# 22.3.4 Chronic myeloid leukaemia 5213 Mhairi Copla

# 22.3.4 Chronic myeloid leukaemia 5213 Mhairi Copland and Tessa L. Holyoake†

22.3.4  Chronic myeloid leukaemia
5213
22.3.4  Chronic myeloid leukaemia
Mhairi Copland and Tessa L. Holyoake†
ESSENTIALS
Chronic myeloid leukaemia (CML) has a worldwide incidence of 1 
to 2 per 100 000 of the population. Most cases are caused by trans-
location of the distal end of chromosome 9 on to chromosome  
22 (known as a Philadelphia (Ph) chromosome), which leads to 
the creation of a fusion protein expressed from the fusion gene 
formed by juxtaposition of parts of the BCR (breakpoint cluster 
region) and ABL1 (Abelson 1) genes. The resulting oncoprotein is 
a constitutively active tyrosine kinase and appears to operate as 
an initiator for the development of the leukaemia. It is not known 
why this precise translocation occurs recurrently.
Clinical features, diagnosis, and (historical) prognosis
Clinical features—​many patients are asymptomatic at diagnosis, which 
is made following a routine blood test. Others present with signs and 
symptoms including fatigue, sweats, fever, weight loss, haemorrhagic 
manifestations, and abdominal discomfort (due to splenomegaly).
Diagnosis—​this is typically made by the examination of a periph-
eral blood film (revealing features including increased numbers of 
neutrophils, eosinophils, basophils, immature myeloid cells, and, in 
some cases, platelets) and the demonstration of the Ph chromosome 
by conventional cytogenetics in a bone marrow aspirate or periph-
eral blood sample. Polymerase chain reaction analysis of peripheral 
blood confirms the presence of a BCR-​ABL1 transcript and charac-
terizes the BCR-​ABL1 junction.
Prognosis—​before the introduction of tyrosine kinase inhibitors 
(TKIs) the condition, having usually been diagnosed in the chronic 
phase, then spontaneously progressed after (typically) 3 to 6 years to 
myeloid (or less commonly lymphoid) blast transformation, which 
had a very poor prognosis. This has changed significantly since the 
introduction of TKIs.
Treatment
The original TKI, imatinib, has had a very significant impact on  
the first-​line management of patients with CML. It induces durable 
complete cytogenetic responses in the majority of patients and 
­prolongs overall survival substantially. Although the incidence is 
­unchanged, the improvement in survival resulting from TKI treatment 
has led to an ever increasing prevalence of this form of leukaemia. 
Imatinib, however, does not totally eradicate the leukaemia in most 
cases and therapy is usually lifelong. Second-​ and third-​generation 
TKIs, including dasatinib, nilotinib, bosutinib, and ponatinib,  
show enhanced potency against BCR-​ABL1 activity and are 
­licensed within Europe for first-​line (dasatinib, nilotinib, bosutinib) 
or second-​line or subsequent (dasatinib, nilotinib, bosutinib, 
ponatinib) use in CML. Patients with suboptimal responses to first-​
line treatment can be offered (1) a different second-​line TKI; or 
(2) a third-​line TKI, such as ponatinib; or (3) allogeneic stem cell 
transplantation—​for patients less than 65 years of age and with a 
suitable donor. A second indication to switch TKI is drug intoler-
ance and each agent is associated with a range of similar and 
nonoverlapping toxicities, although cardiovascular toxicity appears 
to be a particular concern for nilotinib and ponatinib, pleural effu-
sion and pulmonary arterial hypertension for dasatinib, and diar-
rhoea for bosutinib.
Introduction
Patients with chronic myeloid leukaemia (CML) have been well 
served by translational research over the past half century. Though 
the disease was first described in 1845 and characterized by the 
1920s, it was a further 60 years before the unravelling of initiating 
molecular events paved the way to define specific targets for treat-
ment. CML is a clonal disease that results from an acquired mo-
lecular change in a pluripotent haematopoietic stem cell. The 
leukaemia cells have a consistent cytogenetic abnormality, the 
Philadelphia (Ph) chromosome, which carries a BCR-​ABL1 fusion 
gene (Fig. 22.3.4.1). This gene encodes a BCR-​ABL1 oncoprotein 
with enhanced tyrosine kinase activity, which is generally con-
sidered to be the ‘initiating event’ in the chronic phase of CML, 
though there remains some debate as to whether this is indeed the 
first molecular event in all cases.
TKIs can inhibit the enzymatic activity of the dysregulated 
BCR-​ABL1 tyrosine kinase and have now become the preferred 
treatment for all newly diagnosed patients with CML, including 
children. TKIs substantially reduce the number of leukaemia cells 
in a patient’s body, and comparison with historical data confirms 
the notion that they prolong overall survival very substantially, 
leading to an increased prevalence of the disease. However, very 
deep molecular responses (MR4.5, 4.5-​log reduction in BCR-​ABL1 
transcripts from baseline) occur in only a minority of patients, and 
allogeneic stem cell transplantation (alloSCT) remains the only 
treatment that can reliably produce complete and durable MR4.5 
due presumably to eradication of all residual leukaemia stem cells. 
The authors and editors gratefully acknowledge the inclusion in this 
chapter of material contributed to previous editions of the Oxford 
Textbook of Medicine by Tariq I. Mughal and John M. Goldman (who 
died on 24 December 2013).
† It is with great regret that we report that Tessa L. Holyoake died on 30 
August, 2017.
22q-(Ph)
bcr-abl1
abl
22
bcr
9
9q+
Expresses a fusion
protein with
tyrosine kinase activity
abl-bcr
Fig. 22.3.4.1  A schematic representation of how the t(9;22) 
translocation produces the Philadelphia (Ph) chromosome.


SECTION 22  Haematological disorders
5214
More recently, TKI discontinuation trials have been conducted for 
patients achieving MR4.5 (and in some cases less deep molecular 
response) and consistently demonstrate that around 40% of pa-
tients in deep molecular remission (at least MR4) can safely stop a 
TKI without suffering an inevitable relapse. These studies are cur-
rently being extended worldwide with results eagerly awaited. The 
second-​generation TKIs, notably dasatinib, nilotinib and bosutinib, 
have become firmly established in clinical use for the treatment of 
imatinib-​resistant/​refractory CML and Ph-​positive acute lympho-
blastic leukaemia (ALL) and are now used by many specialists for 
first-​line treatment also.
Epidemiology
The annual incidence of CML is constant worldwide at about 1 to 
2 per 100 000 of the population per annum. In the Western world, it 
represents approximately 15% of all adult leukaemias and less than 
5% of all childhood leukaemias, although these figures are changing 
because of the increasing prevalence of CML resulting from suc-
cessful therapy. In the Western world, the median age of onset is 50 
to 60 years, and there is a slight male excess. In contrast, the median 
age of onset may be considerably younger in some other countries, 
such as India.
Importantly, as we become more successful in treating this rare 
malignancy, the annual CML-​related death rates are declining fur-
ther: the current estimate is around 2% and this predicts that the 
prevalence will plateau at around 35 times the incidence by 2050 
(Fig. 22.3.4.2).
Aetiology
For most patients with CML, possibly for all, there appear to be no 
obvious predisposing factors, and the disease arises sporadically. 
Epidemiology studies have suggested a marginal increment in the 
number of cases of CML following exposure to high doses of irradi-
ation as occurred in survivors of the Hiroshima and Nagasaki atomic 
bombs in 1945. A small number of families with a high incidence of 
the disease have also been reported, though no specific HLA geno-
types have been identified. One convincing case has been reported 
of CML recurring in cells of donor origin following related alloSCT.
Natural history
CML is a remarkably heterogeneous disease. Before the introduc-
tion of TKIs, it typically ran a biphasic or triphasic course. It was 
usually diagnosed in the chronic phase, which typically lasted 3 to 
6 years; the leukaemia then spontaneously progressed to blast trans-
formation. About 70 to 80% of patients had a myeloid blast trans-
formation, and they usually survived 2 to 6 months; the 20 to 30% of 
patients with a lymphoid blast transformation had a slightly better 
survival. About half the patients in the chronic phase transformed 
directly into blast transformation, and the remainder did so fol-
lowing a period of accelerated phase.
Soon after the introduction of imatinib, it was observed that the 
natural history for most patients with CML who received this drug 
as initial therapy, particularly for patients who remain in complete 
cytogenetic response (CCyR) beyond the fourth year of therapy, 
200000
180000
160000
140000
120000
100000
Number of cases
80000
60000
40000
20000
2000
2005
2010
2015
2020
2025
Year
2030
2035
2040
2045
2050
Prevalence
Fig. 22.3.4.2  Estimated prevalence of CML in the United States of America.
Reproduced with permission from Huang X, Cortes J, Kantarjian H (2012). Estimations of the increasing prevalence and plateau 
prevalence of chronic myeloid leukemia in the era of tyrosine kinase inhibitor therapy. Cancer, 118, 3123–​7. Copyright © 2012, John 
Wiley and Sons.


22.3.4  Chronic myeloid leukaemia
5215
was very greatly improved. The 8-​year follow-​up of a phase III pro-
spective trial, the International Randomized Study of Interferon 
plus Cytarabine vs STI571 (IRIS), which compared imatinib to 
the previous best nontransplant therapy, interferon-​α (IFN-​α) and 
cytarabine, showed that 55% of the original cohort randomized 
to receive the imatinib were still taking the drug and the majority 
was still in CCyR 8 years after starting treatment (Fig. 22.3.4.3 and 
Table 22.3.4.1). Patients presenting in the late chronic phase appear 
to fare less well, and those in the advanced phases, particularly the 
blast phase, generally do poorly, including those who did initially 
respond to imatinib. In patients with lymphoid blast phase CML, 
there appear to be no durable responses beyond 6 months.
Clinical features and diagnosis
Current estimates suggest that one-​third to one-​half of patients 
with CML are totally asymptomatic at diagnosis, which is made 
following a routine blood test. The remainder present with signs and 
symptoms often of about 3 months’ duration and related to altered 
haemopoiesis, particularly anaemia and platelet dysfunction and 
increasing disease burden, resulting in splenomegaly. Most patients 
will have leucocytosis due to increased numbers of myeloid cells at 
all stages of maturation; basophilia is almost universal, and some pa-
tients have an eosinophilia (Box 22.3.4.1). The anaemia tends to be 
mild and normochromic normocytic in nature; some patients have 
3.3
7.5
4.8
1.7
0.8
0.3
1.5
2.8
1.8
0.9
0.5
0
0
1
2
3
4
5
6
7
8
With Event % 
Event:
     Loss of CHR
     Loss of MCyR, AP/BC
     Death during treatment
AP/BC
Year
6
7
8
5
4
3
2
1
1.4
0
1.3
0.4
Fig. 22.3.4.3  IRIS 8-​year follow-​up. Loss of response or progression events are early (years 1–​4) and decline thereafter.
CHR, complete haematological response; MCyR, major cytogenetic response; AP/BC, accelerated phase/blast crisis.
Source data from Deininger, M, et al. (2009). International Randomized Study of Interferon Vs STI571 (IRIS) 8-Year Follow up: 
Sustained Survival and Low Risk for Progression or Events in Patients with Newly Diagnosed Chronic Myeloid Leukemia in Chronic 
Phase (CML-CP) Treated with Imatinib, Blood, 114, 1126.
Table 22.3.4.1  The 8-​year follow-​up results of the IRIS trial
Still on first-​line imatinib
304 (55%)
Discontinued imatinib
249 (45%)
Adverse events/​abnormal labs
30 (5.4%)
Suboptimal response
77 (13.9%)
Death
16 (2.9%)
SCT
16 (2.9%)
Withdrawal consent
44 (8.0%)
No reconsent to amendment
19 (3.4%)
Crossed over to IFN + Ara-​Ca
14 (2.5%)
Other reasonsb
  3 (6.0%)
Ara-​C, cytosine arabinoside; IFN, interferon; SCT, stem cell transplantation.
a Due to intolerance (0.7%), lack of minor cytogenetic response at 12 months or 
progression (1.8%).
b Includes administrative problems, protocol violation, lost to follow-​up.
Box 22.3.4.1  WHO criteria for accelerated and blast 
phases of CML
CML, accelerated phase (AP)
Diagnose if one or more of the following is present:
	•	 Blasts 10 to 19% of peripheral blood white cells or bone marrow cells.
	•	 Peripheral blood basophils at least 20%.
	•	 Persistent thrombocytopenia (<100 × 109/​litre) unrelated to therapy, or 
persistent thrombocytosis (>1000 × 109/​litre) unresponsive to therapy.
	•	 Increasing spleen size and increasing white blood cell count unre-
sponsive to therapy.
	•	 Cytogenetic evidence of clonal evolution (i.e. the appearance of an 
additional genetic abnormality that was not present in the initial spe-
cimen at the time of diagnosis of chronic phase CML).
	•	 Megakaryocytic proliferation in sizable sheets and clusters, associated 
with marked reticulin or collagen fibrosis, and/​or severe granulocytic 
dysplasia, should be considered as suggestive of CML-​AP. These findings 
have not yet been analysed in large clinical studies, however, so it is not 
clear if they are independent criteria for accelerated phase. They often 
occur simultaneously with one or more of the other features listed.
CML, blast phase (BP)
Diagnose if one or more of the following is present:
	•	 Blasts 20% or more of peripheral blood white cells or bone marrow cells.
	•	 Extramedullary blast proliferation.
	•	 Large foci or clusters of blasts in bone marrow biopsy.
Source data from Vardiman, JW (2008). Chronic myelogenous leukaemia, 
BCR-ABL1 positive. WHO classification of tumours of haematopoietic and 
lymphoid tissues, 32–37.


SECTION 22  Haematological disorders
5216
a degree of thrombocytosis. Nearly all patients diagnosed in the ad-
vanced phases of CML are symptomatic. Occasionally patients may 
present with extramedullary disease, such as a chloroma.
Classical clinical features include sweats, weight loss, haemor-
rhagic manifestations, such as spontaneous bruising and retinal 
haemorrhages, abdominal discomfort due to splenomegaly, fatigue 
(often but not always related to anaemia), and fever (Box 22.3.4.2). 
The diagnosis is typically made by the examination of a peripheral 
blood film and the demonstration of the Ph chromosome by conven-
tional cytogenetics on a bone marrow aspirate sample. Most haema-
tologists also carry out a bone marrow trephine examination; this is 
often hypercellular with complete or near complete loss of fat spaces 
and a high myeloid to erythroid ratio. The presence of less than 10% 
of blast cells is compatible with chronic disease, but a higher per-
centage suggests that the patient may be in accelerated or blast phase 
(Fig. 22.3.4.4).
Sometimes the diagnosis is made by demonstrating the presence 
of a BCR-​ABL1 gene by fluorescence in situ hybridization on a per-
ipheral blood sample. Modern practice dictates the use of a baseline 
real-​time quantitative polymerase chain reaction analysis of periph-
eral blood to confirm the presence of a BCR-​ABL1 gene and charac-
terize the BCR-​ABL1 junction. Such an analysis is particularly useful 
in the subsequent monitoring of patients.
Molecular biology
The Ph chromosome is an acquired cytogenetic abnormality pre-
sent in all leukaemic cells of the myeloid lineage and in some B- 
cells. It is formed as a result of a reciprocal translocation of DNA 
from chromosomes 9 and 22, t(9; 22)(q34;q11) (Fig. 22.3.4.1). The 
classical Ph chromosome is easily identified in about 90% of CML 
patients. A  further 5% of patients have variant translocations in 
which chromosomes 9, 22, and other additional chromosomes are 
involved. About 5% of patients with clinical and haematological fea-
tures typical of CML lack the Ph chromosome and are referred to 
as having ‘Ph-​negative’ CML. These patients have a BCR-​ABL1 chi-
meric gene and are referred to as Ph-​negative, BCR-​ABL1-​positive 
cases. Patients who are BCR-​ABL1 negative are not considered to 
have CML but an unclassified form of myeloproliferative disorder. 
Some patients acquire additional clonal cytogenetic abnormal-
ities, in particular +8, +Ph, iso17q–​, and +19, as their disease pro-
gresses. The emergence of such clones may herald the onset of blast 
transformation.
The various genetic events have now been elucidated, and the 
chimeric BCR-​ABL1 gene is believed to play a central role in the 
pathogenesis of CML, though the precise mechanism(s) are still 
not fully understood. Three distinct breakpoint locations in the 
BCR gene in chromosome 22 have been identified (Fig. 22.3.4.5). 
The break in the major breakpoint cluster region (M-​bcr) occurs 
in the intron between exon e13 and e14 or in the intron between 
exon e14 and e15 (toward the telomere). By contrast, the position of 
the breakpoint in the ABL1 gene on chromosome 9 is highly vari-
able and may occur at almost any position upstream of exon a2. 
The Ph translocation results in the juxtaposition of 5′ sequences 
from the BCR gene with 3′ sequences from the ABL1 gene. This 
event results in the generation of the chimeric BCR-​ABL1 fusion 
gene transcribed as an 8.5-​kbp mRNA. This mRNA encodes a pro-
tein of 210 kDa (p210BCR-​ABL1) that has a greater tyrosine kinase 
activity compared with the normal ABL protein. The different 
breakpoints in the M-​bcr result in two slightly different chimeric 
BCR-​ABL1 genes, resulting in either an e13a2 or an e14a2 tran-
script. The type of BCR-​ABL1 transcript has no important prog-
nostic significance.
Box 22.3.4.2  Clinical features of patients with chronic phase 
CML seen at the Hammersmith Hospital, London
	•	 Fatigue: 33.5%
	•	 Bleeding: 21.3%
	•	 Weight loss: 20.0%
	•	 Abdominal discomfort (left upper quadrant): 18.6%
	•	 Sweats: 14.6%
	•	 Bone pain: 7.4%
	•	 Splenomegaly: 75.8%
	•	 Hepatomegaly: 2.2%
Adapted with permission from Savage D, et al. (1997). Clinical features at 
diagnosis in 430 patients with chronic myeloid leukaemia seen at a referral 
centre over a 16-​year period. Br J Haematol, 96, 111–​16.
Fig. 22.3.4.4  A peripheral blood film from a patient with CML in 
chronic phase.
Alternative fusion genes in CML
BCR-ABL1
mRNAs
e14a2
e13a2
11
a2
e14
e13
e12
1
1
e12 e13 a2
e1
e1
ABL1
BCR
kinase domain
Oncoproteins p210BCR-ABL1
Fig. 22.3.4.5  The various breakpoints identified in the CML.


22.3.4  Chronic myeloid leukaemia
5217
The second breakpoint location in the BCR gene occurs be-
tween exons e1 and e2 in an area designated the minor breakpoint 
cluster region (m-​bcr) and forms a smaller BCR-​ABL1 fusion gene. 
This is transcribed as an e1a2 mRNA which encodes a p190BCR-​ABL1 
oncoprotein. This protein characterizes about two-​thirds of patients 
with Ph-​positive ALL. A third breakpoint location is found in pa-
tients with the very rare Ph-​positive chronic neutrophilic leukaemia. 
This has been designated as a micro breakpoint cluster region 
(µ-​bcr) and results in e19a2 mRNA, which encodes a larger protein 
of 230 kDa (p230BCR-​ABL1).
The recognition of several features in the BCR-​ABL1 oncoprotein 
that are essential for cellular transformation led to the identifi-
cation of signal transduction pathways activated in BCR-​ABL1-​
positive cells (Fig. 22.3.4.6). Much attention has since focused 
on determining the precise role played by the various BCR-​ABL1 
downstream proteins in the pathogenesis of CML. A  number of 
possible mechanisms of BCR-​ABL1-​mediated malignant transform-
ation have been implicated, which are not necessarily mutually ex-
clusive. These include constitutive activation of mitogenic signalling, 
reduced apoptosis, impaired adhesion of cells to the stroma and 
extracellular matrix, and proteasome-​mediated degradation of ABL 
inhibitory proteins. The deregulation of the ABL tyrosine kinase 
facilitates autophosphorylation, resulting in a marked increase of 
phosphotyrosine on BCR-​ABL1 itself, which creates binding sites 
for the SH2 domains of other proteins. A variety of such substrates, 
which can be tyrosine phosphorylated, have now been identified. 
Although much is known of the abnormal interactions between the 
BCR-​ABL1 oncoprotein and other cytoplasmic molecules, the finer 
details of the pathways through which the ‘rogue’ proliferative signal 
is mediated, such as the RAS-​MAP kinase, JAK-​STAT, and the PI3 
kinase pathways, are incomplete, and the relative contributions to 
the leukaemic ‘phenotype’ are still unknown. Moreover, the multiple 
signals initiated by the BCR-​ABL1 oncoprotein have both prolif-
erative and antiapoptotic qualities, which are often difficult to sep-
arate. Much remains to be learned about the significance of tyrosine 
phosphatases in the transformation process.
It is generally believed that some CML stem cells, at a cytokinetic 
level, transit through a ‘quiescent’ or ‘dormant’ (G0) phase. These 
quiescent CML cells appear to be able to shift between quiescence 
and active cycling, allowing them to proliferate under certain cir-
cumstances. There is also evidence that some Ph-​positive cells are 
quiescent and less likely to be eradicated by cycle-​dependent cyto-
toxic drugs, even at high doses, or indeed by any of the currently 
available TKIs.
It is likely that the acquisition of a BCR-​ABL1 fusion gene by a 
haemopoietic stem cell and the ensuing expansion of the Ph-​positive 
clone sets the scene for acquisition and expansion of one or more 
Ph-​positive subclones that are genetically more aggressive than the 
original Ph-​positive population. The propensity of the Ph-​positive 
clone to acquire such additional genetic changes is an example of 
‘genomic instability’, but the molecular mechanisms underlying this 
instability are poorly defined. Such new events may occur in the 
BCR-​ABL1 fusion gene or indeed in other genes in the Ph-​positive 
population of cells and presumably underlie the progression to ad-
vanced phases of the disease. The average length of chromosomal 
telomeres in the Ph-​positive cells is generally less than that in cor-
responding normal cells, and the enzyme telomerase, which is re-
quired to maintain the length of telomere, is up-​regulated as the 
patient’s disease enters the advanced phases. About 25% of patients 
with CML in myeloid blast transformation have point mutations or 
Haematopoietic stem cell
(a)
(b)
JAK2
JAK2
BCR-ABL
GRB2-SOS
Ras-GTP
Raf-MEK-ERK
GRB2-SOS
Ras-GTP
Raf-MEK-ERK
mTOR
PI3K
mTOR
PI3K
STAT5
STAT5
Transcription of target genes for
differentiation or proliferation
Transcription of target genes for
inhibition of apoptosis or drug resistance
CML cell
Fig. 22.3.4.6  Signal transduction pathways which are potentially important in CML in chronic phase. BCR-ABL1 
enables JAK2-independent phosphorylation of downstream pathways.
Reprinted by permission from Springer Nature: Fabbro D (2012). BCR-​ABL signaling: A new STATus in CML. Nat Chem Biol, 8, 
228–​9. Copyright © 2012, Springer Nature.


SECTION 22  Haematological disorders
5218
deletions in the p53 gene, and about half of all patients in lymphoid 
blast transformation show homozygous deletion in the p16 gene. 
There is also evidence supporting the role of the RB (retinoblastoma) 
and the MYC genes in disease progression. In the future, whole-​
genome and targeted exome sequencing should largely clarify the 
mutational landscape of CML, whether it differs between patients, 
and how that then modifies the response to TKIs.
Prognostic factors
Various efforts have been made to establish criteria definable at diag-
nosis, both prognostic (disease related) and predictive (treatment 
related), that may help to predict survival for individual patients. 
Historically, the most frequently used method was that proposed 
by Sokal in 1984, whereby patients can be divided into various risk 
categories based on a mathematical formula that takes into account 
the patient’s age, blast cell percentage, spleen size, and platelet count 
at diagnosis. The Euro or Hasford system is an updated Sokal index, 
which includes consideration of basophil and eosinophil num-
bers. Stratifying patients into good-​, intermediate-​, and poor-​risk 
categories may assist in the decision-​making process regarding ap-
propriate treatment options. Recent observations, however, suggest 
that age per se might not influence the biology of the disease, but ra-
ther increases the probability of treatment-​related adverse effects by 
virtue of potential comorbid conditions. In 2011, Hasford and col-
leagues proposed a new prognostic score, European Treatment and 
Outcome Study (EUTOS), which requires only an assessment of the 
spleen size and percent basophils in blood. This method has since 
been validated and found to be predictive for CCyR, progression-​
free survival, and overall survival in an independent large series 
of patients treated with first-​line imatinib outside of prospective 
studies (Table 22.3.4.2).
More recently, the response to TKIs at a given time point is being 
increasingly used to assess prognosis (and response). Several inves-
tigators have identified BCR-​ABL1 transcript numbers at 3 months 
following the initiation of treatment as the single most important 
prognostic factor (Table 22.3.4.3). This has been included in the 
National Comprehensive Cancer Network (NCCN) 2019 treatment 
guidelines in the United States of America and the updated 2013 
European LeukemiaNet recommendations. More recently, rather 
than use an individual time point, the rate of decline or halving time 
in the early period after start of TKI has been assessed and may prove 
even more useful.
Management
First-​line therapy
Clearly TKIs have had a significant impact on the worldwide 
standard practice to treat patients with CML. Until 2000, it was con-
ventional to recommend an alloSCT to all patients younger than 
50 years of age with newly diagnosed CML in the chronic phase, pro-
vided they had suitable HLA-​identical sibling or ‘matched’ unrelated 
donors. Patients presenting in the advanced phases of CML usually 
received combination chemotherapy, often followed by an alloSCT if 
a ‘second’ chronic phase could be achieved. The treatment algorithm 
for newly diagnosed patients changed dramatically once the impres-
sive success of imatinib in inducing durable CCyR in the majority 
of newly diagnosed patients with CML in the chronic phase was 
recognized. Worldwide, imatinib, or one of the second-​generation 
TKIs (nilotinib, bosutinib or dasatinib), are now the preferred treat-
ment for most, if not all, newly diagnosed patients with CML in the 
chronic phase, and are also useful in the management of patients 
presenting in the advanced phase Fig. 22.3.4.7.
Importantly, the question whether an adult patient should start 
with imatinib (at the ‘standard’ dose), or dasatinib, bosutinib or 
nilotinib cannot be resolved at present. We have approaching 
20 years of experience with imatinib and the drug’s unprecedented 
clinical success is notable; however, despite approaching 15 years of 
experience with dasatinib and nilotinib, although we see convincing 
evidence of more rapid and deeper molecular responses, this has not 
translated into a convincing improvement in overall survival. Even 
longer-​term follow-​up with assessment of side effects is needed to 
address the issue of preferred first-​line therapy. The current indica-
tions for alloSCT are summarized in Table 22.3.4.4.
Imatinib, a 2-​phenylaminopyrimidine, inhibits the enzymatic ac-
tion of the activated BCR-​ABL1 tyrosine kinase by occupying the 
ATP-​binding pocket of the kinase component of the BCR-​ABL1 
oncoprotein, thereby blocking the capacity of the enzyme to phos-
phorylate and activate downstream effector molecules that cause 
the leukaemic phenotype. It also binds to an adjacent part of the 
kinase domain in a manner that holds the ABL activation loop of the 
oncoprotein in an inactive configuration.
Imatinib induces ‘cumulative best’ CCyR in 82% of all previously 
untreated patients with CML in the chronic phase. About 2% of all 
patients in the chronic phase progress to advanced phase disease 
each year, which contrasts with estimated annual progression rates 
for historical therapies of more than 15% for patients treated with 
hydroxycarbamide and about 10% for patients receiving IFN-​α, 
­either with or without cytarabine. The event-​free survival was 83% 
and the estimated overall survival was 93% (corrected for CML-​
related deaths only; Fig. 22.3.4.8), confirming that imatinib prolongs 
overall survival very substantially compared with historical patients 
who received IFN-​α or hydroxycarbamide. A substantial proportion 
of the patients in CCyR also achieve at least a 3-​log reduction in 
BCR-​AB1 transcripts (major molecular response (MMR)), and this 
proportion seems to have continued to increase steadily with time 
on imatinib; a small minority of patients achieve MR4.5.
The standard starting dose of imatinib is 400 mg/​day, although 
several single-​arm studies suggest that higher doses, up to 800 mg/​
day, might give better results with a greater proportion of pa-
tients achieving CCyR and MMR. Such studies also suggest better 
Table 22.3.4.2  Prediction of prognosis
Sokal 1984
EURO 1998
EUTOS 2011
Parameters
Age
Age
Spleen
Spleen
Spleen
Blasts
Blasts
Platelets
Platelets
Eosinophils
Basophils
Basophils
Treatment
Chemotherapy
IFN
Imatinib
Endpoint
Survival
Survival
CCyR, survival


22.3.4  Chronic myeloid leukaemia
5219
progression-​free survival and transformation-​free survival but 
with potentially more side effects, particularly myelosuppression. 
The safety analysis of imatinib is also quite impressive, with very 
few potentially serious long-​term side effects. When imatinib is 
used at the standard starting dose of 400 mg/​day, side effects in-
clude nausea, headache, various skin reactions, infraorbital oe-
dema, bone pains, and sometimes, generalized fluid retention. 
Significant cytopenias and hepatotoxicity occur less commonly 
and usually in the first 6 to 12 months of therapy. Very rare cases of 
severe or fatal cerebral oedema have been reported, and there have 
been some concerns about potential cardiomyopathy, although the 
longer-​term (8 years) IRIS study analysis reassures us that this is 
not a major problem, except for older patients, who might have 
other predisposing cardiac risks and have anaemia. Another con-
cern is the potential teratogenicity of imatinib. One study assessing 
outcomes in 125 of 180 study patients exposed to the agent during 
pregnancy concluded that about half of the offspring born were 
normal; 28% of the study cohort elected to undergo termination 
of pregnancy, including three after identification of fetal abnor-
malities. In total, there were 12 infants in whom abnormalities 
were identified, including three who had strikingly similar com-
plex malformations. It would therefore appear sensible to avoid 
imatinib exposure during pregnancy. However, there appear to 
be no risks of fetal malformations of children from men taking 
imatinib at the time of conception.
Second-​generation TKIs as potential first-​line therapy
Following the successful treatment of patients with CML in chronic 
phase resistant/​refractory or intolerant to imatinib, dasatinib, 
nilotinib, and bosutinib entered clinical trials for first-​line therapy 
of the newly diagnosed patient. Dasatinib at a dose of 100 mg once 
daily was tested in a trial known as Dasatinib versus Imatinib Study 
in Treatment-​Naïve CML Patients (DASISION), nilotinib at two 
dosages, either 300 or 400 mg twice daily in the Evaluating Nilotinib 
Efficacy and Safety in Newly Diagnosed Patients (ENESTnd), and 
bosutinib at a dose of 500 mg once daily in the Bosutinib Safety 
and Efficacy in Newly Diagnosed CML (BELA) trial. Dasatinib and 
nilotinib received regulatory approval for first-​line therapy following 
the initial results in 2010. Table 22.3.4.5 depicts the current results 
of IRIS, DASISION, ENESTnd, and BELA at 12, 24, and 60 months 
(where available). Currently dasatinib is recommended at a dose 
of 100 mg once daily, nilotinib at 300 mg twice daily and bosutinib 
400 mg once daily (following a second trial called BFORE) in the 
first-​line setting.
Overall, the results reported suggest that frontline therapy with 
dasatinib, nilotinib (at either dose) or bosutinib, renders higher re-
sponse rates with a comparable toxicity profile compared to imatinib 
with up to 60 months of follow-​up. It remains unknown whether 
these higher rates of early response will translate into improved 
event-​free and/​or overall survival. Thus far, no statistically signifi-
cant differences in survival have been observed. It is of course of 
Table 22.3.4.3  Early (3-​month) response, rate of decline and outcome in chronic phase CML
Drug
Response at 3 months
Level
Outcomes
Reference
IM
MR
10% IS
OS, PFS, CCyR, MR4.5
Marin et al. J Clin Oncol, 2012, 30, 232–​6
IM
MR
10% IS
OS
Hanfstein et al. Leukemia, 2012, 9, 2096–​102
NIL second line
MR
10% IS
CCyR, MMR, EFS
Branford et al. J Clin Oncol, 2012, 30, 4323–​9
IM
MR
0.35-​fold of baseline by 3 months
OS
Hanfstein et al. Leukemia, 2014, 10, 1988–​92
EFS, event-​free survival; IM, imatinib; IS, International scale; MR, molecular response; NIL, nilotinib; MMR, major molecular response; MR4.5, undetectable disease in cDNA with 
>32 000 ABL control transcripts; OS, overall survival; PFS, progression-​free survival.
1.0
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
0
2
4
6
8
10
12
14
Year after diagnosis
n = 3615
(CMLI, II)
Imatinib, 2002–2011 (CML IV)
5–year survival 90%
8–year survival 88%
IFN or SCT, 1997–2003
(CML IIIA) 5–year survival 71%
IFN or SCT, 1995–2001 (CML III)
5–year survival 63%
IFN ,1986–1994
5–year survival 53%
Busulfan, 1983–1994 5-year survival 38%
Hydroxyurea, 1983–1994 5-yr surv. 44%
Survival probability
16
18
20
22
24
26
Fig. 22.3.4.7  Improvement of survival of CML by therapy 1983–​2011.
Courtesy of Professor Rudiger Hehlmann and German CML Study Group.


SECTION 22  Haematological disorders
5220
Estimated overall survival
at 8 years was 93%, considering
only CML-related deaths, and 85%
for all deaths
100
90
80
70
60
50
40
30
20
10
0
0
12
24
36
Months since randomization
48
60
72
84
96
108
Survival: deaths associated with CML
Overall survival
Fig. 22.3.4.8  Leukaemia-​free survival in patients with CML based on the IRIS trial (an intention 
to treat analysis).
Courtesy of Professor Michael Deininger, presented at ASH 2009.
Table 22.3.4.5  Results of clinical trials of imatinib, dasatinib, nilotinib, and bosutinib as initial therapy in CML in chronic phase
Trial
N
Response rates (intention to treat)
12 months
24 months
60 months
CCyR
MMR
MR4.5
CCyR
MMR
MR4.5
CCyR
MMR
MR4.5
IRISa
Imatinib 400 mg od
553
69%
NA
NA
73%
NA
NA
87%
NA
NA
DASISIONb
Dasatinib 100 mg od
259
85%
46%
NA
85%
64%
17%
83%
76%
42%
Imatinib 400 mg od
260
73%
28%
NA
82%
46%
8%
78%
64%
33%
ENESTndc
Nilotinib 300 mg bd
282
65%
55%
11%
87%
71%
26%
NA
77%
54%
Nilotinib 400 mg bd
281
55%
51%
7%
85%
67%
21%
NA
77%
52%
Imatinib 400 mg od
283
22%
27%
1%
77%
44%
10%
NA
60%
31%
BELAd
Bosutinib 500 mg od
250
70%
41%
NA
79%
59%
NA
NA
NA
NA
Imatinib 400 mg od
252
68%
27%
NA
80%
49%
NA
NA
NA
NA
bd, twice daily; CCyR, complete cytogenetic remission; MMR, major molecular response; MR4.5, undetectable disease in cDNA with >32 000 ABL control transcripts; N, number of 
patients; NA, not applicable; od, once daily.
a IRIS Trial: Druker BJ, et al. N Engl J Med, 2006, 355, 2408–​17.
b DASISION Trial: Kantarjian HM, et al. Blood, 2012, 119, 1123–​9.
c ENESTnd Trial: Larson RA, et al. Leukemia, 2012, 26, 2197–​203.
d BELA Trail: Brummendorf TH, et al. Br J Haematology, 2015, 168, 69–​81.
Table 22.3.4.4  Potential indications for an alloSCT in CML in 2019
First chronic phase
Third line after failure of and/​or intolerance to two TKIs
T315I mutation and not optimally responding to ponatinib
Accelerated phase
De novo accelerated phase at diagnosis: alloSCT recommended for all patients that do not achieve an optimal response to TKIs
Progression to accelerated phase from chronic phase on TKI: alloSCT recommended once disease control re-​established
Blast crisis
Urgently in all eligible patients once chronic phase is re-​established with TKI or chemotherapy; consider second-​ or third-​generation 
TKI post allograft (maintenance)
AlloSCT is not recommended in uncontrolled resistant blast phase CML


22.3.4  Chronic myeloid leukaemia
5221
considerable interest that almost twice the number of patients treated 
with dasatinib or nilotinib achieved an MR4.5 compared to imatinib 
and therefore might be candidates for treatment discontinuation in 
the future. Despite showing superior molecular responses compared 
to imatinib in the first line, bosutinib 500 mg daily failed to achieve 
its primary endpoint of superior CCyR in the BELA study. However, 
a second study comparing imatinib with bosutinib 400 mg daily 
(BFORE) has shown superior cytogenetic and molecular responses 
compared to imatinib.
The European LeukemiaNet has published recommendations for 
optimal response, warning features and treatment failure for chronic 
phase CML patients treated with TKIs. These guidelines were last 
updated in 2013 (Table 22.3.4.6).
The challenge of how long to continue imatinib in optimally re-
sponding patients remains unresolved at present. For patients who 
achieve a durable MR4.5, stopping the drug in the context of a clinical 
trial is reasonable. Several clinical trials (STIM, TWISTER, STOP 
2G TKI, and EUROSKI) have all reported successful discontinu-
ation of therapy in a subgroup of patients who have responded op-
timally to their TKI and have been in a stable MR4.5 for a prolonged 
period. In the French STIM study, in which imatinib was discon-
tinued in CML patients who had undetectable BCR-​ABL transcripts 
for at least 2 years, 39% of patients did not develop molecular relapse 
and remained with undetectable transcripts (Fig. 22.3.4.9). Similar 
results were obtained in the Australian TWISTER study with 47.1% 
of patients who had sustained undetectable transcripts obtaining 
a stable treatment-​free remission. Interestingly, the majority of re-
lapses in both studies occurred within the first 6 months of stopping 
imatinib. These important results raise the possibility that imatinib is 
able to eradicate CML in some cases, but not in others. More recent 
studies (STOP 2G TKI and EUROSKI) have used loss of MMR as 
the trigger for restarting therapy. With this approach, treatment-​free 
Table 22.3.4.6  Revised European LeukemiaNet (ELN 2013) criteria for responses in patients with chronic myeloid leukaemia in chronic 
phase initially treated with TKIs
Milestone
Response definition and criteria
Optimal
Warning
Failure
Baseline
NA
High risk or ACA/​Ph+, major route
NA
3 months
BCR-​ABL1 ≤10% and/​or Ph+ ≤35%
BCR-​ABL1 >10% and/​or Ph+ 36–​95%
No CHR and/​or Ph+ >95%
6 months
BCR-​ABL1 ≤1% and/​or Ph+ 0 (CCyR)
BCR-​ABL1 1-​10% and/​or Ph+ 1–​35%
BCR-​ABL1 >10% and/​or Ph+ >35%
12 months
BCR-​ABL1 ≤0.1% (MMR)
BCR-​ABL1 >0.1–​1%
BCR-​ABL1 >1% and/​or Ph+ >0
Any time
Stable or improving MMR
ACA/​Ph− (−7 or 7q−)
Loss of CHR, loss of CCyR, confirmed loss of MMR, 
mutations, ACA in Ph+ cells
ACA, additional cytogenetic abnormalities; CHR, complete haematological response; NA, not applicable; Ph+, Philadelphia chromosome positive.
Baccarani M, et al. (2013). Blood, 122, 872–​84.
0
0.0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1.0
3
6
9
12
15
18
21
Months (m) since discontinuation of imatinib
56 had a recurrence (loss of CMR) within
the ﬁrst 6 months and one at M7 one at
M19 and at M24
At 18 months
43% (95% conﬁdence interval [CI]: 33–52)
Survival without molecular relapse
24
27
30
33
36
Fig. 22.3.4.9  Preliminary Kaplan–​Meier estimates of sustained complete molecular response (CMR) after 
discontinuation of imatinib from the French STIM (Stop Imatinib) study. For 100 patients, the estimated 
molecular relapse-​free survival is 45% (95% CI 34–​55%) at 6 months, 43% (33–​53%) at 12 months, 41% (34–​55%) 
at 24 months, and 35% (22–​46%) at 30 months.
Adapted from Lancet Oncology, Vol. 11, Mahon FX, et al., Discontinuation of imatinib in patients with chronic myeloid leukaemia 
who have maintained complete molecular remission for at least 2 years: the prospective, multicentre Stop Imatinib (STIM) trial, 
Pages 1029–​35, Copyright © 2010, with permission from Elsevier.


SECTION 22  Haematological disorders
5222
remission rates are higher, 61% at 12 months and 57% at 24 months 
in the STOP 2G TKI study and similar results at 12 months in the 
EUROSKI trial. The STIM study identified patients with a low Sokal 
risk score, male sex, and longer duration of imatinib treatment as 
potential prognostic factors for the maintenance of treatment-​free 
remission after discontinuing imatinib, and current research is fo-
cusing on identifying factors which will predict maintenance of 
treatment-​free remission. However, unless a TKI cessation clinical 
trial is available, at present, the best advice for the responding patient 
is to continue the drug indefinitely.
The best initial treatment for children is still uncertain, though 
most paediatric haematologists would now advocate the use of 
imatinib in the first instance. For those children failing imatinib, 
a second-​generation TKI (dasatinib or nilotinib) would usually be 
considered for second-​line therapy. AlloSCT would only be con-
sidered for treatment failure/​multiple intolerances and if the child 
has a suitable HLA donor available. In addition to the expected side 
effects also encountered in adults, imatinib can cause significant 
growth retardation in children.
Second-​line therapy
Definitions of treatment ‘failure’ and ‘warning’ to TKIs are shown 
in Table 22.3.4.6. Primary resistance or refractoriness to the drug 
appears to be very rare and when seen may be related to poor drug 
compliance, poor gastrointestinal absorption, cytochrome P450 
polymorphisms, interactions with other medications, and abnormal 
drug efflux and influx at the cellular level. In a small cohort of patients, 
a correlation between the expression of human organic cation trans-
porter type 1 (hOCT-​1) and response has been observed: the higher 
the levels of OCT-​1, the better the molecular responses. Clearly, it is 
prudent to confirm compliance in all patients in whom resistance is 
suspected since clinical outcome is known to be ­adversely affected 
when adherence is less than 90% (Fig. 22.3.4.10).
A somewhat larger proportion of patients, about 20% in the 
chronic phase, respond initially to imatinib and then lose their 
response. This acquired or ‘secondary’ resistance results from a 
variety of mechanisms, including amplification of the BCR-​ABL1 
fusion gene, relative overexpression of the BCR-​ABL1 protein, and 
expansion of subclones with point mutations in the BCR-​ABL1 
kinase domain. Such point mutations code for amino acid substitu-
tions that may impede binding of imatinib but do not impair phos-
phorylation of downstream substrates that mediate the leukaemia 
signal. The precise position of the mutation appears to dictate the 
degree of resistance to imatinib; some mutations are associated 
with minor degrees of drug resistance, whereas one notorious mu-
tation, the replacement of threonine by isoleucine at position 315 
(T315I), is associated with near-​total unresponsiveness to imatinib, 
dasatinib, nilotinib, and bosutinib. The precise clinical significance 
and indeed the kinetics of the over 100 currently well-​characterized 
mutations remain largely unknown (Fig. 22.3.4.11).
The majority of patients who are resistant/​intolerant to imatinib 
should receive dasatinib, nilotinib or bosutinib (Fig. 22.3.4.12). For 
those patients demonstrating resistance to first-​line therapy with 
nilotinib, dasatinib or bosutinib, an alternative second-​generation 
TKI (nilotinib, dasatinib, or bosutinib) should be considered. 
Currently, ponatinib should be reserved for third-​line therapy or 
those with a demonstrable T315I mutation in which case it should 
be considered for any line of therapy.
Dasatinib is a thiazole-​carboxamide structurally unrelated to 
imatinib. Furthermore, it binds to the ABL kinase domain regard-
less of the conformation of the activation loop—​whether open or 
closed. It also inhibits some of the Src family kinases. Preclinical 
studies showed that dasatinib is 300-​fold more potent than imatinib 
and is active against 18 of 19 tested imatinib-​resistant kinase do-
main mutant subclones, with the notable exception of the T315I 
1.0
(a)
(b)
(c)
P < .001
0.9
0.8
Time Since Start of Imatinib Therapy (months)
Probability of MMR
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
6
12
18
24
30
36
42
48
54
60
66
72
1.0
P < .001
0.9
0.8
Time Since Start of Imatinib Therapy (months)
Probability of 4-Log Reduction
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
6
12
18
24
30
36
42
48
54
60
66
72
1.0
P < .002
0.9
0.8
Time Since Start of Imatinib Therapy (months)
Probability of CMR
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0
6
12
18
24
30
36
42
48
54
60
66
72
Adherence > 90% (n = 64)
Adherence ≤ 90% (n = 23)
Adherence > 90% (n = 64)
Adherence ≤ 90% (n = 23)
Adherence > 90% (n = 64)
Adherence ≤ 90% (n = 23)
Fig. 22.3.4.10  Six-​year probability of major molecular response (MMR) 
according to measured adherence to treatment.
From Marin D, et al. (2010). Adherence is the critical factor for achieving molecular 
responses in patients with chronic myeloid leukemia who achieve complete 
cytogenetic responses on imatinib. J Clin Oncol, 28, 2381–​8.


22.3.4  Chronic myeloid leukaemia
5223
1242T
M244V
K247R
L248V
G250E/R
Q252R/H
Y253F/H
E255K/V
M237V
P-loop
SH3
contact
SH2 contact
A-loop
E258D
W261L
L273M
E275K/Q
V299L
The 10 most frequent mutations, accounting for
~70% of resistance cases, are highlighted in red
L298V
I293V
E292V/Q
Y342H
M343T
A344V
A350V
M351T
E355D/G/A
V379I
A380T
F382L
L384M
L387M/F/V
M388L
Y393C
H396P/R/A
A397P
M472I
P480L
F486S
E507G
D276G
T277A
E279K
V280A
V289A/I
F311L/l
T315I
F317L/V/1/C
Y320C
L324Q
F359V/1/C/L
D363Y
L3641
A365V
A366G
L370P
V371A
E373K
S417F/Y
I418S/V
A433T
S438C
E450K/G/A/V
E453G/K/V/Q
E459K/V/G/Q
Fig. 22.3.4.11  A schematic depiction of some of the currently established ABL1 kinase domain mutations.
Courtesy of Dr Simona Soverini.
N
N
N
Imatinib
(Gleevec, STI-571)
Nilotinib
(Tasigna, AMN107)
Bosutinib
(SKI-606)
Dasatinib
(Sprycel, BMS-354825)
Ponatinib
H
N
H
N
H
N
H
N
H
N
H
N
N
N
N
N
N
OH
N
O
O
CI
CI
O
CN
HN
N
N
S
O
CI
O
N
N
N
N
N
O
F
N
N
F
F
N
H
N
O
CF3
N
N
N
N
Fig. 22.3.4.12  BCR-​ABL1 inhibitors: imatinib, nilotinib, dasatinib, bosutinib, and ponatinib.


SECTION 22  Haematological disorders
5224
mutant. Current experience with dasatinib in patients with chronic 
phase CML resistant/​refractory to imatinib suggests that about 90% 
of the patients have a complete haematological response and 52% 
have a CCyR. About 25% of patients with the more advanced phases 
of CML and Ph-​positive ALL also achieve reasonable responses. 
Haematological toxicities are common, particularly in those with 
advanced phases of CML and Ph-​positive ALL. These include 
­neutropenia (49%), thrombocytopenia (48%), and anaemia (20%). 
Nonhaematological toxicities include diarrhoea, headaches, superfi-
cial oedema, pleural effusions, occasional pericardial effusions, and 
pulmonary arterial hypertension (rare, c.1%). Grade 3/​4 side effects 
are rare, and grade 3/​4 pleural effusions occur in less than 10% of 
patients.
Dasatinib has also been tested in patients with CML in advanced 
phases whose disease was resistant to both imatinib and nilotinib; 
remarkably, 57% of patients achieved haematological responses. 
Among those patients who had a haematological ­response, 32% had 
a cytogenetic response, including two ­patients who achieved CCyR. 
However, these responses are seldom durable in blast phase or in 
Ph-​positive ALL, with the majority of ­patients developing resistance 
within 6 months. In advanced phase CML, the dasatinib dose is ei-
ther 140 mg once daily or 70 mg twice daily.
Nilotinib, like imatinib, acts by binding to the closed (inactive) 
conformation of the ABL kinase domain, but with a much higher 
affinity. Like imatinib, it inhibits the deregulated tyrosine kinase 
activity of ABL by occupying the ATP-​binding pocket of the 
oncoprotein and blocking the capacity of the enzyme to phos-
phorylate downstream effector molecules. In vitro studies suggest 
that nilotinib is about 30-​ to 50-​fold more potent than imatinib. 
Nilotinib is also active in 32 of 33 imatinib-​resistant cell lines with 
mutant ABL kinases, but like imatinib and dasatinib has no ac-
tivity against the Bcr-​Abl1T315I mutation. Phase II studies in pa-
tients who are resistant or intolerant to imatinib show a CCyR 
rate of 45% at 4  years and progression-​free survival of 57%. 
Nilotinib is recommended at a dose of 400 mg twice daily second 
line. Patients in the advanced phases of CML also respond, but to 
a lesser degree. The most common treatment-​related toxicity is 
myelosuppression, followed by headaches, pruritus, and rashes. 
Overall, 22% of the patients in the chronic phase experienced 
thrombocytopenia, with 19% having either grade 3 or 4 severity; 
16% had neutropenia and a further 16% had anaemia. Most of the 
nonhaematological adverse effects were of a grade 1/​2 severity. 
More recently, arterial thrombotic events and onset of diabetes/​
metabolic syndrome have been described with nilotinib therapy 
and caution should be taken when commencing nilotinib in pa-
tients with cardiovascular risk factors or pre-​existing diabetes. It 
is recommended that all patients should have a cardiovascular 
risk assessment, including blood pressure measurement, lipids, 
glucose, and HbA1c prior to commencing nilotinib and at least 
annually thereafter.
Third-​line therapy
Bosutinib (formerly SKI-​606), an oral dual ABL and SRC inhibitor, 
is chemically different from both dasatinib and nilotinib. Following 
single-​arm studies in patients with CML in all phases intolerant or 
resistant to one or more TKI, it was noted that 53.4% of the study co-
hort achieved a durable major cytogenetic response. Grade 3 to 4 side 
effects included diarrhoea, anaphylactic shock, myelosuppression, 
fluid retention, hepatotoxicity, and rash. Based on these results, the 
drug was approved for the treatment of adult CML patients with 
chronic phase or advanced phase disease who were resistant to prior 
therapy.
Ponatinib (formerly AP24534) is a third-​generation TKI which 
has an interesting chemical structure based on a purine scaffold 
and a central triple carbon–​carbon bond with a substructure that 
is similar to imatinib. The drug inhibits ABL, SRC, FLT3, and a var-
iety of other kinases. It was developed initially for patients who were 
considered to have become resistant to TKIs as a result of a T315I 
subclone and subsequently, in a phase II trial, found to have consid-
erable activity in all patients with CML who were resistant/​refractory 
or indeed intolerant to prior TKIs, including imatinib, dasatinib, 
and/​or nilotinib. Like nilotinib, ponatinib has been associated with 
a significant number of arterial thrombotic events, which led to it 
being temporarily withdrawn by the Food and Drug Administration 
in 2013. In addition, a phase III trial assessing its candidacy as first-​
line therapy, compared to imatinib was abandoned due to concerns 
about cardiovascular toxicity.
The indications for alloSCT are shown in Table 22.3.4.4. For pa-
tients who are resistant/​refractory to two or more TKIs, and are 
under the age of 65 years, it is probably best to consider an alloSCT, 
provided a suitable donor is identified and the patient remains in the 
chronic phase of the disease. A risk score has been developed by the 
European Society for Blood and Marrow Transplantation (EBMT) 
which is helpful in determining those patients that may benefit 
from an alloSCT (Fig. 22.3.4.13). It is also timely to note that as our 
nontransplant efforts to improve CML patients’ outcomes have im-
proved, there have been some improvements in transplant outcomes 
also (Figs. 22.3.4.14 and 22.3.4.15).
Patients who proceed to a transplant should stop the TKI at 
least 2 weeks prior to the transplant. Current data also suggest that 
prior treatment with any TKI does not increase the probability of 
transplant-​related mortality, but clearly our experience with alloSCT 
following any TKI is still limited and we should continue to be vigi-
lant. Moreover, patients with kinase domain mutations appear to 
fare as well post-transplant as those lacking such mutations.
Advanced phase CML
For those with advanced phase disease, the choice of treatment is de-
pendent on whether this arises de novo or as a result of progression 
from chronic phase CML while on TKI therapy. Current European 
LeukemiaNet guidelines recommend either imatinib 400 mg twice 
daily or dasatinib 70 mg twice daily or 140 mg once daily for treat-
ment of de novo advanced phase CML. AlloSCT is recommended 
for all blast phase patients and accelerated phase patients without 
an optimal response who have a suitable donor. Additional conven-
tional chemotherapy may be required for disease control prior to 
alloSCT. For patients progressing to accelerated or blast phase CML 
while on TKI therapy, further therapy should be with any TKI not 
previously used and ponatinib for cases with the T315I mutation. All 
eligible patients should then proceed to alloSCT; and conventional 
chemotherapy is frequently required for disease control in this poor 
risk group of patients. None of the currently available agents has 
made a major impact in this area, in particular for patients who are 
in lymphoid blast crisis.


22.3.4  Chronic myeloid leukaemia
5225
Investigational approaches
Immunotherapy
Following the realization that a molecular remission and ‘cure’ 
might not be possible with imatinib alone in the majority of patients, 
many efforts were directed to exploring the potential of developing 
an active specific immunotherapy strategy for patients with CML 
by inducing an immune response to a tumour-​specific or tumour-​
associated antigen. The principle involves generating an immune re-
sponse to the unique amino acid sequence of p210 at the fusion point. 
Clinical responses to the BCR-​ABL1 peptide vaccination, including 
CCyR, have been reported in a small series. In contrast to previous 
earlier unsuccessful attempts, administration of granulocyte–​
macrophage colony-​stimulating factor was included as an immune 
adjuvant, and patients were only enrolled if they had measurable 
residual disease and human leucocyte antigen known to which the 
selected fusion peptides were predicted to bind avidly. However, 
these results have not been confirmed in other studies, and the con-
tinuing success of TKIs has resulted in limited development of other 
approaches. Nonetheless, vaccine development against BCR-​ABL1 
and other CML-​specific antigens could become an attractive treat-
ment for patients who have a minimal residual disease status with 
TKIs as a potential additional strategy to enable treatment-​free re-
mission. Other targets for vaccine therapy studied include peptides 
derived from the Wilms tumour 1 protein, proteinase 3, and elastase, 
all of which are overexpressed in CML cells. Furthermore, interferon 
is also considered to have an immunological mode of action and 
superior responses to the combination of imatinib and pegylated 
interferon compared to imatinib alone were demonstrated in the 
100
Donor
HLA identical sibling
Unrelated donor
First chronic phase
Accelerated phase
Blast crisis
<20 years
20–40 years
>40 Years
All, except:
Male recipient/female donor
<12 months
>12 months
1
0
1
0
2
1
0
2
1
0
1
0
Stage
Age
Score 0 or 1 (n = 634)
Score 2 (n = 881)
Score 5–7 (n = 275)
Score 4 (n = 485)
Score 3 (n = 867)
Sex match
Time to
transplantation
Survival
Variable
Categories
Score
75
50
25
0
0
12
Survival probability (%)
24
36
48
60
72
84
Fig. 22.3.4.13  Transplantation risk: EBMT score.
Adapted from The Lancet, Vol. 352, Gratwohl A, et al., Risk assessment for patients with chronic myeloid leukaemia before allogeneic blood or marrow transplantation, 
Pages 1087–​92, Copyright © 1988, with permission from Elsevier.
Overall survival among good risk patients (score = 0, 1)
N = 645
2000–2003
1991–1999
1980–1990
1.0
0.9
0.8
0.7
0.6
0.5
0.4
0.3
0.2
0.1
0.0
0
24
48
72
96 120 144 168 192 216 240 months
N = 1466
N = 594
Fig. 22.3.4.14  Improvements in survival rates by decades of 
transplantation for patients with CML in chronic phase.
The EBMT registry data; courtesy of the EBMT Group.
100
80
60
40
20
0
0
1
2
P<.001
Score = >4 (N = 34)
Score = 2 (N = 35)
Score = 0.1 (N = 18)
Score = 3 (N = 41)
Score = 4 (N = 45)
3
4
5
6
Years post SCT
Probability of survival %
7
8
9
10
Fig. 22.3.4.15  Survival of patients allografted for CML at the 
Hammersmith Hospital, London, from January 2000 to December 2010 
stratified by EBMT risk score.
Reproduced, with permission, from Pavlu J, et al. (2011). Blood 117(3), 755–​63.


SECTION 22  Haematological disorders
5226
French SPIRIT trial. Unfortunately, many patients find interferon 
difficult to tolerate, limiting its utility in this setting.
Investigational drugs
Other specific inhibitors of signal transduction pathways downstream 
of BCR-​ABL1 have been tested alone and in combination with TKIs 
in vitro. However, in chronic phase in particular, translation of these 
effective combinations into successful clinical trials has been dif-
ficult due to concerns about side effects. Recently, early-​phase clin-
ical trials of SMO inhibitors (inhibiting the developmental hedgehog 
pathway which is upregulated in many cancers) in combination with 
various TKIs in resistant CML closed early due to poor recruitment, 
lack of efficacy and an unacceptable side effect profile. The phase II 
CHOICES clinical trial which evaluated the autophagy inhibitor 
hydroxychloroquine in combination with imatinib in patients with 
detectable transcripts has recently closed to recruitment. Asciminib, 
(ABL001), an allosteric inhibitor of BCR-​ABL, is currently in a phase 
II clinical trials alone or in combination with other TKIs. Omacetaxine 
mepesuccinate (formerly homoharringtonine) is a semisynthetic 
plant alkaloid (cetaxine) that enhances apoptosis of CML cells, and is 
active in combination with imatinib in drug-​resistant/​refractory pa-
tients, including those who harbour the T315I mutation. Other po-
tential agents include rapamycin, an mTOR inhibitor, venetoclax, a 
BCL-​2 inhibitor, idasanutlin, an MDM2 inhibitor, tazemetostat, an 
EZH2 inhibitor, and ruxolitinib, a Janus kinase inhibitor.
Conclusion
The substantial understanding of the molecular features and patho-
genesis of CML has provided important insights into targeting treat-
ment to specific molecular defects. The successful introduction of 
TKIs, commencing with imatinib and now with the addition of 
dasatinib and nilotinib, as targeted therapy for CML has made the 
approach to management of the newly diagnosed patient fairly com-
plex. Furthermore, a third second-​generation TKI, bosutinib, and a 
third-​generation TKI, ponatinib, have significant activity in selected 
patients in both chronic and the more advanced phases of the dis-
ease, who are resistant to imatinib, dasatinib, and/​or nilotinib.
For the moment, the various treatment options should be assessed 
carefully in terms of the relative risk:benefit ratios, and a manage-
ment strategy should be developed accordingly. Consideration 
of long-​term side effects, particularly cardiovascular events is 
developing increasing prominence with nilotinib and ponatinib 
in particular. With increasing data demonstrating the safety and 
efficacy of imatinib in particular, early alloSCT should no longer 
be considered in any patient cohort, other than in exceptional cir-
cumstances. Newly diagnosed chronic phase patients should com-
mence either imatinib 400 mg once daily, nilotinib 300 mg twice 
daily, dasatinib 100 mg once daily, or bosutinib 400 mg once daily, 
with regular review and cytogenetic/​molecular testing to ensure 
they are achieving treatment milestones. It is important to consider 
that although nilotinib, dasatinib and bosutinib result in superior 
cytogenetic and molecular responses, compared to imatinib, there is 
no current evidence that they prolong life any more than imatinib. 
Patients who are resistant/​refractory to imatinib, dasatinib, or 
nilotinib should probably receive bosutinib or ponatinib (including 
those with the T315I mutation in particular), and/​or be considered 
for an alloSCT provided that a suitable donor is identified. As we 
see more patients obtaining more rapid and deeper molecular re-
sponses, it is likely that the criteria for an optimal response and treat-
ment failure will become more stringent with a view to obtaining 
a future treatment-​free remission for as many patients as possible.
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