# 22.6.7 Disorders of the synthesis or function of h

# 22.6.7 Disorders of the synthesis or function of haemoglobin 5426 Deborah Hay and David J. Weatherall†

section 22  Haematological disorders
5426
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22.6.7  Disorders of the synthesis or 
function of haemoglobin
Deborah Hay and David J. Weatherall†
ESSENTIALS
The inherited disorders of haemoglobin are the commonest single-​
gene disorders in the world. They cause significant morbidity and 
mortality in those individuals who are severely affected and place 
a major burden on health services in some places, in particular the 
Mediterranean region, sub-​Saharan Africa, and South-​East Asia, 
when economic conditions improve and infant and childhood death 
rates fall. Migrations of populations from high-​incidence areas for 
the haemoglobin disorders, together with the general ease of inter-
national travel, means that patients with these conditions are now 
seen in all regions of the world.
† It is with great regret that we report that David J. Weatherall died on 8 
December, 2018.


22.6.7  Disorders of the synthesis or function of haemoglobin
5427
Disorders of haemoglobin can be genetic or acquired and may be 
caused by disordered production of one or more globin chains or 
structural change in the globin chain. The most important disorders 
are the genetic conditions thalassaemia and sickle cell disease.
Thalassaemias
A heterogeneous group of genetic disorders, all resulting from a re-
duced rate of production of one or more of the globin chains of 
haemoglobin and inherited in a simple Mendelian fashion. They 
are clinically classified according to their severity into major (a se-
vere transfusion-​dependent disorder), intermediate (characterized 
by anaemia and splenomegaly), and minor (a symptomless carrier 
state) forms.
The β thalassaemias, which occur in patients with ethnic origin 
from a broad belt ranging from the Mediterranean and parts of 
North and West Africa through the Middle East and Indian sub-
continent to South-​East Asia, are the most important types of 
thalassaemia because they are very common and produce severe 
anaemia in their homozygous and compound heterozygous states. 
Most countries in which the disease is common are putting a major 
effort into programmes for its prevention (population screening 
and prenatal diagnosis). Symptomatic management of severe dis-
ease requires regular blood transfusion, judicious use of splenec-
tomy if hypersplenism develops, and chelating agents to reduce iron 
overload.
Sickle cell disease
Haemoglobin S differs from haemoglobin A  by the substitution 
of valine for glutamic acid at position 6 in the β globin chain, and 
homozygosity for haemoglobin S produces the state of sickle cell 
disease. This occurs very frequently in African populations and 
sporadically throughout the Mediterranean region and the Middle 
East, with extensive pockets in India. Typical presentation is in in-
fancy with symptoms related to anaemia or infection, but clinical 
manifestations are very variable, ranging from an almost incidental 
finding on routine haematological examination to severe haemolytic 
anaemia interspersed with frequent exacerbations or crises, which 
can take various forms and may be life-​threatening. Management of 
both acute and chronic complications remains largely supportive, 
with hydroxycarbamide being the only clinically proven effective 
treatment to date in routine clinical use. However, investigational 
agents targeting the complex pathophysiology of sickle cell anaemia 
are in clinical trials and promise to improve outcomes for patients 
with this disease.
Introduction
Disorders of the synthesis or structure of haemoglobin may be 
either inherited or acquired. The inherited disorders of haemo-
globin are the commonest single-​gene disorders with hundreds 
of millions of carriers worldwide, and at least 300 000 severely af-
fected homozygotes or compound heterozygotes born annually. The 
greatest prevalence is in low and middle income countries of the 
tropical belt. The main reason for the extremely high frequency of 
these conditions in these regions is that heterozygotes show a vari-
able degree of resistance to infection with Plasmodium falciparum 
malaria. There has therefore been intense selection for these muta-
tions in countries where malaria is common. As economic condi-
tions improve in these countries, and infant and childhood death 
rates fall, the genetic disorders of haemoglobin place a major 
burden on health services.
As a result of migration of populations from high-​incidence 
areas for the haemoglobin disorders, these conditions are now seen 
with increasing frequency in all parts of the world. Some of them, 
particularly sickle cell anaemia and the more severe forms of thal-
assaemia, can produce life-​threatening medical emergencies. It is 
important for all clinicians to have a working knowledge of their 
clinical features, management, and prevention.
Haemoglobin disorders are also of particular interest because 
they were the first group of diseases to be analysed genetically. More 
is known about their molecular pathology than any other genetic 
disorders and their study has given us insight into the wide reper-
toire of mutations that underlie inherited diseases in humans.
Before describing the haemoglobin disorders, it is necessary to 
discuss briefly the structure, function, and synthesis of haemoglobin 
and the way that it is genetically determined.
The structure, function, genetic control, and 
synthesis of haemoglobin
Structure
Human haemoglobin is heterogeneous at all stages of develop-
ment; different haemoglobins are synthesized in the embryo, fetus, 
and adult, each adapted to the particular oxygen requirements.
Each human haemoglobin has a tetrameric structure made up of 
two different pairs of globin chains, each attached to one haem mol-
ecule (Fig. 22.6.7.1). At each stage of development, the tetramer is 
made from two alpha (α)-​like chains and two beta (β)-​like chains. 
The α-​like chains are α and zeta (ζ) globins, encoded by adjacent 
genes on the telomeric tip of chromosome 16. Of these, ζ globin is 
transcribed in embryonic life, and α globin in fetal and adult life. The 
β globin locus on chromosome 11 encodes β-​like chains expressed 
at different stages of maturation—​epsilon (ε) globin expressed em-
bryonically, gamma (γ) globin in the fetus, and delta (δ) globin and β 
globin in the adult. Thus, adult and fetal haemoglobins have α chains 
combined with β chains (Hb A, α2β2), δ chains (Hb A2, α2δ2), or γ 
chains (Hb F, α2γ2). In embryos, ζ chains combine with γ chains to 
produce Hb Portland (ζ2γ2), or with ε chains to make Hb Gower 1 
(ζ2ε2), and α and ε chains combine to form Hb Gower 2 (α2ε2). Fetal 
haemoglobin (Hb F α2γ2) is itself heterogeneous; there are two kinds 
of γ chains which differ in their amino acid composition at position 
136, where they have either glycine (Gγ) or alanine (Aγ). The Gγ 
and Aγ chains are the products of separate (Gγ and Aγ) loci in the 
β globin cluster.
Function
The sigmoid shape of the oxygen dissociation curve, which reflects 
the allosteric properties of haemoglobin, ensures that oxygen is rap-
idly taken up at high oxygen tensions in the lungs, and that it is re-
leased readily at the lower tensions encountered in the tissues. The 
shape of the curve is due to cooperativity between the four haem 
molecules. When one takes on oxygen, the affinity for oxygen of the 


section 22  Haematological disorders
5428
remaining haems of the tetramer increases dramatically. This is be-
cause haemoglobin can exist in two configurations, deoxy (T) and 
oxy (R) (T and R stand for tight and relaxed states, respectively). 
The T form has a lower affinity than the R form for ligands such as 
oxygen. During the sequential addition of oxygen to the four haems, 
transition from the T to R configuration occurs and the oxygen af-
finity of the partially liganded molecule increases rapidly.
The position of the oxygen dissociation curve can be modi-
fied in many ways. First, oxygen affinity decreases as CO2 tension 
rises, the Bohr effect. This facilitates oxygen delivery to the tissues, 
where the pH falls due to CO2 generation. The opposite effect oc-
curs in the lungs. Oxygen affinity is also modified by the level of 
2,3-bisphosphoglycerate (2,3-​BPG) in the red cell. Increasing con-
centrations move the curve to the right, reducing oxygen affinity. 
Diminishing concentrations have the opposite effect. The 2,3-​BPG 
mechanism plays an important role in the response to hypoxia (see 
Chapter 22.6.2).
Genetic control
The arrangement of the two main families of globin genes is illus-
trated in Fig. 22.6.7.2. The β-​like globin genes form a linked cluster 
on chromosome 11 that spans about 60 kb; they are arranged in the 
order 5′-​ε-​Gγ-​Aγ-​ψβ-​δ-​β-​3′. The α-​like globin genes form a linked 
cluster on chromosome 16, in the order 5′-​ζ-​ψζ-​ψα-​α2-​α1-​3′. The 
ψβ, ψζ, and ψα genes are pseudogenes; their sequences resemble 
the β, ζ, or α genes but contain mutations which prevent them from 
functioning as structural genes. They may be ‘burnt out’ remnants of 
genes which were functional at an earlier stage of evolution.
The molecular machinery required for gene expression has been 
defined comprehensively for the globin genes, in part through the 
study of patients with unusual forms of thalassaemia. The promoters, 
regulatory elements, 5′ and 3′ untranslated regions and splice sites 
are all well defined for both α globin and β globin. Individual globin 
chains combine with haem, which is synthesized through a separate 
pathway to form definitive tetrameric haemoglobin molecules.
Classification of the disorders of haemoglobin
The main groups of disorders of haemoglobin are shown in 
Box 22.6.7.1. The genetic disorders are divided into those in which 
there is a reduced rate of production of one or more of the globin 
chains, the thalassaemias, and those in which a structural change in 
a globin chain leads to instability or to abnormal oxygen transport. 
In addition, there is a harmless group of mutations, known collect-
ively as hereditary persistence of fetal haemoglobin, that interfere 
with the normal switching of fetal to adult haemoglobin production.
Tyr HC2
Val E11
FG2
F9
G1
F1
G5
V
M
F8
C3
C7
M
CD1
CD2
CD
E7
C
P
D1
E1
D7
B5
A16
B1
AB1
G19
GH4
A1
H5
E20
EF1
G15
NA2
EF3
H16
V
M
NA1
NH3
+
HI
C1
E5
Fig. 22.6.7.1  The α chain subunit of human haemoglobin showing 
the position of the haem molecule in a cleft formed by the globin chain. 
The helical parts of the chain are given letters of the alphabet and each 
amino acid residue in each helical region has a specific number, for 
example, Val E11 is the 11th amino acid in the E helical region. The 
nonhelical regions of the N-​ and C-​terminal ends of the chains are 
labelled NA and HC respectively.
Reproduced by permission of Dr M F Perutz and the editors of the Cold Spring 
Harbor Symposia for Quantitative Biology.
1 Kb
11
Embryo
Fetus
Hb Portland
Hb Gower 1 
Hb Gower 2 
HbF
HbA
HbA2
16
105
104
31
31
30
32 99 100
Adult
ζ2
ψζ1
ψα 2
ψβ
α2
α1
ε
Gγ
Aγ
β
δ
Fig. 22.6.7.2  The genetic control of human haemoglobin. Two of the genes are enlarged 
to show the introns (unshaded) and exons (purple) plus 3ʹ and 5ʹ untranslated regions (lilac). 
1 kb = 1000 nucleotide bases.


22.6.7  Disorders of the synthesis or function of haemoglobin
5429
The acquired disorders of haemoglobin can also be subdivided 
into those characterized by defective synthesis of the globin chains 
and those in which the structure of the haem molecules is altered, 
leading to inefficient oxygen transport.
Like all biological classifications, this way of classifying the 
haemoglobin disorders is not entirely satisfactory. For example, 
some structural variants are synthesized in reduced amounts and 
hence produce the clinical picture of thalassaemia.
The thalassaemias
Historical introduction
The thalassaemias are the commonest of the inherited haemato-
logical disorders and, indeed, are the commonest single-​gene dis-
orders in the world population. The condition was first recognized 
in 1925 by Thomas B. Cooley, who described infants who became 
profoundly anaemic and developed splenomegaly over the first year 
of life. A  milder form was described independently in the same 
year by Fernando Rietti. As further cases were identified the dis-
order was variously called von Jaksch’s anaemia, splenic anaemia, 
erythroblastosis, Mediterranean anaemia, or Cooley’s anaemia. In 
1936, George Whipple and Lesley Bradford recognized that many 
of their patients came from the Mediterranean region and hence 
they invented the word ‘thalassaemia’ from the Greek word meaning 
‘the sea’. Although it was realized later that the disorder occurs 
throughout the world and is not localized to the Mediterranean re-
gion, the name has stuck.
Thalassaemia is extremely heterogeneous. Its clinical picture can 
result from the interaction of many different genetic defects. This 
chapter concentrates mainly on the clinical and haematological 
aspects; readers who wish to learn more about the molecular 
pathology and population genetics of thalassaemia are referred to 
reviews and monographs listed at the end of this chapter.
Definition and classification
The thalassaemias are a heterogeneous group of genetic disorders 
of haemoglobin synthesis, all of which result from a reduced rate 
of production of one or more of the globin chains of haemoglobin. 
They are divided into the α, β, δβ, or εγδβ thalassaemias, according to 
which globin chain is produced in reduced amounts (Box 22.6.7.2). 
In some thalassaemias, no globin chain is synthesized at all; these are 
called α° or β° thalassaemias. In others, the α+ or β+ thalassaemias, 
globin chain is produced but at a reduced rate. Thalassaemia occurs 
in populations in which structural haemoglobin variants are also 
common and an individual may inherit a thalassaemia gene from 
one parent and a gene for a structural haemoglobin variant from the 
other. Both α and β thalassaemia occur commonly in some countries 
and hence individuals may carry genetic changes causing both types. 
These different interactions produce an extremely complex and clin-
ically diverse series of genetic disorders which range in severity 
from death in utero to extremely mild, symptomless hypochromic 
anaemias.
The thalassaemias are inherited in a simple Mendelian fashion. 
Heterozygotes are usually symptomless, although they can be 
easily recognized haematologically. More severely affected patients 
are either homozygotes for α or β thalassaemia, compound het-
erozygotes for different molecular forms of α or β thalassaemia, 
or compound heterozygotes for thalassaemia and a structural 
haemoglobin variant. Clinically, the thalassaemias are classified 
according to their severity into major, intermediate, and minor 
forms. Thalassaemia major is a severe transfusion-​dependent dis-
order. Thalassaemia intermedia is characterized by anaemia and 
splenomegaly though not of such severity as to require regular 
transfusion. Thalassaemia minor is the symptomless carrier 
state. While these descriptive terms do not have a precise genetic 
meaning, they remain useful in clinical practice and may be sim-
plified further into transfusion-dependent and non transfusion-
dependent thalassaemia.
β Thalassaemias
The β thalassaemias are the most important types of thalassaemia 
because they are very common and produce severe anaemia in their 
homozygous and compound heterozygous states (Table 22.6.7.1).
Distribution
Patients with the β thalassaemias have an ethnic origin that re-
lates to a broad belt ranging from the Mediterranean and parts of 
North and West Africa through the Middle East and Indian subcon-
tinent to South-​East Asia (Fig. 22.6.7.3). The high incidence zone 
stretches north through the Balkans and the southern parts of Russia 
and includes the southern regions of China. The disease is particu-
larly common in South-​East Asia where it occurs from southern 
Box 22.6.7.1  Disorders of haemoglobin
Genetic
	•	 Thalassaemia
	•	 Structural variants
	•	 Hereditary persistence of fetal haemoglobin
	•	 α Thalassaemia/​mental retardation syndromes
Acquired
	•	 Methaemoglobin
	•	 Carbonmonoxyhaemoglobin
	•	 Sulphaemoglobin
	•	 Glycosylated haemoglobin
	•	 Acquired HbH disease
	•	 Disorders associated with raised levels of haemoglobin F
Box 22.6.7.2  The thalassaemias
α Thalassaemia
	•	 α°
	•	 α+
β Thalassaemia
	•	 β°
	•	 β+
δβ Thalassaemia
	•	 (δβ)°
	•	 Haemoglobin Lepore (δβ)+
	•	 (εγδβ)° Thalassaemia
	•	 δ Thalassaemia


section 22  Haematological disorders
5430
China, through Thailand, the Malay peninsula and Indonesia, to 
some of the Pacific islands. In these populations, and in some of the 
Mediterranean islands and mainland countries, gene frequencies 
for the various forms of β thalassaemia range between 2 and 20%. 
It should be remembered that β thalassaemia is not entirely con-
fined to these high-​incidence regions; it occurs sporadically in every 
racial group.
Molecular pathology
The precise molecular lesions responsible for the defective synthesis 
of the β globin chains have been determined for many patients with 
β thalassaemia. The disease is extremely heterogeneous with nearly 
400 different mutations found to date which result in the clinical 
phenotype of β thalassaemia.
With the exception of a deletion of about 600 bases at the 3´ 
end of the β globin gene, which is only found in certain popula-
tions of northern India, deletions are an uncommon cause of β 
thalassaemia. Most of the mutations are single base changes or 
small deletions and insertions of one or two bases. These occur 
in both introns and exons, and also outside the coding regions. 
Nonsense, frameshift, and splice site mutations have all been de-
scribed. Mutations activating cryptic splice sites have been ob-
served, causing a β+ thalassaemia with severity dependent on 
the relative usage of the normal and abnormal splice sites. Many 
single base substitutions have also been found in the flanking re-
gions of the β globin genes. They alter either the proximal pro-
moter regions or adjacent transcriptional regulatory machinery 
(e.g. enhancers).
Because there are so many different β thalassaemia mutations it 
follows that many patients who are apparently homozygous for β 
thalassaemia are, in fact, compound heterozygotes for two different 
molecular lesions.
Pathophysiology
The mutations that cause β thalassaemia result in absent or re-
duced β chain production. The synthesis of α chains proceeds at a 
normal rate and hence there is imbalanced globin chain synthesis 
(Fig. 22.6.7.4). In the absence of their partner chains the excess 
α chains are unstable and precipitate in the red cell precursors, 
forming large intracellular inclusions. These interfere with red cell 
maturation, and hence there is a variable degree of intramedullary 
destruction of red cell precursors, (ineffective erythropoiesis). 
Those red cells which mature and enter the circulation contain α 
chain inclusions which interfere with their passage through the 
microcirculation, particularly in the spleen. These cells are prema-
turely destroyed. However, the mechanisms of the destruction of 
red cell precursors and their progeny are extremely complex and 
are not simply a reflection of mechanical damage to the red cells. 
Free α chains and their degradation products, particularly haem 
and iron, cause severe oxidative damage to the red cell membrane 
proteins. The end result is a dehydrated, rigid erythrocyte with a 
markedly shortened survival.
Table 22.6.7.1  The β, δβ, and γδβ thalassaemias
Type of thalassaemia
Findings in homozygote
Findings in heterozygote
β°
Thalassaemia majora, b
Thalassaemia minor
Hbs F and A2
Raised Hb A2
β+
Thalassaemia majora, b
Thalassaemia minor
Hbs F, A, and A2
Raised Hb A2
δβ
Thalassaemia intermedia
Thalassaemia minor
Hb F only
Hb F 5–​15%; Hb A2 normal
(δβ)+
Thalassaemia major or intermedia
Thalassaemia minor
(Lepore)
Hbs F and Lepore
Hb Lepore 5–​15%; Hb A2 normal
εγδβ
Not viable
Neonatal haemolysis
Thalassaemia minor in adults, with normal Hbs F and A2
a Occasionally have thalassaemia intermedia phenotype.
b Many patients with thalassaemia are compound heterozygotes for different molecular forms of β° or β+ thalassaemia.
CODON 6 – 1 bp
IVS 1 – 1G   A
IVS 2 – 1G   A
IVS 2 – 745 C   G
CODON 39 CAG   TAG
IVS 1 – 6T   C
IVS 1 – 110 G   A
IVS 1 – 5 G   C
IVS 1 – 1 G   T
CODONS 41– 42.bp DEL. 
CODONS 26 GAG   AAG (HbE)
IVS 1 – 5 G   C
IVS 2 – 654 C   T
CODONS 41 –  42.4bp DEL.
CODON 17 AAG   TAG
CODON 26 GAG   AAG(HbE)
–28A   G
–29A   G
–29 A   G
–88 C   T
CODON 24 T   A
POLY-A T   C
IVS 1 – 5 G   C
619 bp DELETION
CODON 8/9 + G
IVS 1 – 1 G   T
CODONS 41– 42.4 bp DEL. 
IVS 1 – 110 G   A
IVS 1 – 5 G   C
IVS 1 – 6 T   C
CODON 39 CAG   TAG
CODON 8 2bp DEL
Fig. 22.6.7.3  World map showing the distribution of the different β 
thalassaemia mutations.


22.6.7  Disorders of the synthesis or function of haemoglobin
5431
If untreated, the anaemia acts as a stimulus to increase erythro-
poietin production, causing massive expansion of the bone 
marrow which may lead to serious deformities of the skull and 
long bones. Because the spleen is being constantly bombarded 
with abnormal red cells, it hypertrophies. The resulting spleno-
megaly and bone marrow expansion gives rise to an increase in 
the plasma volume which, together with pooling of the red cells in 
the enlarged spleen, causes an exacerbation of an already severe 
degree of anaemia.
As mentioned previously, fetal haemoglobin production largely 
ceases after birth. However, some adult red cell precursors (F cells) 
retain the ability to produce a small number of γ chains. Because 
the latter can combine with excess α chains to form haemoglobin F, 
cells which make relatively more γ chains in the bone marrow of β 
thalassaemics are partly protected against the deleterious effect of 
α chain precipitation. Red cell precursors which produce haemo-
globin F are selected in the marrow and peripheral blood of these 
patients. Thus, they have relatively large amounts of haemoglobin 
F in their red cells. Furthermore, because δ-​chain synthesis is un-
affected, the disorder is characterized by a relative or absolute in-
crease in haemoglobin A2 (α2δ2) production.
If the anaemia is corrected with blood transfusion the erythro-
poietic drive is reduced, growth and development are improved, 
and bone deformities do not occur. However, as each unit of 
blood contains 200 mg of iron, regular transfusion results in the 
steady accumulation of iron in the liver, endocrine glands, and 
myocardium. Even though well-​transfused thalassaemic chil-
dren grow and develop normally, they die of iron overload unless 
steps are taken to remove iron (see iron chelation, in ‘Symptomatic 
treatment’).
The severe homozygous or compound heterozygous forms 
of β thalassaemia
These are the commonest and most important forms of thalas-
saemia and give rise to a major public health problem in many 
parts of the world.
Clinical features
Most severe forms of β thalassaemia present within the first year 
of life, as fetal haemoglobin production declines, with failure 
to thrive, poor feeding, intermittent bouts of fever, or failure 
to improve after an intercurrent infection. At this stage, the af-
fected infant is pale and splenomegaly may already be present. 
Diagnosis depends on the haematological changes outlined in the 
following paragraphs. The clinical manifestations of the severe 
forms of β thalassaemia have to be described in two contexts: (1) 
the well-​transfused child and (2) the child with chronic anaemia 
throughout early life.
In the well-​transfused thalassaemic child, early growth and de-
velopment is normal. Splenomegaly is minimal. However, there is 
a gradual accumulation of iron and the effects of tissue siderosis 
start to appear by the end of the first decade in the unchelated 
patient. The normal adolescent growth spurt fails to occur. 
Hepatic, endocrine, and cardiac complications of iron overloading 
produce a variety of problems including diabetes, hypopara-
thyroidism, adrenal insufficiency, and progressive liver failure. 
Secondary sexual development is delayed or does not occur at all. 
Short stature and lack of sexual development may lead to serious 
psychological problems. By far the commonest cause of death, 
which usually occurs toward the end of the second or early in the 
third decade in patients who do not receive iron chelation, is pro-
gressive cardiac damage. Ultimately these patients die either as a 
result of protracted cardiac failure or suddenly, as the result of an 
acute arrhythmia.
Children who have been both adequately transfused and che-
lated may grow and develop normally, pass through a normal 
puberty, and survive to adult life in good health. However, even 
children who have been well managed in this way may still suffer 
from complications as they get older, particularly delayed sexual 
maturation, growth disturbances, and osteoporosis. It seems 
likely that many of these problems are due to subtle damage to 
the hypothalamic–​pituitary axis with secondary hypogonadism.
The clinical picture in children who are inadequately trans-
fused is quite different. Rates of growth and development are 
Excess
Precipitation
Haemolysis
Anaemia
Transfusion
Tissue hypoxia
Erythropoietin
Marrow expansion
Iron loading
Destruction of
red blood
cell precursors
Splenomegaly
(pooling, plasma
volume
expansion)
Ineffective
erythropoiesis
High oxygen
afﬁnity of red cells
Bone deformity
Increased metabolic rate
Wasting
Gout
Folate deﬁciency
Endocrine deﬁciencies
Cirrhosis
Cardiac failure
Death
Selective survival of
HbF-containing cells
HbF
Increased iron
absorption
α
α2γ2
β
γ
Fig. 22.6.7.4  The pathophysiology of β thalassaemia.


section 22  Haematological disorders
5432
markedly slowed. There is progressive splenomegaly; hyper­
splenism may cause a worsening of the anaemia. Because of 
the bone marrow expansion there may be deformities of the 
skull with marked bossing and overgrowth of the zygomata 
giving rise to the classical facial appearance of β thalassaemia 
(Fig. 22.6.7.5). These findings are reflected by radiological 
changes which include a lacy, trabecular pattern of the long 
bones and phalanges and a typical ‘hair-​on-​end’ appearance of 
the skull (Fig. 22.6.7.7). These bone changes may be associated 
with recurrent fractures. There is increased susceptibility to in-
fection which may cause a catastrophic drop in the haemoglobin 
level. Because of the massive marrow expansion, these chil-
dren are hypermetabolic, run intermittent fevers, lose weight 
(Fig. 22.6.7.6), have increased requirements for folic acid, and 
may become acutely folate depleted with worsening of their 
anaemia. Increased turnover of red cell precursors occasion-
ally gives rise to hyperuricaemia and secondary gout. There 
is a bleeding tendency which, partly due to thrombocyto-
penia secondary to hypersplenism, may be exacerbated by 
liver damage associated with iron loading and extramedullary 
haemopoiesis. There is also an increased risk of thrombotic 
complications, reflecting procoagulant properties of the ab-
normal red cell membranes. The bone deformities of the 
skull can cause distressing dental complications with poorly 
formed teeth and malocclusion, and inadequate drainage of 
the sinuses and middle ear which may lead to chronic sinus 
infection and deafness. If these children survive to puberty, 
they develop the same complications of iron loading as the 
well-​transfused patients. In this case, some of the iron accu-
mulation results from an increased rate of gastrointestinal 
absorption (due to decreased hepcidin production—​see also 
Chapter  22.6.4) as well as that derived from the inadequate 
transfusion regimen.
Laboratory features
There is always a severe anaemia. The haemoglobin values on 
presentation range from 20 to 80 g/​litre. The appearance of the 
stained peripheral blood film is grossly abnormal (Fig. 22.6.7.8). 
The red cells show marked hypochromia and variation in shape 
Fig. 22.6.7.5  Homozygous β thalassaemia: skull and facial deformity 
due to bone marrow expansion.
Fig. 22.6.7.6  Gross wasting of the limbs and hepatomegaly in an 
undertransfused child.
Fig. 22.6.7.7  Radiological changes of the skull in homozygous β 
thalassaemia.


22.6.7  Disorders of the synthesis or function of haemoglobin
5433
and size. There are many hypochromic macrocytes and misshapen 
microcytes, some of which are mere fragments of cells. There is 
anisochromia, basophilic stippling, and some nucleated red cells in 
the peripheral blood. After splenectomy, nucleated cells are found 
in large numbers. In the postsplenectomy film, many of the nucle-
ated cells and mature erythrocytes show ragged inclusions after 
incubation of the blood with methyl violet, representing free ex-
cess α globin. There is usually a slight elevation in the reticulocyte 
count. The white cell and platelet counts are normal unless there is 
hypersplenism in which case they are reduced. The bone marrow 
shows marked erythroid hyperplasia.
The haemoglobin F level is always elevated. In β° thalassaemia 
there is no haemoglobin A and the haemoglobin consists of F and 
A2 only. In β+ thalassaemia the level of haemoglobin F ranges from 
30 to 90% of the total haemoglobin. The haemoglobin A2 level is 
usually normal and is of no diagnostic value.
There are biochemical changes of increased haemolysis and 
progressive iron loading. The bilirubin level is usually elevated 
and haptoglobins are absent. The serum iron and serum ferritin 
rises progressively. Most transfusion-​dependent children have 
a totally saturated iron-​binding capacity. Liver biopsies show a 
marked increase in hepatic iron, which may be distributed both in 
the reticuloendothelial and parenchymal cells, and magnetic res-
onance imaging (MRI) of the heart and liver manifest markedly 
shortened relaxation times, consistent with iron loading (see later 
in this chapter: Fig. 22.6.7.18).
As well as folic acid deficiency, vitamin E and ascorbate defi-
ciency is common in thalassaemic children. The endocrine com-
plications of iron loading include diabetes, and parathyroid or 
adrenal insufficiency. Growth hormone levels are usually normal.
Heterozygous β thalassaemia
Carriers for β thalassaemia, apart from symptoms of mild an-
aemia, are usually well except in periods of stress such as preg-
nancy, when they may become more anaemic. Splenomegaly is 
rarely present.
There is a mild degree of anaemia with haemoglobin values of 
90 to 110 g/​litre. The red cells are hypochromic and microcytic. 
The reticulocyte count is usually normal. The bone marrow shows 
moderate erythroid hyperplasia.
Haemoglobin analysis shows an elevated haemoglobin A2 level 
of 4 to 6%, and there may also be a slight elevation of haemoglobin 
F to approximately 1 to 3%. A less common form occurs in which 
the haemoglobin A2 is not elevated (see ‘Other β thalassaemia 
variants’).
β Thalassaemia in association with haemoglobin variants
Although numerous interactions between thalassaemia and struc-
tural haemoglobin variants have been described, in clinical practice 
only three are of importance: sickle cell β thalassaemia, haemo-
globin C β thalassaemia, and haemoglobin E β thalassaemia.
Sickle cell β thalassaemia
The clinical manifestations which result from the interaction of 
the β thalassaemia and sickle cell genes vary considerably from 
race to race, and depend on the severity of the thalassaemia de-
terminant. In African populations, there are mild forms of β+  
thalassaemia which, when they interact with the sickle cell gene, 
produce a condition characterized by mild anaemia and few 
sickling crises. By contrast, in Mediterranean populations, the 
combination of a β° or severe β+ thalassaemia determinant from 
one parent with a sickle cell gene from the other may give a clin-
ical picture which is indistinguishable from sickle cell anaemia 
(see later).
The diagnosis of sickle cell thalassaemia rests on the clinical 
features of a sickling disorder found in association with a per-
ipheral blood picture with typical thalassaemic red cell changes, 
that is, a low mean cell haemoglobin and mean cell volume. In 
the more severe forms of sickle cell β° thalassaemia, there may 
be an elevated reticulocyte count and sickled red cells are found 
on the peripheral blood film. The diagnosis can be confirmed 
by high-​performance liquid chromatography (HPLC) or haemo-
globin electrophoresis, which in sickle cell β+ thalassaemia shows 
haemoglobin S together with 10 to 30% haemoglobin A  and 
an elevated haemoglobin A2. In sickle cell β° thalassaemia, the 
haemoglobin consists mainly of haemoglobin S with an elevated 
level of haemoglobins F and A2 and is therefore indistinguishable 
from homozygous sickle cell disease. To confirm the diagnosis, 
DNA analysis is required.
Haemoglobin C thalassaemia
This disorder is restricted to patients of West African ethni-
city and to some North African and southern Mediterranean 
populations. It is characterized by a mild haemolytic anaemia 
associated with splenomegaly. The peripheral blood film shows 
numerous target cells and thalassaemic red cell changes with a 
moderately elevated reticulocyte count. Haemoglobin HPLC 
shows a preponderance of haemoglobin C. The diagnosis is con-
firmed by finding the haemoglobin C trait in one parent and the 
β thalassaemia trait in the other, or again by recourse to DNA 
sequencing.
Haemoglobin E β thalassaemia
This is the commonest form of severe thalassaemia in many Asian 
countries where it causes a serious public health burden. The 
Fig. 22.6.7.8  Peripheral blood film in homozygous β thalassaemia 
(×630, Leishman stain).


section 22  Haematological disorders
5434
mutation that underlies haemoglobin E produces an alternative 
splice site in the β globin gene. This mutation results in the pro-
duction of a β globin variant which is produced at a much lower 
rate than normal β globin. Thus, when a haemoglobin E gene is 
inherited together with a severe β thalassaemia mutation there 
is a marked inefficiency of β chain production. However, one of 
the major characteristics of haemoglobin E β thalassaemia, which 
causes particular difficulties for its management, is its extraor-
dinary clinical heterogeneity. At one end of the spectrum it is 
indistinguishable from β thalassaemia major, while at the other 
end there are patients who grow and develop normally without 
the need for transfusion. While some of this phenotypic vari-
ability can be ascribed to the inheritance of β thalassaemia alleles 
of varying severity, some is also due to coinheritance of various 
modifier genes, including those for α thalassaemia or increased 
haemoglobin F production. The explanation for much of this 
phenotypic variation remains unclear.
In the more severe forms of this condition the findings are 
very similar to those in severe β thalassaemia (Fig. 22.6.7.9), 
while in the milder forms they resemble those of β thalassaemia 
intermedia, as described later in this chapter. Complications in-
clude susceptibility to infection, hypersplenism, iron loading, 
neurological lesions due to extramedullary erythropoietic 
masses extending inwards from the inner tables of the skull or 
vertebrae, folate deficiency, and recurrent pathological frac-
tures. From the limited data that are available, it seems that 
patients at the milder end of the clinical spectrum, though 
often quite anaemic, survive in good health well into adult life. 
They do not appear to develop cardiac complications unless they 
have become particularly iron loaded from increased intestinal 
absorption.
The diagnosis of haemoglobin E thalassaemia is confirmed by 
finding haemoglobins E and F and little or no haemoglobin A on 
HPLC and by demonstrating the haemoglobin E trait in one parent 
and the β thalassaemia trait in the other.
Other β thalassaemia variants
It is not uncommon to encounter patients with the clinical and 
haematological features of heterozygous β thalassaemia who do 
not have an elevated haemoglobin A2 level. Many of these in-
dividuals are heterozygotes for both β and δ thalassaemia. It is 
important to recognize this interaction because, if it is inherited 
together with a typical β thalassaemia gene, it can produce a severe 
transfusion-​dependent disorder. Hence this variant is important 
in antenatal screening programmes. It can only be identified for 
certain by genetic analysis of the affected locus. Families are oc-
casionally encountered in which there is a more severe form of 
heterozygous β thalassaemia associated with anaemia, jaundice, 
and splenomegaly. In some of these families it is apparent that 
the affected individuals are in fact compound heterozygotes for 
β thalassaemia and the so-​called silent β thalassaemia gene, that 
is, a determinant which cannot be identified haematologically in 
heterozygotes. In other families, a severe form of β thalassaemia 
behaves as a single gene disorder with full expression in heterozy-
gotes, that is, it follows a dominant form of inheritance. In most of 
these families, the disorder results from the synthesis of a highly 
unstable β globin chain.
The δβ thalassaemias
See Table 22.6.7.1.
Molecular genetics and classification
Disorders due to reduced β and δ chain synthesis are much less 
common than those due to defective β chain production alone. 
They are remarkably heterogeneous at the molecular level and 
may result from deletions of the β and δ globin genes (the (δβ)° 
thalassaemias).
Unequal crossing over between the δ and β globin gene loci 
may also occur, with the production of δβ fusion genes. These 
produce δβ fusion chains which combine with α chains to form 
haemoglobin variants called the Lepore haemoglobins (Lepore 
was the family name of the first patient to be recognized with this 
disorder).
Clinical and haematological changes
The (δβ)° thalassaemias have been reported in many populations, 
although there are no high-​frequency areas. In the homozygous 
state there is a mild degree of anaemia with haemoglobin values of 
80 to 100 g/​litre. There is often a moderate degree of splenomegaly 
but these patients are usually symptomless except during periods of 
stress such as infection or pregnancy. Haemoglobin analysis shows 
100% haemoglobin F.  Heterozygous carriers have thalassaemic 
blood pictures, elevated levels of haemoglobin F of 5 to 20%, and 
normal levels of haemoglobin A2.
The homozygous state for haemoglobin Lepore is character-
ized by a clinical picture which is usually similar to that of homo-
zygous β thalassaemia although in some cases it may be milder 
and nontransfusion dependent. The haematological findings are 
similar to those of β thalassaemia. The haemoglobin consists 
of F and Lepore only. Heterozygous carriers have thalassaemic 
Fig. 22.6.7.9  Bossing of the skull in haemoglobin E thalassaemia.


22.6.7  Disorders of the synthesis or function of haemoglobin
5435
blood pictures associated with about 5 to 15% haemoglobin 
Lepore.
The (εγδβ)0 thalassaemias
There are several rare forms of thalassaemia which result from 
long deletions of the β globin gene cluster which, as well as re-
moving or inactivating the β genes, involve the δ, γ, and embryonic 
ε genes. They also involve the main regulatory sequence upstream 
of the β globin gene cluster, the locus control region. This means 
that there is no output of globin chains from this gene cluster at 
all. Clearly, the homozygous state for these disorders would not be 
compatible with survival. Heterozygotes often have severe haemo-
lytic disease as neonates with anaemia and hyperbilirubinaemia. 
If they survive the neonatal period they grow and develop nor-
mally; in adult life they have the haematological picture of het-
erozygous β thalassaemia with mild anaemia, hypochromic 
microcytic red cells, and a haemoglobin pattern consisting of 
haemoglobin A, no elevation of haemoglobin F, and a normal level 
of haemoglobin A2.
Hereditary persistence of fetal haemoglobin
There is a complex family of conditions characterized by per-
sistent fetal haemoglobin synthesis into adult life associated 
with no major haematological abnormalities. In some cases 
they result from long deletions of the β globin gene cluster, 
similar to those that cause δβ thalassaemia. Indeed, they form 
a continuum with this condition; homozygotes have 100% fetal 
haemoglobin, elevated haemoglobin levels, and no clinical find-
ings. Other forms result from point mutations in the promoter 
regions of the γ globin genes. In this case there is increased γ 
chain production together with reduced β chain production on 
the affected chromosome. Hence, homozygotes have markedly 
elevated levels of haemoglobin F but also produce some haemo-
globin A. Finally, there is a group in which persistent low levels 
of haemoglobin F, in the 3 to 10% range, are observed. They re-
sult from mutations either within the β globin gene cluster or on 
other chromosomes.
The only clinical importance of this complex group of condi-
tions is that they may interact with the thalassaemias or struc-
tural haemoglobin variants and reduce the severity of different 
phenotypes by increasing the amount of haemoglobin F that is 
produced.
The α thalassaemias
Although the α thalassaemias are commoner on a global basis than 
the β thalassaemias, they pose less of a public health problem be-
cause their severe forms only occur in a few regions.
Distribution
The α thalassaemias occur in patients whose ethnic origin re-
lates to the Mediterranean region, parts of West Africa, the 
Middle East, parts of the Indian subcontinent, and throughout 
South-​East Asia from southern China through Thailand, the 
Malay peninsula, and Indonesia to the Pacific island popula-
tions (Fig. 22.6.7.10). The serious forms of α thalassaemia are 
restricted mainly to patients of Mediterranean and South-​East 
Asian ethnicity.
Inheritance and molecular pathology
As both haemoglobins A and F have α chains, genetic disorders of 
α chain synthesis result in defective fetal and adult haemoglobin 
production. In the fetus, deficiency of α chains means there is 
a relative excess of γ chains which form γ4 tetramers also known 
as haemoglobin Bart’s (Fig. 22.6.7.11). In adults, a deficiency of α 
chains leads to a relative excess of β chains which form β4 tetramers, 
or haemoglobin H, the adult counterpart of haemoglobin Bart’s. 
However, a critical level of globin chain imbalance is required be-
fore detectable amounts of haemoglobins Bart’s or H appear in the 
red cells, and in individuals with mild forms of α thalassaemia this 
level is not reached; significant amounts of these haemoglobin vari-
ants occur only in the red cells of patients who have a severe degree 
of α chain deficiency.
As normal individuals receive two α globin genes from each of 
their parents, αα/​αα, the genetic basis of the α thalassaemias is 
5–40%
1–15%
60%
40–80%
5–80%
5–15%
α + Thalassaemia
α ° Thalassaemia
Fig. 22.6.7.10  World map showing the distribution of the α 
thalassaemias.
Adult
Fetus
Normal
Excess
Excess
HbF
HbA
Hb Bart’s
[High oxygen afﬁnity]
HbH
High oxygen afﬁnity
Unstable  Inclusions
Hypochromia
Haemolysis
Hypoxia
α Thalassaemia
γ2
α2
α2
α2γ2
α2β2
β4
γ4
β2
Fig. 22.6.7.11  The pathophysiology of α thalassaemia.


section 22  Haematological disorders
5436
more complicated than that of the β thalassaemias. It is useful to 
define these conditions in heterozygotes. First, there is a more se-
vere form, α° thalassaemia, which results from loss of both of the 
linked α globin genes, − −/​αα. The second type, α+ thalassaemia, 
arises due to the deletion –​α/​αα, so there is still some output of α 
globin from the affected chromosome. This is almost completely 
silent in carriers; their red cells are normal or are only slightly 
hypochromic.
In clinical practice we encounter two symptomatic types of α thal-
assaemia, the haemoglobin Bart’s hydrops syndrome and haemo-
globin H disease (Table 22.6.7.2). The former results from the 
homozygous inheritance of α° thalassaemia. Haemoglobin H dis-
ease by contrast usually results from the coinheritance of both α° 
and α+ thalassaemia. These genetic interactions are summarized in 
Fig. 22.6.7.12.
Like the β thalassaemias, the α thalassaemias are extremely het-
erogeneous at the molecular level. Various deletions can remove 
either both the α globin genes or the main regulatory regions of 
the α globin gene cluster and cause α° thalassaemia, but there are 
only two that are common. One is found in patients of South-​East 
Asian ethnicity. The other occurs mainly in Mediterranean popu-
lations. Similarly, there are several different-​sized deletions that re-
move a single α globin gene to produce the deletion forms of α+ 
thalassaemia; the commonest are those that remove either 3.7 or 
4.2 kb of the α gene cluster (Fig. 22.6.7.13). Nondeletion forms 
of α+ thalassaemia are also seen, and many of them are similar to 
those that produce β thalassaemia. A particularly common form of 
nondeletion α+ thalassaemia, found in up to 5% or more of some 
South-​East Asian populations, results from a single base change in 
the α globin chain termination codon UAA, which changes to CAA. 
The latter is the code for the amino acid glutamine. When the ribo-
somes reach this point, instead of the chain terminating, they read 
through mRNA that is not normally translated until another stop 
codon is reached. An elongated α chain variant is synthesized, but 
the mRNA is destabilized by read-​through of sequences which are 
not normally translated and so the variant is also produced at a re-
duced rate. It is called haemoglobin Constant Spring after the name 
of the town in Jamaica in which it was discovered.
Genotype–​phenotype relationships
Molecular studies explain much of the clinical variability of α thal-
assaemia in different populations. Since the haemoglobin Bart’s 
hydrops syndrome requires the homozygous inheritance of α° 
thalassaemia (–​ –​/​–​ –​), this condition only occurs in populations 
in which α° thalassaemia is common. Most forms of haemoglobin 
H disease are due to the inheritance of α° thalassaemia from one 
parent and α+ thalassaemia from the other (–​α/​–​ –​ or –​αT/​–​ –​). Thus, 
Table 22.6.7.2  The α thalassaemias
Type
Homozygotes
Heterozygotes
α°
Hb Bart’s hydrops
Thalassaemia minor
α+ (deletion)
Thalassaemia minor
Thalassaemia minorb
αT (nondeletion)
Hb H diseasea
Thalassaemia minoret
a Haemoglobin H disease more commonly results from the compound heterozygous 
inheritance of α° and either variety of α+ thalassaemia.
b Heterozygotes for the α+ determinant typically have reduced mean cell volume and 
mean cell haemoglobin; in a minority of cases, the red cells indices fall within the 
normal range.
Normal
Hb Bart’s
hydrops
Hb H
disease
Normal
α° Thal. trait
α° Thal. trait
α° Thal. trait
α° Thal. trait
α+ Thal. trait
α+ Thal. trait
α° Thal. trait
α° Thal. trait
Fig. 22.6.7.12  The genetics of α thalassaemia. The purple α genes 
represent gene deletions or otherwise inactivated genes. The open α 
genes represent normal genes. α° Thalassaemia and α+ thalassaemia are 
defined in the text.
–
–
–
3′HVR
30
20
10
0
−10
−50
--
--MC
--CAL
--THAI
--FIL
--CL
--BRIT
--SA
–(α)20.5
--MED
--SEA
--SPAN
–(α)5.2
θ1
ψζ1
inter-
ζHVR
ζ2
ψα2
α2
α1
α3.7
α3.5
α4.2
yα1
Fig. 22.6.7.13  The different-​sized deletions responsible for some 
forms of α° or α+ thalassaemia. The α globin gene cluster is shown at 
the top of the figure. Two highly variable regions (HVR) are shown. The 
abbreviations on the right-​hand side indicate the source of origin of 
patients with the deletions: MED, Mediterranean; SEA, South-​East Asia. 
The three smaller deletions at the bottom of the figure show some of the 
main classes of α+ thalassaemia. The superscripts 3.7, 4.2, and 3.5 indicate 
the size of the deletions in kb.


22.6.7  Disorders of the synthesis or function of haemoglobin
5437
haemoglobin H disease is also restricted mainly to Mediterranean 
and Asian populations. On the other hand, α+ thalassaemia occurs 
very commonly throughout the whole of the tropical belt; α° thalas-
saemia does not occur commonly in many of these regions, so that 
the haemoglobin Bart’s hydrops syndrome and haemoglobin H dis-
ease are not seen. The homozygous state for α+ thalassaemia (–​α/​
–​α) is characterized by a mild hypochromic anaemia, very similar 
to the heterozygous state for α° thalassaemia. To complicate matters, 
sometimes the homozygous state for the nondeletion forms of α+ 
thalassaemia, αTα/​αTα, are more severe and cause haemoglobin H 
disease.
Pathophysiology
The pathophysiology of α thalassaemia is different from that of β 
thalassaemia. A deficiency of α chains leads to a relative excess of γ 
chains or β chains which form haemoglobins Bart’s and H respect-
ively. These more soluble tetramers do not precipitate significantly 
in the bone marrow, and erythropoiesis is thus more effective than 
in β thalassaemia. However, haemoglobin H is unstable and precipi-
tates in red cells as they age. The large inclusion bodies produced in 
this way are trapped in the spleen and other parts of the microcir-
culation leading to a shortened red cell survival. Both haemoglobins 
Bart’s and H have a very high oxygen affinity; because they have no 
α chains there is no haem–​haem interaction and their oxygen dis-
sociation curves resemble that of myoglobin, making them physio-
logically useless.
Haemoglobin Bart’s hydrops syndrome
This condition is a cause of fetal loss throughout South-​East Asia 
and in Greece and Cyprus. Affected infants produce no α chains and 
hence can make neither fetal nor adult haemoglobin.
The clinical picture is very characteristic (Fig. 22.6.7.14). Infants 
are usually stillborn between 28 and 40 weeks. Live-​born infants 
take a few gasping respirations and then expire within the first hour 
after birth. They show the typical picture of hydrops fetalis with ex-
treme pallor, generalized oedema, and massive hepatosplenomegaly. 
There is a high frequency of other congenital abnormalities, and a 
very large, friable placenta, all due to severe intrauterine anaemia. 
The haemoglobin values are in the 60 to 80 g/​litre range and there 
are gross thalassaemic changes of the peripheral blood film. The 
haemoglobin consists of approximately 80% haemoglobin Bart’s and 
20% of the embryonic haemoglobin Portland (ζ2γ2). It is believed 
that these infants survive to term because they continue to produce 
embryonic haemoglobin at this level; haemoglobin Bart’s is, as men-
tioned previously, useless as an oxygen carrier.
This syndrome is also characterized by a high incidence of ma-
ternal pre-eclampsia and considerable obstetric difficulties due to 
the presence of the large, abnormal placenta.
Haemoglobin H disease
Haemoglobin H disease usually results from the inheritance of 
α° thalassaemia from one parent and α+ from the other. It may 
also result from the inheritance of α° thalassaemia and haemo-
globin Constant Spring or from the homozygous state for a severe, 
nondeletion form of α thalassaemia. The latter form of inheritance 
is particularly common in Saudi Arabia. Recent evidence suggests 
that, overall, this condition is more severe in those who have in-
herited α° thalassaemia together with haemoglobin Constant Spring 
or other nondeletion forms of the disease compared with those who 
have inherited three α gene deletions.
There is a variable degree of anaemia and splenomegaly but it is 
most unusual to see severe thalassaemic bone changes or the growth 
retardation characteristic of homozygous β thalassaemia. Patients 
usually survive into adult life although the course may be inter-
spersed with severe episodes of haemolysis associated with infec-
tion, or worsening of the anaemia due to progressive hypersplenism. 
Oxidant drugs such as sulphonamides may increase the rate of pre-
cipitation of haemoglobin H and therefore exacerbate the anaemia.
(a)
(b)
Fig. 22.6.7.14  The haemoglobin Bart’s hydrops syndrome: (a) a 
hydropic infant with massively enlarged placenta; (b) autopsy findings 
with an enlarged liver.
By permission of Professor P. Wasi.


section 22  Haematological disorders
5438
Haemoglobin values range from 70 to 100 g/​litre. The blood 
film shows typical thalassaemic changes. There is a moderate 
reticulocytosis. Incubation of the red cells with brilliant cresyl 
blue generates numerous inclusion bodies by precipitation of the 
haemoglobin H under the redox action of the dye (Fig. 22.6.7.15) 
The haemoglobin comprises 5 to 40% haemoglobin H together with 
haemoglobin A and a normal or reduced level of haemoglobin A2.
The haematological findings in the α° and α+ thalassaemia traits 
are summarized in Table 22.6.7.2. They can only be identified with 
certainty by analysis of the α globin genes.
α Thalassaemia and intellectual disability or myelodysplasia
There is an increasingly important and heterogeneous group of α 
thalassaemias which are not restricted to individuals from tropical 
backgrounds. They are observed in all racial groups and have been 
best characterized in those of northern European origin. These con-
ditions are characterized by variable degrees of intellectual disability, 
dysmorphic features, and α thalassaemic blood pictures. They follow 
a completely different form of inheritance from the commoner gen-
etic forms of α thalassaemia. There are two major varieties of this 
condition. The first is due to lesions that involve the α globin gene 
cluster on chromosome 16, ATR-​16. There is another group re-
sulting from mutations on the X chromosome, ATR-​X.
The ATR-​16 disorders are characterized by a variable degree of 
intellectual disability and dysmorphic features. The blood film shows 
mild α thalassaemic changes and some cells which contain typical 
haemoglobin H inclusion bodies. In some cases the condition re-
sults from long deletions which remove the end of the short arm of 
chromosome 16 and extend for 1 to 2 Mb. In other cases, the loss of 
the end of the short arm of chromosome 16 is the result of an in-
herited cytogenetic abnormality, including translocations and other 
rearrangements.
The ATR-​X syndrome is characterized by a much more consistent 
series of dysmorphic features including typical facial features and 
genital abnormalities, and more severe intellectual disability. This is 
accompanied by a very mild form of haemoglobin H disease. This 
condition is inherited as a typical sex-​linked disorder affecting males 
and results from mutations of the ATR-​X gene which regulates tran-
scription via an effect on chromatin structure. Female carriers may 
show a very small proportion of red cells containing haemoglobin H 
bodies. Acquired mutations of ATR-​X are sometimes found in older 
patients who have a mild form of haemoglobin H disease associated 
with myelodysplasia. The relationship between the mutations and 
the disease of the bone marrow is still not clear.
Thalassaemia intermedia
Definition and pathogenesis
The term ‘thalassaemia intermedia’ is used to describe patients with 
the clinical picture of thalassaemia which, although not transfusion 
dependent, is associated with a much more severe degree of anaemia 
than that found in carriers for α or β thalassaemia. Many of the con-
ditions which have been described previously in this section follow 
this clinical course, for example, haemoglobin C or E thalassaemia, 
the various δβ thalassaemias and haemoglobin Lepore disorders, 
haemoglobin H disease, and the wide variety of conditions which 
can result from the interactions of the different β and δβ thalassaemia 
determinants. However, some children with this condition have 
parents with typical heterozygous β thalassaemia blood pictures and 
elevated haemoglobin A2 levels. These patients appear to be homo-
zygous for β thalassaemia, yet they run a much milder course than 
is usually the case with this condition. Some of them have inherited 
an α thalassaemia determinant as well as being homozygous for β 
thalassaemia. This reduces the overall degree of globin chain imbal-
ance and consequently the severity of the dyserythropoiesis which 
usually accompanies homozygous β thalassaemia; hence these chil-
dren run a milder clinical course. In other cases, particularly in indi-
viduals of African ethnicity, relatively mild forms of homozygous β 
thalassaemia seem to reflect the action of less severe β thalassaemia 
mutations. Finally, some intermediate forms of β thalassaemia seem 
to result from the coinheritance of a gene for unusually effective 
haemoglobin F production.
Clinical and haematological changes
The clinical features of the intermediate forms of thalassaemia are 
extremely variable. At one end of the spectrum are patients who are 
virtually symptom free except for moderate anaemia. At the other 
end there are patients who have haemoglobin values of 50 to 70 g/​
litre and who develop marked splenomegaly, skeletal deformities 
due to expansion of bone marrow, and, as they get older, become iron 
loaded because of increased intestinal iron absorption. Recurrent 
leg ulceration, folate deficiency, symptoms due to extramedullary 
haemopoietic tumour masses in the chest and skull (Figs. 22.6.7.16 
and 22.6.7.17), gallstones, and a tendency to infection are character-
istic of this group of thalassaemias.
Due to the heterogeneity of these disorders, it is only possible to 
determine the course that is likely to evolve in any individual patient 
by following the disorder very carefully from early childhood.
Differential diagnosis of the thalassaemias
There are few conditions that are likely to be confused with the more 
severe forms of homozygous β thalassaemia or haemoglobin H dis-
ease. The ethnic background of the patient, the presence of anaemia 
from early life, and the characteristic haematological changes make 
the diagnosis relatively easy. Once thalassaemia is suspected, the 
parents and near relatives should be examined for the carrier states 
for α or β thalassaemia. Both disorders can be distinguished from 
simple iron deficiency by the finding of a normal ferritin level and 
by the associated changes in the haemoglobin pattern on HPLC. 
Fig. 22.6.7.15  Supravital staining with brilliant cresyl blue highlights 
prominent red cell inclusion bodies in Hb H disease.


22.6.7  Disorders of the synthesis or function of haemoglobin
5439
It should be remembered, however, that in some groups iron defi-
ciency and heterozygous thalassaemia frequently occur together in 
the same person, particularly during pregnancy. The sideroblastic 
anaemias can be easily distinguished from thalassaemia by the mor-
phological appearances of the red cells and the presence of ring 
sideroblasts in the bone marrow. It should be remembered that there 
are some rare forms of acquired haemoglobin H disease in elderly 
patients with myelodysplasia.
Laboratory diagnosis of thalassaemia
The homozygous states for the severe forms of β thalassaemia are 
easily recognized by the haematological changes associated with 
very high levels of haemoglobin F; haemoglobin A2 values vary so 
much that they are of no diagnostic help. The heterozygous states 
are recognized by microcytic hypochromic red cells, a high red cell 
count and an elevated level of haemoglobin A2. The δβ thalassaemias 
are characterized by the finding of 100% haemoglobin F in homo-
zygotes and 5 to 15% haemoglobin F together with a normal level of 
haemoglobin A2 in heterozygotes (Table 22.6.7.1).
When β thalassaemia is diagnosed, quantitative HPLC or haemo-
globin electrophoresis will exclude the presence of an abnormal 
haemoglobin variant such as haemoglobin E or Lepore. The precise 
nature of the genetic lesion may need be determined by sequencing 
the affected loci, or by multiplex-​ligation dependent probe analysis 
for deletions.
The haemoglobin Bart’s hydrops syndrome is recognized by the 
finding of a hydropic infant with a severe anaemia, a thalassaemic 
blood picture, and 80% or more haemoglobin Bart’s on HPLC. 
Haemoglobin H disease is identified by the finding of a typical 
thalassaemic blood picture with an elevated reticulocyte count, and 
variable amounts of haemoglobin H on HPLC. There are no really 
useful, simple diagnostic tests for the different α thalassaemic carrier 
states although α° thalassaemia heterozygotes usually have typical 
thalassaemic red cell changes with a normal haemoglobin A2 value. 
It is essential for counselling purposes to diagnose the different car-
rier states for α thalassaemia; blood samples should be referred to a 
laboratory for DNA analysis of the globin genes.
Prevention and treatment
Thalassaemia produces a severe public health problem and a serious 
challenge for medical resources in many populations. Since there is no 
definitive treatment, most countries in which the disease is common 
are putting a major effort into programmes for its prevention.
Prevention
Since the carrier states for the β thalassaemias can be easily rec-
ognized, it is possible to screen populations and provide ante-
natal genetic counselling. When heterozygous carrier mothers are 
found, their partners are tested; if they are also carriers, the couple 
are offered the possibility of prenatal diagnosis and the option to 
discuss termination of pregnancies where fetuses are affected by 
severe forms of thalassaemia.
Fig. 22.6.7.16  (a) Chest radiograph with a right paravertebral mass of extramedullary haemopoietic tissue in β thalassaemia 
intermedia. (b) Transverse thoracic image from computed tomography scan of the same patient, showing the extent of the 
extramedullary haemopoietic mass complicated by haemothorax.
Fig. 22.6.7.17  Cranial MRI of a patient with thalassaemia intermedia, 
showing significantly thickened skull vault consistent with extramedullary 
haematopoiesis.


section 22  Haematological disorders
5440
Prenatal diagnosis
Prenatal diagnosis can be offered to couples at risk for having chil-
dren with severe forms of β thalassaemia and haemoglobin Bart’s 
hydrops. Prenatal diagnosis of thalassaemia is typically carried out 
by genetic analysis of fetal tissue obtained by chorionic villus sam-
pling between the 11th and 14th week of gestation. As prenatal diag-
nosis of thalassaemia is now well established in many countries, it is 
important to discuss the genetic implications of the condition when 
carriers are detected by chance, even in low-​prevalence areas.
Symptomatic treatment
The symptomatic management of severe β thalassaemia requires 
regular blood transfusion, the judicious use of splenectomy if 
hypersplenism develops, and the administration of chelating agents 
to prevent iron overload. When the diagnosis of severe β thalassaemia 
is suspected during the first year of life, the infant should be followed 
for several weeks to make sure that the haemoglobin has fallen to 
a level at which regular transfusion will be necessary. It is difficult 
to be dogmatic about exactly when transfusions should be started. 
A severely anaemic infant who is feeding poorly, inactive, or other-
wise failing to thrive, will almost certainly need to be transfused. The 
object is to maintain the pretransfusion haemoglobin level at about 
95 g/​litre. This usually requires transfusion of 10 to 15 mg/​kg red cells 
every 4 weeks, with extended red cell phenotyping to reduce the risk 
of alloimmunization. The rate of transfusion should not exceed 4 to 
5 ml/​kg per h. In patients who are profoundly anaemic or show evi-
dence of cardiac insufficiency, the rate should be no more than 2 ml/​
kg per h. It is important to calculate the annual blood consumption 
by dividing the total volume of blood transfused over 12 months 
by the patient’s weight in the middle of the year. If it is higher than 
200 ml/​kg body weight, splenectomy may be considered.
Hypersplenism is becoming much less common where children 
are maintained on an adequate transfusion regimen. Increasing 
blood requirements, or other evidence of hypersplenism, such as 
pancytopenia, should prompt one to consider splenectomy. It should 
be avoided before the age of 6 years because of the particularly high 
incidence of infection in asplenic children. Two to three weeks 
before splenectomy the child should be given (1)  pneumococcal 
vaccine, (2) Haemophilus influenzae type B vaccine, and (3) menin-
gococcal A and C vaccine. After the operation the children should 
be maintained on oral penicillin V, 125 mg twice daily, increasing to 
250 mg twice daily for older children. For those who are allergic to 
penicillin, erythromycin should be given.
For patients given adequate transfusion support, iron overload be-
comes a critical factor in the determining the morbidity and mortality 
of thalassaemia. Meticulous attention to chelation is required if pa-
tients are to avoid significant iron loading in the heart, liver, and endo-
crine organs, with clinical manifestations including diabetes mellitus, 
hypogonadotropic hypogonadism, hypothyroidism, and hypopara-
thyroidism. The anterior pituitary appears to be especially sensitive 
to the effects of iron overload, and delayed sexual maturation and 
subfertility may be observed even in the context of good iron chelation.
Regular assessment of endocrine function therefore forms a 
key part of the long-​term management of transfusion-​dependent 
thalassaemic patients. The secondary effects of endocrine dys-
function, such as osteoporosis (which may have contributions 
from reduced growth hormone and sex hormone secretion, hypo-
parathyroidism and vitamin D deficiency, as well as collagen gene 
polymorphisms), must also be sought and treated where possible.
Assessment of iron loading has historically relied on serum fer-
ritin assays, which often reflect total body iron stores only imper-
fectly, and on formal measurement of the iron concentration in tissue 
obtained at liver biopsy. Liver iron concentration can now be accur-
ately determined using MRI (e.g. Ferriscan®—​Fig. 22.6.7.18) which 
is a favoured modality for monitoring iron overload and the response 
to chelation. All patients with transfusion-​dependent thalassaemia 
should undergo regular MRI assessment of liver iron concentration, 
with a target of 3–​7 mg/​g dry weight. Cardiac T2* MRI should also be 
undertaken in patients with evidence of iron loading, since this will 
give a reproducible estimate of the cardiac iron burden. Relaxation 
times of greater than 20 ms suggest effective iron chelation, while a 
T2* MRI less than 15 ms suggests a need for intensified chelation.
Three iron chelating agents are available for clinical use: desferri­
oxamine (deferoxamine), deferasirox, and deferiprone. Randomized 
clinical trials comparing all three agents are still needed, and the 
choice of first-​line agent is therefore based on consideration of its 
side effect profile and tolerability, along with patient preference.
0
50
100
150
200
250
317
R2(/s)
Voxels
Transverse Relaxation Rate (R2) Image
Transverse Relaxation Rate (R2) Distribution
Transverse Relaxation Rate R2 (/s)
Distribution Mean ± SD: 204.1 ± 43.2
264
211
158
105
52
0
0
80
160
240
320
400
Fig. 22.6.7.18  MRI assessment of hepatic iron loading. The increased transverse relaxation rate is consistent with 
significant iron deposition.


22.6.7  Disorders of the synthesis or function of haemoglobin
5441
There is greatest experience with desferrioxamine, which has 
been used for iron chelation in patients with thalassaemia for over 
40  years. Although an effective chelator, its route of administra-
tion remains a significant disadvantage: desferrioxamine must be 
delivered parenterally, typically by subcutaneous infusion over 12 
hours for five nights out of seven. Difficulties with compliance are 
therefore the main limitation to its usefulness in the clinic.
The initial dose of desferrioxamine should not exceed 25 to 35 mg/​
kg body weight per 24 h, and iron excretion may be potentiated if 
patients also receive 100 mg vitamin C by mouth on the days of the 
infusion. A careful titration of ferritin level against dosage prevents 
over-​treatment, and monitoring must include regular audiometry 
and ophthalmic assessment to assess for the known complications 
of this treatment.
Randomized phase III trials comparing desferrioxamine with 
deferasirox have shown that both agents can effect similar reductions 
in liver iron concentrations. However, its oral bioavailability makes 
deferasirox an increasingly popular first-​line agent. Complications 
include transient gastrointestinal upset, typically reversible renal 
dysfunction with proteinuria, and rashes. It is unsuitable for use in 
patients with renal dysfunction.
Although deferiprone may be less effective in reducing total body 
iron in some thalassaemic patients, preliminary data suggest it may 
have a specific role in reducing myocardial iron deposition, particu-
larly in conjunction with desferrioxamine. This, plus the recognized 
risk of marrow suppression and agranulocytosis with deferiprone 
(such that patients are advised to have a weekly full blood count once 
starting this agent) has meant that deferiprone has been less widely 
adopted as a first-​line choice for chelation.
Decompensated cardiac failure as a consequence of cardiac 
siderosis remains a major cause of mortality in patients with 
transfusion-​dependent thalassaemia. The development of features 
suggestive of cardiac failure in the context of significant cardiac iron 
loading should prompt immediate treatment with a continuous in-
fusion of desferrioxamine pending stabilization. The addition of 
deferiprone may also be of use in this setting.
Management of patients with thalassaemia intermedia
The intermediate forms of thalassaemia should be managed by 
careful observation, folic acid supplementation, and, in the face of 
a falling haemoglobin and increasing spleen size, the judicious use 
of splenectomy. The increased risk of venous thrombosis in patients 
with thalassaemia intermedia may be exacerbated be splenectomy, 
and the risks and benefits of the procedure must be considered 
on an individual patient basis. It is important to monitor the iron 
status regularly because some of these patients become iron loaded 
as a consequence of increased intestinal absorption and chelation 
therapy may be necessary later in life.
Toward a cure for thalassaemia major
Currently, haematopoietic stem cell transplantation (see 
Chapter 22.8.2) is the only cure for thalassaemia major. To min-
imize transplant related mortality, the procedure should ideally 
be undertaken before patients develop end-​organ damage due to 
iron deposition—​typically in childhood. Although few prospective 
studies and fewer controlled trials have been performed in this field, 
disease-​free survival is now approximately 80%, with a transplant-​
related mortality of approximately 5% in young patients with a 
matched sibling donor. The transplant-​related mortality in adult 
patients is significantly higher, and haemopoietic stem cell trans-
plantation is therefore limited to patients who have had excellent 
iron chelation with limited end-​organ damage.
There has been process toward the development of gene therapy 
for the thalassaemias. This process aims to genetically modify the 
patient’s own haematopoietic stem cells, whether by lentiviral gene 
transfer of intact β globin genes, or by CRISPR-​mediated gene 
editing of the globin genes themselves or other loci implicated in 
the silencing of the fetal γ globin expression. The modified haem-
atopoietic cells are then returned to the patient in an autologous 
transplant. In July 2019 Bluebird, a gene therapy company, has an-
nounced positive clinical results from the use of third-generation 
lentiviral vectors in transfusion-dependent beta-thalassaemia—
about 80% of recipients able to be free of blood transfusions. Similar 
studies are underway using CRISPR-Cas9 editing technology to 
correct the sickle haemoglobin defect in human autologous haem-
atopoietic stem cells. The long-awaited hope of a definitive therapy 
by gene correction for these important  inherited disorders of 
haemoglobin synthesis appears to becoming a reality. However, 
ensuring realistic access to these costly and labour-intensive stra-
tagems for the innumerable patients who are affected, will be a 
formidabe challenge.
Structural haemoglobin variants
Over 400 structural haemoglobin variants have been described, 
most of which result from single amino acid substitutions. Many 
of them are harmless and have been discovered during surveys of 
the electrophoretic patterns of human haemoglobin. Of course, 
this approach underestimates the number of variants because it 
only identifies those in which the amino acid substitution alters the 
charge of the haemoglobin molecule.
Single amino acid substitutions cause clinical disorders only 
if they alter the stability or functional properties of the haemo-
globin molecule. A  classification of these diseases is shown in 
Table 22.6.7.3. They include the sickling disorders, chronic or drug-​
induced haemolytic anaemia associated with unstable haemo-
globins, and polycythaemia or congenital cyanosis, associated 
with high-​ and low ​oxygen ​affinity haemoglobin variants, respect-
ively. There is a rare group of haemoglobin variants that produce 
methaemoglobinaemia.
Table 22.6.7.3  Clinical disorders due to structural haemoglobin 
variants
Disorder
Variants
Haemolysis and tissue damage
Haemoglobin S
Drug-​induced haemolysis
Haemoglobin Zürich and other unstable 
haemoglobins
Chronic haemolysis
Unstable haemoglobin variants
Haemoglobin C
Congenital polycythaemia
High-​affinity variants
Congenital cyanosis
Haemoglobin(s) M
Low-​affinity variants
Hypochromia: thalassaemic 
phenotype
Haemoglobin E
Haemoglobin Constant Spring


section 22  Haematological disorders
5442
Nomenclature
The structural haemoglobin variants are named by letters of the al-
phabet or by the place of origin of the first patient in whom they were 
characterized. The heterozygous carrier state is termed the ‘trait’ and 
the homozygous condition the ‘disease’.
The sickling disorders
Sickling disorders (Table 22.6.7.4) consist of the homozygous 
state of sickle cell disease (SS), and the compound heterozygous 
state for haemoglobin S together with haemoglobins C, D, E, or 
other structural variants. Several disorders result from the inher-
itance of the sickle cell mutation together with different forms of 
thalassaemia (described previously).
Pathogenesis
Haemoglobin S differs from haemoglobin A by the substitution 
of valine for glutamic acid at position 6 in the β globin chain. 
Although this has been known for well over half a century, it is still 
not absolutely clear how it gives rise to the sickling phenomenon. 
The latter appears to be due to the unusual solubility characteristics 
of haemoglobin S which undergoes liquid crystal (tactoid) forma-
tion as it becomes deoxygenated. In this state, aggregates of sickled 
haemoglobin molecules arrange themselves in parallel, rod-​like 
fibres, made up of a complex solid core about 21 nm in diameter, 
composed of 14 filaments arranged as 7 pairs of double filaments. 
Much is now known about the complex interactions whereby the 
β6 valine substitution stabilizes the molecular stacks in the deoxy 
configuration of haemoglobin. There is considerable variation in 
the extent to which different haemoglobins are able to participate 
with haemoglobin S in the sickling process. This accounts for some 
of the clinical variability of the different sickling conditions. For 
example, haemoglobin F is almost completely excluded from the 
sickling process; increasing concentrations in the red cell reduce 
the rate of sickling.
The pathophysiology of sickling is a dynamic process. Red cells 
containing sickle haemoglobin at a high concentration endure a 
series of cycles of sickling (prompted by deoxygenation or inflam-
matory stimuli) and desickling, with progressive membrane damage 
and loss of plasticity. Finally these dry, rigid cells become irrevers-
ibly sickled (Fig. 22.6.7.19). Sickling of this type has two main ef-
fects. First, sickled erythrocytes have a shortened survival, leading 
to a chronic haemolytic anaemia. This in turn results in anaemia, 
cholelithiasis, and free haemoglobin mediated changes in nitric 
oxide availability with endothelial dysfunction and increased resting 
vascular tone. Second, the abnormal red cells tend to adhere to vas-
cular and intercellular adhesion molecules on endothelial cells, with 
the production of aggregates, blockage of the vessels, vascular stasis, 
subsequent reperfusion damage and, ultimately, oxidant and inflam-
matory damage to tissues.
Distribution
The sickling disorders occur very frequently in African popula-
tions and, sporadically, throughout the Mediterranean region and 
the Middle East There are extensive pockets in India. The high fre-
quency of the sickle cell gene occurs because carriers are more re-
sistant than normal individuals to P. falciparum malaria.
Clinical features
Except in conditions of extreme hypoxia, such as flying in an un-
pressurized aircraft, the sickle cell trait causes no clinical disability. 
However, it is possible for individuals to suffer vaso-​occlusive epi-
sodes if they become oxygen deprived under anaesthesia. Therefore 
all individuals of the appropriate racial background should have a 
sickling test (see ‘Laboratory diagnosis’ under ‘Haemoglobin SC dis-
ease’) before receiving an anaesthetic. If the test is positive, homozy-
gous sickle cell disease should be excluded first; but even in patients 
with sickle trait alone anaesthetics should be given with special 
attention to oxygenation and care should be taken to avoid post-
operative dehydration.
Sickle cell anaemia runs an extremely variable clinical course. 
At one end of the spectrum it is characterized by a severe haemo-
lytic anaemia interspersed with frequent exacerbations, or crises. 
Other cases may be extremely mild and only found by chance on 
routine haematological examination. The reason for these remark-
able differences in phenotypic expression, which are only partly 
understood, include the level of haemoglobin F, coinheritance of α 
thalassaemia, climate, and socioeconomic factors. Since reactivation 
of haemoglobin F would be a potential therapeutic intervention in 
the β globin disorders (both sickling diseases and β thalassaemia), 
the genetic control of γ globin expression has been subject to intense 
investigation. Polymorphisms in the γ G promoter, at the HMIP 
Table 22.6.7.4  The major sickling disorders
Disorder
Genotype
(Normal = αα/​αα β/​β)
SS disease
αα/​αα
βS/​βS
SC disease
αα/​αα
βS/​βC
SD disease
αα/​αα
βS/​βD
S–​β thalassaemia
αα/​αα
βS/​β° or βS/​β+
S–​hereditary persistence of fetal Hb
αα/​αα
βS/​–​a
S–​α thalassaemia
α–​/​αα or α–​/​α–​
βS/​βS
SS, sickle cell anaemia. See text for details of other conditions.
a Indicates β gene deletion.
Fig. 22.6.7.19  Sickled red cells in homozygous HbS.


22.6.7  Disorders of the synthesis or function of haemoglobin
5443
locus and BCL11a locus (see ‘Towards a cure for the sickling dis-
orders’) have been shown to account for much of the variation in 
fetal haemoglobin expression, but many more modifiers are likely 
to be found.
Typically, sickle cell anaemia presents in infancy with symptoms 
related to anaemia or infection. Dactylitis is also commonly seen. 
Infants begin to develop anaemia from about the third month of 
life. During early development they often have significant spleno-
megaly that gradually resolves due to repeated infarction resulting 
in functional hyposplenism, though splenic sequestration crises (see 
following ‘Complications’ section) can result in significant splenic 
enlargement. The haemoglobin is typically between 60 to 80 g/​litre 
with a reticulocyte count of 10 to 20%. There is chronic, mild icterus 
with an elevated bilirubin level. Examination of the peripheral blood 
film shows anisochromia and poikilocytosis with a variable number 
of sickled erythrocytes. As the children grow older, the haemato-
logical changes of hyposplenism develop with the appearance of pits 
on the surface of the red cells, Howell–​Jolly bodies, and distorted 
red cells. The white cell and platelet counts are usually normal or 
slightly elevated.
Complications
The chronic haemolysis of sickle cell disease is interspersed 
with acute exacerbations of the illness called sickling crises. 
Furthermore, there are a series of serious and life-​threatening 
long-​term complications which develop in many patients with 
sickle cell anaemia.
The different forms of sickle cell crises are summarized in 
Box 22.6.7.3. The commonest is the painful crisis. This is some-
times precipitated by infection, dehydration, or exposure to cold, 
although quite often no underlying cause can be found. The epi-
sode starts with vague pain, often in the back or bones of the 
limbs, which worsens gradually. The pain is almost certainly due 
to blockage of small vessels with sickled erythrocytes; aspiration 
over areas of bone tenderness has shown infarction of marrow 
tissue. Occasionally, abdominal pain is the major symptom and 
this may be associated with distension and rigidity, a picture very 
similar to an acute abdominal emergency. The diagnostic difficul-
ties in distinguishing between an abdominal crisis and a surgical 
abdomen are compounded by the fact that the bowel sounds are 
often diminished during abdominal crises.
The acute chest syndrome is the second commonest cause of hos-
pitalization for patients with sickle cell disease. In this particularly 
serious form of crisis, sickling within the pulmonary vasculature ini-
tiates a vicious circle of hypoxia, microvascular occlusion, and fur-
ther downstream hypoxia, manifest as acute dyspnoea and pleuritic 
pain together with infiltrates on the chest radiograph. It is some-
times accompanied by a fall in the packed cell volume and platelet 
count which also may reflect sequestration of sickled cells in the 
pulmonary vessels. More than 1 in 10 patients will need ventila-
tory assistance, and there is a mortality rate of approximately 3%. 
Patients are treated with supportive therapy including high-​flow 
oxygen, top-​up transfusions where possible, and broad-​spectrum 
antibiotics. However, many patients will need an exchange transfu-
sion to lower the haemoglobin S percentage in order to break the 
downward spiral of sickling and hypoxia.
Neurological complications may present in a variety of ways. 
Stroke is particularly common and 11% of patients with sickle cell 
disease will have had a stroke by the age of 20. Although the exact 
mechanism by which stroke arises in sickle cell disease is unclear, 
it is likely to be multifactorial with contributions from endothelial 
dysfunction, leucocytosis, anaemia, and nitric oxide dysregulation. 
Transcranial Doppler to identify children with increased middle 
cerebral arterial blood velocity has been shown to identify those 
children who will benefit from prophylactic transfusion to minimize 
the risk of stroke. Haemorrhagic strokes are also seen, typically in 
older patients, and are thought to be caused by rupture of aneurysms 
or collaterals akin to those seen in moyamoya disease. MRI studies 
also show a high frequency of silent infarcts, even within the first 
few years of life and neurocognitive impairment is not unusual as 
a result.
Sequestration crises occur mainly in babies and young children, 
and are characterized by a rapid enlargement of the spleen which 
becomes engorged with sickled erythrocytes. As the crisis pro-
gresses a large proportion of the total red cell mass may be trapped 
in the spleen. Untreated, death may occur due to profound an-
aemia, while caution must be exercised with transfusion to ensure 
that a reversal of the sequestration does not result in an excessively 
high haemoglobin level. Parents of children with sickling dis-
orders should be taught how to detect splenic enlargement in their 
children, and immediate medical attention should be sought for 
this serious complication. Hepatic sequestration may also occur, 
including in adults, and is easily overlooked if the liver size is not 
monitored carefully.
Priapism is another common and distressing acute complication, 
which, if recurrent, can result in fibrosis of the corpus cavernosa and 
subsequent sexual dysfunction.
During painful crises, there may be a marked increase in the 
rate of haemolysis with a fall in the haemoglobin level. Such acute 
haemolytic episodes are uncommon. More serious are periods of 
transient red cell aplasia called aplastic crises, which result from 
intercurrent infection with parvovirus (erythrovirus) B19. Infection 
with this erythrovirus temporarily blocks the maturation of red cell 
precursors and results in a sharp drop in haemoglobin in the context 
of haemolytic anaemias. The combination of worsening anaemia 
with a reticulocytopenia suggests this diagnosis, and transfusional 
support is needed until the virus is cleared.
Pregnancy in women with sickling disorders may be uneventful, 
but there is an increased risk of fetal loss, intrauterine growth retard-
ation, premature labour, and an increased incidence of painful crises 
for the expectant mother.
Box 22.6.7.3  Acute exacerbations (‘crises’) in sickle cell disease
	•	 Thrombotic:
	
—	 Generalized or localized bone pain
	
—	 Abdominal
	
—	 Pulmonary
	
—	 Neurological
	•	 Aplastic
	•	 Haemolytic
	•	 Sequestration:
	
—	 Spleen
	
—	 Liver
	
—	 ?Lung
	•	 Various combinations of above


section 22  Haematological disorders
5444
Chronic complications
Many of the chronic complications of sickle cell anaemia result from 
infarcts following repeated episodes of vascular occlusion. Almost 
any organ can be involved. Those at particular risk are areas which 
rely largely on small vessels for their blood supply. The bones are 
particularly prone to infarction, and avascular necrosis of the hu-
meral or femoral heads may lead to deformity of the shoulder and 
hip joints (Fig. 22.6.7.20). Bone infarcts may result in chronic se-
questra formation which may become secondarily infected with the 
production of osteomyelitis. Chronic leg ulcers are also commonly 
seen, and may prove very difficult to treat effectively.
Another organ at particular risk is the kidney. During early childhood, 
renal function may be impaired but this can be corrected by blood trans-
fusion, suggesting that it is due to reversible changes in the renal vascula-
ture. However, alterations in renal function are not reversible in later life. 
Chronic renal failure is one of the commonest causes of death in adults 
with sickle cell anaemia, and nephrotic syndrome may be seen.
Pulmonary disease is seen, with repeated episodes leading to se-
vere pulmonary hypertension and right heart failure. Irrespective 
of the presence of pulmonary hypertension, there is usually some 
degree of cardiomegaly. A variety of flow murmurs may be heard, 
many of which are the result of chronic anaemia. Myocardial infarc-
tion or fibrosis is not a typical feature of the disease.
Ocular manifestations are also relatively common in sickle cell 
anaemia although they tend to be more serious in haemoglobin SC 
disease; they will be considered in this context below. Other im-
portant chronic complications include a greatly increased suscepti-
bility to pigment gallstone formation and gallbladder disease.
Course and prognosis
There are still large gaps in our knowledge about the natural history 
of sickle cell anaemia, with socioeconomic and ill-​defined genetic 
factors being important factors in determining prognosis. In the 
developing world, the disease still has a high mortality in the first year 
or two of life with infection being a major cause of death. Data from 
the United States Cooperative Study of Sickle Cell Disease (1994) sug-
gest that the median age at death for males is 42 years and for females 
48 years; more recent data are lacking. In Saudi Arabia and India, a 
particularly mild form of the condition occurs; mortality is extremely 
low in childhood and a normal survival seems to be common.
Other sickling disorders
The other sickling disorders include the interaction of haemoglobin 
S with haemoglobins C, D, and some of the rarer haemoglobin vari-
ants. The interactions with the different forms of β thalassaemia were 
described earlier. In many of these conditions, the clinical manifest-
ations are little different from the sickle cell trait, but haemoglobin 
SC disease and SD disease more closely resemble sickle cell anaemia.
Haemoglobin SC disease
This disease is found in West Africa and less frequently in North 
Africa. Characterized by a milder anaemia than sickle cell disease, 
it may go unrecognized until adult life. It may present with a com-
plication resulting from damage to the microvasculature, probably 
because of the relatively high haemoglobin level and the combined 
effects of sickling and red cell rigidity caused by haemoglobin C 
(see ‘Haemolysis due to common haemoglobin variants other than 
haemoglobin S’). Aseptic necrosis of the femoral or humeral heads 
and unexplained haematuria are common complications, and re-
peated blockage of the retinal vessels may lead to retinitis proliferans, 
retinal detachment, and vitreous haemorrhage.
Haemoglobin SC disease is diagnosed by finding a mild anaemia, 
sometimes with splenomegaly, and characteristic morphological 
changes of the red cells including many target forms, intracellular 
crystals, and sickle cells. The sickling test is positive and haemo-
globin HPLC shows haemoglobins S and C in about equal propor-
tions (Fig. 22.6.7.21).
Laboratory diagnosis
The presence of haemoglobin S can be determined by the sickle solu-
bility test. A variety of such tests are available but each is based on the 
insolubility of reduced sickle haemoglobin in a phosphate buffer. If 
red cells containing haemoglobin S are lysed in a phosphate buffer, 
the addition of a reducing agent such as hydrosulphite will result in 
the formation of a turbid suspension—​a positive sickle solubility test.
Sickle cell trait causes no haematological changes and is diagnosed 
by the finding of a positive sickling test together with haemoglobins 
A and S on electrophoresis or HPLC (Fig. 22.6.7.22). Sickle cell an-
aemia is diagnosed by the finding of a variable degree of anaemia, an 
elevated reticulocyte count, sickled erythrocytes on the peripheral 
blood film, a positive sickling test, and a haemoglobin electrophor-
esis or HPLC pattern characterized by the absence of haemoglobin 
A and a preponderance of haemoglobin S with a variable amount of 
haemoglobin F (Figs. 22.6.7.21 and 22.6.7.22).
Management
Prospective genetic counselling for couples with sickling disorders 
and sickle trait is available in developed countries. Although prenatal 
diagnosis of sickle cell disease can be carried out by DNA analysis 
following chorionic villus sampling, it has not been taken up as ex-
tensively as it has for the thalassaemias, not least because the pheno-
type of affected children cannot be so accurately predicted. Universal 
screening programmes for all neonates help identify affected infants 
Fig. 22.6.7.20  Aseptic necrosis of the left femoral head in sickle cell 
disease.


22.6.7  Disorders of the synthesis or function of haemoglobin
5445
0.96
1.07
F
1.33
1.24
1.73
2.40
A2
3.62
0
0.0
7.5
%
15.0
22.5
30.0
37.5
45.0
(a)
1
2
Time (min.)
3
4
5
6
45.0
(b)
37.5
30.0
22.5
15.0
%
7.5
0.0
0
1
2
3
Time (min.)
F
1.09
1.25
2.14
2.28
A2
3.62
4.31
4
5
6
45.0
(c)
37.5
30.0
22.5
15.0
F
1.10
1.27
1.80
2.34
A2
3.64
4.49
5.17
%
7.5
0.0
0
1
2
3
Time (min.)
4
5
6
1
Fig. 22.6.7.21  (a) Normal HPLC trace showing dominant peak for HbA, with a smaller peak 
for HbA2, and no variant haemoglobins. (b) HPLC trace for homozygous sickle cell disease 
(HbSS). Note the increased HbF peak. (c) HPLC trace showing HbSC disease; the rightmost 
peak corresponds to HbC.


section 22  Haematological disorders
5446
at the earliest opportunity; this helps to minimize the risk of early 
deaths due to infection through the administration of prophylactic 
antibiotics and immunization. Affected infants should be given 
oral penicillin at a dosage of 62.5 mg three times a day, up to 1 year 
of age, 125 mg twice a day from the age of 1 to 3 years, and 250 mg 
twice a day thereafter. It is also standard practice for these babies to 
receive pneumococcal vaccine, and vaccines against meningococcus 
and H. influenzae. While it used to be believed that the high death 
rate among infants with sickle cell disease in sub-​Saharan Africa and 
similar environments was due to malaria infection, studies have dem-
onstrated that many of these deaths are due to infection with the same 
organisms that occur in nonmalarious parts of the world. Appropriate 
prophylactic programmes are therefore critically important.
Patients with sickle cell anaemia adapt well to their low haemo-
globin levels and regular blood transfusion is not required. Regular 
folate supplements should be given. Patients should be given access 
to a centre that has expertise in the management of this disorder and 
advised to present at the first sign of a painful crisis. They should also 
be given a card to carry which states their haemoglobin genotype.
Painful crises not responding to simple analgesia, oral hydration 
and rest should be managed in hospital. Patients should be examined 
for evidence of underlying infection and given adequate rehydration, 
oxygen, antibiotics where appropriate, and, in particular, analgesia. 
The use of patient-​controlled analgesia pumps can result in the rapid 
resolution of pain, but must be accompanied by careful monitoring of 
respiratory function to avoid oversedation. The haemoglobin level and 
reticulocyte count should be estimated at frequent intervals to antici-
pate an aplastic crisis or sequestration episode. It is important to be 
alert to the possibility of developing acute chest syndrome, the majority 
of which arise in the context of a pre-​existing painful crisis.
The acute chest syndrome may be managed initially with oxygen 
and top-​up transfusion (with extended phenotyped, sickle-​free blood) 
where the baseline haemoglobin is low enough to permit it; any deteri-
oration warrants red cell exchange transfusion and a low threshold for 
involvement of the intensive care team. Similarly, cerebral complica-
tions should be treated by exchange or top-​up transfusion. Exchange 
transfusion should also be used to cover major surgical interventions, 
such as total hip replacement for avascular necrosis of the femoral 
head, or for patients who are having recurrent crises.
Ocular manifestations, particularly proliferative retinopathy, re-
quire expert ophthalmological treatment, likely to involve laser 
photocoagulation. Pre-​emptive ophthalmic assessment is advised 
annually for patients with sickling disorders to detect proliferative 
retinopathy prior to complications such as vitreous haemorrhage.
Haematuria is common, and usually resolves without treatment, 
but it is important to be aware of the possibility of renal medullary 
carcinoma which is seen almost exclusively in this patient popula-
tion. Proteinuria is also a common manifestation of sickle nephrop-
athy, and treatment with angiotensin-​converting enzyme inhibitors 
may slow the rate of development of renal impairment. Endstage 
renal failure should be managed as for any other form of renal in-
sufficiency; renal transplantation has been shown to be successful 
in several studies though regular exchange transfusions are subse-
quently needed to maintain the health of the graft.
Recurrent priapism may be a problem. Nearly two-​thirds of major 
episodes are preceded by stuttering attacks and therefore it has been 
suggested that effective therapy at this stage may reduce the risk of 
sustaining a major attack, with danger of permanent deformity of the 
penis. Several forms of management have been suggested although 
none has been studied in sufficient detail. One approach has been to 
commence etilefrine, an α-​adrenergic agonist during the stuttering 
phase. Acute or fulminant cases may require intracavernosal irriga-
tion with epinephrine. Centres with experience of this complication 
suggest that conservative treatment should be restricted to 24 h at 
the most. If there is no improvement, surgical correction is recom-
mended, with a cavernosum–​spongiosum shunt.
The management of leg ulcers is unsatisfactory. They may heal 
with bed rest and debridement but often relapse. Skin grafting does 
not always give good results and controlled trials have shown that 
transfusion does not appear to increase the rate of healing.
Increasingly, efforts are being made to emphasize a preventa-
tive rather than reactive approach to sickle crises, with the recog-
nition that long-​term, subclinical sickling will result in end-​organ 
damage however effective the treatment of acute crises. For patients 
with more than three painful crises per year, treatment with oral 
hydroxycarbamide has been shown to improve quality of life and 
reduce the overall mortality of sickle cell disease. Variable increases 
in fetal haemoglobin production are seen in patients treated with 
hydroxycarbamide, and this may underlie its beneficial effect. Initial 
concerns about the possible leukaemogenicity of hydroxycarbamide 
have not been borne out by long-​term studies of its safety. If 
hydroxycarbamide is not tolerated or ineffective, long-​term elective 
red cell exchange programmes may be used, with good effect. 
Although this may be a significant burden for the patient and pose a 
risk of red cell alloimmunization, it may free patients with especially 
severe clinical phenotypes from frequent and disabling crises.
Regular top-​up transfusions are avoided where possible to avoid iron 
overload (with the exception of transfusion in the light of Doppler studies 
suggesting an increased risk of stroke in children—​mentioned previ-
ously). The increased viscosity of the blood in patients with sickle cell dis-
ease means that over-​transfusion (>100 g/​litre) should also be avoided.
Hb A
Hb S
5
4
3
2
1
Origin
−
+
Fig. 22.6.7.22  Haemoglobin electrophoresis showing the haemoglobin 
pattern in the sickling disorders (starch gel electrophoresis, protein stain, 
pH 8.5). The following are shown (left to right): (1 and 2) the sickle cell 
trait; (3) normal; (4) sickle cell anaemia; (5) normal.


22.6.7  Disorders of the synthesis or function of haemoglobin
5447
There has been significant progress in recent years in developing 
new treatments for sickle cell disease which target the underlying 
pathophysiology of this condition. Crizanlizumab, monoconal anti-
body targeted against the adhesion molecule P-selectin, has been 
shown in randomized studies to reduce the rate of sickle-related 
painful crises relative to placebo, by disrupting the cell-cell inter-
actions which are thought to be central to development of such ex-
acerbations. An alternative strategy of reducing sickle haemoglobin 
polymerization has also shown some benefit in phase III random-
ized trials; voxelotor, a drug which reversibly binds to, and stabilizes, 
the oxygenated form of haemoglobin has been shown to improve 
parameters associated with haemolysis. L-glutamine has been ap-
proved as a new agent for the management of patients with sickle cell 
anaemia, again reducing the frequency of painful crises in a phase 
III randomized controlled study, presumably through anti-oxidative 
mechanisms. Whether these agents will have an impact on the long 
term outcomes of patients with sickling disorders remains to be seen.
Towards a cure for the sickling disorders
The management of sickle cell anaemia remains largely supportive, 
with hydroxycarbamide being the only widely available effective treat-
ment to date. As with thalassaemia major, allogeneic bone marrow 
transplant programmes exist which offer the possibility of cure to 
patients who have sustained only minimal end-​organ damage and 
who can therefore tolerate the procedure. Currently this means that 
bone marrow transplantation is undertaken mostly in children, and 
requires a careful discussion of the risks and benefits of such a major 
procedure if the patient’s true clinical phenotype is still unclear. Efforts 
to understand the normal control of γ globin transcription, and thus 
to reverse its silencing in adult life, remain the focus of many transla-
tional research groups. The discovery of the critical role of the tran-
scription factor BCL11a in the silencing of fetal haemoglobin has been 
an important step forward in this process.
Haemolysis due to common haemoglobin variants other 
than haemoglobin S
After haemoglobin S, the second commonest variant in West Africa 
is haemoglobin C. Because of its relatively low solubility haemoglobin 
C appears to exist in a precrystalline state in red cells, causing their 
rigidity and premature destruction in the microcirculation. The homo-
zygous state, haemoglobin C disease, is characterized by a mild haemo-
lytic anaemia with splenomegaly, and 100% target cells on the blood 
film. Haemoglobin analysis shows haemoglobin C with small amounts 
of haemoglobin F.  By contrast with haemoglobin SC, homozygous 
haemoglobin C is a mild disorder and no specific treatment is required.
The commonest haemoglobin variant throughout South-​East 
Asia and the Indian subcontinent is haemoglobin E. The homozy-
gous state for this variant, haemoglobin E disease, is characterized 
by a very mild degree of anaemia with a slight reticulocytosis. The 
blood film shows mild morphological changes of the red cells which 
are hypochromic and microcytic, resembling the changes seen in β 
thalassaemia. No treatment is required.
Haemoglobin variants which migrate in the position of haemoglobin 
S on electrophoresis but which do not sickle have been given the gen-
eral title of haemoglobin D. There are several different molecular var-
ieties of this variant; the commonest is haemoglobin D Los Angeles. The 
homozygous state is associated with moderate anaemia, splenomegaly, 
and a mild degree of haemolysis. The compound heterozygous state with 
haemoglobin S produces a disorder very similar to sickle cell anaemia.
The unstable haemoglobin disorders
The unstable haemoglobin disorders are a rare group of inherited 
haemolytic anaemias which result from structural changes in the 
haemoglobin molecule that cause intracellular precipitation with 
the formation of Heinz bodies. Their true incidence is not known. 
There have been several well-​documented families in which patients 
with one of these haemoglobin variants have had no affected rela-
tives, suggesting that the condition has arisen by a new mutation.
Aetiology and pathogenesis
Most of the unstable haemoglobin variants result from single amino 
acid substitutions at critical areas of the molecule. For example, 
substitutions in or around the haem pocket can disrupt the normal 
structure and allow in water, with subsequent oxidative damage to 
haem which leads to precipitation of the haemoglobin. Some sub-
stitutions, such as those involving proline residues, cause a marked 
disruption of the secondary structure of a globin chain. A few of 
these variants result from deletions of either single or several amino 
acid residues. For example, in haemoglobin Gun Hill, five amino 
acids are missing including the haem binding site. As the unstable 
haemoglobins precipitate in the red cells or their precursors, they 
produce intracellular inclusions, or Heinz bodies, which make the 
cells more rigid causing their premature destruction in the microcir-
culation (Fig. 22.6.7.23). The degradation products of the precipi-
tated haemoglobin, notably haem and iron, cause oxidative damage 
to the red cell membrane proteins in much the same way as the ex-
cess α and β chains produced in the thalassaemias.
Clinical features
All these conditions are characterized by a haemolytic anaemia of 
varying severity and splenomegaly. There may be a history of the pas-
sage of dark urine, particularly during episodes of infection. As in 
all chronic haemolytic anaemias, there is an increased incidence of 
pigment gallstones. The condition may become worse during periods 
of intercurrent infection. In the more severe forms, such episodes 
are associated with life-​threatening anaemia. Patients with unstable 
haemoglobins are at particular risk of haemolytic episodes following 
Fig. 22.6.7.23  The peripheral blood film of a patient with an 
unstable haemoglobin disorder, haemoglobin Hammersmith. This is a 
postsplenectomy film, which shows small inclusions in many of the red 
cells (×1000, Leishman stain).


section 22  Haematological disorders
5448
the administration of oxidant drugs. Apart from intermittent icterus 
and splenomegaly there are no characteristic physical findings.
Laboratory diagnosis
This condition should be considered in any familial haemolytic an-
aemia, particularly if a red cell enzyme deficiency cannot be demon-
strated. The peripheral blood film shows the features of haemolysis but 
the red cell morphology may be relatively normal. Occasionally there 
is a mild degree of hypochromia and microcytosis. Unless splenectomy 
has been carried out, Heinz bodies are not seen in the peripheral blood.
The most characteristic feature of the unstable haemoglobins is 
their heat instability. If a dilute haemoglobin solution is heated at 
50°C for 15 min, most of the unstable haemoglobins precipitate as a 
dense cloud. A similar phenomenon can be induced by isopropanol. 
Sequencing of the globin genes allows a precise molecular diagnosis, 
and over 140 unstable variants have been identified to date.
Treatment
Because these conditions are so rare, there has been very little experience 
of the effects of splenectomy. From the information that is available, and 
from the senior author’s personal experience, it appears that if a child has 
had several life-​threatening episodes of anaemia or is running a steady-​
state haemoglobin level which is impairing development or well-​being, 
splenectomy should be undertaken. It is interesting to note that some of 
these haemoglobin variants produce a ‘right shift’ in the oxygen dissoci-
ation curve, and a measurement of the P50 as part of the pre-​splenectomy 
assessment may help to decide whether to proceed to surgery; a marked 
right shift, that is, an increased P50, indicates that the anaemia should be 
more easily tolerated than if the oxygen dissociation curve is moved in 
the opposite direction with a low P50. An accurate history from the child 
or its parents is probably more helpful, however.
Haemoglobin variants which cause abnormal 
oxygen binding
The first high-​affinity haemoglobin identified was haemoglobin 
Chesapeake, detected as an abnormal haemoglobin band in a pa-
tient with otherwise unexplained polycythaemia. Since then, over 90 
haemoglobin variants of this type have been defined, all associated 
with familial polycythaemia.
Aetiology
The high ​oxygen ​affinity haemoglobin variant may result from single 
amino acid substitutions in either the α or β globin chains, in critical 
parts of the haemoglobin molecule which are involved in the config-
uration changes that underlie haem–​haem interaction and the pro-
duction of a sigmoid oxygen dissociation curve. Many occur at the 
junctions between the α and β subunits. Others involve the amino 
acids which are involved with the binding of 2,3-​bisphosphoglycerate 
(2,3-​BPG) to haemoglobin. As mentioned earlier, increasing con-
centrations of 2,3-​BPG tend to push the oxygen dissociation curve 
to the right; fetal haemoglobin has a high oxygen affinity (left-​shifted 
curve) because it cannot interact with 2,3-​BPG; mutations of the 
BPG binding sites have a similar effect.
Pathophysiology
The high ​oxygen ​affinity variants have a left-​shifted oxygen dis-
sociation curve with a reduced P50, which may be detected using a 
standard blood gas analyser. The variant haemoglobin holds on to 
oxygen more avidly than normal haemoglobin. This leads to tissue 
hypoxia. This in turn causes an increased output of erythropoietin and 
an elevated red cell mass.
Clinical features
Many patients with high ​oxygen ​affinity variants are completely 
healthy and are only found to carry the variant when a routine haem-
atological examination shows an unusually high haemoglobin level 
or packed cell volume. There have been one or two reports of arterial 
or venous occlusive disease in these patients. However, this is un-
common. Most patients are asymptomatic. There is no splenomegaly 
and no other associated haematological findings. Although it might 
be expected that a high ​oxygen ​affinity haemoglobin would cause de-
fective oxygenation of the fetus, this has not been observed clinically.
Diagnosis
The condition should be suspected in any patient with polycy-
thaemia associated with a left-​shifted oxygen dissociation curve. 
A raised or inappropriately normal serum erythropoietin will be 
seen. The diagnosis can be confirmed by haemoglobin analysis.
Treatment
In asymptomatic patients with high ​oxygen ​affinity haemoglobin 
variants no treatment is necessary. The difficulty arises if the patient 
has associated vascular disease with symptoms of coronary or cere-
bral artery insufficiency. These patients require a high haemoglobin 
level for oxygen transport; half their haemoglobin is physiologically 
useless. Venesection is therefore not usually recommended for these 
patients, though there is insufficient evidence to support categorical 
statements how these patients should be managed.
Low ​oxygen ​affinity variants
At least 60 haemoglobin variants with reduced oxygen affinity have 
been reported. The first to be described, haemoglobin Kansas, was 
found in a mother and son with unexplained cyanosis. The subjects 
were asymptomatic and had normal haemoglobin levels without 
any evidence of haemolysis. Like many of the high affinity vari-
ants, the amino acid substitution in this variant was at the interface 
between the α and β globin chains. This condition should be thought 
of in any patient with an unexplained congenital cyanosis; the differ-
ential diagnosis is considered later in this chapter.
Methaemoglobinaemia, 
carboxyhaemoglobinaemia, 
and sulphaemoglobinaemia
Methaemoglobinaemia is a condition characterized by in-
creased quantities of haemoglobin in which the iron of haem is 
oxidized to the ferric (Fe3+) form. Carboxyhaemoglobinaemia 
(carbonmonoxyhaemoglobinaemia) results from the binding of 
carbon monoxide to the haem molecules. Sulphaemoglobinaemia 
is a rare condition in which there is a mixture of haemoglobin de-
rivatives whose structure is poorly characterized but which can be 
defined by their specific spectral characteristics.
Pathogenesis
As mentioned earlier, each haemoglobin molecule has four haem moi-
eties. At first sight it is not clear why the oxidation of a proportion of 
the iron atoms, or the fact that they are liganded to carbon monoxide, 


22.6.7  Disorders of the synthesis or function of haemoglobin
5449
should cause such profound changes in oxygen transport. However, 
oxidation of 30% of the haem molecules has a much more serious ef-
fect on tissue oxygenation than a reduction of the haemoglobin level 
by the same amount. This is because, if a single haem is oxidized, it so 
alters the conformation of the haemoglobin molecule that the oxygen 
affinity of the other three haems is increased. Thus methaemoglobin, 
carboxyhaemoglobin, and cyanmethaemoglobin all have very high 
oxygen affinities with left-​shifted oxygen dissociation curves, and 
hence are associated with impaired unloading of oxygen to the tissues.
Methaemoglobinaemia
Methaemoglobin causes a variable degree of cyanosis. It should 
be suspected in any patient with significant central cyanosis in 
whom there is no evidence of cardiorespiratory disease. The de-
gree of cyanosis produced by 50 g/​litre of deoxygenated haemo-
globin can be produced by 15 g/​litre methaemoglobin and 5 g/​litre 
of sulphaemoglobin. Methaemoglobin concentrations of 10 to 20% 
are tolerated quite well. It is useless as an oxygen carrier; levels above 
this are thus often associated with dyspnoea and headache. Much 
depends on the rapidity at which it is formed. Many patients with 
lifelong methaemoglobinaemia are asymptomatic, while individuals 
who have accumulated a similar level of methaemoglobin acutely 
may be acutely dyspnoeic. For reasons that are not clear, it is un-
usual for patients with chronic methaemoglobinaemia to have an 
increased haemoglobin level or red cell count.
Methaemoglobinaemia may arise as a result of a genetic defect in 
red cell metabolism or haemoglobin structure, or may be acquired 
following the ingestion of various oxidant drugs and toxic agents.
Genetic methaemoglobinaemia
There are two forms of inherited methaemoglobinaemia. The first, 
and less common, results from a deficiency of red cell NADH-​
cytochrome b5 reductase, the second from a structural alteration in 
either the α or β globin chains of haemoglobin.
NADH-​diaphorase (NADH methaemoglobin reductase) cata-
lyses a step in the major pathway for methaemoglobin reduction. The 
enzyme reduces cytochrome b5 using NADH as a hydrogen donor. 
The reduced cytochrome b5, in turn, reduces methaemoglobin 
to haemoglobin. There are several different molecular forms of 
NADH-​cytochrome b5 reductase deficiency which have been iden-
tified by electrophoretic analysis of NADH-​cytochrome b5 reductase 
in the red cells of affected patients. The condition is inherited in an 
autosomal recessive manner. Homozygotes have elevated levels of 
methaemoglobin and are cyanotic from birth. Heterozygotes do not 
have elevated levels of methaemoglobin but seem to be unusually 
susceptible to the oxidant action of drugs. For example, severe cyan-
osis has been precipitated by the use of antimalarial drugs.
There are several abnormal haemoglobin variants which are 
associated with genetic methaemoglobinaemia, all of which 
are designated haemoglobin M, and further identified by their 
place of discovery (e.g. haemoglobin M Boston, haemoglobin M 
Milwaukee). These variants may affect either the α or β chain, but 
usually result from amino acid substitutions near the haem pocket. 
Normally, haem lies between two histidine residues, one called the 
proximal histidine to which it is attached, and the other called 
the distal histidine. Oxygen is bound to haem at a site opposite to 
the distal histidine. If the latter is substituted by tyrosine, as occurs 
in the α chain variant haemoglobin M Boston and in the β chain 
variant M Saskatoon, a stable bond is formed between the haem 
iron and the phenolic ring of the tyrosine. The iron atom is ‘fixed’ 
in the Fe3+ state. These variants are associated with cyanosis which 
is present from early life. In the case of the α chain variants it is 
present from birth, while the β chain haemoglobin variants only 
produce cyanosis after the first few months of life as adult haemo-
globin synthesis becomes established. Unlike NADH diaphorase 
deficiency, which is inherited as a recessive trait, the haemoglobin 
Ms have a dominant form of inheritance. Thus the diagnosis of gen-
etic methaemoglobinaemia and even the affected globin chain can 
be ascertained by a good clinical history.
The diagnosis is confirmed by spectroscopic examination of the 
blood and by determination of methaemoglobin levels. The precise 
cause can be established by combination of HPLC and globin gene 
sequencing, or by an assay of NADH-​diaphorase.
Genetic methaemoglobinaemia due to NADH-​diaphorase defi-
ciency is readily treated by the administration of ascorbic acid, 300 
to 600 mg daily by mouth in divided doses, or by the administration 
of methylene blue, either intravenously (1 mg/​kg body weight) or by 
mouth 60 mg three to four times daily. On the other hand, the gen-
etic methaemoglobinaemias due to structural haemoglobin variants 
do not respond to ascorbic acid, methylene blue, or any other treat-
ment. Most affected individuals go through life asymptomatic and 
require no treatment.
Acquired methaemoglobinaemia
Acquired methaemoglobinaemia usually results from the adminis-
tration of drugs or exposure to chemicals which cause oxidation of 
haemoglobin. There are many agents which are capable of exceeding 
the red cells’ ability to reduce methaemoglobin. They include ferri-
cyanide, bivalent copper, chromate, chlorate, quinones, and certain 
dyes with a high oxidation–​reduction potential. Nitrite, often used 
as a preservative, is one of the most common methaemoglobin-​
forming agents. Nitrates, after conversion to nitrites in the gut, 
may cause serious methaemoglobinaemia in infants. Other agents 
which commonly cause methaemoglobinaemia include phenacetin, 
primaquine, sulfonamides, and various analine dye derivatives.
If any of the agents listed previously is given in low dose over a 
long period of time it may lead to chronic methaemoglobinaemia 
with or without a haemolytic anaemia. However, after exposure to a 
large amount of these agents, and the development of in excess of 50 
to 60% methaemoglobin, the symptoms of acute anaemia develop 
because methaemoglobin lacks the capacity to transport oxygen. 
Thus the clinical picture may be characterized by vascular collapse, 
coma, and death.
Methaemoglobinaemia with haemolytic anaemia
The haemolytic action of oxidant drugs is described elsewhere (see 
also Chapter 22.6.11). Chronic methaemoglobinaemia with haemo-
lytic anaemia, characterized by Heinz body formation and frag-
mented red cells, occurs commonly in patients receiving dapsone, 
salazopyrine, or phenacetin. This condition is usually innocuous 
and can be modified by adjusting the dose of the drug.
Occasionally, acute intravascular haemolysis associated with 
methaemoglobinaemia and disseminated intravascular coagulation 
occurs. It usually follows the ingestion or infusion of a strong oxi-
dizing agent such as chlorate or arsine. There is gross intravascular 
haemolysis and methaemoglobinaemia together with evidence of 
disseminated intravascular coagulation. The haemoglobin level may 
fall very rapidly and may be complicated by renal failure.