and laboratory studies (Table 112-6). If residual disease is 
not detected using these methodologies, CT scans are used to assess 
response. Bone marrow biopsies with flow cytometry are indicated if 
no disease is detected to confirm CR.
It has been established in various malignancies that complete 
tumor eradication is associated with longer survival. In CLL, if no 
malignant cells can be detected in the bone marrow down to a level 
of 1 CLL cell in 104 leukocytes (0.01%), the patient is said to be 
negative for minimal residual disease (MRD). Following combination 

• Platelet count >100,000/μL
• Hemoglobin >11 g/dL
• Neutrophils >1500/μL
Infiltrate ≤50% of baseline
One of the following:
• Platelet count >100,000/μL or ≥50% from baseline
• Hemoglobin >11 g/dL or ≥50% from baseline
• Neutrophils >1500/μL or ≥50% from baseline
Not meeting CR/PR/PD 
criteria
Not meeting CR/PR/PD criteria
chemoimmunotherapy, eradication of MRD correlates with long-term 
survival and potentially cure in a subset of patients receiving FCR 
chemoimmunotherapy. Undetectable MRD in blood or bone mar­
row is also associated with improvement in PFS in venetoclax-based 
regimens. However, eradication of MRD has not been shown to be 
a meaningful endpoint with BTK inhibitors as monotherapy. Higher 
sensitivity of 1 CLL in 106 leukocytes (0.0001%) can be obtained using 
next-generation sequencing methods such as ClonoSeq. Treatment of 
MRD-relapsing CLL is being explored as part of clinical trials.
■
■CONCLUSION
CLL is treated only when it becomes symptomatic. At the time of ther­
apy, FCR chemoimmunotherapy in a small subset of young patients 
with very good risk CLL is potentially curative. In the majority of 
patients with symptomatic CLL, targeted therapy directed at BTK and/
or BCL2 can produce durable remissions and allow patients many years 
of disease-free survival.
■
■FURTHER READING
Brown JR et al: Zanubrutinib or ibrutinib in relapsed or refractory 
chronic lymphocytic leukemia. N Engl J Med 388:319, 2023.
Byrd JC et al: Acalabrutinib versus ibrutinib in previously treated 
chronic lymphocytic leukemia: Results of the first randomized phase 
III trial. J Clin Oncol 39:3441, 2021.
Fischer K et al: Venetoclax and obinutuzumab in patients with CLL 
and coexisting conditions. N Engl J Med 380:2225, 2019.
Hallek M et al: iwCLL guidelines for diagnosis, indications for treat­
ment, response assessment, and supportive management of CLL. 
Blood 131:2745, 2018.
Landau DA et al: Evolution and impact of subclonal mutations in 
chronic lymphocytic leukemia. Cell 152:714, 2013.
Mato AR et al: Pirtobrutinib after a covalent BTK inhibitor in chronic 
lymphocytic leukemia. N Engl J Med 389:33, 2023.
Puente XS et al: Whole-genome sequencing identifies recurrent muta­
tions in chronic lymphocytic leukaemia. Nature 475:101, 2011.
Sharman JP et al: Acalabrutinib with or without obinutuzumab versus 
chlorambucil and obinutuzumab for treatment-naïve chronic lym­
phocytic leukemia (ELEVATE TN): A randomized, controlled, phase 
3 trial. Lancet 395:1278, 2020.
Siddiqi T et al: Lisocabtagene maraleucel in chronic lymphocytic 
leukaemia and small lymphocytic lymphoma (TRANSCEND CLL 
004): A multicentre, open-label, single-arm, phase 1–2 study. Lancet 
402:641, 2023.
Thompson PA et al: Fludarabine, cyclophosphamide, and rituximab 
treatment achieves long-term disease-free survival in IGHV-mutated 
chronic lymphocytic leukemia. Blood 127:303, 2016.