# 29 - 29.29 SerotoninDopamine Antagonists and Simil

# 29.29 Serotonin–Dopamine Antagonists and Similarly Acting Drugs (Second-Generation or Atypical Antipsychotics)

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2006;163:28.
Weissman AM, Levy BT, Hartz, AJ, Bentler S, Donohue M. Pooled analysis of antidepressant levels in lactating mothers,
breast milk, and nursing infants. Am J Psychiatry. 2004;161:1066.
 29.29 Serotonin–Dopamine Antagonists and Similarly
Acting Drugs (Second-Generation or Atypical
Antipsychotics)
The serotonin–dopamine antagonists (SDAs), also known as second-generation or
atypical antipsychotic drugs, are a group of pharmacologically diverse drugs that have
largely supplanted the older dopamine receptor antagonists (DRAs). The term atypical is
used because these drugs differ in their side effect profiles, most notably a lower risk of
extrapyramidal side effects (EPS), and have spectra of action that are broader than
those of the DRAs. In contrast to the earlier antipsychotic drugs, the SDAs have
significant effects on both the dopamine and serotonin systems. Their pharmacology is
complex, with individual drugs in this group having multiple neurotransmitter effects.
All SDAs are indicated for the treatment of schizophrenia. Most of these secondgeneration antipsychotic drugs have also received approval as monotherapy or
adjunctive therapy in the treatment of bipolar disorder. Some have also been approved
as adjuncts for treatment of major depression.
As of 2013, ten second-generation antipsychotic drugs were approved by the Food and
Drug Administration (FDA). These include the following: risperidone (Risperdal),
risperidone IM long acting (Consta), olanzapine (Zyprexa), olanzapine for extendedrelease injectable suspension (Zyprexa, Relprevv), quetiapine (Seroquel), quetiapine XR
(Seroquel XR), ziprasidone (Geodon), aripiprazole (Abilify), paliperidone (Invega),
paliperidone palmitate (Invega, Invega Sustenna), asenapine (Saphris), lurasidone
(Latuda), iloperidone (Fanapt), and clozapine (Clozaril).
It is arguable whether the SDAs represent an improvement in overall tolerability than
the DRAs. Although there is improvement with respect to a lowered, but not absent, risk
of EPS, most of the drugs in this group often produce substantial weight gain, which in
turn increases the potential for development of diabetes mellitus. Olanzapine and
clozapine appear to account for most cases of weight gain and drug-induced diabetes
mellitus. The other agents pose a smaller risk of these side effects; nevertheless, the FDA
has requested that all SDAs carry a warning label that patients taking the drugs be
monitored closely, and has recommended the following factors be considered for all

patients prescribed second-generation antipsychotics.
1. Personal and family history of obesity, diabetes, dyslipidemia, hypertension, and
cardiovascular disease
2. Weight and height (so that body mass index can be calculated)
3. Waist circumference (at the level of the umbilicus)
4. Blood pressure
5. Fasting plasma glucose level
6. Fasting lipid profile
Patients with preexisting diabetes should have regular monitoring, including
hemoglobin A1C (HgA1C) and in some cases insulin levels. Among these drugs,
clozapine sits apart. It is not considered a first-line agent because of side effects
(hematological) and need for weekly blood tests. Although highly effective in treating
both mania and depression, clozapine does not have an FDA indication for these
conditions.
MECHANISMS OF ACTION
The presumed antipsychotic effects of the SDAs are blockade of D2 dopamine receptors.
Where the SDAs differ from older antipsychotic drugs is their higher ratio interactions
with serotonin receptor subtypes, most notably the 5-HT2A subtype, as well as with
other neurotransmitter systems. It is hypothesized that these properties account for the
distinct tolerability profiles associated with each of the SDAs. All SDAs have different
chemical structures, receptor affinities, and side effect profiles. No SDA is identical in its
combination of receptor affinities, and the relative contribution of each receptor
interaction to the clinical effects is unknown.
THERAPEUTIC INDICATIONS
Although initially approved for the treatment of schizophrenia and acute mania, some
of these drugs have also been approved as adjunctive therapy in treatment-resistant
depression and as adjunctive therapy in major depressive disorder. They are also useful
in posttraumatic stress disorder and anxiety disorders, and although clinicians tend to
use them in behavioral disturbances associated with dementia, all SDAs carry an FDA
boxed warning regarding adverse effects when used in elderly persons with dementiarelated psychoses, because elderly patients with dementia-related psychoses are at an
increased risk (1.6 to 1.7 times) of death compared with placebo. All of these agents are
considered first-line drugs for schizophrenia except clozapine, which may cause adverse
hematological effects that require weekly blood sampling.
SCHIZOPHRENIA AND SCHIZOAFFECTIVE DISORDER
The SDAs are effective for treating acute and chronic psychoses such as schizophrenia

and schizoaffective disorder, in both adults and adolescents. SDAs are as good as or
better than typical antipsychotics (DRAs) for the treatment of positive symptoms in
schizophrenia and superior to DRAs for the treatment of negative symptoms. Compared
with persons treated with DRAs, persons treated with SDAs have fewer relapses and
require less frequent hospitalization, fewer emergency department visits, less phone
contact with mental health professionals, and less treatment in day programs.
Because clozapine has potentially life-threatening adverse effects, it is appropriate
only for patients with schizophrenia who are resistant to all other antipsychotics. Other
indications for clozapine include treatment of persons with severe tardive dyskinesia—
which can be reversed with high dosages in some cases—and those with a low threshold
for EPS. Persons who tolerate clozapine have done well on long-term therapy. The
effectiveness of clozapine may be increased by augmentation with risperidone, which
raises clozapine concentrations and sometimes results in dramatic clinical improvement.
Mood Disorders
All of the SDAs (except clozapine) are FDA approved for treatment of acute mania.
Some of these agents, including aripiprazole, olanzapine, quetiapine, and quetiapine
XR, are also approved for the maintenance treatment in bipolar disorder as
monotherapy or adjunctive therapy. The SDAs improve depressive symptoms in
schizophrenia, and both clinical experience and clinical trials show that all of the SDAs
augment antidepressants in the acute management of major depression. At this time,
olanzapine in combination with fluoxetine has been approved for treatment-resistant
depression, and aripiprazole and quetiapine XR are indicated for adjunctive therapy to
antidepressants in major depressive disorders (MDDs). Quetiapine and quetiapine XR
are also approved in bipolar depression. A fixed combination of olanzapine and
fluoxetine (Symbyax) is approved as a treatment for acute bipolar depression.
Other Indications
About 10 percent of patients with schizophrenia exhibit outwardly aggressive or violent
behavior, and the SDAs are effective for treatment of such aggression. Other off-label
indications include acquired immunodeficiency syndrome (AIDS) dementia, autistic
spectrum disorders, Tourette’s disorder, Huntington’s disease, and Lesch–Nyhan
syndrome. Risperidone and olanzapine have been used to control aggression and selfinjury in children. These drugs have also been coadministered with sympathomimetics,
such as methylphenidate (Ritalin) or dextroamphetamine (Dexedrine), to children with
attention-deficit/hyperactivity disorder who are comorbid for either oppositional–
defiant disorder or conduct disorder. SDAs—especially olanzapine, quetiapine, and
clozapine—are useful in persons who have severe tardive dyskinesia. The SDAs are also
effective for treating psychotic depression and for psychosis secondary to head trauma,
dementia, or treatment drugs.
Treatment with SDAs decreases the risk of suicide and water intoxication in patients
with schizophrenia. Patients with treatment-resistant obsessive-compulsive disorder

(OCD) have responded to the SDAs; however, a few persons treated with the SDAs have
been noted to develop treatment-emergent symptoms of OCD. Some patients with
borderline personality disorder may improve with the SDAs.
Some data suggest that treatment with conventional DRAs has protective effects
against the progression of schizophrenia when used during the first episode of psychosis.
Ongoing studies are looking at whether the use of SDAs in at-risk patients with early
evidence of disease prevents deterioration, thus improving long-term outcome.
ADVERSE EFFECTS
The SDAs share a similar spectrum of adverse reactions, but differ considerably in terms
of frequency or severity of their occurrence. Specific side effects that are more common
with an individual SDA are emphasized in the discussion of each drug in subsequent text.
RISPERIDONE (RISPERDAL)
Indications
Risperidone is indicated for the acute and maintenance treatment of schizophrenia in
adults and for the treatment of schizophrenia in adolescents age 13 to 17 years.
Risperidone is also indicated for the short-term treatment of acute manic or mixed
episodes associated with bipolar I disorder in adults and in children and adolescents age
10 to 17 years. The combination of risperidone with lithium or valproate is indicated for
the short-term treatment of acute manic or mixed episodes associated with bipolar I
disorder.
Risperidone is also indicated for the treatment of irritability associated with autistic
spectrum disorder in children and adolescents age 5 to 16 years, including symptoms of
aggression toward others, deliberate self-injuriousness, temper tantrums, and quickly
changing moods.
Pharmacology
Risperidone is a benzisoxazole. It undergoes extensive first-pass hepatic metabolism to
9-hydroxy risperidone, a metabolite with equivalent antipsychotic activity. Peak plasma
levels of the parent compound occur within 1 hour for the parent compound and 3 hours
for the metabolite. Risperidone has a bioactivity of 70 percent. The combined half-life of
risperidone and 9-hydroxy risperidone averages 20 hours, so it is effective in once-daily
dosing. Risperidone is an antagonist of the serotonin 5-HT2A, dopamine D2, α1adrenergic and α2-adrenergic, and histamine H1 receptors. It has a low affinity for αadrenergic and muscarinic cholinergic receptors. Although it is as potent an antagonist
of D2 receptors, as is haloperidol (Haldol), risperidone is much less likely than
haloperidol to cause EPS in humans when the dose of risperidone is below 6 mg per day.

Dosages
The recommended dose range and frequency of risperidone dosing has changed since the
drug first came into clinical use. Risperidone is available in 0.25, 0.5, 1, 2, 3, and 4 mg
tablets and a 1 mg/mL oral solution. The initial dosage is usually 1 to 2 mg at night,
which can then be increased to 4 mg per day. Positron emission tomography (PET)
studies have shown that dosages of 1 to 4 mg per day provide the required D2 blockade
for a therapeutic effect. At first it was believed that because of its short elimination halflife, risperidone should be given twice a day, but studies have shown equal efficacy with
once-a-day dosing. Dosages above 6 mg a day are associated with a higher incidence of
adverse effects, particularly EPS. There is no correlation between plasma concentrations
and therapeutic effect. Dosing guidelines for adolescents and children are different from
those for adults, requiring lower starting dosages; higher dosages are associated with
more adverse effects.
Side Effects
The EPS of risperidone are largely dosage dependent, and there has been a trend to
using lower doses than initially recommended. Weight gain, anxiety, nausea and
vomiting, 
rhinitis, 
erectile 
dysfunction, 
orgasmic 
dysfunction, 
and 
increased
pigmentation are associated with risperidone use. The most common drug-related
reasons for discontinuation of risperidone use are EPS, dizziness, hyperkinesias,
somnolence, and nausea. Marked elevation of prolactin may occur. Weight gain occurs
more commonly with risperidone use in children than in adults.
Risperidone is also available as an orally disintegrating tablet (Risperdal M-Tab),
which is available in 0.5, 1, and 2 mg strengths, and in a depot formulation (Risperdal
Consta), which is given as an intramuscular (IM) injection formulation every 2 weeks.
The dose may be 25, 50, or 75 mg. Oral risperidone should be coadministered with
Risperdal Consta for the first 3 weeks before being discontinued.
Drug Interactions
Inhibition of CYP2D6 by drugs such as paroxetine and fluoxetine can block the
formation of risperidone’s active metabolite. Risperidone is a weak inhibitor of CYP2D6
and has little effect on other drugs. Combined use of risperidone and selective serotonin
reuptake inhibitors (SSRIs) may result in significant elevation of prolactin, with
associated galactorrhea and breast enlargement.
PALIPERIDONE (INVEGA)
Indications
Paliperidone is indicated for the acute and maintenance treatment of schizophrenia.
Paliperidone is also indicated for the acute treatment of schizoaffective disorder as
monotherapy, or as an adjunct to mood stabilizers or antidepressants.

Pharmacology
Paliperidone is a benzisoxazole derivative and is the major active metabolite of
risperidone. Peak plasma concentrations (Cmax) are achieved approximately 24 hours
after dosing, and steady-state concentrations of paliperidone are attained within 4 or 5
days. The hepatic isoenzymes CYP2D6 and CYP3A4 play a limited role in the
metabolism and elimination of paliperidone, so no dose adjustment is required in
patients with mild or moderate hepatic impairment.
Dosage
Paliperidone is available in 3, 6, and 9 mg tablets. The recommended dosage is 6 mg
once daily administered in the morning. It can be taken with or without food. It is also
available as extended-release tablets, which are also available in 3, 6, and 9 mg tablets
administered once daily. It is recommended that no more than 12 mg should be
administered per day. A long-acting formulation of paliperidone (Invega Sustenna) is
given by injection once a month. Invega Sustenna is available as a white to off-white
sterile aqueous extended-release suspension for intramuscular injection in dose strengths
of 39 mg, 78 mg, 117 mg, 156 mg, and 234 mg paliperidone palmitate. The drug
product hydrolyzes to the active moiety, paliperidone, resulting in dose strengths of 25
mg, 50 mg, 75 mg, 100 mg, and 150 mg of paliperidone, respectively.
Invega Sustenna is provided in a prefilled syringe with a plunger stopper and tip cap.
The kit also contains two safety needles (a 1½-inch 22-gauge safety needle and a 1-inch
23 gauge safety needle). It has a half-life of 25 to 49 days. Monthly injections of 117 mg
are recommended, although higher or lower dosages can be used depending on the
clinical situation. The first two injections should be in the deltoid muscle because plasma
concentrations are 28 percent higher with deltoid versus gluteal administration.
Subsequent injections can alternate between gluteal and deltoid sites.
Side Effects
The dose of paliperidone should be reduced in patients with renal impairment. It may
cause more sensitivity to temperature extremes such as very hot or cold conditions.
Paliperidone may cause an increase in QT (QTc) interval and should be avoided in
combination with other drugs that cause prolongation of QT interval. It may cause
orthostatic hypotension, tachycardia, somnolence, akathisia, dystonia, EPS, and
parkinsonism.
OLANZAPINE (ZYPREXA)
Indications
Olanzapine is indicated for the treatment of schizophrenia. Oral olanzapine is indicated
for use as monotherapy for the acute treatment of manic or mixed episodes associated
with bipolar I disorder and maintenance treatment of bipolar I disorder. Oral

olanzapine is also indicated for the treatment of manic or mixed episodes associated
with bipolar I disorder as an adjunct to lithium or valproate, and olanzapine can also be
used in combination with fluoxetine (Symbyax) for the treatment of depressive episodes
associated with bipolar I disorder.
Oral olanzapine and fluoxetine in combination (Symbyax) is indicated for the
treatment of treatment-resistant depression. Olanzapine monotherapy is not indicated
for the treatment of treatment-resistant depression.
Pharmacology
Approximately 85 percent of olanzapine is absorbed from the gastrointestinal (GI) tract,
and about 40 percent of the dosage is inactivated by first-pass hepatic metabolism. Peak
concentrations are reached in 5 hours, and the half-life averages 31 hours (range 21 to
54 hours). It is given in once-daily dosing. In addition to 5-HT2A and D2 antagonism,
olanzapine is an antagonist of the D1, D4, α1, 5-HT1A, muscarinic M1 to M5, and H1
receptors.
Dosages
Olanzapine is available in 2.5, 5, 7.5, 10, 15, and 20 mg oral and Zydis form (orally
disintegrating) tablets. The initial dosage for treatment of psychosis is usually 5 or 10
mg, and for treatment of acute mania is usually 10 or 15 mg given once daily. It is also
available as 5, 10, 15, and 20 mg orally disintegrating tablets that might be useful for
patients who have difficulty swallowing pills or who “cheek” their medication.
A starting daily dose of 5 to 10 mg is recommended. After 1 week, the dosage can be
raised to 10 mg a day. Given the long half-life, 1 week must be allowed to achieve each
new steady-state blood level. Dosages in clinical use ranges vary, with 5 to 20 mg a day
being most commonly used, but 30 to 40 mg a day being needed in treatment-resistant
patients. A word of caution, however, is that the higher dosages are associated with
increased EPS and other adverse effects, and dosages above 20 mg a day were not
studied in the pivotal trials that led to the approval of olanzapine. The parenteral form
of olanzapine is indicated for the treatment of acute agitation associated with
schizophrenia and bipolar disorder, and the IM dosage is 10 mg. Coadministration with
benzodiazepines is not approved.
Other Formulations
Olanzapine is available as an extended-release injectable suspension (Relprevv), which
is a long-acting atypical IM injection indicated for the treatment of schizophrenia. It is
injected deeply in the gluteal region and should not be administered intravenously or
subcutaneously, nor is it approved for deltoid administration. Before administering the
injection, the administrator should aspirate the syringe for several seconds to ensure
that no blood is visible. It carries a boxed warning for postinjection delirium sedation

syndrome (PDSS). Patients are at risk for severe sedation (including coma) and must be
observed for 3 hours after each injection in a registered facility. In controlled studies, all
patients with PDSS recovered, and there were no deaths reported. It is postulated that
PDSS is secondary to increased levels of olanzapine secondary to accidental rupture of a
blood vessel, causing extreme sedation or delirium. Patients should be managed as
clinically appropriate and, if necessary, monitored in a facility capable of resuscitation.
The injection can be given every 2 or 4 weeks depending on the dosing guidelines.
Drug Interactions
Fluvoxamine (Luvox) and cimetidine (Tagamet) increase, whereas carbamazepine and
phenytoin decrease serum concentrations of olanzapine. Ethanol increases olanzapine
absorption by more than 25 percent, leading to increased sedation. Olanzapine has little
effect on the metabolism of other drugs.
Side Effects
Other than clozapine, olanzapine consistently causes a greater amount and more
frequent weight gain than other atypicals. This effect is not dose related and continues
over time. Clinical trial data suggest it peaks after 9 months, after which it may
continue to increase more slowly. Somnolence, dry mouth, dizziness, constipation,
dyspepsia, increased appetite, akathisia, and tremor are associated with olanzapine use.
A small number of patients (2 percent) may need to discontinue use of the drug because
of transaminase elevation. There is a dose-related risk of EPS. The manufacturer
recommends “periodic” assessment of blood sugar and transaminases during treatment
with olanzapine. There is an FDA-mandated warning about an increased risk of stroke
among patients with dementia treated with SDAs, but this risk is small and is
outweighed by improved behavioral control that treatment may produce.
QUETIAPINE (SEROQUEL)
Indications
Quetiapine is indicated for the treatment of schizophrenia, as well as the acute
treatment of manic episodes associated with bipolar I disorder, both as monotherapy
and as an adjunct to lithium or divalproex. It is also indicated as monotherapy for the
acute treatment of depressive episodes associated with bipolar disorder and
maintenance treatment of bipolar I disorder as an adjunct to lithium or divalproex.
Pharmacology
Quetiapine is a dibenzothiazepine structurally related to clozapine, but it differs
markedly from that agent in biochemical effects. It is rapidly absorbed from the GI tract,
with peak plasma concentrations reached in 1 to 2 hours. The steady-state half-life is
about 7 hours, and optimal dosing is two or three times per day. Quetiapine, in addition

to being an antagonist of D2 and 5-HT2, also blocks 5-HT6, D1 and H1, and α1 and α2
receptors. It does not block muscarinic or benzodiazepine receptors. The receptor
antagonism for quetiapine is generally lower than that for other antipsychotic drugs,
and it is not associated with EPS.
Dosages
Quetiapine is available in 25, 50, 100, 200, 300, and 400 mg tablets. Quetiapine dosing
should begin at 25 mg twice daily, with doses then increased by 25 to 50 mg per dose
every 2 to 3 days, up to a target of 300 to 400 mg a day. Studies have shown efficacy in
the range of 300 to 800 mg a day. In reality, more aggressive dosing is both tolerated
and more effective. It has become evident that the target dose can be achieved more
rapidly, and that some patients benefit from dosages of as much as 1,200 to 1,600 mg a
day. When used at higher doses, serial ECG studies are required. Despite its short
elimination half-life, quetiapine can be given to many patients once a day. This is
consistent with the observation that quetiapine receptor occupancy remains even when
concentrations in the blood have markedly declined. Quetiapine in doses of 25 to 300
mg at night has been used for insomnia.
Other Formulations
Quetiapine XR has a comparable bioavailability to an equivalent dose of quetiapine
administered two or three times daily. Quetiapine XR is given once daily, preferably in
the evening 3 to 4 hours before bedtime without food or a light meal to prevent an
increase in Cmax. The usual starting dose is 300 mg, and it may be increased to 400 to
800 mg.
It has all of the above indications and in addition is indicated for use as adjunctive
therapy to antidepressants for the treatment of MDD.
Drug Interactions
The potential interactions between quetiapine and other drugs have been well studied.
Phenytoin increases quetiapine clearance fivefold; no major pharmacokinetic
interactions have been noted. Avoid use of quetiapine with drugs that increase the QT
interval and in patients with risk factors for prolonged QT interval. The FDA has added
a new warning about quetiapine cautioning prescribers about potential prolongation of
the QT interval when above-recommended amounts of quetiapine are combined with
specific drugs. The use of quetiapine should be avoided in combination with other drugs
that are known to prolong QTc including class 1A antiarrhythmics (e.g., quinidine,
procainamide) or class III antiarrhythmics (e.g., amiodarone, sotalol), antipsychotic
medications (e.g., ziprasidone, chlorpromazine, thioridazine), antibiotics (e.g.,
gatifloxacin, moxifloxacin), or any other class of medications known to prolong the QTc
interval (e.g., pentamidine, levomethadyl acetate, methadone). Quetiapine should also

be avoided in circumstances that may increase the risk of occurrence of torsade de
pointes and/or sudden death including (1) a history of cardiac arrhythmias such as
bradycardia; (2) hypokalemia or hypomagnesemia; (3) concomitant use of other drugs
that prolong the QTc interval; and (4) presence of congenital prolongation of the QT
interval. Postmarketing cases also show increases in QT interval in patients who
overdose on quetiapine.
Side Effects
Somnolence, postural hypotension, and dizziness are the most common adverse effects
of quetiapine. These are usually transient and are best managed with initial gradual
upward titration of the dosage. Quetiapine is the SDA least likely to cause EPS,
regardless of dose. This makes it particularly useful in treating patients with Parkinson’s
disease who develop dopamine agonist–induced psychosis. Prolactin elevation is rare
and both transient and mild when it occurs. Quetiapine is associated with modest
transient weight gain in some persons, but some patients occasionally gain a
considerable amount of weight. The relationship between quetiapine and the
development of diabetes is not as clearly established as are the cases involving the use
of olanzapine. Small increases in heart rate, constipation, and a transient increase in
liver transaminases may also occur. Initial concerns about cataract formation, based on
animal studies, have not been borne out since the drug has been in clinical use.
Nevertheless, it might be prudent to test for lens abnormalities early in treatment and
periodically thereafter.
ZIPRASIDONE (GEODON)
Indications
Ziprasidone is indicated for the treatment of schizophrenia. Ziprasidone is also indicated
as monotherapy for the acute treatment of manic or mixed episodes associated with
bipolar I disorder and as an adjunct to lithium or valproate for the maintenance
treatment of bipolar I disorder.
Pharmacology
Ziprasidone is a benzisothiazole piperazine. Peak plasma concentrations of ziprasidone
are reached in 2 to 6 hours. Steady-state levels ranging from 5 to 10 hours are reached
between the first and the third days of treatment. The mean terminal half-life at steady
state ranges from 5 to 10 hours, which accounts for the recommendation that twice-daily
dosing is necessary. Bioavailability doubles when ziprasidone is taken with food, and
therefore it should be taken with food.
Peak serum concentrations of IM ziprasidone occur after approximately 1 hour, with a
half-life of 2 to 5 hours.
Ziprasidone, similar to the other SDAs, blocks 5-HT2A and D2 receptors. It is also an

antagonist of 5-HT1D, 5-HT2C, D3, D4, α1, and H1 receptors. It has very low affinity for
D1, M1, and α2 receptors. In addition, ziprasidone has agonist activity at the serotonin
5-HT1A receptors and is an SSRI and a norepinephrine reuptake inhibitor. This is
consistent with clinical reports that ziprasidone has antidepressant-like effects in
nonschizophrenic patients.
Dosages
Ziprasidone is available in 20, 40, 60, and 80 mg capsules. Ziprasidone for IM use
comes as a single-use 20 mg/mL vial. Oral ziprasidone dosing should be initiated at 40
mg a day divided into two daily doses. Studies have shown efficacy in the range of 80 to
160 mg a day, divided twice daily. In clinical practice, doses as high as 240 mg a day
are being used. The recommended IM dosage is 10 to 20 mg every 2 hours for the 10 mg
dose and every 4 hours for the 40 mg dose. The maximum total daily dose of IM
ziprasidone is 40 mg.
Other than interactions with other drugs that prolong the QTc complex, ziprasidone
appears to have low potential for clinically significant drug interactions.
Side Effects
Somnolence, headache, dizziness, nausea, and lightheadedness are the most common
adverse effects in patients taking ziprasidone. It has almost no significant effects outside
the central nervous system, is associated with almost no weight gain, and does not cause
sustained prolactin elevation. Concerns about prolongation of the QTc complex have
deterred some clinicians from using ziprasidone as a first choice. The QTc interval has
been shown to increase in patients treated with 40 and 120 mg per day. Ziprasidone is
contraindicated in combination with other drugs known to prolong the QTc interval.
These include, but are not limited to, dofetilide, sotalol, quinidine, other class IA and III
antiarrhythmics, mesoridazine, thioridazine, chlorpromazine, droperidol, pimozide,
sparfloxacin, gatifloxacin, moxifloxacin, halofantrine, mefloquine, pentamidine, arsenic
trioxide, levomethadyl acetate, dolasetron mesylate, probucol, and tacrolimus.
Ziprasidone should be avoided in patients with congenital long QT syndrome and in
patients with a history of cardiac arrhythmias.
Aripiprazole (Abilify)
Aripiprazole is a potent 5-HT2A antagonist and is indicated for the treatment of both
schizophrenia and acute mania. It is also approved for augmentation of antidepressant
agents in MDD. Aripiprazole is a D2 antagonist, but can also act as a partial D2 agonist.
Partial D2 agonists compete at D2 receptors for endogenous dopamine, thereby
producing a functional reduction of dopamine activity.

Indications
Aripiprazole is indicated for the treatment of schizophrenia. Short-term, 4- to 6-week
studies comparing aripiprazole with haloperidol and risperidone in patients with
schizophrenia and schizoaffective disorder have shown comparable efficacy. Dosages of
15, 20, and 30 mg a day were found to be effective. Long-term studies suggest that
aripiprazole is effective as a maintenance treatment at a daily dose of 15 to 30 mg.
Aripiprazole is also indicated for the acute and maintenance treatment of manic and
mixed episodes associated with bipolar I disorder. It is also used as an adjunctive
therapy to either lithium or valproate for the acute treatment of manic and mixed
episodes associated with bipolar I disorder.
Aripiprazole is indicated for use as an adjunctive therapy to antidepressants for the
treatment of MDD. Aripiprazole is also indicated for the treatment of irritability
associated with autistic disorder.
Pharmacology
Aripiprazole is well absorbed, reaching peak plasma concentrations after 3 to 5 hours.
Absorption is not affected by food. The mean elimination half-life of aripiprazole is
about 75 hours. It has a weakly active metabolite with a half-life of 96 hours. These
relatively long half-lives make aripiprazole suitable for once-daily dosing. Clearance is
reduced in elderly persons. Aripiprazole exhibits linear pharmacokinetics and is
primarily metabolized by CYP3A4 and CYP2D6 enzymes. It is 99 percent protein bound.
Aripiprazole is excreted in breast milk in lactating rats.
Mechanistically, aripiprazole acts as a modulator, rather than a blocker, and acts on
both postsynaptic D2 receptors and presynaptic autoreceptors. In theory, this
mechanism addresses excessive limbic dopamine (hyperdopaminergic) activity, and
decreased dopamine (hypodopaminergic) activity in frontal and prefrontal areas—
abnormalities that are thought to be present in schizophrenia. The absence of complete
D2 blockade in the striatal areas would be expected to minimize EPS. Aripiprazole is an
α1-adrenergic receptor antagonist, which may cause some patients to experience
orthostatic hypotension. Similar to the so-called atypical antipsychotic agents,
aripiprazole is a 5-HT2A antagonist.
Other Uses
A study of aggressive children and adolescents with oppositional defiant disorder or
conduct disorder found that there was a positive response in about 60 percent of the
subjects. In this study, vomiting and somnolence led to a reduction in initial aripiprazole
dosage.
Drug Interactions

Whereas carbamazepine and valproate reduce serum concentrations, ketoconazole,
fluoxetine, paroxetine, and quinidine increase aripiprazole serum concentrations.
Lithium and valproic acid, two drugs likely to be combined with aripiprazole when
treating bipolar disorder, do not affect the steady-state concentrations of aripiprazole.
Combined use with antihypertensives may cause hypotension. Drugs that inhibit
CYP2D6 activity reduce aripiprazole elimination.
Dosage and Clinical Guidelines
Aripiprazole is available as 5, 10, 15, 20, and 30 mg tablets. The effective dosage range
is 10 to 30 mg per day. Although the starting dosage is 10 to 15 mg per day, problems
with nausea, insomnia, and akathisia have led to use of lower than recommended
starting dosages of aripiprazole. Many clinicians find that an initial dose of 5 mg
increases tolerability.
Side Effects
The most commonly reported side effects of aripiprazole are headache, somnolence,
agitation, dyspepsia, anxiety, and nausea. Although it is not a frequent cause of EPS,
aripiprazole does cause akathisia-like activation. Described as restlessness or agitation,
it can be highly distressing and often leads to discontinuation of medication. Insomnia is
another common complaint. Data so far do not indicate that weight gain or diabetes
mellitus have an increased incidence with aripiprazole (Abilify). Prolactin elevation
does not typically occur. Aripiprazole does not cause significant QTc interval changes.
There have been reports of seizures.
ASENAPINE (SAPHRIS)
Indications
Asenapine is approved for the acute treatment of adults with schizophrenia and acute
treatment of manic or mixed episodes associated with bipolar I disorder with or without
psychotic features in adults.
Pharmacology
Asenapine has an affinity for several receptors, including serotonin (5-HT2A and 5HT2C), noradrenergic (α2, and α1), dopaminergic (D3 and D4 receptors is higher than
its affinity for D2 receptors), and histamine (H1). It has negligible affinity for
muscarinic-1 cholinergic receptors and hence less incidence of dry mouth, blurred vision,
constipation, and urinary retention. The bioavailability is 35 percent via sublingual
(preferred) route and it achieves peak plasma concentration in 1 hour. Asenapine is
metabolized through glucuronidation and oxidative metabolism by CYP1A2, so
coadministration with fluvoxamine and other CYP1A2 inhibitors should be done
cautiously.

Dosage
Asenapine is available as 5 mg and 10 mg sublingual tablets, and should be placed
under the tongue. This is because the bioavailability of asenapine is less than 2 percent
when swallowed, but is 35 percent when absorbed sublingually. The agent dissolves in
saliva within seconds and is absorbed through the oral mucosa. Sublingual
administration avoids first-pass hepatic metabolism. Patients should be advised to avoid
drinking or eating for 10 minutes after taking asenapine because this may lower the
blood levels. The recommended starting and target dose for schizophrenia is 5 mg twice
a day. In bipolar disorder, the patient may be started on 10 mg twice a day, and if
necessary, the dosage may be lowered to 5 mg twice a day depending on the tolerability
issues. In acute schizophrenia treatment there is no evidence of added benefit with a 10
mg twice-daily dose, but there is a clear increase in certain adverse reactions. In both
bipolar I disorder and schizophrenia, the maximum dose should not exceed 10 mg two
times a day. The safety of doses above 10 mg twice a day has not been evaluated in
clinical studies.
Side Effects
The most common side effects observed in schizophrenic and bipolar disorders are
somnolence, dizziness, EPS other than akathisia, and increased weight. In clinical trials,
the mean weight gain after 52 weeks is 0.9 kg, and there were no clinically relevant
differences in lipid profile and blood glucose after 52 weeks. In clinical trials, asenapine
was found to increase the QTc interval in a range of 2 to 5 milliseconds compared to
placebo. No patients treated with asenapine experienced QTc increases 60 milliseconds
or greater from baseline measurements, nor did any experience a QTc of 500
milliseconds or more. Nevertheless, asenapine should be avoided in combination with
other drugs known to prolong QTc interval, in patients with congenital prolongation of
QT interval or a history of cardiac arrhythmias, and in circumstances that may increase
the occurrence of torsades de pointes. Asenapine can elevate prolactin levels, and the
elevation can persist during chronic administration. Galactorrhea, amenorrhea,
gynecomastia, and impotence may occur.
CLOZAPINE (CLOZARIL)
Indications
In addition to being the most effective drug treatment for patients who have failed to
respond to standard therapies, clozapine has been shown to benefit patients with severe
tardive dyskinesia. Clozapine suppresses these dyskinesias, but the abnormal
movements return when clozapine is discontinued. This is true even though clozapine,
on rare occasions, may cause tardive dyskinesia. Other clinical situations in which
clozapine may be used include the treatment of psychotic patients who are intolerant of
EPS caused by other agents, treatment-resistant mania, severe psychotic depression,

idiopathic Parkinson’s disease, Huntington’s disease, and suicidal patients with
schizophrenia or schizoaffective disorder. Other treatment-resistant disorders that have
demonstrated response to clozapine include pervasive developmental disorder, autism of
childhood, and OCD (either alone or in combination with an SSRI). Used by itself,
clozapine may very rarely induce obsessive-compulsive symptoms.
Pharmacology
Clozapine is a dibenzothiazepine. It is rapidly absorbed, with peak plasma levels
reached in about 2 hours. Steady state is achieved in less than 1 week if twice daily
dosing is used. The elimination half-life is about 12 hours. Clozapine has two major
metabolites, one of which, N-dimethyl clozapine, may have some pharmacological
activities. Clozapine is an antagonist of 5-HT2A, D1, D3, D4, and α (especially α1)
receptors. It has relatively low potency as a D2 receptor antagonist. Data from PET
scanning show that whereas 10 mg of haloperidol produces 80 percent occupancy of
striatal D2 receptors, clinically effective dosages of clozapine occupy only 40 to 50
percent of striatal D2 receptors. This difference in D2 receptor occupancy is probably
why clozapine does not cause EPS. It has also been postulated that clozapine and other
SDAs bind more loosely to the D2 receptor, and because of this “fast dissociation,” more
normal dopamine neurotransmission is possible.
Dosages
Clozapine is available in 25 mg and 100 mg tablets. The initial dosage is usually 25 mg
one or two times daily, although a conservative initial dosage is 12.5 mg twice daily.
The dosage can then be increased gradually (25 mg a day every 2 or 3 days) to 300 mg
a day in divided doses, usually two or three times a day. Dosages up to 900 mg a day
can be used. Testing for blood concentrations of clozapine may be helpful in patients
who fail to respond. Studies have found that plasma concentrations greater than 350
μg/mL are associated with a better likelihood of response.
Drug Interactions
Clozapine should not be used with any other drug that is associated with the
development of agranulocytosis or bone marrow suppression. Such drugs include
carbamazepine, phenytoin, propylthiouracil, sulfonamides, and captopril (Capoten).
Lithium combined with clozapine may increase the risk of seizures, confusion, and
movement disorders. Lithium should not be used in combination with clozapine by
persons who have experienced an episode of neuroleptic malignant syndrome.
Clomipramine (Anafranil) can increase the risk of seizure by lowering the seizure
threshold and by increasing clozapine plasma concentrations. Risperidone, fluoxetine,
paroxetine, and fluvoxamine increase serum concentrations of clozapine. Addition of
paroxetine may precipitate clozapine-associated neutropenia.

Side Effects
The most common drug-related adverse effects are sedation, dizziness, syncope,
tachycardia, hypotension, electrocardiography (ECG) changes, nausea, and vomiting.
Other common adverse effects include fatigue, weight gain, various GI symptoms (most
commonly constipation), anticholinergic effects, and subjective muscle weakness.
Sialorrhea, or hypersalivation, is a side effect that begins early in treatment and is most
evident at night. Patients report that their pillows are drenched with saliva. This side
effect is most likely the result of impairment of swallowing. Although there are reports
that clonidine or amitriptyline may help reduce hypersalivation, the most practical
solution is to put a towel over the pillow.
The risk of seizures is about 4 percent in patients taking dosages greater than 600 mg
a day. Leukopenia, granulocytopenia, agranulocytosis, and fever occur in about 1
percent of patients. During the first year of treatment, there is a 0.73 percent risk of
clozapine-induced agranulocytosis. The risk during the second year is 0.07 percent. For
neutropenia, the risk is 2.32 percent and 0.69 percent, respectively, during the first and
second years of treatment. The only contraindications to the use of clozapine are a
white blood cell (WBC) count below 3,500 cells per mm3; a previous bone marrow
disorder; a history of agranulocytosis during clozapine treatment; or the use of another
drug that is known to suppress the bone marrow, such as carbamazepine (Tegretol).
During the first 6 months of treatment, weekly WBC counts are indicated to monitor
the patient for the development of agranulocytosis. If the WBC count remains normal,
the frequency of testing can be decreased to every 2 weeks. Although monitoring is
expensive, early indication of agranulocytosis can prevent a fatal outcome. Clozapine
should be discontinued if the WBC count is below 3,000 cells per mm3 or the granulocyte
count is below 1,500 per mm3. In addition, a hematological consultation should be
obtained, and obtaining bone marrow sample should be considered. Persons with
agranulocytosis should not be re-exposed to the drug. To avoid situations in which a
physician or a patient fails to comply with the required blood tests, clozapine cannot be
dispensed without proof of monitoring.
Patients exhibiting symptoms of chest pain, shortness of breath, fever, or tachypnea
should be immediately evaluated for myocarditis or cardiomyopathy, an infrequent but
serious adverse effect ending in death. Serial CPK-MB (creatine phosphokinase with
myocardial band fractions), troponin levels, and EKG studies are recommended, with
immediate discontinuation of clozapine.
ILOPERIDONE (FANAPT)
Indications
Iloperidone (Fanapt) is indicated for the acute treatment of schizophrenia in adults. The
safety and efficacy of iloperidone in children and adolescents has not been established.

Pharmacology
Iloperidone is not a derivative of another antipsychotic agent. It has complex multiple
antagonist effects on several neurotransmitter systems. Iloperidone has a strong affinity
for dopamine D3 receptors, followed by decreasing affinities of α2c-noradrenergic, 5HT1a, D2a, and 5-HT6 receptors. Iloperidone has a low affinity for histaminergic
receptors. As with other antipsychotics, the clinical significance of this receptor binding
affinity is unknown.
Iloperidone has a peak concentration of 2 to 4 hours and a half-life that is dependent
on hepatic isoenzyme metabolism. It is metabolized primarily through CYP2D6 and
CYP3A4, and the dosage should be reduced by half when administered concomitantly
with strong inhibitors of these two isoenzymes. The half-life is 18 to 26 hours in CYP2D6
extensive metabolizers and is 31 to 37 hours in CYP2D6 poor metabolizers. Of note,
approximately 7 to 10 percent of whites and 3 to 8 percent of African Americans lack
the capacity to metabolize CYP2D6 substrates; hence, dosing should be determined with
this caveat in mind. Iloperidone should be used with caution in persons with severe
hepatic impairment.
Side Effects
Iloperidone prolongs the QT interval and may be associated with arrhythmia and
sudden death. Iloperidone prolongs the QTc interval by 9 milliseconds at dosages of 12
mg twice daily. Concurrent use with other agents that prolong the QTc interval may
result in additive effects on the QTc interval. The concurrent use of iloperidone with
agents that prolong the QTc interval may result in potentially life-threatening cardiac
arrhythmias, including torsades de pointes. Concurrent administration of other drugs
that are known to prolong the QTc interval should be avoided. Cardiovascular disease,
hypokalemia, hypomagnesemia, bradycardia, congenital prolongation of the QT
interval, and concurrent use of inhibitors of CYP3A4 or CYP2D6, which metabolize
iloperidone, may increase the risk of QT prolongation.
The most common adverse effects reported are dizziness, dry mouth, fatigue, sedation,
tachycardia, and orthostatic hypotension (depending on dosing and titration). Despite
being a strong D2 antagonist, the rates of EPS and akathisia are similar to those of
placebo. The mean weight gain in short-term and long-term trials is 2.1 kg. Due to its
relatively limited use, there is no accurate understanding of iloperidone’s effects on
weight and lipids. Some patients exhibit elevated prolactin levels. Three cases of
priapism have been reported in the premarketing phase.
Dosing
Iloperidone must be titrated slowly to avoid orthostatic hypotension. It is available in a
titration pack, and the effective dose (12 mg) should be reached in approximately 4
days based on a twice-a-day dosing schedule. It is usually started on day 1 at 1 mg twice

a day and increased daily on a twice-a-day schedule to reach 12 mg by day 4. The
maximum recommended dose is 12 mg twice a day (24 mg a day), and it can be
administered without regard to food.
LURASIDONE HCL (LATUDA)
Indications
Lurasidone hydrochloride is an oral, once-daily atypical antipsychotic indicated for the
treatment of patients with schizophrenia. To date there has not been extensive clinical
experience with lurasidone.
Side Effects
The most commonly observed adverse reactions associated with the use of lurasidone are
similar to those seen with other new-generation antipsychotics. These include, but are
not limited to somnolence, akathisia, nausea, parkinsonism, and agitation. Based on
clinical trial data, lurasidone appears to cause less weight gain and metabolic changes
than the two other most recently approved SDAs, asenapine and iloperidone. More
extensive clinical experience with the drug is required to determine whether this is in
fact the case.
Drug Interactions
When coadministration of lurasidone with a moderate CYP3A4 inhibitor such as
diltiazem is considered, the dose should not exceed 40 mg per day. Lurasidone should
not be used in combination with a strong CYP3A4 inhibitor (e.g., ketoconazole).
Lurasidone also should not be used in combination with a strong CYP3A4 inducer (e.g.,
rifampin).
Dosages
Lurasidone is available as 20, 40, 80, and 120 mg tablets. Initial dose titration is not
required. The recommended starting dose is 40 mg once daily, and the medication
should be taken with food. It has been shown to be effective in a dose range of 40 to
120 mg per day. Although there is no proven added benefit with the 120 mg per day
dose, there may be a dose-related increase in adverse reactions. Still, some patients may
benefit from the maximum recommended dose of 160 mg per day. Dose adjustment is
recommended in patients with renal impairment. The dose in moderate to severe renal
impairment should not exceed 80 mg per day. The dose in severe hepatic impairment
patients should not exceed 40 mg per day.
CLINICAL GUIDELINES FOR SDAS
All SDAs are appropriate for the management of an initial psychotic episode, but

clozapine is reserved for persons who are refractory to all other antipsychotic drugs. If a
person does not respond to the first SDA, other SDAs should be tried. The choice of drug
should be based on the patient’s clinical status and history of response to medication.
Recent studies have challenged the notion that SDAs require 4 to 6 weeks to reach full
effectiveness, and it may take up to 8 weeks for the full clinical effects of an SDA to
become apparent. The newer meta-analyses suggest that the apparent benefits may be
seen as early as 2 to 3 weeks, and early response or failure is an indicator of subsequent
response or failure. Nevertheless, it is acceptable practice to augment an SDA with a
high-potency DRA or benzodiazepine in the first few weeks of use. Lorazepam (Ativan)
1 to 2 mg orally or IM can be used as needed for acute agitation. Once effective,
dosages can be lowered as tolerated. Clinical improvement may take 6 months of
treatment with SDAs in some particularly treatment-refractory persons.
Use of all SDAs must be initiated at low dosages and gradually tapered upward to
therapeutic dosages. The gradual increase in dosage is necessitated by the potential
development of adverse effects. If a person stops taking an SDA for more than 36 hours,
drug use should be resumed at the initial titration schedule. After the decision to
terminate olanzapine or clozapine use, dosages should be tapered whenever possible to
avoid cholinergic rebound symptoms such as diaphoresis, flushing, diarrhea, and
hyperactivity.
After a clinician has determined that a trial of an SDA is warranted for a particular
person, the risks and benefits of SDA treatment must be explained to the person and the
family. In the case of clozapine, an informed consent procedure should be documented
in the person’s chart. The patient’s history should include information about blood
disorders, epilepsy, cardiovascular disease, hepatic and renal diseases, and drug abuse.
The presence of a hepatic or renal disease necessitates using low starting dosages of the
drug. The physical examination should include supine and standing blood pressure
measurements to screen for orthostatic hypotension. The laboratory examination should
include an ECG and several complete blood counts with WBC counts, which can then be
averaged; and liver and renal function tests. Periodic monitoring of blood glucose,
lipids, and body weight is recommended.
Although the transition from a DRA to an SDA may be made abruptly, it is wiser to
taper off the DRA slowly while titrating up the SDA. Clozapine and olanzapine both
have anticholinergic effects, and the transition from one to the other can usually be
accomplished with little risk of cholinergic rebound. The transition from risperidone to
olanzapine is best accomplished by tapering the risperidone off over 3 weeks while
simultaneously beginning olanzapine at 10 mg a day. Risperidone, quetiapine, and
ziprasidone lack anticholinergic effects, and the abrupt transition from a DRA,
olanzapine, or clozapine to one of these agents may cause cholinergic rebound, which
consists of excessive salivation, nausea, vomiting, and diarrhea. The risk of cholinergic
rebound can be mitigated by initially augmenting risperidone, quetiapine, or
ziprasidone with an anticholinergic drug, which is then tapered off slowly. Any
initiation and termination of SDA use should be accomplished gradually.
It is wise to overlap administration of the new drug with the old drug. Of interest,

some people have a more robust clinical response while taking the two agents during
the transition and then regressing on monotherapy with the newer drug. Little is known
about the effectiveness and safety of a strategy of combining one SDA with another SDA
or with a DRA.
Persons receiving regular injections of depot formulations of a DRA who are to switch
to SDA use are given the first dose of the SDA on the day the next injection is due.
Persons who developed agranulocytosis while taking clozapine can safely switch to
olanzapine use, although initiation of olanzapine use in the midst of clozapine-induced
agranulocytosis can prolong the time of recovery from the usual 3 to 4 days up to 11 to
12 days. It is prudent to wait for resolution of agranulocytosis before initiating
olanzapine use. Emergence or recurrence of agranulocytosis has not been reported with
olanzapine, even in persons who developed it while taking clozapine.
SDA use by pregnant women has not been studied, but consideration should be given
to the potential of risperidone to raise prolactin concentrations, sometimes up to three
to four times the upper limit of the normal range. Because the drugs can be excreted in
breast milk, they should not be taken by nursing mothers. The dosages for selected SDAs
are given in Table 29.29-1.
Table 29.29-1
Comparison of Usual Dosinga for Some Available Second-generation
Antipsychotics in Schizophrenia

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