# 18.5 The upper respiratory tract 4040 18.5.1 Upper

# 18.5 The upper respiratory tract 4040 18.5.1 Upper airway obstruction 4040 James H. Hull and Matthew Hind

CONTENTS
18.5.1  Upper airway obstruction  4040
James H. Hull and Matthew Hind
18.5.2  Sleep-​related breathing disorders  4048
Mary J. Morrell, Julia Kelly, Alison McMillan, and Matthew Hind
18.5.1  Upper airway obstruction
James H. Hull and Matthew Hind
ESSENTIALS
The upper airway is anatomically defined by the carina inferiorly 
and pharynx superiorly, with pathology predominately arising 
from the trachea and larynx. Obstruction of the upper airway may 
arise because of a fixed structural pathology such as tracheal sten-
osis or malignancy, but can arise following loss of normal function  
(e.g. inappropriate vocal cord adduction).
A high index of suspicion is required to make the diagnosis  
because the clinical features of upper airway obstruction can 
mimic other respiratory conditions. Calculation of the ratio of 
forced expiratory volume in one second to peak expiratory flow 
(Empey index) may identify patients with unsuspected upper airway 
obstruction.
Acute upper airway obstruction is a medical emergency and usu-
ally caused by aspiration, oedema (allergic, hereditary, and acquired 
angio-​oedema, smoke inhalation) or infection (croup, epiglottitis, 
quinsy, retropharyngeal abscess). Nonacute causes of upper airway 
obstruction include malignancy, tracheal stenosis, tracheal compres-
sion, dynamic large airway collapse, and laryngeal dysfunction.
Introduction
The upper airway can be defined as the section of the respiratory 
tract between the carina inferiorly and pharynx superiorly, with 
pathology predominantly arising from the larynx and trachea. This 
section of the airway should not be viewed as a simple conduit for 
ventilation, but serves important function including phonation and 
sphincteric protection of the lower airway.
Obstruction of the upper airway may arise because of a fixed 
structural pathology, as seen in tracheal stenosis or malignancy, or 
because of a loss of normal function (e.g. vocal cord dysfunction). 
It is remarkable how the respiratory system is able to adapt to sig-
nificant degrees of upper airway obstruction without obvious con-
sequences for respiratory function. Indeed, the airway lumen may 
be reduced by 70% in a healthy individual at rest with little evidence 
of overt clinical or physiological compromise. Beyond this point 
further reductions in the luminal cross-​section of the airway may 
result in acute and catastrophic consequences for airflow and can 
precipitate asphyxia. This physiological reserve explains the clinical 
observation that patients with a developing stenosis often do not re-
port a gradual deterioration in symptoms, but then present in acute 
respiratory distress.
The principal clinical manifestations of upper airway obstruc-
tion include exertional dyspnoea and ‘wheeze’, hence upper airway 
obstruction may mimic other respiratory conditions and is often 
treated as ‘resistant’ asthma or chronic obstructive pulmonary dis-
ease before the correct diagnosis is established. It is therefore vital 
that any clinician managing new airway symptoms considers upper 
airway obstruction in the initial differential diagnosis.
This chapter provides an overview of the clinical and investiga-
tion findings in upper airway obstruction and details clinical and 
pathological features of the most relevant conditions.
Clinical approach
History
The detection and diagnosis of upper airway obstruction often re-
quires a high degree of clinical suspicion. This is especially true 
if pathology develops gradually or follows a variable time course. 
Indeed, while the cause may be obvious in acute disease, in a chronic 
and more insidious format, symptoms frequently overlap with other 
respiratory conditions.
Establishing the chronicity and periodicity of symptoms forms 
an important part of the clinical assessment; a temporally variable 
history suggests transient upper airway closure, whereas persistent 
18.5
The upper respiratory tract


18.5.1  Upper airway obstruction
4041
symptoms point to a structural aetiology. Likewise, the speed of 
symptom onset can be useful.
A detailed history of previous head and neck surgery and of any 
prior intubation or upper airway intervention is important. This 
should include an evaluation of prior intubation and/​or tracheos-
tomy. The development of subglottic stenoses may relate to intub-
ation that occurred some years before.
It is also important to consider multisystem conditions that can 
manifest with large airway pathology such as rheumatological and 
vasculitic conditions, or respiratory diseases with large airway 
manifestations. The presence of gastro-​oesophageal reflux and 
sino-​nasal disease should be sought, and a history of medications 
associated with periodic upper airway obstruction (e.g. angiotensin 
converting enzyme inhibitors (see later) is important).
Details pertinent to laryngeal pathology include questions re-
garding the location of symptoms, change in voice quality, and pres-
ence of dysphagia. Importantly, several features typically taken to 
indicate an upper airway aetiology (e.g. a difficulty ‘breathing in’), 
have a poor discriminatory value in separating extrathoracic causes 
of dyspnoea from other respiratory conditions.
Examination
Clinical examination features indicating upper airway obstruction 
include the presence of stridor or a fixed monophonic wheeze, 
prolonged inspiratory time, and abnormal thoracic movement. 
The ‘wheeze’ or whistle sound present in upper airway obstruc-
tion differs in nature from that arising from the lower airways. 
Specifically, wheeze or stridor arising from the upper airway is 
harsh and monophonic in nature, and it may be possible to iden-
tify the origin of the sound as coming from the upper chest/​
throat. This noise may only become apparent when ventilation is 
increased or may be variably present, depending on the relation-
ship to a trigger or precipitant (e.g. exercise). It is therefore im-
portant to assess airway sounds through forced inspiratory and 
expiratory manoeuvres, not simply during passive respiration. 
Where symptoms are highly variable, it can be useful for patients 
to provide audio or video recording. When there is significant 
airway obstruction there may be evidence of abdominal paradox 
(i.e. abnormal inward movement of the lower thoracic cage and 
abdomen during inspiration).
0
–6
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4
Fig. 18.5.1.1  Changes in the flow-​volume loop in the setting of upper airway obstruction. (a), Idiopathic subglottic stenosis (b); including 
a flow-​volume loop recorded at disease recurrence; granulomatosis with polyangiitis (c); relapsing polychondritis (d); and intubation-​related 
posterior commissure stenosis (e and f).
Reproduced with permission from Nouraei, SM et al. (2014). Physiology-​based minimum clinically important difference thresholds in adult laryngotracheal stenosis. 
The Laryngoscope, 124(10), 2313–​20, copyright © 2014 The American Laryngological, Rhinological and Otological Society, Inc.


section 18  Respiratory disorders
4042
Investigations
Lung function
Physiological measurements form a key part in the assessment of 
upper airway obstruction and indeed may often first highlight 
the presence of an abnormality. Spirometry forms the mainstay of 
physiological measurement. This manoeuvre requires an individual 
to perform a forced expiration, from total lung capacity to residual 
volume, and then to refill their lung immediately. This is displayed 
as a plot of expiratory and inspiratory flow against the volume ex-
haled, creating a ‘flow-​volume’ loop. The normal appearance of the 
flow-​volume loop is typically depicted as a ‘triangle sitting on top of 
a semi-​circle’, but in many of the causes of upper airway obstruction 
this appearance is significantly altered—​hence the flow-​volume loop 
appearance may be considered a ‘window to the airways’. In vari-
able obstruction that occurs above the thoracic inlet (extrathoracic 
obstruction) only inspiratory flow phase is attenuated, whereas in 
fixed obstruction both the inspiratory and expiratory phases flow is 
impaired (Fig. 18.5.1.1).
Clinicians should note these abnormalities are not readily ap-
parent from the standard clinic spirograph of volume versus time, 
or indeed in manoeuvres which do not include an inspiratory 
phase. It is also important to note that inspiratory manoeuvres 
are highly effort-​dependent and thus attenuation of the inspira-
tory phase of the flow-​volume loop, while relatively sensitive for 
extrathoracic obstruction, may be nonspecific.
The relationship between the peak expiratory flow (PEF) and 
forced expiratory volume in one second (FEV1) can be informative. 
It was recognized over 40 years ago that the PEF is ‘disproportion-
ately’ reduced in relation to the FEV1 inpatients with upper airway 
obstruction. Such a reduction can be quantified by the ‘Empey 
index’, in which the FEV1 (ml/​sec) is divided by the PEF (litre/​min), 
Flow–volume curve at presentation
Volume (litres)
FEV1
1
10
(a)
(c)
(b)
(d)
8
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0
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3
PEFR
FEV1/PEFR
2100 ml
167 litres/min
12.6
FEV1
PEFR
FEV1/PEFR
2000 ml
338 litres/min
5.9
Flow (litres/sec)
Flow (litres/sec)
Flow–volume curve 6 mo after resection
Nonirritant scar in the upper airway
6 mo after resection
Subglottic stenosis at presentation
Volume (litres)
1
10
8
6
4
2
0
–2
–4
–6
2
3
Fig. 18.5.1.2  Upper airway obstruction indicated by the change in appearance of flow-​volume loop and a raised 
Empey index (the forced expiratory volume in 1 second (FEV1) in millilitres divided by the peak expiratory flow rate 
(PEFR) in litres per minute).
Reproduced with permission from Nussbaumer-​Ochsner Y and Thurnheer R (2015). Subglottic Stenosis. N Engl J Med, 373, 73, copyright 
© 2015, Massachusetts Medical Society.


18.5.1  Upper airway obstruction
4043
and upper airway obstruction is consistently associated with a ratio 
typically of 10 or more (Fig. 18.5.1.2).
For further discussion of respiratory function tests, see 
Chapter 18.3.1.
Radiology
There are several techniques to enable rapid and focused assessment 
of large airway pathology.
Modern, multiplanar techniques allow complex 3D airway re-
construction and real-​time assessment of laryngeal and large 
airway movement in the dynamic expiratory phase (Fig. 18.5.1.3). 
These techniques are evolving and may not be available outside spe-
cialist centres. Moreover, some CT protocols, if utilized incorrectly 
or if the obstruction is caused by a thin structure such as a tracheal 
web, may miss large airway pathology.
Direct visualization techniques
Clinic-​based nasendoscopy is increasingly available and essen-
tial in visualization of the nasal cavity and larynx. The technique 
provides important information regarding laryngeal structure 
and movement and assessment of wheeze. It may reveal a cause 
for a patient’s respiratory symptoms immediately (Fig. 18.5.1.4). 
However, it is also important to recognize that nasendoscopy may 
be entirely normal if the assessment occurs in the absence of the 
typical precipitant, and it may need to be repeated following ex-
posure to a trigger. In the context of acute upper airway obstruc-
tion, direct visualization should only be carried out by clinicians 
with specific expertise in managing the upper airway. Subglottic 
causes of upper airway obstruction are not easily visualized with 
nasendoscopy and bronchoscopic evaluation is therefore required. 
Patients with nonacute suspected upper airway obstruction will 
initially often undergo flexible bronchoscopy, but may require 
a rigid procedure in order to allow safe diagnostic sampling. 
Bronchoscopy should include assessment of large airway move-
ment and propensity for collapse during both tidal breathing and 
forced expiration (Fig. 18.5.1.5).
(a)
(b)
Fig. 18.5.1.3  (a) Multiplaner and volumetric CT reconstruction of the computer-​generated image of the trachea. demonstrating a tight but 
thin tracheal web tracheal web (arrow) with a maximum diameter of just 2 mm at the site of a previous tracheostomy. (b) Rigid bronchoscopy 
allows clear visualization of a thin tracheal web which narrowed the diameter of the trachea to just 2 mm. Diathermy immediately improved 
ventilation.
Images reproduced from Thorax, Nanzer AM et al., 70(1), 101, copyright © 2015, with permission from BMJ Publishing Group Ltd.
Fig. 18.5.1.4  Clinic-​based nasendoscopy reveals posterior glottic 
stenosis, indicated by arrow, with chords maintained in fixed 
paramedian position. This patient was referred with treatment refractory 
asthma; symptoms resolved entirely following surgical intervention.
Image courtesy of Dr J Hull, Royal Brompton Hospital.


section 18  Respiratory disorders
4044
Emergency causes of upper airway obstruction
Acute airway obstruction is a life-​threatening medical emergency 
that requires prompt treatment to avoid irreversible end-​organ 
damage and death, which can occur within minutes following 
complete airway occlusion. Treatment and assessment are usu-
ally carried out simultaneously, with the objective of securing the 
airway. The cause is often obvious (Table 18.5.1.1). Patients who 
report a problem in the neck should always be taken seriously. 
Pharmacological intervention with steroids, epinephrine, and heliox 
(21% oxygen in helium) may all be useful, but clinical deterioration 
can be unpredictable. The patient requires close observation in 
an appropriate environment with facility for urgent intubation or 
emergency tracheostomy.
Aspiration
In the United States, aspiration or choking on food has increased to 
be the fourth commonest cause of accidental death after road traffic 
accidents, falls, and fire. The ‘cafe coronary’ often involves a large, 
poorly chewed piece of meat which gets stuck and obstructs or 
partially obstructs the larynx or trachea. Incidence increases with 
age, comorbidities, and sedative and alcohol use. Patients usually 
present with immediate respiratory distress, aphonia, and cyan-
osis, which can lead rapidly to death. Treatment requires imme-
diate recognition and removal of obstructing matter. The Heimlich 
manoeuvre, which can be done on oneself, back slaps, and abdom-
inal thrusts are all useful. These forms an essential part of basic 
life support training taught by international resuscitation councils. 
Endoscopy, preferably using a rigid bronchoscope which allows 
ventilation and access for larger, grasping tools to remove the for-
eign body, is sometimes required. Emergency cricothryoidotomy 
where a small hole is made in the cricothyroid membrane can be 
lifesaving technique.
Infection
Infections of the upper airways rarely cause obstruction in adults 
but are significant causes in infants and children, particularly 
(a)
(b)
(c)
(d)
Fig. 18.5.1.5  Image stills taken during flexible bronchoscopy showing excessive dynamic airway collapse, with images taken during (a) passive 
respiration, and (b) forced expiration.
Figures courtesy of Dr P. Shah, Royal Brompton Hospital.
Table 18.5.1.1  Causes of upper airway obstruction
Acute
Subacute
Oedema
Tumour
Allergy
Subglottic stenosis (commonly 
following intubation/tracheostomy)
infections: (tonsillitis, pharyngitis, 
epiglottitis, croup, retropharyngeal, 
tonsillar, and peritonsillar abscess)
Tracheal compression (aneurism, 
tumour, thyroid enlargement)
Foreign body
Tracheal web
Burn inhalation injury
Tracheomalacia
Tracheobronchomegaly
Recurrent laryngeal nerve palsy
Vocal cord dysfunction or inducible 
laryngeal obstruction (ILO)


18.5.1  Upper airway obstruction
4045
streptococcal pharyngitis, tonsillitis, croup, and retropharyngeal 
abscesses.
Croup (viral laryngotracheobronchitis)
This is very common in children and usually caused by Parainfluenza 
1–​3 virus infection, but Adenovirus, Respiratory syncytial virus, and 
other viruses can also cause disease. The subglottic trachea is usually 
affected, causing tracheal narrowing which generates the steeple sign 
on a plain chest film. Patients usually present at night with hoarse-
ness, a typical nocturnal barking cough, stridor, and drooling when 
severe. A croup score may be useful in stratification of disease. The 
condition usually resolves within 3–​7 days. Treatment is supportive 
and dependent on the degree of respiratory distress. Steroids, nebu-
lized racemic epinephrine (equal volumes of d and l-​isomers of epi-
nephrine which have prolonged action and reduced pressor effect 
compared with l-​epinephrine alone), and heliox may be useful.
Epiglottitis
Historically more than 90% of cases were due to Haemophilus influ-
enzae, which is now rare in countries where there is a comprehen-
sive vaccination programme. It characteristically presents abruptly 
with drooling, dysphagia, and distress. The affected patient often 
adopts the tripod position with extension of the neck. Examination 
should be conducted extremely carefully as this can provoke com-
plete airway occlusion. The epiglottis has a typical beefy or cherry 
red appearance. Management is focused on immediate securing of 
the airway, which should be done by an experienced paediatric an-
aesthetist. The prognosis is good once the airway secured. Treatment 
requires appropriate broad-​spectrum antibiotics.
Tonsillar enlargement and peritonsillar abscess (quinsy)
Treatment is both supportive and directed toward the infection, 
often caused by a group B streptococcus. Quinsy often requires 
surgical drainage. Lemierre’s disease, often secondary to a deep 
peritonsillar abscess caused by a Fusobacterium necrophorum, refers 
to thrombophlebitis of the internal jugular vein which can lead to 
sepsis and septic emboli to the lungs.
Retropharyngeal abscess
Though rare, the incidence in adults is rising and a high index of sus-
picion is required. It usually presents with sore throat, stridor, fever, 
neck stiffness, neck pain, and odynophagia. There is a high mortality 
due to association with carotid artery rupture, mediastinitis, epidural 
abscess, aspiration pneumonia, necrotizing fasciitis, and jugular 
venous thrombosis. Urgent ear, nose, and throat (ENT) assessment is 
required, with drainage and appropriate antibiotic treatment.
Oedema
In the hospital environment, extubation is commonly associated 
with laryngospasm and laryngeal oedema, and it has been reported 
that variable upper airway obstruction caused by oedema compli-
cates up to 30% of extubations in the intensive care unit setting and 
is responsible for 4% of reintubations. The risk of post-​extubation 
laryngeal oedema can be assessed by a cuff leak test where the endo-
tracheal tube cuff is deflated and the leak determined. There are data 
suggesting the systemic steroids may be useful in preventing post-​
extubation laryngeal oedema. Early tracheostomy has also been sug-
gested as a useful prevention strategy. Once identified, the airway 
must be protected with reintubation, emergency tracheostomy, or 
treated with medical therapy. Systemic steroids, nebulized epineph-
rine, and heliox are all thought to be useful. Respiratory support 
with noninvasive ventilation should be avoided as this may delay 
definitive airway stabilization.
Outside of hospital, acute oedema of the larynx or pharynx is 
usually due to allergy, a hereditary abnormality of the complement 
pathway, or occurs following inhalation of noxious gases.
Allergic oedema
Oedema affecting the face and upper airway can appear without 
warning. Usually, however, there is a history of atopy with a known 
allergy, prior history of hay fever, or the oral-​allergy syndrome with 
pruritis of the lips, tongue, and palate after certain fruits and nuts. 
Whereas oral ingestion of allergens rarely progresses to IgE-​mediated 
anaphylaxis with life-​threatening upper airway obstruction (the pro-
teins are broken down before absorption, exceptions being certain 
nuts, fish, and egg), insect stings can do so as they are directly injected.
Some apparent allergic reactions are not based on atopy and IgE 
but occur via IgG, direct activation of other inflammatory pathways, 
or ingestion of vasodilator substances. Treatment of allergic upper 
airways obstruction consists of intramuscular epinephrine (0.5 mg 
IM) with antihistamines and steroids (Chapter 17.3). Aerosolized 
epinephrine may also be useful.
Hereditary and acquired angio-​oedema
Nonallergic hereditary and acquired angio-​oedema are due to defi-
ciency of plasma C1 inhibitor, a serene protease inhibitor, produced 
by the liver and monocytes, which regulates the first component of 
the complement pathway. This deficiency allows abnormal activation 
of the whole complement pathway, leading to activation of C1, C2, 
and C4 and production of vasoactive products such as bradykinin 
responsible for the resulting oedema. See Chapter  4.5 for further 
discussion.
Smoke inhalation
Smoke inhalation can cause thermal injury to the upper airways 
and contributes significantly to deaths due to fire. Upper airway ob-
struction due to heat injury and mucosal swelling usually develops 
within 24 h of exposure, but stenosis due to scarring can present 
later. A hoarse voice, stridor, severe conjunctivitis, burnt nasal hairs, 
and falling peak flow all suggest significant upper airway damage. 
Direct visualization with bronchoscopy is the best tool to determine 
whether there is oedema or mucosal ulceration obstructing the 
airways. Management usually consists of simple measures such as 
elevating the head of the bed and inhaling cool moist air with added 
oxygen. If peak flow falls, then transfer to an intensive care unit and 
bronchoscopy with the capability to perform an intubation, guided 
by direct vision, is required.
Subacute causes of upper airway obstruction
Malignancy
Cancers arising from the larynx and airway can cause airway obstruc-
tion. They are usually squamous carcinomas and are more common 
in smokers. Spread of a bronchial carcinoma into the trachea is 
probably the most common cause of upper airway obstruction seen 


section 18  Respiratory disorders
4046
by chest physicians. Laryngeal tumours commonly present with a 
change in voice and cough. Large airway tumours often present late 
as the chest radiograph is often normal. Assessment requires direct 
visualization and biopsy (Fig. 18.5.1.6).
Aside from intubation or tracheostomy (when appropriate), 
emergency treatment of tumours compromising the upper airway 
consists of dexamethasone (12  mg daily), nebulized adrenaline 
(10 ml of 1:10 000 up to six times daily), humidification of inspired 
air, and the use of heliox (21% oxygen in helium). Improvement in 
the airway may then be achieved by treatment of the tumour with 
chemotherapy or radiotherapy, but sometimes these may provoke 
tumour swelling, such that steroids are often prescribed first, with 
emergency treatments kept close to hand (heliox, adrenaline). If 
these therapies do not help, palliation can be achieved with the use 
of bronchoscopically guided laser therapy or cryotherapy, which ei-
ther burn or freeze away tumour tissue with a low incidence of ser-
ious haemorrhage. However, these techniques are only of use with 
intraluminal tumours and cannot be applied when narrowing is due 
to external compression. Another approach is the use of silicone or 
metal endobronchial stents, some of which can be inserted either 
via a flexible or rigid bronchoscope. These are particularly useful 
when external compression is present, and can produce dramatic 
resolution of symptoms. It is rarely appropriate to ‘debulk’ a malig-
nant tumour at thoracotomy in an attempt to improve large airway 
patency. Upper airway obstruction from tumour often becomes a 
terminal event. Adequate palliation and sedation must be given.
Some rare, nonmalignant tumours can obstruct the trachea (Fig. 
18.5.1.7), and rarely granulomatous conditions such as sarcoid, 
Wegener’s granulomatosis, and amyloid infiltration may mimic 
tumour.
Tracheal compression
A variety of abnormalities of adjacent structures can cause external 
compression of the trachea and lead to symptoms of upper airway 
(a)
(b)
Fig. 18.5.1.7  (a) Tracheal mass virtually occluding the airway at the level of the aortic outlet on axial CT thorax. (b) Highly vascular endotracheal 
mass visualized at bronchoscopy.
Reproduced from Thorax, Orton C, et al., 70(3), 302, copyright © 2015, with permission from BMJ Publishing Group Ltd.
Fig. 18.5.1.6  Endotracheal malignancy viewed through rigid bronchoscope.
Figures courtesy of Mr S. Jordan, Royal Brompton Hospital.


18.5.1  Upper airway obstruction
4047
obstruction. When present a thyroid goitre usually grows outwards, 
but occasionally it can wrap around the trachea and oesophagus and 
extend inferiorly into the superior mediastinum, causing narrowing 
and airway obstruction. Haemorrhage into a pre-​existing cyst can 
cause acute worsening of symptoms. Surgery usually provides im-
mediate relief of symptoms with the caveat that occasionally the 
goitre contributes to structural support of the trachea and removal 
can precipitate tracheomalacia.
A variety of congenital and acquired vascular abnormalities often 
involving the innominate artery or aorta can result in airway com-
promise. Mediastinal lymphadenopathy, thymoma, and fibrosis can 
all present with airway symptoms. Treatment for tracheal compres-
sion is dependent on the underlying aetiology, but a multidiscip-
linary approach is recommended with access to optimal diagnostic 
physiology and imaging, thoracic surgery, and/​or stenting, and re-
spiratory support with continuous positive airway pressure or non-​
invasive ventilation.
Tracheal stenosis
Tracheal stenosis is an important cause of iatrogenic upper airway 
obstruction and usually occurs at the level of the subglottis, typ-
ically caused by the cuff of an endotracheal tube or the first tra-
cheal ring following tracheostomy. The incidence after intubation 
has been reported to be up to 20%, but may be less following the 
widespread use of low pressure cuffed tubes. CT reconstruction of 
the trachea may be useful, but examination with bronchoscopy and 
assessment by a specialist thoracic surgeon or ENT surgeon is re-
quired (Fig. 18.5.1.3).
Dynamic large airway collapse
Several conditions can be associated with an apparent collapse or 
excessive inward movement of the tracheal wall. Diagnostic criteria 
remain under discussion, but in some individuals the posterior tra-
cheal wall may collapse to such a degree (i.e. >90%) that it almost 
completely occludes the large airway tract during expiration, and 
even during passive tidal respiration. This can have flow conse-
quences and result in impaired exercise tolerance and cough, with 
difficulty clearing secretions. It is important to highlight, however, 
that a degree of large airway collapse occurs in healthy individuals 
and there can be a poor relationship between the degree of collapse 
visualized (e.g. on bronchoscopy or CT imaging) and impact on 
symptoms or lung function.
The terminology in this field is confusing and several terms 
have been used to describe large airway collapse (e.g. excessive 
dynamic airway collapse and/​or expiratory central airway col-
lapse). These conditions are probably best considered under 
an umbrella term of large airway collapse with symptoms, 
encompassing the conditions tracheobronchomalacia and exces-
sive dynamic airway collapse. Tracheobronchomalacia is a term 
that should be specifically reserved to describe a pathological 
condition with structural weakness in the cartilaginous rings of 
the trachea and large airways, whereas excessive dynamic airway 
collapse describes invagination of the posterior membrane of 
the trachea leading to a 70% or more reduction in airway lumen 
(Fig. 18.5.1.8).
Relapsing polychondritis is a severe progressive form of 
tracheobronchomalacia. This is an inflammatory condition typic-
ally involving cartilage of the nose, ears, and large airways. There is 
often significant delay in diagnosis, with no specific diagnostic test 
available, although positron emission tomography scans and car-
tilage biopsies can be helpful. Treatment usually involves immuno-
suppression, with anecdotal success using novel biologic agents in 
addition to supportive treatment of the tracheal collapse with re-
spiratory support, stents, and surgery. See Chapter 19.11.9 for fur-
ther discussion.
Tracheomalacia and excessive dynamic airway collapse are 
thought to occur in a significant number of patients suffering from 
chronic obstructive pulmonary disease and asthma. Treatment is 
largely supportive and directed at coexistent conditions; optimal 
airway support with continuous positive airway pressure and non-​
invasive ventilation is often very useful.
Mounier-​Kuhn syndrome or tracheobronchomegaly is a rare, ab-
normal dilatation of the trachea caused by atrophy of the muscular 
and elastic tissues of the trachea. Secondary tracheobronchomegaly 
can be caused by connective tissue disease. Recurrent respiratory 
tract infection is common. Treatment is supportive.
(a)
(b)
Fig. 18.5.1.8  CT images demonstrating (a) excessive dynamic airway collapse and (b) tracheobronchomalacia. See text for discussion.
Figures courtesy of Dr A Devaraj, Royal Brompton Hospital.