# 09 - 6 Depressive illness

# 01 - 6 Depressive illness

# 6 Depressive illness

241
Depressive illness
Introduction  242
Historical perspective  244
Diagnosis 1: symptoms  246
Diagnosis 2: caseness and subtypes  250
Diagnosis 3: other clinical presentations and differential  252
Epidemiology  254
Aetiology 1  256
Aetiology 2  258
Diagnosis and investigations  260
Course and prognosis  261
Management principles and outpatient treatment  262
Hospital admission  264
Treating depressive illness (without psychotic features)  266
Treating depressive illness (with psychotic features)  268
An approach to treatment-​resistant depression  270
Atypical depressive episode  272
Seasonal affective disorder  273
Dysthymia (ICD-​10)/​persistent depressive disorder 
(DSM-​5)  274
Antidepressants  276
Tricyclic antidepressants  280
Monoamine oxidase inhibitors and reversible monoamine 
oxidase inhibitors  282
Selective serotonin reuptake inhibitors  286
Other antidepressants 1  288
Other antidepressants 2  290
Other antidepressants 3  292
ECT 1: background  294
ECT 2: indications, contraindications, and considerations  296
ECT 3: workup and administration  300
ECT 4: notes on treatment  302
ECT 5: further notes on treatment  304
ECT 6: side effects and other specific problems  308
Neurosurgery for mental disorders  310
Other physical treatments  312
Chapter 6

242
Chapter 6  Depressive illness
Introduction
Depressive disorders are common, with a prevalence of 5–​10% in primary 
care settings. They rank fourth as causes of disability worldwide, and it has 
been projected that they may rank second by the year 2020. The prevalence 
of depressive symptoms may be as high as 30% in the general population, with 
women being twice as likely to be affected as men.
Although effective treatments are available, depression often goes undiag­
nosed and undertreated. Symptoms often are regarded by both patients and 
physicians as understandable, given current social circumstances and/​or back­
ground. Although in many cases this may be true, people should not be denied 
interventions that may help relieve some of the disabling symptoms of the 
disorder, allowing them to cope better with any current social problems.
It should be borne in mind that depressive disorder has significant poten­
tial morbidity and mortality. Suicide is the second leading cause of death in 
persons aged 20–​35yrs, and depressive disorder is a major factor in around 
50% of these deaths. Depressive disorder also contributes to higher mor­
bidity and mortality when associated with other physical disorders [e.g. 
myocardial infarction (MI)], and its successful diagnosis and treatment have 
been shown to improve both medical and surgical outcomes. It is also as­
sociated with high rates of comorbid alcohol and substance misuse, and 
has a considerable social impact on relationships, families, and productivity 
(through time off work). The majority of patients will present to primary 
care, often with problems other than low mood (E Diagnosis 3: other clin­
ical presentations and differential, p. 252). Physicians ought to remain alert 
to this possibility, as early interventions may be critical in the prevention of 
major morbidity and comorbidity.
There remains an innate reluctance to consider pharmacological interven­
tions for emotional problems, despite overwhelming evidence of efficacy. 
There is also widespread concern that drugs which improve mood must 
be addictive, despite evidence to the contrary. While medication is not the 
only possible treatment for mild to moderate depression, when antidepres­
sants are prescribed, the onus is on the physician to give a therapeutic dose 
for an adequate length of time. Treatment failure is often due to patient 
non-​compliance, particularly when the patient feels that their problems 
have not been taken seriously and they have been ‘fobbed off’. In a group 
of patients who generally have feelings of low self-​worth or guilt, it is critical 
that they understand the rationale behind any treatment and that their pro­
gress is regularly reviewed, at least in the early stages.
Depression among the famous
As depression is common, it is not surprising that many famous people have 
had a depressive illness (see Box 6.1). However, there still remains a stigma 
attached to psychiatric illness, and it is only recently that people have be­
come more willing to discuss their illnesses publicly. A study that examined 
the lives of almost 300 world-​famous men found that over 40% had experi­
enced some type of depression during their lives.11 The highest rates (72%) 
were found in writers, but the incidence was also high in artists (42%), poli­
ticians (41%), intellectuals (36%), composers (35%), and scientists (33%).
1  Post F (1994) Creativity and psychopathology. A study of 291 world-​famous men. Br J Psychiatry 
165:22–​34.

Introduction
Box 6.1  Famous people and depressive illness
Famous people who have publicly stated they have suffered from  a 
depressive illness
Roseanne Barr, actress, writer, comedienne
Halle Berry, actress
Barbara Bush, former First Lady (USA)
Jim Carrey, actor, comedian
John Cleese, comedian, actor, writer
Sheryl Crow, musician
Ellen DeGeneres, comedienne, actor
Cara Delevingne, fashion model, actress
Harrison Ford, actor
Paul Gascoigne, professional footballer
Germaine Greer, writer
John Hamm, actor
Anthony Hopkins, actor
Janet Jackson, musician
Billy Joel, musician, composer
Elton John, musician, composer
Jessica Lange, actress
Courtney Love, musician, actor
Paul Merton, comedian
Alanis Morissette, musician, composer
SP Morrissey, musician
Sinead O’Connor, musician
Ozzy Osbourne, musician
Donny Osmond, musician
Marie Osmond, musician
Winona Ryder, actress
Monica Seles, athlete (tennis)
Paul Simon, composer, musician
Bruce Springsteen, musician
Famous people (deceased) known to have had a depressive illness
Samuel Beckett, Menachem Begin, Marlon Brando, Kurt Cobain, 
Leonard Cohen, Michel Foucault, Judy Garland, Stephen Hawking, Ernest 
Hemingway, Audrey Hepburn, William James, Franz Kafka, Claude Monet, 
Richard M Nixon, Laurence Olivier, Wilfred Owen, George S Patton, 
Sylvia Plath, Jackson Pollock, Cole Porter, Lou Reed, Joan Rivers, Mark 
Rothko, Dmitri Shostakovich, Tennessee Williams, Yves Saint Laurent.

244
Chapter 6  Depressive illness
Historical perspective
The changing face of depression
Current ideas of what constitutes depression date from the mid-​eighteenth 
century.22 Earlier, the illness was understood in terms of ‘melancholia’, from 
classical humoural theories (melancholia derived from the Greek melaina 
kole—​black bile), reflecting ‘intensity of idea’ (Haslam, 1809), i.e. the pres­
ence of few, rather than many, delusions. Sadness or low mood were not 
primary symptoms. The ‘melancholic’ symptoms we now regard as part 
of depressive disorder would have been called ‘vapours’, ‘hypochondria’, 
or ‘neuroses’. ‘Depression’, a term used to mean ‘reduced functioning’ in 
other medical disciplines, came to be associated with ‘mental depression’, 
adopted because it implied a physiological change, defined as ‘a condition 
characterized by a sinking of the spirits, lack of courage or initiative, and a 
tendency to gloomy thoughts’ (Jastrow, 1901).
The concept was enlarged and legitimized by Kraepelin (1921), who used 
the term ‘depressive states’ in his description of the unitary concept of 
‘manic–​depressive illness’, encompassing melancholia simplex and gravis, 
stupor, fantastical melancholia, delirious melancholia, and involutional mel­
ancholia. A  number of assumptions surrounded the affective disorders; 
they involved the primary pathology of affect and had stable psychopath­
ology and brain pathology, were periodic in nature, had a genetic basis, 
occurred in persons with certain personality traits, and were ‘endogenous’ 
(unrelated to precipitants).
In 1917, Freud published Mourning and Melancholia, influencing more than 
a generation of practitioners in emphasizing cognitive and psychic factors in 
the aetiology of depression and shifting clinical descriptions from objective 
behavioural signs to subjective symptoms.
Over the intervening years, there has been much debate as to whether 
a ‘biological’ type of depression exists separate from a ‘neurotic’ type. 
Terminology has fluctuated around endogenous, vital, autonomous, 
endomorphic, and melancholic depression, characterized by distinctive 
symptoms and signs, a genetic basis, and running an independent course 
unrelated to psychosocial factors. In contrast, ‘neurotic’ or ‘reactive’ de­
pression could manifest in multiple forms, showed clear responsiveness to 
the environment, and ran a more variable course. ICD-​10/​11 and DSM-​5 
fudge the issue somewhat by using severity specifiers (i.e. mild, moderate, 
severe), as well as symptom specifiers (i.e. somatic symptoms, psychotic 
symptoms).
The advent of antidepressant drugs in the 1950s introduced a further 
complication into the mix. Although ECT was widely accepted as a treat­
ment for ‘vital’ depression, the idea of a drug treatment for ‘reactive’ de­
pressive disorders ran counter to the received wisdom of the psychological 
basis to these conditions and the need for psychological treatment.
2  For an exhaustive critique of conceptual ideas, see:  Jackson SW (1987) Melancholia and 
Depression: From Hippocratic Times to Modern Times. New Haven, CT: Yale University Press.

Historical perspective
The antidepressants and beyond
The antidepressant effects of isoniazid were first observed in 1952 by Lurie 
and Salzer in patients being treated for tuberculosis (TB). Similar effects 
were noted by Shepherd and Davies, who conducted the first randomized 
controlled trial (RCT) in psychiatry, clearly demonstrating the efficacy of 
reserpine in anxious depression in 1955. The psychiatric community was 
initially reluctant to accept the idea of chemical ‘cures’ for mental disorders. 
It was not until iproniazid was promoted by Kline in 1957 as a ‘psychic ener­
gizer’, capable of treating ‘nervous’ conditions, that the tide began to turn.
In 1956, Kuhn demonstrated the antidepressant effects of imipramine, 
a tricyclic antidepressant (TCA) marketed worldwide in 1958, closely fol­
lowed by amitriptyline in 1960. At the same time, new anxiolytics were also 
emerging, with meprobamate in 1955, and the first benzodiazepine (BDZ)—​
chlordiazepoxide—​in 1960. The search for greater dissociation of anxiolytic 
and sedative properties led to the introduction of diazepam in 1963.
The downside of this new psychopharmacology was the over-​prescription 
in the 1960s and 1970s of these drugs to help with ‘the problems of living’ 
and evidence of dependence, particularly in the case of BDZs. As a re­
sult, non-​pharmacological treatments flourished in the form of ‘re-​branded’ 
psychotherapies.
Behind the scenes, biological psychiatrists and psychopharmacologists de­
veloped the monoamine theories of depression, based upon the discovery 
of the neuropharmacological action of the antidepressants. This led to the 
development of more selective antidepressants—​in the first instance, the 
selective serotonin reuptake inhibitors (SSRIs), with zimelidine patented in 
1971 and indalpine marketed in 1978.
The emphasis on safety and side effect issues when comparing SSRIs with 
TCAs, and the decline of BDZs, opened the floodgates in the 1980s and 
1990s for the promotion of SSRIs [e.g. fluoxetine (1989)] not only in the 
treatment of depression, but also for anxiety disorders. Advances in mono­
amine theories also allowed the development of ‘dual-​action’ agents [e.g. 
serotonin noradrenaline reuptake inhibitors (SNRIs)—​venlafaxine (1995); 
noradrenaline and specific serotonin antagonists (NaSSAs)—​nefazodone 
(1995)/​mirtazapine (1997); dopamine–​noradrenaline reuptake inhibitors 
(DNRIs)—​bupropion (2000)] and other selective agents [e.g. noradrenaline 
reuptake inhibitors (NARIs)—​reboxetine (1997)].
Current theories of depression attempt to integrate biological models of 
stress [involving the hypothalamic–​pituitary–​adrenal (HPA) axis] with evi­
dence from biological psychology, genetics, neuropharmacology, and func­
tional neuropathology. A multifactorial biopsychosocial model (see Fig. 6.1) 
emerged, which helped to unite the divergent ideas of depression.
Clinical symptoms and signs are seen as the final common pathway in a 
complex interaction between genes and the environment in determining 
predisposition or biological vulnerability, which may subsequently lead to bio­
logical variations in functioning necessary for behavioural and emotional 
change. This may be due to further psychosocial stressors or genetically 
predetermined factors, which give rise to alterations in brain functioning. 
Research into these interdependent factors may well lead to a greater 
understanding of the aetiology of depressive disorder, as well as allow the 
development of diagnostic tests and individualized treatments.

246
Chapter 6  Depressive illness
Diagnosis 1: symptoms
Although the terminology is slightly different between ICD-​10, DSM-​5 (see 
Table 6.1), and ICD-​11, the core symptoms are almost identical and, for a 
positive diagnosis, should fulfil the following criteria:
 • Present for at least 2wks and represent a change from normal.
 • Are not secondary to the effects of drug/​alcohol misuse, medication, 
a medical disorder, or bereavement (E Normal and abnormal grief, 
p. 400).
 • May cause significant distress and/​or impairment of social, occupational, 
or general functioning.
Core symptoms
 • Depressed mood: present most of the day, nearly every day, with little 
variation, and often lack of responsiveness to changes in circumstances. 
There may be diurnal variation in mood, with mood being worse in the 
morning and improving as the day goes on.
 • Anhedonia: markedly diminished interest or pleasure in all, or almost 
all, activities most of the day, nearly every day (as indicated by either 
subjective account or observation made by others).
 • Weight change: loss of weight when not dieting or weight gain (e.g. a 
change of >5% of body weight in a month), associated with d or i 
appetite.
 • Disturbed sleep: insomnia [with early morning wakening (EMW) 2–​3hrs 
sooner than usual] or hypersomnia (especially in atypical depression; 
E Atypical depressive episode, p. 272).
 • Psychomotor agitation or retardation: observable by others, not just 
subjective feelings of restlessness or being slowed down.
 • Fatigue or loss of energy.
 • Reduced libido.
 • Feelings of worthlessness or excessive or inappropriate guilt (which may be 
delusional): not just self-​reproach or guilt about being ill.
 • Diminished ability to think or concentrate or indecisiveness.
 • Recurrent thoughts of death or suicide—​(not ‘fear of dying’), which may 
or may not have been acted upon.
Somatic symptoms
Also called biological, melancholic (DSM-​5), or vital. Include:
 • Loss of emotional reactivity.
 • Diurnal mood variation.
 • Anhedonia.
 • EMW.
 • Psychomotor agitation or retardation.
 • Loss of appetite and weight.
 • Loss of libido.

Diagnosis 1: symptoms
Table 6.1  ICD-​10 and DSM-​5 terminology
ICD-​10
DSM-​5
Depressive episode
Major depressive disorder –​ single 
episode
Mild without somatic symptoms
Mild
Mild with somatic symptoms
Moderate without somatic symptoms
Moderate
Moderate with somatic symptoms
Severe without psychotic symptoms
Severe
Severe with psychotic symptoms
With psychotic features
Other
Other specified depressive disorder
Recurrent depressive disorder –​ current 
episode
Major depressive disorder –​ recurrent 
episode
 mild without somatic symptoms
Mild
 mild with somatic symptoms
 moderate without somatic symptoms
Moderate
 moderate with somatic symptoms
 severe without psychotic symptoms
Severe
 severe with psychotic symptoms
With psychotic features
Currently in remission
In full remission
Persistent mood (affective) disorders
Cyclothymia
Cyclothymic disorder 
(E Cyclothymia, p. 348)
Dysthymia
Persistent depressive disorder 
(dysthymia) (E Dysthymia (ICD-​
10)/​persistent depressive disorder 
(DSM-​5), p. 274)
Other persistent mood (affective) 
disorder
Disruptive mood dysregulation 
disorder (E Diagnosis, p. 700)
Premenstrual dysphoric disorder 
(E Premenstrual dysphoric disorder, 
p. 488)
Other specified depressive disorder
Persistent mood (affective) disorder, 
unspecified
Unspecified depressive disorder
Note: DSM-​5 includes additional specifiers—​with anxious distress, mixed features, melancholic 
features, atypical features, mood-​congruent or mood-​incongruent psychotic features, catatonia, 
peripartum onset, and seasonal pattern. ICD-​11 codes ‘Single episode’, ‘Recurrent’, ‘Dysthymic 
disorder’, ‘Mixed depressive and anxiety’, ‘Other’, and ‘Unspecified’. Depressive disorders can 
be mild, moderate (± psychotic symptoms), or severe (± psychotic symptoms), with unspecified 
severity, in partial remission, or in full remission.

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Chapter 6  Depressive illness
Psychotic symptoms/​features
 • Delusions: e.g. poverty; personal inadequacy; guilt over presumed 
misdeeds; responsibility for world events—​accidents, natural disasters, 
war; deserving of punishment; other nihilistic delusions.
 • Hallucinations: e.g. auditory—​defamatory or accusatory voices, cries for 
help, or screaming; olfactory—​bad smells such as rotting food, faeces, 
and decomposing flesh; visual—​tormentors, demons, the Devil, dead 
bodies, scenes of death, or torture.
Note: these examples are mood-​congruent. Other mood-​incongruent psych­
otic symptoms are also possible (i.e. persecutory delusions, thought in­
sertion/​withdrawal, and delusions of control—​not clearly depressive in 
nature).
Other features
 • Significant anxious distress.
 • Catatonic symptoms.
 • Marked psychomotor retardation (depressive stupor).

Diagnosis 1: symptoms
249

250
Chapter 6  Depressive illness
Diagnosis 2: caseness and subtypes
Clinically significant depressive episode (minimum criteria)
 • ICD-​10 specifies the presence of at least two typical symptoms 
(depressed mood, anhedonia, or fatigue) plus at least two others from 
the core symptoms list.
 • DSM-​5 requires the presence of five or more symptoms from the 
core symptoms list (at least one of which must be depressed mood or 
anhedonia).
Severity criteria
 • ICD-​10 and DSM-​5 distinguish mild, moderate, and severe episodes on the 
basis of symptomatology (see Table 6.2).
Subtypes
 • Without somatic symptoms (ICD-​10): essentially defined as absence of 
psychotic or marked somatic symptoms, this subtype captures the clinical 
picture historically described by ‘neurotic depression’ (in those with 
certain premorbid personality traits and/​or high levels of anxiety) and 
‘reactive depression’ (due to a severely stressful life event; E Acute 
stress disorder (DSM-​5), p. 394). Counterintuitively, there is little need 
to subdivide on the basis of there being a clear precipitant. Life events 
appear to be provoking factors, but only in those with a predisposition 
to depression, and treatment should focus on the underlying disorder, as 
well as coming to terms with any significant provoking factors. Clinically, 
two different presentations are commonly seen:
 •
​ Irritable/​hostile depression—​younger, anxiety expressed as irritability, 
history of ‘acting out’ behaviours in response to stress [e.g. yelling, 
smashing things up, recklessness, impulsiveness, deliberate self-​harm 
(DSH)]. Poor response to antidepressants.
Table 6.2  Severity criteria
ICD-​10
DSM-​5
Mild
2 typical symptoms + 2 
other core symptoms
5 core symptoms + manageable 
distress + minor social/​occupational 
impairment
Moderate 2 typical symptoms + 3+ 
other core symptoms
5+ core symptoms + variable degree 
of social/​occupational impairment
Severe
3 typical symptoms + 4+ 
other core symptoms
5+ core symptoms + significant social/​
occupational impairment
Note: in ICD-​11, severity is more qualitative, i.e. ‘Mild’ is when none of the symptoms of a 
depressive episode are intense, there is some, but not considerable, difficulty in continuing 
normal activities, and no delusions or hallucinations. ‘Moderate’ is when several symptoms of a 
depressive episode are present to a marked degree or a large number of depressive symptoms 
of lesser severity are present overall and there is considerable difficulty in continuing with normal 
activities, but the individual is still able to function in at least some areas. ‘Severe’ is when many 
or most symptoms of a depressive episode are present to a marked degree or a smaller number 
of symptoms are present and manifest to an intense degree and the individual is unable to 
function, except to a very limited degree.

Diagnosis 2: caseness and subtypes
 •
​ ‘Anxious’ depression—​shy and withdrawn, highly anxious (‘always 
a worrier’), usually early-​onset depression, with a recurrent and 
persistent course, i likelihood of drug/​alcohol dependency, and 
frequent DSH/​attempted suicide. Better response to antidepressants 
(e.g. SSRIs).
 • With somatic symptoms (ICD-​10)/​melancholic features (DSM-​5): the 
presence of ‘somatic symptoms’ (E Diagnosis 1: symptoms, p. 246) 
defines what is regarded as a more ‘biological’ or ‘endogenous’ 
depressive episode, which is more severe (and more amenable 
to antidepressant treatment). DSM-​5 also includes ‘excessive or 
inappropriate guilt’, although this may often be difficult to distinguish 
from delusional guilt. In clinical studies, the best distinguishing 
factor from ‘non-​melancholic’ disorders is actually the presence 
of psychomotor disturbance (an objective sign manifest by motor 
retardation, periodic agitation, and reduced/​slowed cognitive 
functioning).
 • With psychotic symptoms (ICD-​10) or features (DSM-​5): usually there is 
pervasive depressed mood (no reactivity) and marked psychomotor 
disturbance (sometimes to the point of depressive stupor/​catatonia) 
accompanying delusions (commonly) and hallucinations (10–​20%). 
Constipation is often a feature (730%), unrelated to medication, and 
may have a delusional interpretation (e.g. presence of cancer, bowels 
having been sewn up).

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Chapter 6  Depressive illness
Diagnosis 3: other clinical presentations 
and differential
There may be marked individual variation in the clinical presentation. 
Sometimes anxiety may also be prominent (mixed anxiety and depressive 
disorder—​ICD-​10; with anxious distress—​DSM-​5). Patients with a depressive 
disorder may not present complaining of low mood but may consult with 
other primary problems. The possibility of a depressive disorder should be 
borne in mind, particularly in the primary care setting where many of these 
patients first seek treatment.
Indirect presentations may include
 • Insomnia, fatigue, or other somatic complaints (e.g. headache, GI 
upset, change in weight). On further questioning, patients may describe 
irritability or anhedonia but attribute this as secondary to what they 
regard as the primary problem (E Sleep-​related breathing disorders 
1, p. 444; E Assessment prior to organ transplantation, p. 878; E 
Dissociative (conversion) disorders, p. 868).
 • Elderly persons presenting with agitation, confusion, or a decline 
in normal functioning (pseudodementia) (E Other mental health 
problems in the elderly, p. 554).
 • Children presenting with symptoms such as irritability, decline in school 
performance, or social withdrawal (E Bipolar disorder in children and 
adolescents, p. 700).
 • Persons from a different cultural background presenting with culture-​
specific symptoms (E Culture-​bound syndromes?, p. 988).
Other symptoms that may hinder diagnosis
 • Presence of a physical disorder whose secondary symptoms (e.g. 
anorexia, fatigue, insomnia) may mask symptoms of depression.
 • Histrionic behaviour (making assessment of severity difficult).
 • Exacerbation of other underlying disorders (phobias, OCD—​especially 
when there are depressive ruminations).
 • Hypochondriacal ideas (which may have been long-​standing).
 • The presence of self-​harming behaviours (e.g. cutting, frequent 
overdose), which may represent underlying borderline traits (usually 
individuals will say they have never felt happy or describe chronic feelings 
of ‘emptiness’).
 • Cognitive impairment or ID (which may mask depressive symptoms or 
appear more severe because of depression, and hence improve with 
antidepressants).
 • Alcohol and drug misuse (primary or secondary).
Other subtypes of depressive disorder
These are formally recognized in DSM-​5 but are subsumed under the rubric 
‘Other depressive episodes’ in ICD-​10. They include:
 • Atypical depression/​DSM-​5 ‘with atypical features’ (E Atypical 
depressive episode, p. 272).
 • Postnatal depression/​DSM-​5 ‘with peripartum inset’ (E Postnatal 
depression, p. 494).

253
DIAGNOSIS 3: OTHER CLINICAL PRESENTATIONS & DIFFERENTIAL
 • Seasonal affective disorder/​DSM-​5 ‘with seasonal pattern’ (E Seasonal 
affective disorder, p. 273).
 • Premenstrual dysphoric disorder/​same in DSM-​5 (E Premenstrual 
disorders, p. 490).
As a description of the experience of symptoms of depression, the fol­
lowing has never been bettered:
‘I have of late but wherefore I know not lost all my mirth, forgone 
all custom of exercises; and indeed it goes so heavily with my 
disposition that this goodly frame, the earth, seems to me a sterile 
promontory, this most excellent canopy, the air, look you, this brave 
o’erhanging firmament, this majestical roof fretted with golden 
fire, why, it appears no other thing to me than a foul and pestilent 
congregation of vapours. What a piece of work is a man! how noble 
in reason! how infinite in faculty! in form and moving how express 
and admirable! in action how like an angel! in apprehension how like 
a god! the beauty of the world! the paragon of animals! And yet, to 
me, what is this quintessence of dust? man delights not me: no, nor 
woman neither.’
Shakespeare: Hamlet, Act II Scene 2.
Differential diagnosis
 • Other psychiatric disorders: dysthymia, stress-​related disorders 
(adjustment disorders/​bereavement, PTSD), bipolar disorder, 
anxiety disorders (OCD, panic disorder, phobias), eating disorders, 
schizoaffective disorders, schizophrenia (negative symptoms), 
personality disorders [especially borderline personality disorder (BPD)].
 • Neurological disorders: dementia, Parkinson’s disease, Huntington’s 
disease, MS, stroke, epilepsy, tumours, head injury.
 • Endocrine disorders: Addison’s disease, Cushing’s disease, hyper-​/​
hypothyroidism, perimenstrual syndromes, menopausal symptoms, 
prolactinoma, hyperparathyroidism, hypopituitarism.
 • Metabolic disorders: hypoglycaemia, hypercalcaemia, porphyria.
 • Haematological disorders: anaemia.
 • Inflammatory conditions: systemic lupus erythematosus (SLE).
 • Infections: syphilis, Lyme disease, and HIV encephalopathy.
 • Sleep disorders: especially sleep apnoea.
 • Medication-​related: antihypertensives (β-​blockers, reserpine, 
methyldopa, and calcium channel blockers); steroids; H2 blockers (e.g. 
ranitidine, cimetidine); sedatives; muscle relaxants; chemotherapy agents 
(e.g. vincristine, procarbazine, L-​asparaginase, interferon, amphotericin, 
vinblastine); medications that affect sex hormones [oestrogen, 
progesterone, testosterone, gonadotrophin-​releasing hormone (GnRH) 
antagonists]; cholesterol-​lowering agents; and psychiatric medication 
(especially antipsychotics).
 • Substance misuse: alcohol, BDZs, opiates, marijuana, cocaine, 
amphetamines, and derivatives.

254
Chapter 6  Depressive illness
Epidemiology
Prevalence 6-​mth prevalence range: 2.2% (ECA), 5.3% (NCS), 6.7% (NCS-​
R; note 2% prevalence of severe episodes) in the general population.
Lifetime rates Wide range: 4.4% (ECA), 16.5% (NCS-​R), 30% (Virginia 
Twin Study); most authorities agree the true rate in the general population 
is probably 10–​20%. There is also evidence that rates are increasing among 
younger adults.
Sex ratio ♂:♀ = 1:2.
Risk factors (See also E Aetiology 1, p. 256–​257.)
 • Genetic (see Box 6.2): heritability estimates range from 17% to 75% 
(mean 37%), and families also have high rates of anxiety disorders and 
neuroticism, suggesting a shared genetic basis.
 • Childhood experiences: loss of a parent (inconsistent across studies), 
lack of parental care, parental alcoholism/​antisocial traits, childhood 
sexual abuse (CSA). Note: cumulative childhood disadvantage confers a 
greater risk than any single variable. High intelligence and one good adult 
relationship are protective and increase resilience.
 • Personality traits: anxiety, impulsivity, obsessionality (i.e. high neuroticism 
scores).
 • Social circumstances:
 •
​ Marital status—​men: low rates associated with marriage, high 
rates with separation or divorce; women: probably similar, but less 
clear-​cut.
 •
​ Brown and Harris3 found that, for women, having three or more 
children under the age of 11, lack of paid employment, and lack of 
a confiding relationship were associated with i risk of depression 
(recent studies support the lack of a confiding relationship, but not 
the other factors).
 •
​ Adverse life events—​particularly ‘loss’ events (i risk 2–​3mths after 
event) in vulnerable individuals.
 • Physical illness: especially if chronic, severe, or painful. Neurological 
disorders (e.g. Parkinson’s disease, MS, stroke, epilepsy) have higher risk 
(perhaps due to ‘shared’ pathology). Higher rates also noted in post-​MI, 
diabetic, and cancer patients, although family or personal histories of 
depression are important determinants of occurrence.
Comorbidity About two-​thirds of patients will also meet criteria for an­
other psychiatric disorder (e.g. anxiety disorders, substance misuse, alcohol 
dependency, personality disorders).
3  Brown GW, Harris TO (1978) Social Origins of Depression:  A Study of Psychiatric Disorders in 
Women. London: Tavistock Publications.

Epidemiology
Box 6.2  Genetic factors
While the existence of genetic vulnerability to depression is well es­
tablished in family and twin studies, progress in the identification of its 
molecular basis has been slow.1 Functional candidate gene studies have 
identified few replicable associations, and genome-​wide linkage studies 
have yielded suggestive, rather than conclusive, results. Genome-​wide as­
sociation studies (GWAS) have detected suggestive evidence for a role of 
genetic variants in the piccolo (PCLO) gene (which encodes a presynaptic 
cytomatrix protein that influences monoamine neurotransmitter release 
and regulation of the HPA axis) and neuroligin-​1 (NLGN1) gene (which 
has a role in the formation and remodelling of CNS synapses). However, 
the general findings of these studies indicate that the genetic liability to 
depression is likely to involve multiple genetic variants of weak effects.2
Similarly, GWAS of antidepressant treatment outcome, which 
hope ultimately to help match medications with patients, have been 
disappointing. Polymorphisms in genes involved in antidepressant me­
tabolism (cytochrome P450 isoenzymes), antidepressant transport 
(ABCB1), glucocorticoid signalling (FKBP5), and serotonin neurotransmis­
sion (SLC6A4 and HTR2A) have shown initial promise. However, four in­
dependent samples—​the Sequenced Treatment Alternatives to Relieve 
Depression (STAR*D) sample (n  =  1953), the Munich Antidepressant 
Response Signature (MARS) sample (n  =  339), the Genome-​based 
Therapeutic Drugs for Depression (GENDEP) sample (n = 706), and the 
GENetic and clinical Predictors Of treatment response in Depression 
(GENPOD) sample (n  =  601)—​have failed to report any results that 
achieved genome-​wide significance or that could be replicated, suggesting 
that much larger samples and better outcome measures will be needed if 
we are to understand the complex interplay of biological factors involved 
in depression.3
1 Fabbri C, Hosak L, Mössner L, et al. (2017) Consensus paper of the WFSBP Task Force on 
Genetics: genetics, epigenetics and gene expression markers of major depressive disorder and 
antidepressant response. World J Biol Psychiatry 18:5–​28.
2 Lewis CM, Ng MY, Butler AW, et al. (2010) Genome-​wide association study of major 
recurrent depression in the UK population. Am J Psychiatry 167:949–​57.
3 Laje G, McMahon FJ (2011) Genome-​wide association studies of antidepressant outcome: a 
brief review. Progr Neuro-​Psychopharmacol Biolog Psychiatry 35:1553–​7.

256
Chapter 6  Depressive illness
Aetiology 1
The aetiology of depression has yet to be fully understood; however, it is 
likely to be due to the interplay of biological, psychological, and social fac­
tors in the lifespan of an individual. Psychosocial stressors may play a role 
both as precipitants and perpetuating factors, increasing the risk of chronicity 
and recurrence, while individuals with established depression are at higher 
risk of further stressors of many kinds. One attempt to integrate these fac­
tors is the biopsychosocial model (see Fig. 6.1).
Early adverse experience
Developmental or social effects have previously been viewed as not being 
biological in nature. The modern view is that the fetal environment and later 
environmental stressors do have neurobiological consequences mediated 
through the HPA axis (possibly by epigenetic effects on genes that regu­
late glucocorticoid sensitivity, e.g. FKBP5, NF-​κB). These changes in stress 
regulation may contribute to the expression of psychiatric disorder. More 
research is needed in this area, as data from human studies are limited.
Personality/​temperament factors
These are enduring traits with a biological basis, influenced over the lifespan 
by inherited factors, experience, and maturation. They mediate the level 
and nature of response to sensory experience, regulated by context and 
manifest as subjective emotions and objective behaviours. Certain tempera­
ments (e.g. neuroticism or high ‘N’) may increase vulnerability to depres­
sion, perhaps due to the presence of autonomic hyper­arousal (heightened 
responses to emotional stimuli), lability (unpredictable responses to emo­
tional stimuli), or negative biases in attention, processing, and memory for 
emotional material.
Genetic predisposition
Biological vulnerability
Early adverse life experiences
Personality/temperament
Biological alterations in
brain functioning
Traumatic or adverse life events
Social circumstances
Alcohol/substance misuse
Physical illness
Symptoms of
depressive illness
Fig. 6.1  The biopsychosocial model of depression.

Aetiology 1
Psychological factors
Disruption of normal social, marital, parental, or familial relationships is cor­
related with high rates of depression and is a risk factor for recurrence. 
An aetiological role has yet to be demonstrated, but adverse childhood 
experiences/​chronic stressors may influence the sensitivity of individuals 
to later stressful events. Low self-​esteem (negative view of self, the past, 
current events, and the future) is proposed as a vulnerability factor (either 
as a causal factor or as a symptom of depression).
Gender
Although the i prevalence of depression in women is a robust finding, 
explanations of why this may be so are various. These include: restricting 
social and occupational roles, being over-​ or under-​occupied, ruminative 
response styles, and endocrine factors (suggested by i risk of depression 
in the premenstrual and post-​partum periods). There is little supportive 
evidence for these theories. One popular hypothesis is that women are 
more likely to admit to depressive symptoms, whereas men are not and 
tend to express their symptoms differently (e.g. through alcohol abuse and 
antisocial behaviour).
Social factors
There are two main arguments to explain why people of low socio-​
economic status (low levels of income, employment, and education) are 
at a higher risk of depression: social causation—​stress associated with such 
problems leads to depression (an environmental argument); and social 
selection—​predisposed individuals drift down to lower social positions or 
fail to rise from them (a genetic argument). There is stronger evidence for 
the social causation argument, as social isolation has been shown to be a 
key risk factor.
Biology
(See Box 6.3.)
Box 6.3  Evolution, inflammation, and depression
Complex interactions between inflammatory pathways (activated by 
psychosocial stressors) and brain function may explain how behaviours, 
such as avoidance and alarm that evolved to help deal with pathogens 
and predators, lead to the development of depression in modern hu­
mans, with altered motivation and motor activity (anhedonia, fatigue, and 
psychomotor impairment) and i threat sensitivity (anxiety, arousal, and 
alarm).1 Biomarkers of inflammation in patients with depression include 
blood levels of IL-​1β, IL-​6, TNF, and CRP. Blockade of cytokines (e.g. 
TNF) or inflammatory signalling pathway components, such as cyclo-​
oxygenase 2, have been shown to reduce depressive symptoms in pa­
tients with medical illnesses, including rheumatoid arthritis, psoriasis, and 
cancer, as well as in patients with depression. Better understanding of 
these neuropsychoimmunological mechanisms is likely to lead to novel 
future therapeutic approaches to depression.
1 Miller AH, Raison CL (2016) The role of inflammation in depression: from evolutionary im­
perative to modern treatment target. Nat Rev Immunol 16:22–​34.

258
Chapter 6  Depressive illness
Aetiology 2
Brain pathology
Structural brain changes Severe depression is associated with ventricular en­
largement and sulcal prominence. i rate of white matter lesions in older 
patients (perhaps related to vascular disease). Refractory cases associated 
with reduced grey matter in the left hippocampus (correlating with verbal 
memory), basal ganglia, and thalamus. Other studies find reduced cortical 
volumes in the left parietal and frontal association areas.
Post-​mortem findings Reduced GABA function, abnormal synaptic density 
or neuronal plasticity in the hippocampus; glial cell abnormalities; reduced 
expression of serotonin transporter (SERT) mRNA in the dorsal raphe 
nucleus.
Functional imaging (see Box 6.4) Studies report hypoperfusion in frontal, 
temporal, and parietal areas (especially in older patients) and i perfusion 
in  the frontal and cingulate cortex (in younger patients, associated with 
good  treatment response). Activation, lesioning, and brain stimulation 
Box 6.4  Endophenotypes, imaging, and genetic correlates 
in the aetiology of depression
Imaging studies identify traits, or ‘endophenotypes’, that are heritable, 
intermediate phenotypes associated with depression. These presumably 
have a simpler genetic basis than the full syndrome (or even individual 
symptoms), making them more amenable to genetic analysis and enabling 
the generation of testable hypotheses.1 Examples include:
 • Mood-​congruent phenomenon of i activity of the amygdala in 
response to negative stimuli, which is likely moderated by the 5-​HT 
transporter gene (SLC6A4) promoter polymorphism (5-​HTTLPR).
 • Hippocampal volume loss, especially in elderly or chronically ill 
samples related to val66met brain-​derived neurotrophic factor 
(BDNF) gene variant and 5-​HTTLPR SLC6A4 polymorphism.
 • White matter pathology in elderly and more severely ill samples 
(allowing for complications of cerebrovascular disease).
 • i blood flow or metabolism of the subgenual anterior cingulate cortex 
(sgACC) and associated grey matter loss.
 • Attenuation of the usual pattern of fronto-​limbic connectivity, 
particularly d temporal correlation in amygdala–​anterior cingulate 
cortex (ACC) activity.
 • d 5-​HT1A binding in the raphe, medial temporal lobe, and medial 
prefrontal cortex (mPFC) and a functional polymorphism in the 
promoter region of the 5-​HT1A gene.
 • Alterations in the binding potential of the 5-​HT transporter.
Hopefully, it will not be long before we begin to see further advances in 
these areas, as epigenetic, copy number variant, gene–​gene interaction, 
and GWAS (see Box 6.2) approaches are brought to bear on imaging data.
1 See review: Savitz JB, Drevets WC (2009) Imaging phenotypes of major depressive dis­
order: genetic correlates. Neuroscience 164:300–​30.

Aetiology 2
studies in humans4 all point to two functionally segregated areas of the 
prefrontal cortex as being critical neural substrates for depression:  the 
ventromedial prefrontal cortex (vmPFC)—​associated with negative affect, 
physiological symptoms, self-​awareness/​insight; and the dorsolateral pre­
frontal cortex (dlPFC)—​associated with cognitive/​executive functioning, 
(re)-​appraisal of affect states, suppression of emotional responses.
Neurotransmitter abnormalities
The discovery that all antidepressants increase monoamine (i.e. 5-​HT, NA, 
DA) release and/​or reduce their reuptake in the synaptic cleft led to devel­
opment of the monoamine theory of depression, which suggests that reduced 
monoamine function may cause depression. Blunted neuroendocrine re­
sponses and symptom induction by tryptophan depletion (5-​HT precursor) 
suggest an important role for 5-​HT.
Neuroendocrine challenge tests
Blunted prolactin and growth hormone (GH) responses to tryptophan/​
citalopram (5-​HT system), blunted GH responses to clonidine (NA system) 
and apomorphine (DA system), and i GH response to physostigmine 
(ACh system) suggest reduced monoamine functioning and i cholinergic 
functioning in depression. i cortisol seen in 750% of patients (particularly 
‘endogenous’ subtype), associated with adrenal hypertrophy, and dexa­
methasone non-​suppression of cortisol (also in other psychiatric condi­
tions, hence not a sensitive test, despite an apparent specificity of 796%).
Thyroid abnormalities
Abnormalities in the thyroid-​stimulating hormone (TSH) response to 
thyrotropin-​releasing hormone (TRH) have been found—​both blunting 
and enhancement—​despite normal thyroid hormone levels, suggesting fur­
ther research is necessary, especially when T3 is shown to have utility in 
treatment-​resistant cases (E An approach to treatment-​resistant depres­
sion, p. 270).
Changes in sleep pattern
EMW is most typical in endogenous or melancholic depression; initial in­
somnia, frequent waking, and unsatisfactory sleep are also commonly 
seen in depression. Causal relationship of sleep to depression is currently 
unknown. In severe depression, there is reduced total SWS and short­
ened REM latency [secondary to i cholinergic (REM-​on) and/​or reduced 
serotonergic/​noradrenergic (REM-​off) drive]. Sleep changes resolve with 
recovery from depression, and sleep disturbance may be an early predictor 
of impending relapse.
4  Steele JD, Lawrie SM (2004) Segregation of cognitive and emotional function in the prefrontal 
cortex: a stereotactic meta-​analysis. Neuroimage 21:868–​75.

260
Chapter 6  Depressive illness
Diagnosis and investigations
Diagnosis
 • The diagnosis of depression is primarily based on a good psychiatric 
history and physical examination (E Why do psychiatrists not look at 
the brain?, p. 14).
 • In addition to focused questioning on mood (E Speech, p. 62; 
E Abnormal mood, p. 63; E Asking about depressed mood, 
p. 64; E Diagnosis 1: symptoms, p. 246), it is useful to administer 
a standardized rating scale, such as the Hamilton Rating Scale for 
Depression (HAM-​D), the Beck Depression Inventory (BDI), or the 
Zung Self-​Rating Depression Scale,5 as a baseline measure prior to any 
change to management plans.
 • Given the significant comorbidity with anxiety, some clinicians will also 
rate anxiety symptoms separately, e.g. the Hamilton Anxiety Rating 
Scale (HAM-​A), the Beck Anxiety Inventory (BAI), or the Zung Self-​
Rating Anxiety Scale.6
 • Patients with depression often complain of poor memory or 
concentration. In these cases, it is also worth administering the MMSE 
(E Assessing cognitive function 2, p. 86). If cognitive impairment is 
significant, further more detailed neuropsychological testing may be 
indicated (e.g. ACE-​R).
Investigations
There are no specific tests for depression. Investigations focus on the ex­
clusion of treatable causes (E Differential diagnosis, p. 253) or other sec­
ondary problems (e.g. loss of appetite, alcohol misuse).
 • Standard tests: FBC, ESR, B12/​folate, U&Es, LFTs, TFTs, glucose, Ca2+.
 • Focused investigations: only if indicated by history and/​or physical signs:
 •
​ Urine or blood toxicology.
 •
​ Breath or blood alcohol.
 •
​ Arterial blood gas (ABG).
 •
​ Thyroid antibodies.
 •
​ Antinuclear antibody.
 •
​ Syphilis serology.
 •
​ Additional electrolytes, e.g. phosphate, magnesium, zinc.
 •
​ Dexamethasone suppression test (Cushing’s disease).
 •
​ Cosyntropin stimulation test (Addison’s disease).
 •
​ Lumbar puncture (VDRL, Lyme antibody, cell count, chemistry, 
protein electrophoresis).
 •
​ CT/​MRI, EEG.
5  The Zung Self-​Rating Depression Scale is copyright © free, and one version can be found 
at:  M  http://​www.mentalhealthministries.net/​resources/​flyers/​zung_​scale/​zung_​scale.pdf [ac­
cessed 13 June 2018].
6  The Zung Self-​Rating Anxiety Scale is also copyright © free and can be found at: M https://​www.
mnsu.edu/​comdis/​isad16/​papers/​therapy16/​sugarmanzunganxiety.pdf [accessed 13 June 2018].

Course and prognosis
Course and prognosis
Points to note
 • Depression may occur at any age, although late-​onset depression may 
be milder, more chronic, more likely to be associated with life events, 
and more likely to have a subclinical prodrome.
 • Depressive episodes vary from 4 to 30wks for mild to moderate cases, 
to an average of about 6mths for severe cases (25% will last up to 1yr).
 • Episodes of recurrent depression tend to be shorter (4–​16wks).
 • 10–​20% of patients will have a chronic course, with persistent 
symptoms lasting over 2yrs.
 • The majority of patients experiencing a depressive episode will have 
further episodes later in life (risk of recurrence is 730% at 10yrs, 760% at 
20yrs), but inter-​individual variation makes it impossible to predict the 
likely period of time before future episodes, although, as with bipolar 
disorder, the greater the number of recurrences, the shorter the time 
between episodes.
 • Risk of recurrence is greater when there are residual symptoms after 
remission (about a third of cases), e.g. low mood, anxiety, sleep 
disturbance, reduced libido, and physical symptoms (headache, fatigue, 
GI upset).
 • There is good evidence that modern antidepressant treatments impact 
significantly upon all these quoted figures, reducing the length of 
depressive episodes; and if treatment is given long term, the incidence 
of residual symptoms is less, there are fewer recurrent episodes, and 
chronicity may be as low as 4%.
Mortality
 • Suicide rates for severe depressive episodes vary but may be up to 13% 
(i.e. up to 20 times more likely than the general population), with a 
slightly higher rate for those who have required hospital admission (12–​
19%). For less severe episodes, rates are much lower.
 • The overall death rate for patients with depression is higher than the 
general population [standardized mortality ratio (SMR) 1.37–​2.49], with 
the cause of death usually due to suicide, drug and alcohol problems, 
accidents, cardiovascular disease, respiratory infections, and thyroid 
disorders.
Prognostic factors
 • Good outcome: acute onset, endogenous depression, earlier age 
of onset.
 • Poor outcome: insidious onset, neurotic depression, elderly, residual 
symptoms, neuroticism, low self-​confidence, comorbidity (alcohol or 
drug problems, personality disorders, physical illness), lack of social 
supports.

262
Chapter 6  Depressive illness
Management principles and 
outpatient treatment
Initial assessment
 • History: key areas of enquiry include:
 •
​ Any clear psychosocial precipitants.
 •
​ Current social situation.
 •
​ Use of drugs/​alcohol.
 •
​ Past history of previous mood symptoms (including ‘subclinical’ 
periods of low or elevated mood, previous DSH/​suicide attempts).
 •
​ Previous effective treatments.
 •
​ Premorbid personality.
 •
​ Family history of mood disorder.
 •
​ Physical illnesses.
 •
​ Current medication.
 • MSE (E Diagnosis and investigations, p. 260): focused enquiry about 
subjective mood symptoms, somatic symptoms, psychotic symptoms, 
symptoms of anxiety, thoughts of suicide. Objective assessment 
of psychomotor retardation/​agitation, evidence of DSH, cognitive 
functioning (MMSE).
 • Physical examination: focused on possible differential diagnoses 
(E Differential diagnosis, p. 253).
 • Baseline investigations (E Diagnosis and investigations, p. 260).
Questions of severity and initial treatment options7
 • When depressive symptoms are mild and of recent onset and there is 
no previous history of a more severe mood disorder, most guidelines 
suggest refraining from use of antidepressants. Close active monitoring 
is advised and, depending on patient preference, use of individual guided 
self-​help (based on CBT principles), computerized cognitive behavioural 
therapy (CCBT), or structured group physical activity programmes.
 • Antidepressants may be considered where there is:
 •
​ A past history of moderate or severe depression.
 •
​ An initial presentation of subthreshold depressive symptoms that 
have been present for a long period (typically at least 2yrs).
 •
​ Subthreshold depressive symptoms or mild depression that persist(s) 
after other interventions.
 • Treatment for moderate or severe depression combines antidepressant 
medication (E Treating depressive illness (without psychotic features), 
p. 266; E Treating depressive illness (with psychotic features), 
p. 268) and a high-​intensity psychological intervention [e.g. CBT or 
interpersonal therapy (IPT); E Treating depressive illness (without 
psychotic features), p. 266].
7  See National Institute for Health and Care Excellence (2009) Depression in adults: recognition and 
management. Clinical guideline [CG90] (this is a partial update of NICE clinical guideline CG23). 
M https://​www.nice.org.uk/​guidance/​cg90 [accessed 13 June 2018].

Management principles and outpatient treatment
 • Usually pharmacological treatment can be initiated on an outpatient 
basis (severe cases may require admission; E Hospital admission, 
p. 264).
 •
​ Choice of antidepressant is guided by anticipated safety and 
tolerability, physician familiarity (which allows for better patient 
education in anticipation of adverse effects), presenting symptoms, 
and history of prior treatments (E Antidepressants, p. 276).
 •
​ Initially, follow-​up will usually be fairly frequent (1–​4wks) to monitor 
treatment response and assess for any unwanted side effects.
 •
​ Once treatment is established (and is effective), the time between 
appointments may be i (see E Aftercare following discharge, p. 265; 
E Treating depressive illness (without psychotic features), p. 266; 
and E Treating depressive illness (with psychotic features), p. 268 for 
further guidance).

264
Chapter 6  Depressive illness
Hospital admission
Sometimes acute episodes of depressive disorder are severe enough to 
require hospital admission (which may be on a compulsory basis). As for all 
psychiatric disorders, issues of safety and the provision of effective treat­
ment will govern the decisions about whether a patient can remain in the 
community.
Points to note
 • Due to symptoms of low self-​esteem or guilt, some patients may refuse 
admission to hospital because they feel unworthy or they are ‘using up 
a valuable bed’. Sympathetic reassurance that this is not the case and 
that the clinician believes they are sufficiently ill to benefit from hospital 
admission may avoid unnecessary detention.
 • Some patients (or relatives) may demand admission to hospital. 
Although this usually is due to personality factors, it may also be due to 
(sometimes erroneous) ideas of what may be reasonably achieved in a 
hospital setting (e.g. intensive psychotherapy for one specific issue) or 
may reflect undisclosed factors that have created a social crisis. A non-​
confrontational approach in eliciting the reasons behind such demands 
may reveal other important issues that may help the decision-​making 
process (including those which may be dealt with by other agencies, e.g. 
emergency accommodation/​refuge).
Common reasons for hospital admission
 • Serious risk of suicide (E Asking about depressed mood, p. 64).
 • Serious risk of harm to others (especially children; E Child 
maltreatment 2: the duty of care, p. 714).
 • Significant self-​neglect (especially weight loss).
 • Severe depressive symptoms.
 • Severe psychotic symptoms.
 • Lack or breakdown of social supports.
 • Initiation of ECT.
 • Treatment-​resistant depression (where inpatient monitoring may be 
helpful).
 • A need to address comorbid conditions (e.g. physical problems, other 
psychiatric conditions, inpatient detoxification).
Suitable environment?
Where there is significant risk of harm to self (or others), admission 
should be to a ward where close observation and monitoring are possible. 
Observation levels ought to be regularly reviewed. The ward environment 
is often not the quiet sanctuary patients hope for, and this may lead to dif­
ficult decisions in balancing the risk of self-​harm against the use of compul­
sory admission. Careful assessment of a patient’s insight into their illness, 
issues of comorbid substance misuse, and clear evidence of their ability to 
seek additional support when symptoms are worse may allow for a more 
flexible approach in permitting time out from the ward environment (per­
haps in the company of a responsible relative or friend).

Hospital admission
Aftercare following discharge
Following hospital discharge or for outpatients started on antidepressant 
treatment, initial follow-​up should be regular (2–​4wks) to monitor progress, 
ensure treatment response is maintained, and allow time for other supports 
(e.g. CPN services, crisis/​home treatment services, day hospitals, specific 
psychotherapies) to become established.
0 Risk of suicide is i at this time, as energy and motivation improve and 
the patient struggles with the consequences of being unwell.
Key aims for follow-​up
 • Establishing and maintaining a therapeutic alliance.
 • Monitoring the patient’s psychiatric status.
 • Providing education regarding depressive disorder and the treatment 
options.
 • Enhancing treatment compliance.
 • Monitoring side effects of medication.
 • Identifying and addressing any significant comorbidity.
 • Promoting regular patterns of activity and rest.
 • Identifying unmet needs for specific (practical) support, counselling, 
(bereavement, stress management), or psychotherapy.
 • Promoting understanding of, and adaptation to, the psychosocial effects 
of symptoms.
 • Identifying new episodes early.
 • Reducing the morbidity and sequelae of depressive disorder.
The ultimate aim is return to normal activities (academic, employment, 
home life, social activities), usually in a graded way as the resolution of 
symptoms allows, using a collaborative approach.
Maintenance treatment (E Treating depressing illness (without psych­
otic features), p. 266; E Treating depressing illness (with psychotic fea­
tures), p. 268) will usually be monitored in the primary care setting, with 
specific advice about continuation of medication and what to do should 
symptoms recur.

266
Chapter 6  Depressive illness
Treating depressive illness 
(without psychotic features)
First-​line treatment
 • Antidepressant drugs are effective in 65–​75% of patients.
 • For mild to moderate episodes or where antidepressants are 
contraindicated (e.g. recent MI), CBT or other psychotherapies may 
have a role (E Management principles and outpatient treatment, p. 262 
for NICE recommendations CG90).
 • The combination of psychological approaches and pharmacotherapy 
may be synergistic, but in severe cases, treatment—​at least initially—​is 
almost exclusively pharmacological or physical (e.g. ECT).
Choosing an antidepressant
The decision about which antidepressant to choose will depend upon:
 • Patient factors: age, sex, comorbid physical illness (cardiac, renal, 
liver, neurological) (E Prescribing for patients with cardiovascular 
disease, p. 1032; E Prescribing for patients with liver disease, p. 1034; 
E Prescribing for patients with renal impairment, p. 1036), previous 
response to antidepressants.
 • Issues of tolerability (E Antidepressants, p. 276).
 • Symptomatology: sleep problems (more sedative agent), lack of energy/​
hypersomnia (more adrenergic/​stimulatory agent), mixed (e.g. with 
anxiety/​panic—​SSRI/​imipramine), OCD symptoms (clomipramine/​
SSRI), risk of suicide (avoid TCAs).
Adequate trial
Generally, an adequate trial of an antidepressant is defined as at least 4wks 
of the highest tolerated dose (up to BNF maximum).
0 Suicide risk
The risk of suicide may actually be i in the early stages of antidepressant 
treatment. Often patients with previous marked psychomotor retardation 
have been unable to act upon their thoughts of self-​harm. Partial treatment 
response may ‘free’ them to do this, hence careful monitoring is critical (and 
admission to hospital may be indicated).
Treatment failure—​second-​line treatment
Failure of an adequate trial of an antidepressant may occur in 725% of 
cases. A similar number of patients will experience unacceptable side ef­
fects, leading to withdrawal of the agent without completing an adequate 
trial. For these patients, second-​line treatment is with an alternative agent, 
usually from a different class of antidepressant or from the same class but 
with a different side effect profile.
Partial responders
(E An approach to treatment-​resistant depression, p. 270.)
750% of patients who have only partially responded to a TCA, an SSRI, or 
an MAOI may benefit from the addition of lithium (usual dose 600–​900mg/​
day). Treatment response is generally observed within 2wks. Alternative ‘aug­
mentative’ strategies include the use of tri-​iodothyronine (T3) or tryptophan.

Treating depressive illness (without psychotic features)
Electroconvulsive therapy
(E ECT 2: indications, contraindications, and considerations, p. 296.)
 • ECT may be considered as a first-​line therapy when there are severe 
biological features (e.g. significant weight loss/​reduced appetite) or 
marked psychomotor retardation.8
 • It is sometimes used when the patient is at high risk of harming 
themselves or others (where there is clear evidence of repeated suicide 
attempts or significantly aggressive behaviour) or where psychotic 
features are prominent (E Treating depressive illness (with psychotic 
features), p. 268). Under these circumstances, issues of consent to 
treatment must be considered (E ECT 2: indications, contraindications, 
and considerations, p. 296).
 • It may also be considered as a second-​ or third-​line treatment for non-​
responders to pharmacotherapy.
Maintenance therapy
First episode
 • A collaborative approach with the patient should emphasize compliance 
(even when feeling ‘better’), with advice to continue the effective 
treatment for 6mths to 1yr after remission (particularly if there are 
residual symptoms).
 • Discontinuation should be gradual, and if there is recurrence of 
symptoms, revert to the effective dose, with further attempt at 
withdrawal after at least a further 4–​6mths.
 • Often patients wish to continue medication indefinitely (particularly 
after a severe episode), and reassurance should be given that there is 
no evidence of any specific long-​term problems with such a course of 
action.
Recurrent episodes
 • If the period between episodes is <3yrs, or with severe episodes 
(especially with marked suicidal thought/​actions), prophylactic 
treatment should be maintained for at least 5yrs (often indefinitely—​risk 
of relapse if medication stopped is 70–​90% within 5yrs).
 • Otherwise treat as for first episode.
Electroconvulsive therapy
 • If ECT has been used as a first-​line therapy and remission is maintained 
with medication, treat as for first episode.
 • If ECT has been used successfully as second-​ or third-​line treatment, 
consider maintenance ECT as an option. [Note: not recommended 
in recent NICE guidelines (E ECT 5: further notes on treatment, 
p. 304) where there is evidence that ECT effectively treats relapse 
of symptoms. There is some evidence that ECT every 2wks may 
be an effective prophylactic (this does not preclude further trials of 
pharmacotherapy).]
8  Recently published NICE guidelines (E Box 6.11, p. 296) do not allow for some of these uses of 
ECT. However, NICE guidance does not override the individual responsibility of health professionals 
to make decisions appropriate to the circumstances of a specific patient (such action should be dis­
cussed, documented in the notes, and, where appropriate, validated by a second opinion).

268
Chapter 6  Depressive illness
Treating depressive illness 
(with psychotic features)
Electroconvulsive therapy
(E ECT 2: indications, contraindications, and considerations, p. 296.)
 • For depression with psychotic features, ECT should be considered as 
first-​line therapy, as evidence supports the superior efficacy of ECT to 
pharmacotherapy in this patient group, with significant benefit in 80–​90% 
of cases. (Note: current NICE guidelines do not support this practice; 
E Box 6.11, p. 296).
 • Often issues of consent or relative contraindications may preclude the 
immediate use of ECT, and its role is often that of a second-​line treatment 
after partial response or failure of pharmacotherapy.
Combination treatment (antidepressant plus antipsychotic)
 • It is usual to commence treatment with an antipsychotic agent (as for an 
acute psychotic episode; E Initial treatment of acute psychosis, p. 200) for 
a few days before commencing an antidepressant. This allows for a period 
of assessment (to exclude a primary psychotic disorder), may improve 
compliance (when psychotic symptoms clearly improve with medication), 
avoids potential worsening of psychotic symptoms with an antidepressant 
(in some predisposed individuals), and may help identify the 30–​50% 
of patients who do respond to an antipsychotic alone. This approach is 
effective in 70–​80% of patients.
 • There is no clear evidence for any particular combination of medication 
being more efficacious, but the available evidence indicates that 
combination therapy with an antidepressant plus an antipsychotic is 
more effective than either treatment alone or placebo.9 It is not unusual 
for low doses of antipsychotics to be added to an antidepressant, e.g. 
chlorpromazine or quetiapine (25–​50mg at night). The most studied is 
the olanzapine–​fluoxetine combination (OFC), mainly due to the fact 
that it is available as a single capsule (OFC—​Symbyax®) in the USA.10
 • Starting an antidepressant first and adding an antipsychotic, if necessary, 
may be a better strategy as far as cost–​benefit to the patient.11
9  Wijkstra J, Lijmer J, Burger H, Cipriani A, Geddes J, Nolen WA (2015) Pharmacological treatment 
for psychotic depression. Cochrane Database Syst Rev 30:CD004044.
10  RCT evidence actually suggests a combination approach is superior to an antipsychotic alone for 
olanzapine vs olanzapine/​fluoxetine [Rothschild AJ, Williamson DJ, Tohen MF, et al. (2004) A double-​
blind, randomized study of olanzapine and olanzapine/​fluoxetine combination for major depression 
with psychotic features. J Clin Psychopharmacol 24:365–​73]; olanzapine/​sertraline vs olanzapine/​
placebo [Meyers BS, Flint AJ, Rothschild AJ, et  al. (2009) A double-​blind randomized controlled 
trial of olanzapine plus sertraline vs. olanzapine plus placebo for psychotic depression: the study of 
pharmacotherapy of psychotic depression (STOP-​PD). Arch Gen Psychiatry 66:838–​47]; and for OFC 
(olanzapine–​fluoxetine) vs olanzapine or fluoxetine alone [Trivedi MH, Thase ME, Osuntokun O, 
et al. (2009) An integrated analysis of olanzapine/​fluoxetine combination in clinical trials of treatment 
resistant depression. J Clin Psychiatry 70:387–​96). In the USA, the FDA has approved four SGAs as 
adjunctive therapies for MDD: aripiprazole, quetiapine, brexpiprazole, and olanzapine (specifically 
with fluoxetine). In the UK, only quetiapine is licensed.
11  Wijkstra J, Lijmer J, Balk FJ, et al. (2006) Pharmacological treatment for unipolar psychotic depres­
sion: systematic review and meta-​analysis. Br J Psychiatry 188:410–​15.

Treating depressive illness (with psychotic features) 
Additional practice points
 • Symptoms ought to be carefully monitored, as antipsychotic side effects 
may mask improvement in depressive symptoms—​hence use of the 
lowest effective dose is advocated (e.g. around 2–​4mg haloperidol or 
equivalent).
 • Combinations of antidepressant/​antipsychotic may worsen side effects 
common to both (e.g. sedation, anticholinergic effects), and careful dose 
titration is necessary.
 • Once acute psychotic symptoms have resolved, a lower dose of 
antipsychotic (or withdrawal) may be indicated, particularly when 
patients begin to manifest side effects (which were not seen in the acute 
stages, even with higher doses)—​with careful monitoring for recurrence 
of psychotic symptoms.
Dual-​action agents
There is some evidence that single agents with dual actions, such as 
amoxapine (a tetracyclic antidepressant with significant D2 antagonism), or 
antipsychotics, such as aripiprazole, clozapine, olanzapine, quetiapine, or 
risperidone, may be effective in treating both aspects of depression with 
psychotic symptoms. To date, evidence does not exist to support use of 
these agents for long-​term treatment—​where there are issues of compli­
ance/​tolerability, the utility of using a single agent is attractive but should 
be considered carefully.9
Maintenance therapy
 • When ECT has been used, maintenance usually involves treatment 
of the underlying depressive symptoms with an antidepressant (as in 
episodes without psychotic symptoms; E Treating depressive illness 
(without psychotic features), p. 266).
 • When combination treatment has been successful, maintenance often 
involves a clinically effective antidepressant with the lowest effective 
antipsychotic dose. As for dual-​action agents, evidence is lacking with 
regard to long-​term treatment, and this tends to be pragmatic, on the 
basis of continued symptomatology.
 • In view of the severity of the disorder, prophylactic use of an 
antidepressant and/​or antipsychotic is prudent (often indefinitely, as for 
recurrent depressive episodes; E Recurrent episodes, p. 267).

270
Chapter 6  Depressive illness
An approach to treatment-​resistant 
depression
Commonly defined as ‘failure to respond to adequate (dose and duration—​
i.e. max BNF dose for at least 4wks) courses of two antidepressants, or 
one antidepressant and ECT’. The consequences of resistant depression 
include reduced quality of life, excessive strain on relationships (which may 
lead to break-​up of families), significant personal economic impact, i phys­
ical comorbidity (e.g. malignancy, cardiovascular disease, even premature 
death), i risk of suicide, therapeutic alienation (making further interven­
tions difficult due to difficulties forming a therapeutic alliance), and high use 
of psychiatric services (without clear benefit).
Differentiating treatment resistance
It is important to distinguish actual treatment resistance from chronicity of 
symptoms. Apparent treatment failure may also occur due to: incorrect 
initial diagnosis (i.e. not depressive disorder in the first place), inadequate 
initial treatment, poor compliance, incomplete formulation (especially role 
of maintaining factors), and issues of comorbidity (both physical and other 
psychiatric disorders).
Risk factors for treatment resistance
Concurrent physical illness, drug/​alcohol abuse, personality disorder, high 
premorbid neuroticism, long period of illness prior to treatment.
Management
(See references.)12,13
 • Review diagnostic formulation: is the diagnosis correct? Are there any 
unaddressed maintaining factors (e.g. social, physical, psychological)? 
Note: a proportion of individuals with chronic, refractory depression will 
have unrecognized bipolar disorder.
 • Check patient understanding/​compliance: serum levels may help.
 • Continue monotherapy at maximum tolerable dose: may mean exceeding 
BNF guidelines (especially if there has been partial benefit).
 • Consider change in antidepressant: try a different class of antidepressant.
 • Consider augmentation with an antipsychotic: e.g. quetiapine, aripiprazole, 
risperidone, olanzapine.
 • Consider mood stabilizer augmentation: e.g. lithium, lamotrigine.
 • Consider additional augmentative agents: e.g. T3, tryptophan (since 
February 2013 no longer available in the UK).
 • Consider combining antidepressants from different classes: caution is 
advised, due to possible serious adverse reactions (E Serotonin 
syndrome, p. 1022), e.g. mirtazapine, bupropion (E Combining 
antidepressants, p. 279).
12  Cleare A, Pariante CM, Young AH, et al. (2015) Evidence-​based guidelines for treating depressive 
disorders with antidepressants: a revision of the 2008 British Association for Psychopharmacology 
guidelines. J Psychopharmacol 29:459–​25.
13  Useful guidance and assessment tools for treatment-​resistant depression, including advice re­
garding criteria for ‘adequate treatment’, can be found on the Dundee Advanced Interventions 
Service website: M http://​www.advancedinterventions.org.uk [accessed 16 June 2018].

An approach to treatment-resistant depression
 • Other pharmacological possibilities: buspirone, modafinil, stimulants, 
oestrogen in perimenopausal women, testosterone in men with low 
testosterone levels.
 • Consider use of ECT (E ECT 2: indications, contraindications, and 
considerations, p. 296): especially if severe biological features or 
psychotic symptoms.
 • Consider possibility of psychosurgery or other advanced intervention: 
E Neurosurgery for mental disorder, p. 310; E Other physical 
treatments, p. 312.
Points to note
 • There is little definitive evidence to support any specific augmentative 
regime (see Box 6.5).
 • Spontaneous remission is possible—​‘regression to the mean’ suggests 
that symptoms will improve; bear in mind that the natural life of 
depression is 6–​18mths, even when untreated.
 • Psychological and social interventions, particularly when psychosocial 
factors appear paramount, may be important (often overlooked or 
undisclosed) aspects of management.
Box 6.5  STAR*D trial
The Sequenced Treatment Alternatives to Relieve Depression (STAR*D) 
trial is one of the largest independent studies undertaken by the NIMH 
to examine the effectiveness of a variety of treatments for non-​psychotic 
major depression. The initial report was published in the American Journal 
of Psychiatry in November 2006.1
 • A fairly representative outpatient sample (n = 3671) underwent 
four steps:
 •
​ Level 1—​citalopram.
 •
​ Level 2—​switch (to bupropion, sertraline, venlafaxine XR, or 
cognitive therapy) or combine (bupropion, buspirone, cognitive 
therapy).
 •
​ Level 2a—​if cognitive therapy alone or plus citalopram, add or 
switch to bupropion or venlafaxine XR.
 •
​ Level 3—​switch (to nortriptyline or mirtazapine) or augment (with 
lithium or T3).
 •
​ Level 4—​switch (to tranylcypromine) or combine (venlafaxine XR 
plus mirtazapine).
 • Remission rates were 37%, 31%, 14%, and 13%, respectively, for each 
level, with an overall cumulative remission rate of 67%.
 • The trial highlighted patient preference for combinations/​
augmentations and provided some evidence to support certain 
strategies, e.g. lithium or T3 augmentation; combining citalopram plus 
bupropion, buspirone, or venlafaxine plus mirtazapine.
1 Rush AJ, Trivedi MH, Wisniewski SR, et al. (2006) Acute and longer-​term outcomes in de­
pressed outpatients requiring one or several treatment steps: a STAR*D report. Am J Psychiatry 
163:1905–​17.

272
Chapter 6  Depressive illness
Atypical depressive episode
Regarded as a subtype of depressive disorder, rather than a separate entity. 
Atypical features coded in DSM-​5 as an ‘episode specifier’. May be coded 
under ‘Other (specified) depressive episodes’ in ICD-​10 (/​ICD-​11).
Clinical features
 • Mood is depressed but remains reactive (able to enjoy certain 
experiences, but not to ‘normal’ levels).
 • Hypersomnia (sleeping >10hrs/​day, at least 3 days/​wk, for at least 
3mths).
 • Hyperphagia (excessive eating, with weight gain of over 3kg in 3mths).
 • ‘Leaden paralysis’ (feeling of heaviness in the limbs, present for at least 
1hr/​day, 3 days/​wk, for at least 3mths).
 • Oversensitivity to perceived rejection.14
 • Other infrequent symptoms may include: initial insomnia, rather than 
EMW; reversed diurnal mood variation (better in the morning); severe 
motor retardation; and absence of feelings of guilt.
Epidemiology
Onset usually in late teens and early 20s, often (up to 30%) family history 
of affective disorders.
Comorbidity
Higher rates of anxiety (especially panic disorder and social phobia), soma­
tization disorder (E Somatization disorder, p.  864), alcohol and drug 
misuse than in other depressive disorders.
Management
(See Reference.)15
 • Best evidence is for the use of phenelzine (15mg/​day, i gradually to 60–​
90mg/​day in divided doses—​continue for 8–​12wks to assess benefit) 
or another MAOI (E Monoamine oxidase inhibitors and reversible 
monoamine oxidase inhibitors, p. 282 for guidance on prescribing/​
dietary advice). Reversible monoamine oxidase inhibitors (RIMAs) 
theoretically ought to be as effective and safer (but evidence is lacking).
 • Alternatives include SSRIs (e.g. fluoxetine or sertraline) or possibly a 
NARI (e.g. reboxetine).
 • TCAs have traditionally been regarded as less effective. However, some 
individuals may respond well, and the best evidence is for the use of 
imipramine.
 • Where there is failure to respond to an adequate trial of an 
antidepressant, follow management principles outlined in E Treating 
depressive illness (without psychotic features), p. 266; E Treating 
depressive illness (with psychotic features), p. 268; E An approach to 
treatment-​resistant depression, p. 270).
14  ‘Rejection sensitivity’ (to both real and imagined rejection) adds to the difficulty of managing 
atypical depression, as the patient may have had adverse experiences with doctors in the past, may 
have been labelled as ‘personality-​disordered’, and may find the idea of a therapeutic alliance alien.
15  Henkel V, Mergl R, Allgaier AK, Kohnen R, Möller HJ, Hegerl U (2006) Treatment of depression 
with atypical features: a meta-​analytic approach. Psychiatry Res 141:89–​101.

Seasonal affective disorder
Seasonal affective disorder
A somewhat controversial concept, both in terms of diagnosis (E Clinical 
features, see below) and treatment (using bright light therapy; E Other 
physical treatments, p. 312). In DSM-​5, ‘with seasonal pattern’ is included 
in specifiers describing the course of recurrent depressive episodes of both 
depressive and bipolar disorder. Included under ‘Recurrent depressive dis­
order’ in ICD-​10/​11.
Clinical features
There must be a clear seasonal pattern to recurrent depressive episodes 
(i.e. they have occurred at the same time of year each time and fully remit 
once the season is over). In the northern hemisphere, this is said to be 
usually around January/​February (‘winter depression’). Symptoms are 
generally mild to moderate, with low self-​esteem, hypersomnia, fatigue, i 
appetite (including carbohydrate craving), weight gain, and d social and oc­
cupational functioning.
Aetiology
It is unclear whether this constitutes a separate subtype of depressive 
disorder or whether it is simply a manifestation of atypical depression 
(E  Atypical depressive episode, p.  272). The speculated mechanism 
involving melatonin synthesis has not been confirmed in controlled studies, 
and some authors suggest that seasonal psychosocial factors may be more 
important in determining the timing of recurrent depressive episodes 
(e.g. i work demands over the Christmas and New Year periods for 
shopworkers).
Epidemiology
In the USA, prevalence of seasonal affective disorder (SAD) is estimated 
at 75%; ♂:♀ = 1:5.
Management
 • Bright light therapy (E Other physical treatments, p. 312): initially, 2hrs 
of 2500lx (or equivalent) on waking (response seen within 5 days and 
full response in 1–​2wks). Maintenance therapy should be given all winter 
(30min of 2500lx every 1–​2 days). Patients should avoid exposure to 
bright light during night-​time. Good prognostic factors—​patients with clear 
hypersomnia, carbohydrate craving, reduced energy in the afternoon.
 • Pharmacological: best evidence for bupropion XL (licensed in the 
USA, not the UK16) and SSRIs (fluoxetine, sertraline, citalopram, 
escitalopram). Alternatives include pre-​sunrise propranolol (60mg/​
day) to suppress morning melatonin; melatonin/​agomelatine at night; 
or other antidepressants (e.g. mirtazapine, reboxetine, duloxetine, 
moclobemide).
 • Psychological: standard cognitive-​based interventions are often used (as 
for depression), but the evidence base for effectiveness is lacking.
16  Gartlehner G, Nussbaumer B, Gaynes BN, et al. (2015) Second-​generation antidepressants for 
preventing seasonal affective disorder in adults. Cochrane Database Syst Rev 8:CD011268..

274
Chapter 6  Depressive illness
Dysthymia (ICD-​10)/​persistent depressive 
disorder (DSM-​5)
Previously considered a subtype of personality disorder (see Box 6.6). 
Essentially, the presence of chronic depressive symptoms. These may be 
long-​standing, but careful history-​taking reveals a time when the person did 
feel ‘well’. It is possible to have superimposed depressive episodes (double 
depression), when care is needed in assessing treatment response, as base­
line may be dysthymic, rather than euthymic.
Clinical features
 • Depressed mood (>2yrs).
 • Reduced/​i appetite.
 • Insomnia/​hypersomnia.
 • Reduced energy/​fatigue.
 • Low self-​esteem.
 • Poor concentration.
 • Difficulties making decisions.
 • Thoughts of hopelessness.
Aetiology
Findings suggest dysthymia is biologically related to depressive disorder, e.g. 
family history suggesting shared genetics; shortened REM latencies in sleep 
studies; diurnality of symptoms; TRH/​TSH challenge test abnormalities; 
low testosterone and adrenal–​gonadal steroid levels; lowered interleukin 
(IL)-​1β; small genual corpus callosum volume; enlarged amygdala; s-​allele 
polymorphism of 5-​HT transporter gene.
Epidemiology
Prevalence 3–​5%, ♂:♀ = 1:2, usually early onset (<20yrs), but late-​onset 
subtype seen (>50yrs).
Course
Less severe. More chronic than depression. Community studies show low 
spontaneous remission rate (2–​20yrs, median 5yrs).
Management
 • Pharmacological: SSRIs are probably the treatment of choice, with the 
best evidence for citalopram (40mg/​day) and fluoxetine (20–​40mg/​
day). Alternatives include moclobemide, TCAs (e.g. amitriptyline, 
desipramine, imipramine), MAOIs, or low-​dose amisulpride (25–​50mg/​
day). Drug therapy may take several months to show benefit17 and 
should be regarded as a long-​term treatment.
 • Psychological: although evidence is lacking, CBT may be useful 
(usually in combination with an antidepressant). Alternatives include 
psychodynamic, insight-​orientated or interpersonal psychotherapy, 
or cognitive–​behavioural analysis system of psychotherapy (CBASP) 
(E Cognitive–​behavioural analysis system of psychotherapy, p. 928).
Prognosis
Variable: spontaneous recovery reported as 13% over 1yr in community 
samples; outpatient studies suggest 10–​20% of treated patients achieve re­
mission within 1yr; 725% suffer chronic symptoms.
17  Silva de Lima M, Hotopf M (2003) A comparison of active drugs for the treatment of dysthymia. 
Cochrane Database Syst Rev 3:CD004047.

Dysthymia (ICD-10)/persistent depressive disorder (DSM-5)
Box 6.6  Dysthymia—​an brief history
‘Dysthymia’, meaning ‘bad mood’ in Greek, was originally considered part 
of the Hippocratic concept of melancholia (E Historical perspective, 
p. 244). The term disappeared from use until the nineteenth century when, 
in 1838, the German pathologist Karl Wilhelm Stark (1787–​1845) used it 
to differentiate disorders of mood from those of the will (dysbulias) and 
intellect (dysnoesias). Carl Friedrich Flemming (1799–​1880) is attributed 
as the first psychiatrist to use the term in 1844. Flemming, who founded 
the Allgemeine Zeitschrift für Psychiatrie, distinguished between disorders 
of intellect (anoesia), disorders of mood (dysthymia), and disorder of 
both intellect and mood (mania). He was one of the first psychiatrists 
to draw a distinction between affective disorders, which he termed 
‘dysthymias’, and non-​affective disorders. Influenced by the writings of 
Kahlbaum (1863), he later changed his views to a system based more on 
clinical observation and course than theoretical concepts, distinguishing 
disorders of mood (dysthymia), disorders of intelligence (paranoia), and 
disorders of will (diastrephia).
Kraepelin, in his textbooks (1909–​1915), did not keep the term ‘dys­
thymia’, although, regarding the ‘depressive constitution’, he wrote:
 ‘ . . . they show a certain sensitivity for life’s sorrows, grieves and 
disappointments. Everything is burdensome for them . . . Their 
whole course of life is strongly influenced by their suffering. . . . 
They feel weak, without energy. . . . Sleep is normally insufficient; 
these patients have a great urge for sleep, but they fall asleep very 
late . . . , in the morning they do not feel refreshed but tired . . . The 
illness described here normally first manifests during adolescence 
and may persist without major changes throughout life.’
Due to the influence of psychodynamic thinking in the mid-​twentieth 
century, dysthymia was overshadowed by ‘neurotic (psychogenic) de­
pression’. Eugen Kahn (1928) and Karl Leonhard (1968) did utilize the 
term to describe persons with ‘psychopathic personalities’ who had 
chronically disturbed or irritable mood. However, the antidepressant 
era—​from the 1960s onward—​brought with it a revolution in thinking 
about affective disorders, culminating in the sidelining of ‘neurotic de­
pression’ in DSM-​III with a compromise diagnosis of ‘dysthymic disorder 
(neurotic depression)’. There was a growing consensus that dysthymia 
described a disabling chronic mood disorder that was treatable pharma­
cologically (ergo: not a personality disorder). While DSM-​IV maintained 
‘dysthymic disorder’ within the depressive disorders, ICD-​10 placed it 
in a subcategory of ‘persistent mood disorders’, along with cyclothymia 
(E  Cyclothymia, p.  348), with the emphasis on chronic, low-​grade 
symptoms. More recently, DSM-​5 uses the term ‘persistent depressive 
disorder’ to consolidate DSM-​IV-​defined ‘chronic major depressive dis­
order’ and ‘dysthymic disorder’, with the emphasis on chronicity. It looks 
like ICD-​11 will put ‘dysthymic disorder’ back into the depressive dis­
orders but keep it as a less severe form of depressive disorder.

276
Chapter 6  Depressive illness
Antidepressants
Assumed mode of action
All currently available antidepressants appear to exert antidepressant action 
by increasing the availability of monoamines (5-​HT, NA, and DA) via one 
or more of the following:
 • Presynaptic inhibition of reuptake of 5-​HT, NA, or DA.
 • Antagonist activity at presynaptic inhibitory 5-​HT or NA receptor sites, 
which enhances neurotransmitter release.
 • Inhibition of monoamine oxidase, reducing neurotransmitter breakdown.
 • Increasing the availability of neurotransmitter precursors.
Although this net increase happens almost immediately following 
­administration, initial resolution of depressive symptoms generally takes 
10–​20 days, implying therapeutic effect involves mechanisms possibly re­
lated to receptor regulation over time/​changes in intracellular signalling.
Selectivity vs specificity
Although the newer antidepressants are more selective than TCAs and 
MAOIs in their pharmacological effects, this should not be confused with 
them being more specific for any particular type of depressive symptoms. 
All antidepressants have unwanted and often unpleasant side effects. 
A balance needs to be struck between efficacy in treating psychiatric symp­
toms and the possibility of iatrogenic problems. Patients may not be able to 
tolerate the anticholinergic side effects of TCAs or will be unable to achieve 
a therapeutic level because of side effects. Similarly, nausea or GI upset may 
limit the usefulness of SSRIs in some individuals. Sometimes side effects may 
even be useful (e.g. sedation for patients with insomnia).
Cautionary notes
Particular caution is necessary in prescribing for certain patient groups 
(E  Prescribing in pregnancy, p.  1028; E Prescribing in lactation, 
p. 1030; E Prescribing for patients with cardiovascular disease, p. 1032; 
E Prescribing for patients with liver disease, p. 1034; E Prescribing for 
patients with renal impairment, p. 1036; E Prescribing for patients with 
epilepsy, p.  1038) such as those with renal or hepatic impairment, car­
diac problems, and epilepsy; pregnant or breastfeeding women; the eld­
erly; children; and those on other medications which may interact with 
antidepressants. There are also well-​recognized problems such as weight 
gain (E Weight gain with psychiatric medication, p. 1000), hyponatraemia 
(E Hyponatraemia and antidepressants, p.  1026), sexual dysfunction 
(E Sexual dysfunction and psychiatric medication, p. 1006), and discontinu­
ation syndromes (E Antidepressant discontinuation syndrome, p. 1024).
Swapping and stopping antidepressants
(See also Table 6.3.)
An adequate ‘washout’ period is required when switching to or from 
the MAOIs, whereas it is usual to cross-​taper between other antidepres­
sants (i.e. gradually reducing the dose of one, while slowly increasing the 
dose of the other). During this process, side effects may be enhanced (due 
to pharmacokinetic effects) and it is possible to induce the serotonin syn­
drome (SS) (E Serotonin syndrome, p. 1022).

TCAs*
XXX
HDWS
W2w
W2w
W7d
CCT
HDWS CCT
HDWS HDWS CCT
CCT
CCT
HDWS CCT
CCT
HDWS CCT
HDWS RG4w
Clomipramine
CCT
XXX
W3w
W3w
W7d
W3w
W3w
W3w
W3w
W3w
W3w
W3w
W3w
CCT
CCT
CCT
W3w
CCT
W3w
RG4w
Hydrazines
W3w
W3w
XXX
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
CCT
W2w
RG4w
Tranylcypromine W3w
W3w
W2w
XXX
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
W2w
CCT
W2w
RG4w
Moclobemide
W1d
W1d
W1d
W1d
XXX
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
CCT
W1d
RG4w
Just stopping
Vortioxetine
Agomelatine
Bupropion
Reboxetine
Mirtazapine
Trazodone
Mianserin
Duloxetine
Venlafaxine
Sertraline
Paroxetine
Fluvoxamine
Fluoxetine
Citalopram/​
escitalopram
Table 6.3  Swapping or stopping antidepressants
Moclobemide
Tranylcypromine
Hydrazines
Clomipramine
TCAs*
TO
FROM
(Continued.)
escitalopram
CCT
WSLD
W7d
W7d
W7d
XXX
WSLD
WSLD
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
RG4w+
Paroxetine
CCT
WSLD
W7d
W7d
W7d
CCT
WSLD
WSLD
XXX
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
RG4w+
Sertraline
CCT
WSLD
W7d
W7d
W7d
CCT
WSLD
WSLD
CCT
XXX
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
RG4w+
Venlafaxine
CCT
WSLD
W7d
W7d
W7d
CCT
WSLD
WSLD
CCT
CCT
XXX
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
RG4w+
Fluoxetine
W1w
W2w
W6w
W6w
W6w
W1w
XXX
W2w
W1w
W1w
WSLD
WSLD
CCT
CCT
CCT
CCT
CCT
CCT
W1w
≤20mg 
>20mg 
RG2w
Fluvoxamine
CCT
WSLD
W7d
W7d
W7d
WSLD
WSLD
XXX
WSLD
WSLD
WSLD
WSLD
CCT
CCT
CCT
CCT
CCT
W1w
WSLD
RG4w
STOP
Citalopram/​

Duloxetine
CCT
WSLD
W7d
W7d
W7d
CCT
WSLD
WSLD
CCT
CCT
CCT
XXX
CCT
CCT
CCT
CCT
CCT
CCT
CCT
RG4w+
Mianserin
CCT
CCT
W7d
W7d
W7d
CCT
CCT
CCT
CCT
CCT
CCT
CCT
XXX
CCT
CCT
CCT
CCT
CCT
CCT
RG4w
Trazodone
CCT
CCT
W7d
W7d
W7d
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
XXX
CCT
CCT
CCT
CCT
CCT
RG4w
Mirtazapine
CCT
CCT
W2w
W2w
W7d
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
XXX
CCT
CCT
CCT
CCT
RG4w
Reboxetine
CCT
CCT
W7d
W7d
W7d
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
XXX
CCT
CCT
CCT
RG4w
Just stopping
Vortioxetine
Agomelatine
Bupropion
Reboxetine
Mirtazapine
Trazodone
Mianserin
Duloxetine
Venlafaxine
Sertraline
Paroxetine
Fluvoxamine
Fluoxetine
Citalopram/​
escitalopram
Moclobemide
Tranylcypromine
Hydrazines
Clomipramine
Table 6.3  (Contd.)
TCAs*
TO
FROM
Bupropion
CCT
CCT
W2w
W2w
W1d
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
XXX
CCT
CCT
RG4w
Vortioxetine
CCT
WSLD
W3w
W3w
W7d
CCT
WSLD
WSLD
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
CCT
XXX
RG1w
Agomelatine
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
W1d
XXX
W1d
STOP
W2w = withdraw and wait 2wks; W3w = withdraw and wait 3wks; W6w = withdraw and wait 6wks; RG4w(+) = reduce gradually over 4wks (or longer); RG1w = reduce gradually over 1wk; 
Key: TCAs* = all TCAs, except clomipramine; CCT = cautious cross-​taper; W1d = withdraw and wait 1 day; W7d = withdraw and wait 7 days; WSLD = withdraw and start at low dose; 
Source: data from from MIMS online: M https://​www.mims.co.uk/​antidepressants-​guide-​switching-​withdrawing/​mental-​health/​article/​882430 [accessed: 12 July 2018].
STOP = no dose tapering required; HDWS = half dose, add new agent, and then withdraw slowly.

Antidepressants
Combining antidepressants
Combinations of antidepressants may be more efficacious than one alone. 
In clinical practice, combinations are not reserved solely for treatment-​
resistant cases (E An approach to treatment-​resistant depression, p. 270), 
but may also help to treat residual symptoms or offset side effects. When 
combining antidepressants, safety is the main priority (even before effi­
cacy)—​there is little point in using theoretically effective (heroic) combin­
ations if the patient cannot tolerate the side effects.
Common problems
 • Combining other antidepressants with MAOIs is especially likely to 
result in SS (E Serotonin syndrome, p. 1022).
 • Combining TCAs and SSRIs may lead to more severe TCA side effects 
due to elevated blood levels secondary to SSRI effects on the P450 2D6 
liver enzyme system, resulting in a blockade of the metabolism of TCAs. 
Low doses of both agents are to be preferred if used together.
 • Combining SSRIs or SSRIs + SNRIs risks SS and should be done only 
with great caution (and explicit informed patient consent).
Common combinations (generally well tolerated)
 • SSRI + trazodone or mirtazapine for those troubled by insomnia but 
who have responded well to the antidepressant effects of the SSRI.
 • Venlafaxine + mirtazapine (as in the STAR*D study; E Box 6.5, p. 271) 
for treatment resistance.
 • Bupropion or mirtazapine + SSRIs or SNRIs to combat sexual 
dysfunction, which can be a consequence of SSRI or SNRI treatment.
The following topics outline the main groups of antidepressants. This in­
formation should be used as a guide, and the clinician is always advised to 
consult manufacturers’ data sheets or more detailed formularies for less 
common problems or specific details of administration.

280
Chapter 6  Depressive illness
Tricyclic antidepressants
(See Table 6.4.)
 • Common mode of action and effects/​side effects:
 •
​ Serotonin/​NA (and DA) reuptake inhibition—​antidepressant effects.
 •
​ Anticholinergic (antimuscarinic—​M1)—​dry mouth, blurred vision, 
constipation, urinary retention, drowsiness, confusion/​memory 
problems (particularly in the elderly), palpitations/​tachycardia.
 •
​ Adrenergic antagonism (α1)—​drowsiness, postural hypotension 
(occasionally syncope), tachycardia, sexual dysfunction.
 •
​ 5-​HT2 antagonism—​anxiolytic, reduced sexual dysfunction, sedation.
 •
​ Antihistaminergic (H1)—​drowsiness, weight gain.
 • Advantages: well-​established efficacy and large literature (in all varieties 
of patient groups); possibly more effective in severe depression; 
low cost.
 • Disadvantages: toxicity in OD; may be less well tolerated than SSRIs; all 
TCAs may slow cardiac conduction and lower seizure threshold.
 • Contraindications: acute MI, heart block, arrhythmias, IHD, severe liver 
disease, pregnancy, and lactation (E Prescribing in pregnancy, p. 1028; 
E Prescribing in lactation, p. 1030; E Prescribing for patients with 
cardiovascular disease, p. 1032; E Prescribing for patients with liver 
disease, p. 1034; E Prescribing for patients with renal impairment, 
p. 1036; E Prescribing for patients with epilepsy, p. 1038).
 • Cautions (E Antidepressants, p. 276): cardiovascular, liver, renal disease; 
endocrine disorders (hyperthyroidism, adrenal tumours, diabetes); 
urinary retention/​prostatic hypertrophy; constipation; glaucoma; 
epilepsy; psychotic disorders; patients with thoughts of suicide; elderly 
(use lower doses).
 • Significant interactions (variable for different agents—​always check data 
sheets): alcohol, anticoagulants, anticonvulsants, antihypertensives, 
antipsychotics, barbiturates, BDZs (rare), cimetidine, digoxin, MAOIs 
(rare), methylphenidate, morphine, SSRIs, smoking.
 • Monitoring: it is good practice to monitor cardiac and liver function, 
U&Es, FBC, and weight during long-​term therapy.

phobic disorders, adjunctive 
treatment of catalepsy (in 
(hospital)
Depression (with anxiety)
300mg
Depression (especially if 
given IV/​IM
Depression, OCD, and 
100–​150mg
150mg
Metabolized to nortriptyline
Depression, nocturnal 
enuresis, chronic pain, 
migraine, insomnia
dose
Notes 

Indications 

narcolepsy)
250mg
Most SSRI-​like of the TCAs. Can be 
maintenance dose
Max daily 
(Prothiaden®)
14–​40
C/​T 25mg
75–​150mg/​day 75–​150mg/​day
225mg 
(divided or just at 
10mg/​day
30–​150mg/​day 
Doxepin
8–​24
C 10/​25/​50/​75mg 75mg/​day
Up to 300mg/​
dose
Usual 
night)
Drug 

Half-​life (hr) 
Formulations 

Usual starting 
just at night)
(divided or 
75mg/​day 
Table 6.4  Tricyclic antidepressants (TCAs)
S 25 or 50mg/​5mL
Amitriptyline
8–​24
T 10/​25/​50mg; 

Clomipramine 17–​28
C 10/​25/​50mg; 
SR 75mg; Inj 

C 25/​50mg; 

12.5mg/​mL
Dosulepin 
Tricyclic antidepressants
C 50mg
75mg/​day
150–​300mg/​day
300mg
May be very sedating
Depression (with anxiety)
S 25mg/​5mL
25mg up to tds 50–​100mg/​day
200mg
Metabolized to desipramine
Depression, nocturnal 
Depression, nocturnal 
sedation needed)
Depression
enuresis
enuresis
(‘therapeutic window’ 50–​150ng/​mL)
Nortriptyline
18–​96
T 10/​25mg
25mg tds
75–​100mg
150mg
Manufacturer recommends plasma 
monitoring in doses <100mg/​day 
S 70mg/​5mL
70mg/​day
70–​210mg/​day
210mg
May be safer in overdose. Least 
pro-​convulsant. Metabolized to 
desipramine
Key: T = tablets; C = capsules; S = oral suspension/​solution; SR = modified-​release capsules; Inj = injectable form.
day (divided if 
<100mg/​day)
Imipramine
4–​18
T 10/​25mg; 

Trimipramine
7–​23
T 10/​25mg; 

Lofepramine
1.6–​5
T 70mg;

282
Chapter 6  Depressive illness
Monoamine oxidase inhibitors and 
reversible monoamine oxidase inhibitors
 • Mode of action:
 •
​ MAOIs: irreversible inhibition of MAO-​A (acts on NA, DA, 5-​HT, and 
tyramine) and MAO-​B (acts on DA, tyramine, phenylethylamine, and 
benzylamine), leading to accumulation of monoamines in the synaptic 
cleft (see Table 6.5).
 •
​ RIMAs: act by reversible inhibition of MAO-​A (Table 6.5).
 • Side effects:
 •
​ Risk of hypertensive crisis due to inhibition of intestinal monoamine 
oxidase, allowing pressor amines to enter the bloodstream (hence 
foods high in tyramine and certain medications should be avoided).
 •
​ Sources of dietary tyramine: cheese (except cottage and cream cheese), 
meat extracts and yeast extracts (including Bovril®, Marmite®, Oxo®, 
and other fermented soya bean extracts), alcohol—​including low-​
alcohol drinks (especially chianti and fortified wines and beers), non-​
fresh fish, non-​fresh poultry, offal, avocado, banana skins, broad bean 
pods, caviar, herring (pickled or smoked).
 •
​ Medications: indirect sympathomimetics (amphetamine, fenfluramine, 
ephedrine, phenylephrine, phenylpropanolamine), cough 
mixtures containing sympathomimetics, nasal decongestants with 
sympathomimetics, levodopa, pethidine, antidepressants [TCAs, 
SSRIs/​SNRIs, mirtazapine, bupropion, St John’s wort (see Box 6.7)]. 
These effects may be less with RIMAs. However, large amounts of 
tyramine-​rich food should be avoided.
 •
​ Other side effects: antimuscarinic actions, hepatotoxicity, insomnia, 
anxiety, appetite suppression, weight gain, postural hypotension, ankle 
oedema, sexual dysfunction, possible dependency.
 • Indications: usually used as second-​line therapy for treatment-​resistant 
depression (particularly atypical symptoms)/​anxiety disorders (with or 
without panic attacks).
 • Cautions: cardiovascular disease, hepatic failure, poorly controlled 
hypertension, hyperthyroidism, porphyria, phaeochromocytoma.
 • Advantages: well-​established efficacy in a broad range of affective and 
anxiety disorders.
 • Disadvantages: dietary restrictions and drug interactions (less so with 
RIMAs).
 • Other significant drug interactions (variable for MAOIs vs RIMAs—​always 
check data sheets): antidiabetics, antiepileptics, antihypertensives, 
antipsychotics, barbiturates, BDZs, β-​blockers, buspirone, cimetidine, 
dopaminergics (selegiline), dextromethorphan, mazindol, pethidine, 
morphine, 5-​HT1 agonists (rizatriptan, sumatriptan), tetrabenazine.

Possible hyponatraemia. ‘Cheese 
(Manerix®)
RIMA
1–​2
T 150mg
150mg bd
150–​600mg/​day
600mg/​day
May be used for social phobia. 
10–​40mg/​day
60mg/​day
Hydrazine derivative—​less 
90mg/​day)
Hydrazine derivative—​less 
reaction’ least likely
Most stimulant of 
stimulating
stimulating
dose
Max daily dose 

Notes 

day to 15mg qds
60mg/​day (hospital 
Tranylcypromine
MAOI
2.5
T 10mg
10mg bd
10mg/​day
30mg/​day 
dose
Usual maintenance 
Phenelzine (Nardil®) MAOI
1.5
T 15mg
15mg tds
15mg every other 
(divided or single 
(hr)
Formulations 
 Usual starting 
Isocarboxazid
MAOI
T 10mg
30mg/​day 
daily dose)
Drug 

Class 
 Half-​life 
Table 6.5  MAOIs and RIMAs
Moclobemide 
MAOI AND RIMA
Do not give after 3 p.m. i risk of 
MAOIs   (amphetamine-​related). 
significant interactions
(or greater if 
supervised)
Key: T = tablets.

284
Chapter 6  Depressive illness
Box 6.7  St John’s wort (SJW, Hypericum perforatum)
Considered a first-​line antidepressant in many European countries (and 
recently becoming popular in the USA); not yet in the UK. May be ef­
fective for mild to moderate depressive symptoms.1
 • Mode of action: recent research suggests it may act as a weak SSRI 
(and/​or NARI/​MAOI).
 • Usual dose: 300mg tds (with food to prevent GI upset).
 • Notable interactions: anticoagulants (especially warfarin), 
antidepressants (risk of serotonin syndrome; E Serotonin syndrome, 
p. 1022), antiepileptics, antivirals, barbiturates, ciclosporin, digoxin, 
5-​HT1 agonists (rizatriptan, sumatriptan), oral contraceptives, 
theophylline.
1 Linde K, Berner MM, Kriston L (2008) St John’s wort for major depression. Cochrane Database 
Syst Rev 4:CD000448.

285
MAOI AND RIMA

286
Chapter 6  Depressive illness
Selective serotonin reuptake inhibitors
 • Common mode of action and effects/​side effects: serotonin reuptake 
inhibition (leads to i 5-​HT in synaptic cleft; see Table 6.6).
 •
​ 5-​HT1A agonism—​antidepressant, anxiolytic, anti-​obsessive, anti-​
bulimic effects.
 •
​ 5-​HT2 agonism—​agitation, akathisia, anxiety/​panic, insomnia, sexual 
dysfunction.
 •
​ 5-​HT3 agonism—​nausea, GI upset, diarrhoea, headache.
 • Advantages: ease of dosing; may be better tolerated than TCAs—​less 
cardiotoxic; fewer anticholinergic side effects; low toxicity in OD.
 • Disadvantages: commonly cause nausea and GI upset, headache, 
restlessness, and insomnia; may be less effective for severe depressive 
episodes; problems on discontinuation (E Antidepressant 
discontinuation syndrome, p. 1024).
 • Contraindications: manic episode, concomitant use of MAOIs.
 • Cautions (E Antidepressants, p. 276): variable and significant inhibitory 
effects on hepatic P450 (particularly CYP2D6) enzymes. Hence, take 
care when co-​prescribing with drugs that undergo extensive liver 
metabolism and have a narrow therapeutic range.
 • Significant interactions (variable for different agents—​always check 
data sheets): alcohol, anticoagulants, anticonvulsants, antipsychotics, 
BDZs, β-​blockers, bupropion, buspirone, cimetidine, cyproheptadine, 
hypoglycaemics, lithium, methadone, MAOIs, morphine, smoking, 
TCAs, theophylline, warfarin.

Selective serotonin reuptake inhibitors
Table 6.6  Selective serotonin reuptake inhibitors (SSRIs)
Drug 
Half-​life 
(hr)
Formulations 
Usual starting 
dose
Usual maintenance 
dose
Max daily 
dose
Notes 
Indications 
Citalopram 
(Cipramil®)
T 10/​20/​40mg; 
S 40mg/​mL
20mg od (10mg 
for panic, 
increase slowly)
20–​60mg od
60mg
Least likely to interact with 
other drugs. Less likely to 
reduce seizure threshold 
(caution)
Depression, panic disorder 
(with or without agoraphobia)
Escitalopram 
(Cipralex®)
T 5/​10/​20mg; 
S 10mg/​mL
10mg od (5mg 
for panic, 
increase slowly)
5–​20mg od
20mg
Active enantiomer of 
citalopram
Depression, panic disorder 
(with or without agoraphobia), 
social anxiety
Fluoxetine 
(Prozac®, 
Oxactin®, 
Olena®, Prozep®)
24–​140
C 20/​60mg; 
S 20mg/​5mL
20mg od
20–​60mg od
60mg
Most alerting. May cause 
weight loss
Depression (with or without 
anxiety symptoms), OCD, 
bulimia nervosa, PMDD
Fluvoxamine 
(Faverin®)
13–​22
T 50/​100mg
50–​100mg od
100–​300mg 
(if <150mg, in 
divided doses)
300mg
Moderately sedating
Depression, OCD
Paroxetine 
(Seroxat®)
10–​24
T 20/​30mg; 
S 20mg/​10mL
20mg od (10mg 
for panic, 
increase slowly)
20–​50mg od
50mg
Most anticholinergic. 
Withdrawal syndrome may 
be more frequent. May be 
sedating
Depression (with or without 
anxiety), OCD, panic disorder 
(with or without agoraphobia), 
social phobia, PTSD, GAD
Sertraline 
(Lustral®)
25–​36
T 50/​100mg
50mg (25mg for 
PTSD, increase 
slowly)
50–​200mg od
200mg
Moderately alerting. Fewer 
drug interactions, but 
caution still necessary
Depression (with or without 
anxiety), OCD, PTSD
Key: T = tablets; C = capsules; S = oral suspension/​solution.

288
Chapter 6  Depressive illness
Other antidepressants 1
Serotonin/​noradrenaline reuptake inhibitors
 • Mode of action: 5-​HT and NA reuptake inhibition.
 • Common adverse effects: nausea, GI upset, constipation, loss of appetite, 
dry mouth, dizziness, agitation, insomnia, sexual dysfunction, headache, 
nervousness, sweating, weakness.
Venlafaxine (Efexor®, Alventa®, Depeflex®, Politid®, Sunveniz®, Tonpular®, 
Venaxx®, Vencarm®, Venlablue®, Venladex®, Venlalic®, Venlasov®, 
Vensir®,Venzip®, Viepax®)
 • Half-​life: 1–​2hrs; peak plasma concentration 5hrs [10hrs for 
metabolite: desmethylvenlafaxine (Pristiqs®—​licence in the USA for 
depression, anxiety, and menopausal symptoms, 2008; not licensed in 
the UK yet)].
 • Formulations: 37.5/​75mg tablets (MR 75/​150mg capsules; 75/​150/​
225mg tablets).
 • Indications: depression, GAD, social anxiety.
 • Usual dose: depression—​37.5mg bd (or 75mg od of MR form), i if 
necessary after at least 2wks to max 375mg/​day. Severe depression—​
begin at 150mg/​day, increasing by 75mg every few days to max dose 
375mg/​day. GAD and social anxiety—​75mg od (i 2-​weekly to max 
225mg/​day).
 • Advantages: variable pharmacological profile over dose range; possibly 
more rapid onset of action than other antidepressants; available in 
controlled-​release form, allowing od administration.
 • Disadvantages: moderate to high doses less well tolerated; need 
to monitor BP at doses over 200mg; troublesome side effects; 
discontinuation effects common.
Duloxetine (Cymbalta®, Yentreve®, Depalta®, Duciltia®)
 • Half-​life: 8–​17hrs; peak plasma concentration 6hrs.
 • Formulations: 30/​60mg capsules.
 • Cautions: potential hepatotoxicity (i.e. cases of severe elevations of 
liver enzymes or liver injury with a hepatocellular, cholestatic, or mixed 
pattern have been reported); also caution in glaucoma secondary to 
mydriasis.
 • Indications: depression, GAD, diabetic neuropathy, stress urinary 
incontinence.
 • Usual dose: depression 60mg od; GAD start with 30mg od, increasing, 
as necessary, to max 120mg/​day; diabetic neuropathy 60–​120mg/​day 
(divided doses); stress urinary incontinence 20–​40mg bd.
 • Advantages: as for venlafaxine, but no controlled-​release form available. 
May have utility in treating chronic pain and urinary incontinence.
 • Disadvantages: dose-​dependent elevations in BP require monitoring; 
discontinuation effects common. (Note: little evidence that doses 
>60mg/​day confer any additional benefit in depression.)

Other antidepressants 1
Tetracyclic antidepressants
Mianserin
 • Mode of action: similar to TCAs, but with fewer anticholinergic side 
effects.
 • Half-​life: 12–​29hrs; peak plasma concentration 1–​3hrs.
 • Formulations: 10/​30mg tablets.
 • Indications: depression, particularly if sedation required.
 • Common adverse effects: as for TCAs, but fewer cardiovascular 
problems, blood dyscrasias more common (especially elderly—​FBC 
recommended 4-​weekly for first 3mths of treatment, thereafter 3-​ to 6-​
monthly; stop treatment and check FBC if fever, sore throat, stomatitis, 
or other signs of infection develop), jaundice, arthritis, arthralgia.
 • Usual dose: 30–​40mg (elderly 30mg) daily in divided doses or as a single 
night-​time dose, i gradually as necessary; usual range 30–​90mg/​day.
 • Advantages: better side effect profile than some TCAs (e.g. 
cardiotoxicity), sedating (which may be a desirable effect).
 • Disadvantages: idiosyncratic adverse effects.
Serotonin antagonists/​reuptake inhibitors
Trazodone (Molipaxin®)
 • Mode of action:
 •
​ 5-​HT1A/​1C/​2A antagonism—​sedating/​anxiolytic, less sexual dysfunction.
 •
​ 5-​HT agonism through the active metabolite (m-​chlorophenylpiperazine)—​
antidepressant effect.
 •
​ α1 antagonism—​orthostatic hypotension.
 •
​ H1 antagonism—​sedation and weight gain.
 • Common adverse effects: sedation; orthostatic hypotension; otherwise 
similar to TCAs (but less anticholinergic and cardiotoxic); rarely priapism 
(discontinue immediately; see E Priapism, p. 1008).
 • Half-​life: 3–​7hrs; peak plasma concentration 0.5–​2hrs.
 • Formulations: 50/​100mg caps; 150mg tablets; liquid 50mg/​5mL.
 • Indications: depression (especially with insomnia), anxiety disorders.
 • Usual dose: 150mg/​day (as divided dose or just at night), i to 300mg/​
day (max dose 600mg/​day in divided doses—​in hospital). For anxiety, 
start at 75mg/​day—​max 300mg/​day.
 • Advantages: sedation (may be used in low doses as an adjunct to other 
less sedating antidepressants or to counter sexual dysfunction), safer 
than TCAs in epilepsy.
 • Disadvantages: higher doses necessary for antidepressant effects may 
not be tolerated.

290
Chapter 6  Depressive illness
Other antidepressants 2
Noradrenergic and specific serotonergic antidepressants
Mirtazapine (Zispin SolTab®)
 • Mode of action:
 •
​ α2 antagonism—​increases 5-​HT and NA release (antidepressant).
 •
​ α1 antagonism—​orthostatic hypotension.
 •
​ M1 antagonism—​anticholinergic side effects.
 •
​ 5-​HT2A/​C antagonism—​sedating/​anxiolytic, less sexual dysfunction.
 •
​ 5-​HT3 antagonism—​reduced nausea/​GI upset.
 •
​ H1 antagonism—​sedation and weight gain.
 • Common adverse effects: sedation (greater at lower doses), i appetite, 
weight gain. Less common: transaminase elevation, jaundice, oedema, 
orthostatic hypotension, tremor, myoclonus, blood dyscrasias (rare 
agranulocytosis—​if a patient develops sore throat, fever, stomatitis, or 
signs of infection accompanied by neutropenia, discontinue medication 
and closely monitor the patient).
 • Half-​life: 20–​40hrs; peak plasma concentration 1–​3hrs.
 • Formulations: 15/​30/​45mg tablets/​orodispersible tablets; oral solution 
15mg/​mL.
 • Indications: depression (with anxiety, agitation, insomnia, weight loss).
 • Usual dose: 15–​30mg nocte, i if necessary to max 45mg/​day (divided 
dose or just at night).
 • Advantages: low toxicity in OD, less sexual dysfunction and GI upset.
 • Disadvantages: weight gain, sedating effects may be lost at higher doses 
(may be used to advantage).
Noradrenergic and dopaminergic reuptake inhibitors
Bupropion (Zyban®)
 • Mode of action: NA and DA reuptake inhibition.
 • Common adverse effects: agitation/​insomnia, dry mouth, GI upset 
(nausea, vomiting, abdominal pain, constipation), hypertension 
(especially if also using nicotine patches), risk of seizures (0.4%), taste 
disturbance.
 • Half-​life: 3–​16hrs (12–​38hrs active metabolite hydroxybupropion); peak 
plasma concentration 4hrs.
 • Formulations: 150mg MR.
 • Indications: depression (with marked psychomotor retardation or 
hypersomnia; SAD), but only licensed in the UK for treatment of 
nicotine dependence (and possibly withdrawal from other stimulants); 
may be useful in adult/​child ADHD (unlicensed).
 • Usual dose: 150mg od; i after 6 days to 150mg bd (max 300mg/​day), 
max single dose 150mg, minimum of 8hrs between doses (maximum 
duration of treatment for nicotine dependence 7–​9 wks).
 • Advantages: unusual mode of action; alerting effects may be useful for 
patients with symptoms of fatigue or hypersomnia; may help treat 
impulse disorders/​addictions when used primarily as an antidepressant.
 • Disadvantages: possible seizure induction, hypersensitivity reactions 
(rare but may be severe).

Other antidepressants 2
Noradrenaline reuptake inhibitors
Reboxetine (Edronax®)
 • Mode of action: NA reuptake inhibition.
 • Common adverse effects: insomnia, sweating, postural hypotension/​
dizziness, tachycardia, sexual dysfunction, dysuria, urinary retention, dry 
mouth, constipation, hypokalaemia if used long term in the elderly.
 • Half-​life: 13hrs; peak plasma concentration 2hrs.
 • Formulations: 4mg tablets (scored).
 • Indications: depression (particularly with atypical features).
 • Usual dose: 4mg bd, i after 3–​4wks to 10mg/​day in divided doses (max 
12mg/​day).
 • Advantages: novel mode of action; alerting effects may be useful for 
patients with symptoms of fatigue or hypersomnia; may improve social 
functioning; relatively safe in OD.
 • Disadvantages: mainly due to adverse effects.
Psychedelics
(See Box 6.8.)
Box 6.8  Psychedelics for mood disorders?
Psychedelic drugs, such as LSD and psilocybin, were extensively used in 
the treatment of mood disorders and other psychiatric conditions before 
their prohibition in the late 1960s. A recent systematic review of pub­
lished clinical treatment studies for mood disorders, while highlighting the 
methodological shortcomings of such other publications, did find clear 
evidence of clinician-​judged improvement after treatment with psyche­
delics in 79.2% of participants.1 At the very least, there are reasonable 
grounds for further investigations using more robust methodologies. In 
one recently completed pilot study in the UK,2 psilocybin was tested with 
psychological support for treatment-​resistant depressive disorder. After 
a single 25mg dose of psilocybin, depressive symptoms were markedly 
reduced at 1wk and 3mths, with marked and sustained improvements 
in anxiety and anhedonia. Another study giving psilocybin to cancer pa­
tients3 found marked improvements in both clinician-​ and self-​rated meas­
ures of depressed mood and anxiety, along with increases in quality of life, 
life meaning, and optimism and decreases in death anxiety that were sus­
tained at 6-​mth follow-​up. The degree of mystical-​type psilocybin experi­
ence on the session day correlated with positive therapeutic outcomes.
1 Rucker JJ, Jelen LA, Flynn S, Frowde KD, Young AH (2016) Psychedelics in the treatment of 
unipolar mood disorders: a systematic review. J Psychopharmacol 30:1220–​9.
2 Carhart-​Harris RL, Bolstridge M, Day CMJ, et al. (2016) Psilocybin with psychological support 
for treatment-​resistant depression: an open-​label feasibility study. Lancet Psychiatry 3:619–​27.
3 Griffiths RR, Johnson MW, Carducci MA, et al. (2016) Psilocybin produces substantial 
and sustained decreases in depression and anxiety in patients with life-​threatening cancer: a 
randomized double-​blind trial. J Psychopharmacol 30:1181–​97.

292
Chapter 6  Depressive illness
Other antidepressants 3
Melatonin agonist and specific serotonin antagonists 
(MaSSAs)
Agomelatine (Valdoxan®)
 • Mode of action:
 •
​ MT1/​MT2 melatonin agonism—​may promote sleep;
 •
​ 5-​HT2C antagonism—​may increase NA and DA in the frontal cortex.
 • Common adverse effects: nausea, dizziness, headache, somnolence, 
insomnia, migraine, diarrhoea, constipation, upper abdominal pain, 
sweating, back pain, fatigue, anxiety, raised serum transaminases. Less 
common: paraesthesiae, blurred vision, eczema. Rare: hepatitis, rash, 
suicidal behaviour.
 • Half-​life: 1–​2hrs (no major active metabolites); peak plasma 
concentration 1–​2hrs.
 • Formulations: 25mg coated tablet.
 • Indications: depression (with initial insomnia).
 • Usual dose: 25mg nocte, i if necessary after 2wks to 50mg nocte.
 • Advantages: unusual mode of action, possibly useful if there is significant 
sleep–​wake disturbance, well tolerated—​no known discontinuation 
symptoms, sexual side effects, weight gain, or cardiac effects.
 • Disadvantages: need to check liver function before starting and 
afterwards (recommended: 6, 12, 24wks).
Serotonin modulator and stimulators (SMS)
Vortioxetine (Brintellex®)
 • Mode of action:
 • Inhibition of serotonin reuptake transporter.
 • 5-​HT1A agonist.
 • 5-​HT3, 5-​HT1D, 5-​HT7 antagonist.
 •
​ 5-​HT1B partial agonist.
 • Common adverse effects: nausea, vomiting, constipation, headache, 
dry mouth.
 • Half-​life: 766hrs (no major active metabolites); peak plasma 
concentration 7–​11hrs.
 • Formulations: 5mg, 10mg, 20mg tablets.
 • Indications: depression.
 • Usual dose: 10mg mane, i if necessary to 20mg mane; maintenance 
5–​20mg daily.
 • Advantages: similar efficacy to other antidepressants, well tolerated, 
reduced risk of weight gain and sexual dysfunction. Possibly cognitive 
enhancing.
 • Disadvantages: high rates of nausea. Therapeutic role remains to 
be established, as just launched in the UK in 2015 (in the USA and 
European Union in 2013); M https://​www.nice.org.uk/​guidance/​
ta367/​chapter/​1-​Guidance [accessed 20 June 2018].

Other antidepressants 3
The future
(See Box 6.9.)
Box 6.9  Antidepressants of the future
While there are a number of SNDRIs (‘triple reuptake inhibitors’) in 
development [e.g. tedatioxetine (Lu AA24530) (Lundbeck/​Takeda), 
ansofaxine (LY03005) (Luye America Pharmaceuticals), amitifadine 
(DOV-​21,947 or EB-​1010) (Euthymics Bioscience)], there is a lot of an­
ticipation around a new class of antidepressants—​the NMDA receptor 
modulators (NRMs). Early work with ketamine1 has suggested that these 
drugs may be neuroprotective, have minimal side effects, and even treat 
depression within 24hrs of administration.
Not surprisingly, many drug companies have an NRM in development 
[e.g. AV-​101 (VistaGen Therapeutics), AVP-​786 (Avanir Pharmaceuticals), 
AZD-​6423 (AstraZeneca), CERC-​301 (Cerecor), esketamine (intra-​nasal 
ketamine) (Janssen Pharmaceuticals), NRX-​1074 and rapastinel (GLYX-​
13) (Naurex)].
Other non-​monoaminergic drugs in the pipeline include: mifepristone 
(RU-​486) (Corcept Therapeutics) for psychotic depression which acts 
by modulating activity within the HPA axis of the brain; LY2940094 (Eli 
Lilly) that acts as nociception (NOC) antagonist; ALKS-​5461 (Alkermes) 
that targets opioid receptors; strada (MSI-​195 or ademetionine) (MSI 
Methylation Sciences) which is a form of the amino acid methionine and 
acts by modulating cytokines through promoting methylation; and NSI-​
189 (NeuralStem) that stimulates neurogenesis within the hippocampus.
1 Malhi GS, Byrow Y, Cassidy F, et al. (2016) Ketamine: stimulating antidepressant treatment? 
BJPsych Open 2:e5–​9.

294
Chapter 6  Depressive illness
ECT 1: background
Electroconvulsive therapy
A highly effective (if controversial) treatment for depression (particularly 
with psychotic symptoms). May act more rapidly than antidepressant medi­
cation. Advances in brief anaesthesia and neuromuscular paralysis, intro­
duction of brief-​pulse ECT machines, and use of EEG monitoring have led 
to improved safety and tolerability. Decline in the use of ECT reflects the in­
fluence of non-​evidence-​based factors, rather than being an indicator of its 
efficacy (see Box 6.10). Over the last 20yrs, there have been active efforts 
to improve standards of delivery, education, and training. These are set out 
clearly in recent APA and Royal College of Psychiatrists publications.18,19 
ECT clinics in England and Wales, Northern Ireland, and the Republic of 
Ireland are accredited by Electroconvulsive Therapy Accreditation Service 
(ECTAS) and in Scotland by Scottish ECT Accreditation Network (SEAN).20
Does ECT actually work?
A comprehensive meta-​analysis of all ECT studies in depression21 found:
 • ECT vs all placebo (n = 523): odds ratio (OR) 4.77 [95% confidence 
interval (CI): 2.39–​9.49].
 • ECT vs sham ECT (n = 245): OR 2.83 (95% CI: 1.30–​6.17).
 • ECT vs pill placebo (n = 266): OR 11.08 (95% CI 3.10–​39.65).
 • ECT vs antidepressants (n = 892): OR 3.72 (95% CI 2.60–​5.32).
Mode of action
Controversial therapy needs a sound evidence base. Presuming ignorance 
(‘we don’t really know how it works, but it does . . . ’) ignores real progress 
in our understanding of ECT.
 • Rejected theories: psychoanalytical views of ECT efficacy as due to ‘fear’, 
‘regression’, or ‘punishment’; brain injury theory (E Box 6.12, p. 309); 
amnestic theory—​ECT has some effects on cognitive function (E ECT 
6: side effects and other specific problems, p. 308), but it is not the 
primary mode of action.
 • Anticonvulsant/​altered functional activity theory: ECT acts as a powerful 
anticonvulsant (increases seizure threshold, delta activity, and inhibitory 
transmitters, e.g. GABA and opioids), causing a reduction in functional 
activity within, and in connectivity between, specific brain regions 
related to the therapeutic response (regional cerebral blood flow/​
glucose metabolism show reduction in anterior frontal regions post-​
ictally and for weeks to months after, associated with better outcomes 
and correlating with raised seizure threshold).
18  American Psychiatric Association (2001) The Practice of Electroconvulsive Therapy: Recommendations 
For Treatment, Training and Privileging, 2nd edn. Washington, DC: American Psychiatric Association.
19  Royal College of Psychiatrists (2005) The ECT Handbook, 2nd edn. The third report of the Royal 
College of Psychiatrists’ Special Committee on ECT (Council Report CR128). London: Royal College 
of Psychiatrists.
20  ECTAS is the Royal College of Psychiatrists’ ECT Accreditation Service, M https://​www.rcpsych.
ac.uk/​improving-​care/​ccqi/​quality-​networks-​accreditation/​ectas [accessed 24 January 2019]; SEAN 
is the Scottish ECT Accreditation Network, M http://​www.sean.org.uk/​ [accessed 20 June 2018].
21  Pagnin D, de Queiroz V, Pini S, et al. (2004) Efficacy of ECT in depression: a meta-​analytic review. 
J ECT 20:13–​20.

ECT 1: background
 • Anti-​delirium/​restorative sleep theory: ECT does lead to EEG changes (e.g. 
i delta activity with greater amplitude and reduced frequency) similar 
to those seen in normal sleep and correlated with clinical improvement. 
Whether this is a therapeutic action or an (albeit important) 
epiphenomenon is not certain.
 • Neurochemical theories: despite the fact that neurochemical explanations 
have been advocated for explaining how ECT works, supporting 
evidence comes from pre-​clinical and animal work. Preliminary human 
studies support a role for DA and GABA/​glutamate.
 • Neuroendocrine theory: it is proposed that ECT works by correcting 
a dysregulation of neuropeptides through diencephalic stimulation. 
Studies have found ECT enhances the production and release of several 
neuropeptides (e.g. TRH, prolactin, corticotropin, cortisol, oxytocin, 
vasopressin, β-​endorphin, and, less consistently, GH). However, 
these changes could be non-​specific effects of stress/​seizure, and not 
necessarily the therapeutic effect of ECT.
 • Other (speculative): neurogenesis—​the animal model of ECT has 
been shown to promote neurogenesis in non-​human primates; 
gene transcription—​the likelihood of remission with ECT in patients 
with treatment-​resistant depression has been associated with two 
polymorphisms related to DA metabolism in the prefrontal cortex; 
brain-​derived neurotrophic factor (BDNF)—​preliminary evidence suggests 
serum BDNF concentrations increase after ECT.
Box 6.10  ECT: an historical perspective
The use of convulsive treatments for psychiatric disorders originated with 
the clinical observation of apparent antagonism between schizophrenia 
(then dementia praecox) and epilepsy. Patients who had a seizure were 
relieved of their psychotic symptoms, and Meduna noted i glial cells in 
the brains of patients with epilepsy, compared with reduced numbers in 
those with schizophrenia. In 1934, he induced a seizure with an injec­
tion of camphor-​in-​oil in a patient with catatonic schizophrenia and con­
tinued this treatment every 3 days. After the fifth seizure, the patient was 
able to talk spontaneously and began to eat and care for himself for the 
first time in 4yrs, making a full recovery with three further treatments. 
Chemically induced convulsive treatments using camphor or metrazol 
(pentylenetetrazol) became accepted for the treatment of schizophrenia 
but had problems. Cerletti and Bini introduced the use of ‘electric shock’ 
to induce seizures in 1938, a method that became the standard. Initially, 
ECT was unmodified (i.e. without anaesthetic or muscle relaxant), but 
because of frequent injury, curare was first used as a muscle relaxant in 
the 1940s, followed by succinylcholine in the 1950s. Advances in brief 
anaesthesia mean the current procedure is much safer and recovery 
more rapid. Indications have also changed, with the majority of patients 
receiving ECT for severe depressive illness, although it is also effective in 
other conditions (E ECT 2: indications, contraindication, and consider­
ations, p. 296).
Further reading: Shorter E, Healy D (2007) Shock Therapy: A History of Electroconvulsive 
Treatment in Mental Illness. Piscataway Township: Rutgers University Press.

296
Chapter 6  Depressive illness
ECT 2: indications, contraindications, 
and considerations
Indications
(See Box 6.11.)
 • Depressive episode: severe episodes, need for rapid antidepressant 
response (e.g. due to failure to eat or drink in depressive stupor; high 
suicide risk), failure of drug treatments, inability to tolerate side effects 
of drug treatment (e.g. puerperal depressive disorder, E Disorders 
related to childbirth, p. 494), previous history of good response to ECT, 
patient preference.
 • Other indications: treatment-​resistant psychosis and mania (50–​60% 
effective), schizoaffective disorder (E Disorders related to 
schizophrenia, p. 228), catatonia (E The catatonic patient, p. 1054), 
neuroleptic malignant syndrome (NMS) (E Neuroleptic malignant 
syndrome, p. 1018), neurological crises (e.g. extreme Parkinsonian 
symptoms: on–​off phenomena), intractable seizure disorders (acts to 
raise seizure threshold).
Contraindications
There are no absolute contraindications. Where possible, use of ECT 
should be limited for patients with cerebral aneurysm, recent MI, car­
diac arrhythmias, intracerebral haemorrhage, acute/​impending retinal 
detachment, phaeochromocytoma, high anaesthetic risk, and unstable 
vascular aneurysm/​malformation (E ECT 5:  further notes on treat­
ment, p. 304).
Box 6.11  NICE Technology Appraisal 59 for ECT
Guidance on the use of electroconvulsive therapy (May 2003)
ECT is used only to achieve rapid and short-​term improvement of se­
vere symptoms after an adequate trial of other treatment options has 
proven ineffective and/​or when the condition is considered to be life-​
threatening in individuals with severe depressive illness, catatonia, or pro­
longed or severe manic episode . . . The current state of the evidence did 
not allow general use of ECT in the management of schizophrenia to be 
recommended . . . ECT is not recommended as a maintenance therapy in 
depressive illness because the longer-​term benefits and risks of ECT have 
not been clearly established . . . The decision as to whether ECT is clinic­
ally indicated should be based on a documented assessment of the risks 
and potential benefits to the individual, including: risks associated with the 
anaesthetic, contemporaneous comorbidities, anticipated adverse events, 
particularly cognitive impairment, and risks of not having the treatment.
Source: data from M https://​www.nice.org.uk/​Guidance/​ta59 [accessed 20 June 2018].

297
INDICATIONS, CONTRAINDICATIONS, AND CONSIDERATIONS
Other considerations
 • Time-​limited action: benefit from ECT tends to dissipate after a couple 
of weeks. There is a need for a clear maintenance plan to be in place 
before the course of ECT finishes. ECT should not be considered 
the only treatment—​except in very rare cases when continution/​
maintenance treatment is indicated (E ECT 5: further notes on 
treatment, p. 304).
 • Consent (E Capacity and consent, p. 856): guidelines on ECT vary 
between legislatures concerning the use of capacity legislation/​Mental 
Health Act (MHA). Decisions rest on assessment of capacity, informal/​
formal status, active (or advance statement) refusal, and the potential as 
a lifesaving intervention.
 • Side effects: ECT does cause potential side effects (E ECT 6: side 
effects and other specific problems, p. 308), and administration of ECT 
will always be a balance of risk and benefit. Of particular note is the 
potential to cause cognitive problems (E ECT 6: side effects and other 
specific problems, p. 308), and this may dictate electrode positioning 
(see Fig. 6.2). (See Table 6.7 for the effects of psychiatric drugs on ECT.)

298
Chapter 6  Depressive illness
immediately before ECT (rule of thumb at 
addition of antidepressant towards end of 
Do not suddenly stop—​safely reduce to 
minimum dose. Prophylaxis may require 
Lowest dose possible. Do not give 
least 3hrs pre-​ECT for last dose)
methods)
Not contraindicated during ECT
ECT course (inform ECT team)
Drug class
Notes
Considerations
Recommendations
methods). Problems reported more for 
hypnotics. Do not suddenly stop if well 
ECT. Make seizures less likely
Avoid, if possible. Consider non-​BDZ 
Use low initial stimulus (dose titration 
Use low initial stimulus (dose titration 
established
SSRIs
Lithium
Reduces seizure threshold. May prolong 
ECT. Reported prolongation of seizures 
Benzodiazepines
May reduce antidepressant efficacy of 
Antidepressants
May augment antidepressant effect of 
seizures. May increase post-​ictal 
confusion (case reports only)
Table 6.7  Psychiatric drugs and ECT
and tardive seizures
stop. If a mood stabilizer, continue initially and 
only reduce if seizure induction is problematic
If prescribed for epilepsy, continue—​do not 
methods)
Clozapine should be withheld 12hrs before 
any anaesthetic and restarted once fully 
recovered
Anticonvulsants
Raise seizure threshold
Clarify if drug is for treatment of epilepsy 
or as a mood stabilizer. Higher doses of 
Use low initial stimulus (dose titration 
ECT may be necessary
Note: ensure the anaesthetist is fully informed of all medications the patient is currently taking.
Concerns about clozapine (case reports 
of prolonged and tardive seizures) may 
Antipsychotics
All tend to reduce seizure threshold. 
be overstated

299
INDICATIONS, CONTRAINDICATIONS, AND CONSIDERATIONS

300
Chapter 6  Depressive illness
ECT 3: work-​up and administration
ECT work-​up
 • Ensure full medical history and current medication are noted on the 
ECT recording sheet.
 • Also note any relevant findings from the physical examination.
 • Ensure recent routine blood results are available (FBC, U&Es, any other 
relevant investigations).
 • If indicated, arrange a pre-​ECT CXR and/​or ECG.
 • Ensure ECT is prescribed correctly.
 • Inform the anaesthetic team of the proposed ECT.
 • Inform the ECT service of the proposed ECT.
 • Ensure the patient is aware of the usual procedure and when treatment 
is scheduled.
 • Ensure the consent form has been signed.
Pre-​ECT checks
 • Check the patient’s identity.
 • Check the patient is fasted (for 8hrs) and has emptied their bowels and 
bladder prior to coming to the treatment room.
 • Check the patient is not wearing restrictive clothing and jewellery/​
dentures have been removed.
 • Consult the ECT record of previous treatments (including anaesthetic 
problems).
 • Ensure the consent form is signed appropriately.
 • Check no medication that might increase or reduce the seizure 
threshold has been recently given.
 • Check the ECT machine is functioning correctly.
 • Ensure dose settings are correct for the specific patient.
Administration of anaesthetic
 • Establish IV access.
 • Attach monitoring (pulse oximetry, BP, EEG, EMG).
 • Ventilate the patient with pure O2 via a face mask.
 • Give a short-​acting anaesthetic, followed by a muscle relaxant.
 • Hyperventilation with O2 is sometimes used to augment seizure activity.
 • Insert a bite-​block between the patient’s teeth to protect the tongue and 
teeth from jaw clenching (due to direct stimulation of masseter muscles).
Administration of ECT
 • Apply electrodes to the scalp (see Fig. 6.2 for positioning).
 • Test for adequate contact between the electrodes and the scalp prior to 
treatment (‘self-​test’ function on the ECT machine).
 • Administer the dose.
 • Monitor the length of seizure (E ECT 4: notes on treatment, p. 302).
 • Record the dose, seizure duration, and any problems on the ECT record 
(and ensure the anaesthetic administration is also recorded).
 • Transfer the patient to recovery.
Recovery
 • Ensure that there is an adequate airway.
 • Monitor the patient’s pulse and BP until stable.

ECT 3: work-up and administration
 • There should be continuous recovery nurse presence and observation 
until the patient is fully orientated.
 • Maintain IV access until able to leave recovery.
Bilateral ECT (BECT): one electrode is applied to each side of the head. This 
positioning is also referred to as bitemporal ECT or bi-​frontotemporal 
ECT. The centre of the electrode on the left (L) and the right (R1) should 
be 4cm above, and perpendicular to, the midpoint of a line between the 
lateral angle of the eye and the external auditory meatus.
Unilateral ECT (UECT): the electrodes are applied to the same ‘non-​
dominant’ hemisphere (which is usually the right-​hand side). The first elec­
trode (R1) is in the same position as before, but the second electrode (R2) is 
applied over the parietal surface of the scalp. The exact position on the parietal 
arc is not crucial; the aims are to maximize the distance between the electrodes 
to reduce shunting of electrical current and to choose a site on the arc where 
the electrode can be applied firmly and flat against the scalp. The position illus­
trated in Fig. 6.2 is also known as the ‘temporo-​parietal’ or ‘d’Elia’ positioning.
Bilateral or unilateral electrode placement?
Local ECT policy may vary, but the usual reasons for using unilateral/​bilat­
eral electrode placement are:22
 • BECT: speed of response is a priority, previous failure of UECT, previous 
good response without significant memory problems to BECT.
 • UECT: speed of response less important, previous good response 
to UECT, minimizing memory problems is a priority, e.g. cognitive 
impairment already present.
Electrodes
positioned on the
same point on both sides
Bilateral or bitemporal placement
Unilateral placement
4cm
Non-dominant
hemisphere
Midpoint
Fig. 6.2  ECT: electrode placement.
22  Kellner CH, Knapp R, Husain MM, et al. (2010) Bifrontal, bitemperal and right unilateral electrode 
placement in ECT: randomised trial. Br J Psychiatry 196:226–​34.

302
Chapter 6  Depressive illness
ECT 4: notes on treatment
2 Ensure you have had adequate training and supervision before independ­
ently administering ECT.23
Energy dosing
Because the higher the stimulus used, the greater the likelihood of transient 
cognitive disturbance, and because once the current is above the seizure 
threshold, further increases only contribute to post-​ECT confusion, there 
are a number of dosing strategies used. Local policy and the type of ECT ma­
chine used will dictate which method is preferred. For example:
 • Dose titration: the most accurate method, delivering the minimum 
stimulus necessary to produce an adequate seizure, and therefore to 
be preferred. Treatment begins with a low stimulus, with the dose i 
gradually until an adequate seizure is induced. Once the approximate 
seizure threshold is known, the next treatment dose is i to about 
50–​100% (for BECT) or 100–​200% (for UECT—​some protocols 
500–​800%) above the threshold. The dose is only i further if later 
treatments are sub-​therapeutic, and the amount of dose increase will be 
governed by local policy.
 • Age dosing: selection of a predetermined dose calculated on the basis 
of the patient’s age (and the ECT machine used). The main advantage 
is that this is a less complex regime. However, there is the possibility of 
‘overdosing’ (i.e. inducing excessive cognitive side effects) because the 
seizure threshold is not determined.
As ECT itself raises the seizure threshold, the dose is likely to rise by an 
average of 80% over the length of a treatment course. Higher (or lower) 
doses will also be needed when the patient is taking drugs that raise (or 
lower) the seizure threshold (see Table 6.7).
Effective treatment
When a sub-​therapeutic treatment is judged to have occurred, the treat­
ment is repeated at different energy settings (E Energy dosing, see above).
 • EEG monitoring: the gold standard, with an ictal EEG having typical 
phases (see Fig. 6.3). The presence of these features [Royal College 
of Psychiatrists’ ECT Handbook ‘new’ (2005/​13) criteria), no matter 
how short the seizure activity, is deemed to constitute a therapeutic 
treatment. Usually the ictal EEG activity lasts 25–​130s (motor seizure 
720% less).
 • Timing of convulsion: where EEG monitoring is not used, the less reliable 
measure of length of observable motor seizure is used, with an effective 
treatment defined as a motor seizure lasting at least 15s from the end of 
the ECT dose to the end of observable motor activity [Royal College of 
Psychiatrists’ ECT Handbook ‘old’ (1995) criteria].
 • Cuff technique: often an under-​used technique, involving the isolation 
of a forearm or leg from the effects of muscle relaxant, by inflation of 
a BP cuff to above the systolic pressure. As the isolated limb does not 
become paralysed, the motor seizure can be more easily observed.
23  Royal College of Psychiatrists (2017) ECT competencies 2017. M https://​www.rcpsych.ac.uk/​
docs/​default-​source/​improving-​care/​ccqi/​quality-​networks/​electro-​convulsive-​therapy-​clinics-​
(ectas)/​ect-​competencies-​for-​psychiatrists-​sep17.pdf?sfvrsn=f62e329_​4 [accessed 24 January 2019].

ECT 4: notes on treatment
303

304
Chapter 6  Depressive illness
ECT 5: further notes on treatment
Other physiological effects of ECT
 • Musculoskeletal—​direct stimulation: tonic contraction—​opisthotonus, 
supraphysiological bite (not blocked by relaxants; may cause dental 
injury; bite-​block essential); generalized (tonic–​clonic) seizure—​risk of 
fractures (vertebral, long bone, avulsion).
 • Cardiovascular (E ECT 2: indications, contraindications, and 
considerations, p. 296): cerebrovascular—​i metabolic requirements 
due to seizure (i cerebral blood flow; i cerebral blood volume; raised 
ICP); autonomic effects—​i vagal tone (bradycardia, risk of asystole/​
AF, salivation); adrenaline release—​peaks during seizure, resolves over 
10–​20mins (tachycardia, hypertension—​post-​ECT monitoring essential).
 • Neuroendocrine (E ECT 1: background, p. 294): increase in 
adrenocorticotrophic hormone (ACTH), cortisol, and glucagon may 
lead to insulin resistance (closely monitor diabetic patients).
 • Other: i intra-​gastric pressure—​possible risk of aspiration (appropriate 
pre-​ECT fasting/​pre-​med); raised intraocular pressure (risk in narrow-​
angle glaucoma, recent ophthalmic surgery).
A course of ECT
 • Rarely will a single treatment be effective to relieve the underlying 
disorder (but this does occasionally occur).
 • ECT is usually given twice a week, sometimes reducing to once a week 
once symptoms begin to respond. This limits cognitive problems, and 
there is no evidence that treatments of greater frequency enhance 
treatment response.
 • Treatment of depression usually consists of 6–​12 treatments; 
treatment-​resistant psychosis and mania of up to (or sometimes more 
than) 20 treatments; and catatonia usually resolves in 3–​5 treatments.
Continuation or maintenance ECT
Continuation ECT (C-​ECT): the provision of additional treatments during the 
6-​mth period after remission for the primary purpose of preventing relapse.
Maintenance ECT (M-​ECT): prophylactic use of ECT for periods 
longer than 6mths past the index episode for the purposes of mitigating 
recurrence.24
 • Although not recommended in NICE guidelines in 2003 (see Box 
6.11), the most recent update of NICE depression guidelines (October 
2009) is neutral on the issue.
 • The Royal College of Psychiatrists’ ECT Handbook (2013) suggests that 
C-​ECT ‘should be considered for patients with a relapsing or refractory 
depression that has previously responded well to ECT, but for whom 
standard pharmacological and psychological continuation treatment is 
ineffective or inappropriate’.
24  Trevino BA, McClintock SM, Husain MM (2010) A review of continuation electroconvulsive 
therapy: application, safety, and efficacy. J ECT 26:186–​95.

(a)
(b)
ECT 5: further notes on treatment
convulsion); 4. classic 3Hz ‘spike and wave’ (delta) activity; 5. gradual loss of 3Hz pattern; 6. endpoint with lower amplitude and frequency than baseline 
subthreshold ‘non-​therapeutic’ stimulation. In example (A), typical features are seen: 1. end of electrical stimulation; 2. latent phase—​low-​voltage 
polyspike activity (no visible convulsion); 3. increasing amplitude of polyspike activity and slowing of frequency (associated with clonic phase of 
Fig 6.3  EEG monitoring of ECT. ‘Real world’ examples of EEG traces for: (A) a short ‘therapeutic’ seizure (20s visual and 22s EEG) and (B) a 
(‘post-​ictal suppression’).

306
Chapter 6  Depressive illness
 • APA (2001) ECT guidelines identify a similar patient group but 
additionally require: (1) the patient is able to provide informed 
consent; (2) evidence that the patient’s cognitive function and physical 
condition do not preclude the ongoing administration of ECT; and 
(3) the patient’s attitude, circumstances, and level of social support are 
conducive to ensuring treatment compliance and safety after treatment.
 • There is no specific or universally supported treatment schedule for 
C-​ECT; however, after completing a course of conventional bi-​weekly 
ECT, a common strategy is: weekly for 1mth; fortnightly for 1mth; and 
monthly for up to 6mths after remission.
 • Only in exceptional circumstances should M-​ECT (i.e. >6mths after 
remission) be considered as a treatment option, in close consultation 
with the patient and with a formal review by another consultant, 
preferably with specific ECT experience.
 • Usually patients are aware of how effective ECT has been for them, and 
a collaborative approach can be established (balancing the frequency of 
ECT against the return of symptoms and side effects, especially memory 
problems).
Outpatient ECT
ECT should be given to outpatients in exceptional circumstances only if:
 • Mild to moderate illness, as defined by a psychiatrist (e.g. CGI 2–​4).
 • Availability of 24hr supervision to ensure safety and observation.
 • The patient should not have active thoughts of suicide.
 • Regular (weekly) assessment by the consultant (or deputy).
ECT in pregnancy
 • ECT may be the preferred treatment choice due to its rapid action.
 • ECT in the second or third trimester may present more technical 
difficulties for the anaesthetist, as the risk of aspiration of stomach 
contents increases.
 • The patient’s obstetrician and the anaesthetist should be involved before 
a decision is taken to proceed to treatment.
 • Preparation for ECT should be as per routine, with the addition of any 
instructions from the anaesthetist, e.g. administration of antacids on the 
morning of treatment.
 • Any concerns should be reported urgently to the obstetrician.
ECT in children and adolescents
An exceptionally rare circumstance—​hence, special provisions apply:
 • The Royal College of Psychiatrists recommends that for those under 
16yrs, two further opinions are sought, in addition to the treating 
consultant—​one from a child and adolescent psychiatrist and one from 
another psychiatrist from a different clinical unit.
 • Adolescents aged 16–​18yrs are able to consent and refuse treatment in 
the same way as an adult, but parental approval is advised. In Scotland, 
those under 16yrs can consent if they understand the process, but again 
parental approval is advised.
 • For compulsory treatment, it should be noted that provisions of 
legislation governing ECT have no lower age limit.

ECT 5: further notes on treatment
307

308
Chapter 6  Depressive illness
ECT 6: side effects and other specific 
problems
Side effects
 • Early: some loss of short-​term memory (STM) (E ECT and memory 
loss, see below), retrograde amnesia—​usually resolves completely 
(64%), headache (48%—​if recurrent, use simple analgesia), temporary 
confusion (10–​27%), nausea/​vomiting (9%), clumsiness (5%), 
muscular aches.
 • Late: loss of long-​term memory (rare; E ECT and memory loss, see 
below).
 • Mortality: no greater than for general anaesthesia in minor surgery 
(2:100,000)—​usually due to cardiac complications in patients with 
known cardiac disease (hence the need for close monitoring).
Specific problems
 • Persistent ineffective seizures: check the use of drugs that may raise the 
seizure threshold; consider use of IV caffeine or theophylline.
 • Prolonged seizures (i.e. over 150–​180s): administer IV Diazemuls® (5mg), 
repeated every 30s until seizure stops (alternative: midazolam). Lower 
energy dosing for next treatment.
 • Post-​seizure confusion: reassurance; nurse in a calm environment; ensure 
safety of patient; if necessary, consider sedation (e.g. Diazemuls®/​
midazolam). If a recurrent problem, use a low dose of a BDZ 
prophylactically during recovery, immediately after ECT.
ECT and memory loss
 • Research has focused on retrograde amnesia because of (highly 
publicized) claims that ECT causes more enduring deficits in past 
memories (especially autobiographical) than new memories.
 • These studies show that the period closest to receiving ECT is least well 
remembered and can be permanently lost.
 • Recent systematic reviews of evidence for loss of past memories25 
highlight the difficulties in interpreting the literature, e.g. unknown 
sensitivity of autobiographical memory measures, need for premorbid 
measures of cognitive status. Nevertheless, they find:
 •
​ Autobiographical memory loss does occur.
 •
​ It is related to how ECT is administered.
 • Specific recommendations to minimize memory loss include: use of 
right UECT; brief pulse, rather than sine wave, ECT; dose titration; and 
limited number and frequency of ECT sessions.
Does ECT damage the brain?
 • Psychiatrists—​such as Peter Breggin, author of Toxic Psychiatry (1993) 
and Brain-​Disabling Treatments in Psychiatry (2007)—​have been very 
vocal opponents of ECT, believing official reports have deliberately 
ignored evidence of negative effects.
25  Fraser LM, O’Carroll RE, Ebmeier KP (2008) The effect of electroconvulsive therapy on autobio­
graphical memory: a systematic review. J ECT 24:10–​17.

ECT 6: side effects and other specific problems
 • Even proponents of ECT in early writings suggested they believed that 
a degree of cerebral damage (akin to a concussion) was necessary for 
ECT to work—​the rejected brain injury theory.
 • Strong evidence against ECT causing damage comes from a primate 
study comparing ECT, magneto-​convulsive therapy (MCT), or 
anaesthesia alone, which reports no histological lesions after 6wks of 
daily treatment.26
 • There are few post-​mortem reports, but one study found no 
histopathological evidence of brain injury in the brain of a 92-​yr-​old lady 
with major depression who had received 91 sessions of ECT during the 
last 22yrs of her life.27
 • Most mental health associations and colleges, including the APA and the 
Royal College of Psychiatrists, have concluded there is no evidence that 
ECT causes structural brain damage (see Box 6.12).
Box 6.12  Structural brain damage from ECT
Devanand, Dwork, Hutchinson, et al. (1994)1 stated that, ‘prospective CT 
and MRI studies show no evidence of ECT-​induced structural changes’, 
commenting that early autopsy case reports from the unmodified ECT 
period had cerebrovascular lesions due to undiagnosed disease or agonal 
changes. Furthermore, animal studies using human-​comparable inten­
sity and frequency of stimulus showed no neuronal loss, even after long 
courses of ECT, when appropriate controls were in place.
 ‘It is more dangerous to drive to the hospital than to have the 
treatment. The unfair stigma against ECT is denying a remarkably 
effective medical treatment to patients who need it.’
1 Devanand DP, Dwork AJ, Hutchinson ER, et al. (1994) Does ECT alter brain structure? Am J 
Psychiatry 151:957–​70.
Charles Kellner, Professor of Psychiatry, Mount Sinai Hospital, New York City quoted in USA 
Today (6 December, 1995) while editor of Convulsive Therapy (now Journal of  ECT).
26  Dwork AJ, Arango V, Underwood M, et al. (2004) Absence of histological lesions in primate 
models of ECT and magnetic seizure therapy. Am J Psychiatry 161:576–​8.
27  Scalia J, Lisanby SH, Dwork AJ, et al. (2007) Neuropathological examination after 91 ECT treat­
ments in a 92-​year-​old woman with late-​onset depression. J ECT 23:96–​8.

310
Chapter 6  Depressive illness
Neurosurgery for mental disorders
Despite the controversial nature of irreversible neurosurgery for mental 
disorders (NMD), it is surprising that patients—​rather than psychiatrists—​
often raise the issue, particularly when they retain insight into the chronic, 
intractable nature of their illness.28 Neurosurgery is only performed in ex­
ceptional cases (see Box 6.13) when all other treatments have failed, and its 
use is governed by specific mental health legislation. It is still possible, how­
ever, to encounter patients who have had surgical procedures performed 
in the past, and this may complicate the diagnosis of current problems (e.g. 
depression, OCD, dementia, especially frontal lobe symptoms) when there 
is demonstrable damage to key brain structures on CT/​MRI.
Current criteria for NMD
 • Severe mood disorders, OCD, severe anxiety disorders.
 • The patient must want the operation.
 • All other reasonable treatments have repeatedly failed (i.e. 
pharmacological, ECT, psychological).
 • The patient remains ill but has capacity to provide informed consent.29
Current surgical techniques
These employ stereotactic methods using preoperative MRI to establish 
target coordinates and a fixed stereotactic frame (or new ‘frameless’ stereo­
tactic instruments utilizing infrared positioning). Lesioning may be effected 
by implantation of yttrium rods or radiofrequency lesioning. Lesions are 
localized to the orbitofrontal and anterior cingulate loop (the ‘limbic’ loop), 
which is strongly implicated in the regulation of emotion and mood,,30 e.g.:
 • Stereotactic subcaudate tractotomy (SST).
 • Anterior cingulotomy (ACING).
 • Stereotactic limbic leucotomy (SLL) (combining subcaudate tractotomy 
and ACING).
 • Anterior capsulotomy (ACAPS).
Adverse effects
Older techniques were associated with severe amotivational syndromes 
(up to 24%), marked personality change (up to 60%), and epilepsy (up to 
15%). Stereotactic techniques report minimal post-​operative problems with 
confusion (3–​10%), incontinence (1–​9%), apathy, weight gain, and seizures 
(dependent on the type of surgery). More significant personality change and 
impaired social or cognitive functioning are infrequent, and there is more 
likely to be improvement.
28  Christmas D, Morrison C, Eljamel MS, Matthews K (2004) Neurosurgery for mental disorder. 
Adv Psychiatr Treat 10:189–​99.
29  For current criteria in the UK, see Dundee Advanced Interventions Service website at M http://​
www.advancedinterventions.org.uk/​index.php/​the-​service/​referral-​information/​professionals.html 
[accessed 20 June 2018].
30  Alexander GE, Crutcher MD, DeLong MR (1990) Basal ganglia-​thalamocortical circuits: parallel 
substrates for motor, oculomotor, ‘prefrontal’ and ‘limbic’ functions. Progr Brain Res 85:119–​46.

Neurosurgery for mental disorders
Outcome
Given the treatment-​resistant nature of the patients receiving surgery, 
reports of good outcome are surprisingly high (e.g. depression 34–​68%; 
OCD 27–​67%), although results should be interpreted cautiously in view 
of the obvious lack of any control data. ACAPS and SLL appear better for 
OCD, and ACING and SST better for severe mood disorder.
Box 6.13  Psychosurgery—​a historical perspective
In 1935, Egas Moniz and Almeida Lima carried out the first ‘prefrontal 
leucotomy’ (based on the work of Fulton and Jacobsen in bilateral ab­
lation of prefrontal cortices in chimpanzees in 1934). At the time, this 
was viewed with great enthusiasm (culminating in Moniz being awarded 
a Nobel Prize for his work in 1949), and other practitioners adapted 
the early procedures, with Freeman and Watts introducing the standard 
‘prefrontal leucotomy’ (the notorious lobotomy) in 1936, publishing a 
standard textbook Psychosurgery in 1942, and Freeman pioneering ‘trans­
orbital leucotomy’ in 1946.
The impact of surgical treatment at a time when there were few 
other physical treatments should not be underestimated, and around 
12,000 procedures were performed between 1936 and 1961 in the UK 
alone (over 40,000 in the USA). Techniques were refined (e.g. open 
cingulotomy, bimedial leucotomy, orbital undercut) from earlier blind, 
free-​hand procedures. However, the advent of effective psychophar­
macological treatments and changes in the social climate led to a marked 
decline in practice from the 1960s onwards.
Nowadays, the term ‘psychosurgery’ has been abandoned and re­
placed with the more accurate ‘neurosurgery for mental disorder’. 
Modern techniques could not be further removed from older procedures 
and utilize neuroimaging and neurosurgical techniques to lesion clearly 
defined neuroanatomical targets (E Current surgical techniques, see op­
posite). Between 1984 and 1994, there were a total of only 20 operations 
per year performed in the UK,1 and since then, the number has dimin­
ished further. Available data for England and Wales report four proced­
ures in 2015/​2016 and only one in 2016/​2017.2 In Scotland, the Dundee 
Advanced Interventions Service similarly reported just four procedures 
for 2015/​2016 and none in 2016/​2017.3
1 CRAG Working Group (1996) Neurosurgery for Mental Disorder. Scotland: HMSO (J2318 7/​
96).
2 Care Quality Commission (2019) Monitoring the Mental Health Act in 2016/​17 report. M 
https://​www.cqc.org.uk/​sites/​default/​files/​20190108_​mhareport2017_​amend_​1.pdf [accessed 
24 January 2019].
3 Advanced Interventions Service (2018) AIS annual report 2018. M http://​www.
advancedinterventions.org.uk/​index.php/​most-​recent-​reports.html [accessed 20 June 2018].

312
Chapter 6  Depressive illness
Other physical treatments
Bright light therapy (phototherapy)
First introduced for the treatment of SAD (a proposed new syndrome at 
the time) by Rosenthal,31 on the basis that bright light therapy might ameli­
orate symptoms of winter depression, due to effects on circadian and sea­
sonal rhythms mediated by melatonin. Recent research has suggested that 
the effects of phototherapy may be independent of melatonin and produce 
a ‘phase advance’ in circadian rhythms (hence, treatment may be best given 
first thing in the morning). It is usually administered by use of a light box 
(alternatives include light visors) producing 2500–​10,000lx. Treatment dur­
ation is for 2hrs (with 2500lx) or 30min (with 10,000lx) a day, with a course 
lasting 1–​3wks (treatment response is usually noticeable within 5 days). If 
no response within 3wks, discontinue. When effective, continue until time 
of natural remission to prevent relapse (usually 2–​5wks). Dawn-​stimulating 
alarm clocks that gradually illuminate the bedroom over 2hrs to around 
250lx at the point of waking may also be effective.
Adverse effects Particularly with 10,000lx: headache, visual problems (e.g. 
eye strain, blurred vision)—​usually settle; if persistent, reduce the duration 
or intensity of exposure; i irritability; rarely: manic episodes, i thoughts of 
suicide (possibly due to alerting effect and i energy).
Indications SAD (E Seasonal affective disorder, p. 273), circadian rhythm 
disorders (E Circadian rhythm sleep–​wake disorders (CRSD) 1: overview, 
p. 454), possibly other depressive disorders and dysthymia.
Contraindications Agitation, insomnia, history of hypomania/​mania.
Repetitive transcranial magnetic stimulation
Currently being researched. However, the difference in stimulation param­
eters used across reported studies makes comparisons difficult. The ra­
tionale for treatment is either to increase activity in the left dorsolateral 
prefrontal cortex (using high-​frequency stimulation, e.g. 20Hz) or to re­
duce activity in the right dorsolateral prefrontal cortex (using low­frequency 
stimulation, e.g. 1Hz). Initial results in treatment-​resistant depression ought 
to be viewed with caution (see Cochrane review),32 although this mode of 
therapy presents an attractive alternative to ECT, without the accompanying 
risks and adverse effects. The 2015 NICE recommendations found the evi­
dence of efficacy for repetitive transcranial magnetic stimulation (rTMS) to 
be adequate in the short term and encouraged further research.33
Adverse effects Minimal, but patients often report headache or facial dis­
comfort; rarely, seizure induction.
Indications Experimental treatment for treatment-​resistant depression; 
possible use in treatment of treatment-​resistant auditory hallucinations; 
negative symptoms of schizophrenia; OCD; panic disorder.
Contraindications History of stroke, brain tumour, or epilepsy.
31  Rosenthal NE, Sack DA, Gillin JC, et al. (1984) Seasonal affective disorder. A description of the 
syndrome and preliminary findings with light therapy. Arch Gen Psychiatry 41:72–​80.
32  Rodriguez-​Martin JL, Barbanoj JM, Schlaepfer T, et al. (2002) Transcranial magnetic stimulation for 
treating depression. Cochrane Database System Rev 2:CD00393.
33  National Institute for Health and Care Excellence (2015) Repetitive transcranial magnetic stimula­
tion for depression. Interventional procedure guidance [IPG542]. M https://​www.nice.org.uk/​guid­
ance/​ipg542/​chapter/​1-​Recommendations [accessed 20 June 2018].

Other physical treatments
Magneto-​convulsive therapy
Another experimental treatment that utilizes the potential problem of 
seizure induction by rTMS. A varying magnetic field is used to induce seiz­
ures in a more controlled way than is possible with ECT. The potential 
advantages include targeting of brain structures essential for treatment re­
sponse and a reduction in side effects (particularly memory impairment).34
Vagus nerve stimulation (VNS)
Vagus stimulation by an implanted pacemaker (first used as a treatment 
for epilepsy) has been tested as a treatment of depression since 1998. 
Stimulation is of the left cervical vagus nerve using bipolar electrodes, at­
tached below the cardiac branch (usually 0.5ms pulse-​width, at 20–​30Hz, 
with 30s stimulation periods alternating with 5min breaks). Response rates 
of 31–​40% (short-​term)35 and 27–​58% (long-​term) have been quoted for 
treatment-​resistant depressive disorder, but the quality of this evidence is 
low and further research is required. NICE recommends special arrange­
ments for clinical governance, consent, and audit or research.36
Adverse effects May include voice alteration (e.g. hoarseness), pain, 
coughing, and dysphagia.
Deep brain stimulation (DBS)
Best regarded as an experimental treatment for OCD and depression. Has 
been used in the treatment of neurological disorders, including: Parkinson’s 
disease, tremor, dystonia, refractory pain syndromes, and epilepsy. Involves 
implantation of bilateral electrodes under stereotactic guidance and MRI 
confirmation. Targets for DBS in OCD include the anterior limb of the in­
ternal capsule (like ACAPS NMD) and, for depression, the subgenual cin­
gulate gyrus (like ACING NMD). Initial reports of long-​term outcomes are 
promising.37
Adverse effects Reported problems include throbbing/​buzzing sensations, 
nausea, jaw tingling, and unexpected battery failure resulting in rebound 
depression with marked suicidal ideation.
34  Alice Engel A, Kayser S (2016) An overview on clinical aspects in magnetic seizure therapy. J 
Neural Transm 123:1139–​46.
35  George MS, Sackeim HA, Rush AJ, et al. (2000) Vagus nerve stimulation: a new tool for brain 
research and therapy. Biol Psychiatry 47:287–​95.
36  National Institute for Health and Care Excellence (2009) Vagal nerve stimulation for treatment-​
resistant depression. Interventional procedures guidance [IPG330]. M https://​www.nice.org.uk/​guid­
ance/​ipg330 [accessed 20 June 2018].
37  Naesström M, Blomstedt P, Bodlund O (2016) A systematic review of psychiatric indications for 
deep brain stimulation, with focus on major depressive and obsessive-​compulsive disorder. Nord J 
Psychiatry 70:483–​91.