17.5 Acute respiratory failure 3867 Susannah Leave
17.5 Acute respiratory failure 3867 Susannah Leaver, Jeremy Cordingley, Simon Finney, and Mark Griffiths
ESSENTIALS Acute respiratory failure Acute respiratory failure is defined clinically by hypoxaemia (Pao2 <8 kPa, normal range 10–13.3 kPa) with (type 2) or without (type 1) hypercapnia (Paco2 >6.5 kPa). It is one of the most common prob- lems afflicting critically ill patients and is a common indication for transfer to an intensive care unit. Clinical context—critical illness may be manifest solely as respira- tory insufficiency, especially in patients with covert infection. Acute respiratory failure frequently coexists with other organ system failures in the critically ill, and delayed recognition of the condition adversely affects outcome. Clinical features—the signs of critical illness tend to be similar what- ever the precipitating cause and are manifest in failure of the respira- tory, cardiovascular, and neurological systems. The airway, breathing, circulation, disability, and exposure approach to clinical assessment is advocated. Respiratory rate should normally be 12–20 breaths per minute: a higher or increasing rate is a ‘hard’ sign of critical illness. Full and repeated physical examination may be required to assess the cause and severity of acute respiratory failure and its associated complications, but in severe cases should not delay the instigation of life-saving support and treatment. Investigation—pulse oximetry allows the continuous noninvasive monitoring of arterial oxygen saturation and is useful in all clinical settings. Arterial blood gas analysis confirms the type and severity of acute respiratory failure, and may reveal nonpulmonary organ dysfunction. A full range of imaging modalities, including computed tomography and echocardiography, may be required for diagnosis. Management—the main steps in treating acute respiratory failure are: (1) Establishing and securing the airway often necessitating (i) endotracheal intubation—the decision to intubate is based on several factors including: (a) inability to maintain the airway, (b) deteriorating physiological parameters despite adequate therapy and often noninvasive respiratory support, (c) reversibility of the underlying condition; (ii) tracheostomy—this may be indicated early in the course of acute respiratory failure in patients likely to require prolonged ventilatory support. (2) Increasing Fio2 to treat hypoxaemia—oxygen can be admin- istered by a variety of methods depending on the required oxygen concentration. (3) Instituting mechanical ventilation (invasive or noninvasive) as necessary to treat hypoxaemia and hypercapnia—noninvasive positive pressure ventilation involves the delivery of mechanically generated breaths via an interface with the upper airway; usually a tight-fitting nasal or full face mask. In patients receiving mechanical ventilation, the optimum mode depends in part upon the nature of the underlying illness, particularly the presence or absence of pul- monary parenchymal or airway pathology, the phase of the illness (acute or chronic), and the aims of support at the time it is applied. (4) Identifying and managing the precipitating condition. (5) Discontinuing and withdrawing support in stages (‘weaning’) as the underlying condition improves, or if recovery is no longer deemed possible. Acute respiratory distress syndrome Acute respiratory distress syndrome results from acute neutrophilic inflammation causing dysfunction of the gas exchange surface of the lung, the alveolar-capillary membrane. Precipitating factors, which may be single or combined, can either primarily affect the lung dir- ectly (e.g. pneumonia, aspiration of gastric contents, chest trauma) or act through the circulation, often causing acute respiratory distress syndrome as part of a multiple organ dysfunction syndrome (e.g. se- vere sepsis and shock). Histological phases have been observed, but these usually overlap and can all coexist simultaneously. The initial phase is characterized by high-permeability pulmonary oedema in which the airspace is filled with proteinaceous neutrophilic exudate. During the subse- quent fibroproliferative response, inflammation resolves, and repair and regeneration processes predominate. Diagnosis—this requires: (1) An appropriate clinical setting, with one or more recognized risk factors. (2) New, bilateral, diffuse, patchy, or homogenous pulmonary in- filtrates consistent with pulmonary oedema on chest radiography. (3) No clinical evidence of heart failure, fluid overload, or chronic lung disease. 17.5 Acute respiratory failure Susannah Leaver, Jeremy Cordingley, Simon Finney, and Mark Griffiths
Section 17 Critical care medicine
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(4) Pao2:Fio2 ratio of less than 40 kPa (<300 mm Hg) for mild cases,
less than 26.6 kPa (<200 mm Hg) for moderate cases, and less than
13.3 kPa (100 mm Hg) for severe cases in the presence of a positive
airway pressure of at least 5 cmH2O.
Investigations—these are aimed at estimating the severity of lung
injury and elucidating the precipitating cause. Computed tomog-
raphy, if practical, may be useful in guiding therapy and detecting
complications.
Management and prognosis—aside from other standard supportive
measures, low tidal volume (‘protective’) ventilation, and for patients
with severe ARDS managed in experienced centres, managing in
prone position for 16 hours each day, has been shown to improve
outcome. Overall mortality of patients with acute respiratory distress
syndrome is in the range 25–40%, but higher in some subgroups (e.g.
sepsis) than others (e.g. trauma). Survivors of acute respiratory distress
syndrome may have persistent nonpulmonary functional disability
and require long-term follow-up and support.
Acute respiratory failure
Definition and epidemiology
Respiratory failure is defined by reduced arterial oxygen tension
(Pao2), with or without elevated levels of carbon dioxide (Paco2),
and is one of the most common indications for intensive care unit
(ICU) admission. Traditionally, it has been classified according to
rapidity of onset (acute and chronic), and into hypoxaemic and
hypoxaemic/hypercapnic subtypes. Chronic respiratory failure is
discussed in Chapter 18.15.
Type 1 (hypoxic or acute hypoxaemic) is defined by hypoxaemia
(Pao2 <8 kPa, normal range 10–13.3 kPa) with a normal or low Paco2
(normal range 4.8–6.1 kPa). It is attributable to a loss of functioning
gas exchange surface and impaired hypoxic pulmonary vasoconstric-
tion in which alveoli are perfused but not ventilated; extrapulmonary
shunt may also occur (e.g. in patients with cyanotic heart disease).
The less common type 2 (ventilatory or hypercapnic) respira-
tory failure is characterized by hypercarbia (Paco2 >6.5 kPa)
associated with hypoxaemia (Pao2 <8 kPa). While more severe forms
of the same conditions that cause type 1 failure are often responsible,
type 2 failure can also be caused by conditions that increase ana-
tomical or physiological dead space or reduce minute ventilation by
impairing respiratory drive or respiratory pump function. Common
causes of acute respiratory failure are shown in Table 17.5.1.
In practice, patients may progress from type 1 to type 2 re-
spiratory failure as the precipitating condition evolves. Moreover,
either type of respiratory failure may complicate a wide variety
of pathologies. The incidence, prevalence, and attributable mor-
tality is therefore difficult to determine, particularly as acute
respiratory failure often coexists with other organ system fail-
ures in the critically ill. Nevertheless, recent studies suggest an
incidence in the order of 77.6–88.6 cases per 100 000 population
per year, with an associated mortality rate of approximately 40%.
Table 17.5.1 Causes of acute respiratory failure
Type of cause
Type 1 acute respiratory failure
Type 2 acute respiratory failure
Acute conditions
Pneumonia
Acute asthma
Pulmonary oedema
Acute lung injury/acute respiratory distress syndrome
Pneumothorax
Lobar collapse
Pulmonary contusion (blunt chest trauma)
Aspiration
Pleural effusion
Acute severe asthma
Depression of respiratory drive (e.g. drug overdose with narcotic drugs)
Upper airway obstruction (e.g. foreign body)
Chronic lung
diseases
Chronic obstructive pulmonary disease
Pulmonary fibrosis
Interstitial lung disease
Lymphangitis carcinomatosis
Pneumoconiosis
Bronchiectasis
Granulomatous lung diseases
Chronic obstructive pulmonary disease
Pulmonary
vascular diseases
Pulmonary embolism
Right-left shunts
Pulmonary arterial hypertension
Fat embolism
Neuromuscular
diseases
Intensive care unit acquired weakness
Myasthenia gravis
Polyneuropathy
Poliomyelitis
Acute neuropathies (e.g. Guillain-Barré)
Primary muscle disorders (e.g. muscular dystrophy)
Primary alveolar hypoventilation
Obesity hypoventilation syndrome
Brainstem and cervical cord injury
Skeletal disorders
Chest wall deformities (e.g. kyphoscoliosis, ankylosing spondylitis)
Flail chest injury
Other
Exhaustion from any cause of type 1 respiratory failure
17.5 Acute respiratory failure
3869
While mortality rates for acute respiratory failure alone are prob-
ably lower than this, death rates increase with each additional
organ failure.
Clinical approach
History and examination
Acute respiratory failure can be caused by extrapulmonary as well as
pulmonary conditions. Clinical evaluation must therefore not be re-
stricted to the respiratory system. Early identification of patients re-
quiring organ support is essential, as delayed intervention adversely
affects outcome.
Clinical assessment aims to identify the cause of respiratory failure,
as well as to categorize its severity. Critically ill patients require a
flexible approach to clinical assessment. A full history may not be
available from the patient. Intervention or resuscitation and crucial
investigations (chest radiograph and arterial blood gases) may be re-
quired immediately. The airway, breathing, circulation, disability, and
exposure (ABCDE) approach incorporated into the Resuscitation
Council (UK) Guidelines is advocated. Finally, other issues that have
to be considered immediately include transfer to areas of the hospital
where more intensive monitoring is available (usually the intensive
case unit), and calling for help from more experienced colleagues.
The signs of critical illness tend to be similar whatever the
precipitating cause and are manifest in failure of the respiratory,
cardiovascular, renal, and neurological systems. Abnormal physio-
logical signs are frequently encountered in patients cared for in gen-
eral wards, but their charting and recognition are often inadequate.
Medical early warning scoring systems, rapid response teams (see
Chapter 17.1), and critical care outreach teams have been developed
to address this deficiency.
Alternatively, critical illness may be manifest solely as respira-
tory insufficiency. In these circumstances, the history should help
to elicit the cause of the clinical deterioration. Thus, central chest
pain and breathlessness in a patient with known cardiac disease is
suggestive of pulmonary oedema; a history of underlying chronic
respiratory insufficiency such as chronic obstructive pulmonary dis-
ease (COPD) or asthma, with worsening breathlessness and wheeze,
suggests an acute exacerbation of these conditions; and respiratory
distress in patients with sepsis, trauma, multiple blood transfusions,
or pancreatitis may be caused by incipient acute respiratory distress
syndrome (ARDS). Respiratory symptoms may also be a nonspecific
indication of increased respiratory demand from a nonpulmonary
source, for example, metabolic acidosis associated with diabetic
ketoacidosis, poisoning, or acute renal failure.
Clinical examination should quantify the signs of respiratory dis-
tress (Table 17.5.2). The respiratory rate should normally be 12–20
breaths per minute, and a higher or increasing rate is a ‘hard’ sign of
critical illness and a warning that the patient may deteriorate sud-
denly. The depth of each breath should be assessed, and whether
chest expansion is bilateral and symmetrical. Reduced expansion
and breath sounds with tracheal shift to the contralateral side are
indicative of tension pneumothorax, and the presence of bronchial
breathing of pneumonia. An inability to lie flat with pink frothy
sputum and bilateral crackles is suggestive of cardiogenic pul-
monary oedema. However, clinical examination may be unhelpful
and clinical signs absent in conditions such as pulmonary thrombo-
embolism or early acute respiratory distress syndrome.
Clinical investigations
Arterial blood gas analysis
Arterial blood gas (ABG) analysis confirms the type and severity of
acute respiratory failure, but always remember that for interpretation
of PaO2 it is crucial to record the inspired oxygen concentration at the
time of sampling and the mode of respiratory support (see Box 17.5.1).
ABGs often need to be repeated and the associated pain may warrant
insertion of an indwelling arterial catheter. Oximetry, an invaluable aid
to monitoring (see next), may be used to minimize the number of ar-
terial punctures required by determining the concentration of inspired
oxygen that corresponds to the desired oxygen saturation. Note the
oxygen content of blood is primarily determined by the haemoglobin
concentration and oxygen saturation rather than SpO2.
Blood gas analysers provide additional information concerning
electrolyte, lactate, and haemoglobin levels. These and other
standard haematological and biochemical indices can provide diag-
nostic information (Table 17.5.3).
Table 17.5.2 Signs of respiratory distress and hypercapnia
General clinical signs of
respiratory distress
Indicators of hypercapnia
Respiratory rate >25/min or <8/min
Bounding pulse
Tachycardia/ bradycardia/ arrhythmia
Warm peripheries
Inability to speak in full sentences
Carbon dioxide retention flap
(asterixis)
Cyanosis
Somnolence/lethargy/confusion
Sweating
Decreased consciousness
Obstructed airway/stridor
Headache
Use of accessory muscles of respiration
Intercostal recession
Pulsus paradoxus
Restlessness/agitation
Asynchronous respiration
Inability to lie flat
Paradoxical respiration
Box 17.5.1 Interpretation of arterial blood gases in acute
respiratory failure
Steps in interpreting arterial blood gas results:
1 Confirm presence of respiratory failure: is Pao2 less than 8 kPa on
room air?
2 What is the Paco2? Does the patient have type 1 or type 2 respiratory
failure?
3 Is the A-a Po2 gradient high (normal range depends on age, usually
<3.5 kPa (26 mm Hg))?
4 A normal/low A-a gradient suggests that hypoxaemia is due to
hypoventilation?
5 A high A-a gradient suggests that hypoxaemia is secondary to
ventilation:perfusion (V/Q) mismatch
6 If hypoxia does not correct with oxygen, respiratory failure is due to
V/Q mismatch (alveolar perfusion without ventilation).
A-a gradient (PAo2–Pao2), alveolar–arterial gradient; PAo2, alveolar partial pressure
of oxygen, obtained from the alveolar gas equation (see Chapter 18.3.1); Paco2,
partial pressure of carbon dioxide in arterial blood; Pao2, partial pressure of oxygen
in arterial blood, obtained from arterial blood gases; V/Q, ventilation/perfusion.
Section 17 Critical care medicine
3870
Screening for infection
A full infection screen should be dispatched immediately. This
should include samples for blood, sputum, and urine culture,
especially if signs of sepsis, or septic shock are present. Ideally
samples should be obtained prior to administration of antimicro-
bial agents, provided this does not delay treatment. Requests for
typical and atypical (e.g. viral, legionella, mycoplasma) organisms
should be made if clinically appropriate. In patients with pneu-
monia, urine should be tested for pneumococcal and legionella
antigens. Depending upon the immune status of the patient and
the presence of underlying pathologies (e.g. malignancy, im-
munosuppression), evidence of tuberculous and fungal infections
should be sought.
Chest radiograph
A chest radiograph is an essential investigation in any patient with
acute respiratory failure, and not infrequently reveals the cause.
Chest radiography is also mandatory following re/placement of
central venous catheters, endotracheal tubes, nasogastric tubes, and
pleural drains, both to confirm correct positioning and to exclude
complications.
Ultrasonography
If a pleural collection is suspected clinically or following plain chest
radiography, then a diagnostic or therapeutic tap can be performed
under ultrasonic guidance and the fluid sent for Gram stain, culture,
cytology, pH, and leukocyte count. Removal of moderate quantities
of pleural fluid may improve ventilation, perfusion (V/Q) mismatch,
oxygenation, and pulmonary compliance.
Computed tomography (CT)
Thoracic CT, especially high resolution and contrast-enhanced, can
reveal pathologies not detected by a plain chest radiograph, such
as pulmonary embolus, abscess cavity, parenchymal infiltrates, or
pleural effusions. Transporting critically ill patients to and from
the CT scanner is not without risk, but has been shown to identify
at least one new significant finding resulting in a change in man-
agement in up to 30% of patients. Nonpulmonary causes of acute
respiratory failure may also be revealed by CT examination of
extrapulmonary sites.
Electrocardiography and echocardiography
An electrocardiogram (ECG) is necessary to identify arrhythmias
and reveal evidence of cardiac ischaemia. Echocardiography is the
investigation of choice for the bedside diagnosing of acute massive
pulmonary embolism (PE). The presence of right ventricular dilata-
tion and haemodynamic instability are indications for thrombolysis
(Chapter 16.16.1). It is also helpful in differentiating between cardiac
and high-permeability pulmonary oedema in cases of suspected
ARDS.
Fibreoptic bronchoscopy
Fibreoptic bronchoscopy with directed bronchoalveolar lavage is
useful for obtaining samples for microbiological and cytological
examination. It may be indicated therapeutically for the alleviation
of endobronchial obstruction, or for localizing sources of bleeding
or sites of trauma. However, bronchoscopy should only be per-
formed once the patient is stabilized and the airway secured, the
only exception being when a bronchoscope is required to aid diffi-
cult endotracheal intubation.
Respiratory monitoring
Arterial oxygen saturation (Sao2)/pulse oximetry
A pulse oximeter allows the continuous noninvasive monitoring
of arterial oxygen saturation by spectrophotometric analysis of the
relative proportions of oxygenated and deoxygenated haemoglobin.
This is useful in all clinical settings, during transfers, and in the ICU,
reducing the need for regular ABG analysis.
Oxygenation is usually regarded as acceptable if the Sao2 is
above 90%. A sudden drop in arterial oxygen saturation should
prompt an immediate and full re-evaluation of the patient.
However, it should be remembered that pulse oximetry is unre-
liable in several circumstances, especially if there is poor periph-
eral perfusion, nail polish has been applied, or if there is excessive
movement or high ambient light. It does not measure arterial
carbon dioxide levels and cannot be used in patients with a var-
iety of (rare) conditions, including carbon monoxide poisoning
and methaemoglobinaemia.
Indwelling arterial catheter
Insertion of an arterial line not only provides invasive blood pres-
sure monitoring, but permits repeated ABG analysis.
Estimation of lung function
In mechanically ventilated patients the efficiency of gas exchange
can be quantified by the alveolar–arterial (A-a) Po2 gradient or the
Pao2/fractional inspired oxygen concentration (Fio2) ratio. Most
machines used to apply ventilatory support via an endotracheal tube
provide breath by breath quantification of tidal volume, respiratory
rate, minute volume (the product of tidal volume and respiratory
rate), airway pressure, and compliance. The latter is an index of the
pressure-volume relationship of the respiratory system (elasticity)
and is high when the lungs are distensible (e.g. in emphysema) and
Table 17.5.3 Blood tests used in the assessment of patients
with acute respiratory failure
Investigation
Utility
Full blood count
Anaemia contributes to tissue hypoxia;
polycythaemia is indicative of chronic
hypoxaemia.
May suggest acute infection.
Coagulation screen
Altered in disseminated intravascular
coagulation.
Electrolytes, renal function,
liver blood tests, C-reactive
protein
Guide to associated complications,
underlying causes, and premorbid
conditions.
Phosphate and magnesium
Low levels aggravate respiratory failure.
Serum amylase/lipase
Pancreatitis is a cause of ARDS.
Thyroid function tests
Hypothyroidism is a rare cause of
hypoventilation.
Creatine kinase and
Troponin I
Biomarkers of recent myocardial infarction.
A high creatine kinase with a normal
troponin may indicate myositis.
ARDS, acute respiratory distress syndrome.
17.5 Acute respiratory failure
3871
low when they are stiff (e.g. in ARDS). Compliance may also be de-
creased by chest wall or abdominal pathology.
In self-ventilating patients, serial measurements of peak expira-
tory flow rate (PEFR) may be useful to assess therapeutic response
to bronchodilators. Serial estimations of vital capacity are a useful
indicator of deterioration in patients with neuromuscular problems
involving the respiratory muscles, such as Guillain-Barré syndrome.
Capnography
A continuous measurement of exhaled/end tidal carbon dioxide
(ETCO2) concentration mirrors Paco2 and is therefore a useful in-
dicator of alveolar ventilation in patients without significant airflow
limitation. A large difference between ETCO2 and Paco2 suggests
an increase in alveolar dead space. Portable machines are available
and should always be used to confirm endotracheal tube placement
when continuous capnography is unavailable.
Management
The main steps in treating acute respiratory failure are:
• Establishing and securing the airway
• Increasing Fio2 to treat hypoxaemia
• Instituting mechanical ventilation (invasive or noninvasive) as ne-
cessary to treat impaired oxygenation and hypercapnia
• Identifying and managing the precipitating condition
• Discontinuing and withdrawing support in stages (‘weaning’) as
the underlying condition improves or if it is decided that recovery
will not occur.
Airway management
Ensuring airway patency and an adequate oxygen supply is a priority
in all circumstances. Simple techniques such as head positioning
(jaw thrust or head tilt) and removal of obstructions (e.g. dentures,
secretions in the oropharynx) may be life-saving. However, inser-
tion of a nasopharyngeal or oropharyngeal airway, which lifts the
tongue off the posterior pharynx, and the application of positive
pressure ventilation using a self-inflating bag valve mask apparatus
may be required.
Continuing respiratory support can be delivered by several de-
vices, ranging from face masks to deliver oxygen to positive pressure
ventilation administered noninvasively (via nasal or full face mask)
or invasively (via endotracheal tube or tracheostomy).
Endotracheal intubation
Endotracheal intubation is a task that should be undertaken only by
those experienced in the technique. The decision to intubate is based
on several factors including:
• Inability to maintain and protect the airway—endotracheal intub-
ation is almost always indicated in patients with a Glasgow Coma
Score of 8 or less.
• Exhaustion—elective intubation is considerably safer than an
emergency procedure.
• Deteriorating physiological parameters (specifically arterial gas
tensions, acid base status, and respiratory rate more than 35 or less
than 10 breaths/minute) despite the provision of adequate therapy.
• Reversibility of underlying condition—intubation and mechan-
ical ventilation are not therapeutic interventions and supporting
respiration in this manner may be inappropriate in patients with
irreversible pathology.
The equipment, sedative, and neuromuscular blocking agents re-
quired, and the exact techniques employed are beyond the scope of
this chapter, however.
Tracheostomy
Tracheostomy is a useful intervention in patients who require airway
protection and toilet, or prolonged periods of assisted ventilation.
A tracheostomy is better tolerated than prolonged endotracheal in-
tubation, allowing sedation to be decreased. Resistance to airflow
is reduced and dead space diminished, thereby aiding weaning.
Tracheostomies facilitate communication, oral nutrition, removal of
secretions, and prevent the nasal, laryngeal, and pharyngeal com-
plications associated with prolonged translaryngeal intubation. As
with endotracheal tubes, cuff pressure should be measured regularly
and maintained between 24 to 30 mm H2O. However, recent high
quality trials have reported that early tracheostomy (within 72 hours
of intubation) does not reduce mortality and a high proportion of
patients randomly assigned to late tracheostomy recovered without
undergoing the procedure.
Mini-tracheostomy (3.5–4 mm diameter, uncuffed) can be used
in patients with an ineffective cough or neurological impairment
who require regular suctioning for sputum clearance, however,
being uncuffed a mini-tracheostomy does not protect against aspir-
ation and is too narrow to allow use of a wide bore suction catheter.
Oxygen therapy
Oxygen is administered by a variety of methods depending on the
required oxygen concentration (Table 17.5.4). Systems used for the
delivery of oxygen can be broadly classified into fixed and variable
performance devices. The flow rate of gas supplied, the volume of the
mask itself, and the presence of holes or other entrainment systems
determine into which category the device fits.
Fixed performance devices
These are designed to provide a constant and predictable inspired
oxygen concentration, irrespective of the patient’s ventilatory pat-
tern. Oxygen is passed through a jet in the mask, which entrains air
through ports in the side. The total flow rate of gas to the mask should
Table 17.5.4 Oxygen delivery systems
Method of delivery
Fio2 achieved
Type of patient
Nasal cannula
(1–2 litres/min)
0.24–0.30
Stable patients
Venturi mask
0.24–0.50
Type 2 respiratory failure and
COPD
Partial rebreathing
mask
0.60–0.80
Acute type 1 respiratory failure
(e.g. pneumonia, asthma, and
acute pulmonary oedema)
Non-rebreathing
reservoir mask
Up to 0.90
Severely hypoxic patients
Nasal high flow
Up to 1.0
Acute type 1 respiratory failure
Anaesthetic face mask
or endotracheal tube
Up to 1.0
Patients requiring intubation
COPD, chronic obstructive pulmonary disease; Fio2, inspired oxygen concentration.
Section 17 Critical care medicine
3872
exceed the peak inspiratory flow rate of the patient at rest. Examples
of fixed performance devices include the Venturi, Hudson, and me-
dium concentration (MC) masks.
Variable performance devices
These provide an inspired oxygen concentration (Fio2) which varies
according to the gas flow rate and patient’s ventilatory pattern. Most
patients require only a modest increase in Fio2 to overcome the com-
bined effects of mild hypoventilation, diffusion hypoxia, and some
degree of ventilation/perfusion mismatch. In these circumstances
a Fio2 of 0.3 is usually adequate, which is achieved by supplying a
flow rate of 4 litres/min to any of the variable performance devices.
However, in patients with COPD and/or type 2 respiratory failure,
ventilatory drive may be stimulated by hypoxaemia. If this is relieved
by the administration of oxygen in an uncontrolled fashion (e.g. ap-
plying a large increase in Fio2 via a variable performance device),
then arterial oxygen tension rises and respiratory drive is depressed.
This leads to reduced entrainment of room air, an increase in the pro-
portion of oxygen inhaled, and respiratory drive is further reduced.
In rare circumstances a high Fio2 is needed. Large capacity sys-
tems with an added reservoir bag are required to achieve this.
Nevertheless, using these masks, an Fio2 up to 85% can be achieved
using oxygen flows of 10 litres/min or greater. However, consider-
able CO2 rebreathing occurs if the oxygen supply fails or is reduced.
Rebreathing can be eliminated and delivered Fio2 increased still fur-
ther if unidirectional valves are added.
Nasal high flow
In this mode heated, humidified oxygen is delivered via nasal
cannulae at high flow rates of up to 60 litre/min. The high flow gen-
erates a low level of positive pressure as well as ensuring the patient
receives the set FiO2 by reducing entrained air. High flow oxygen
was recently found to reduce 90-day mortality in patients with acute
type 1 respiratory failure when compared to noninvasive ventilation
and standard oxygen therapy.
Mechanical ventilation
The primary aim of mechanical ventilation is to support adequate
gas exchange, while minimizing complications (Table 17.5.5).
Modern mechanical ventilators contain sophisticated micropro-
cessors that enable operators to control Fio2, tidal volume, airway
pressures, respiratory rate, gas flow rates, and the time spent in in-
spiration and expiration. The optimal mode of ventilation depends
in part upon the nature of the underlying illness, particularly the
presence or absence of pulmonary parenchymal or airway path-
ology, the phase of the illness (acute or chronic), and the aims of
support at the time it is applied (e.g. initiation of mechanical venti-
lation or weaning).
Noninvasive ventilation (NIV)
Noninvasive positive pressure ventilation involves the delivery of
mechanically generated breaths via a tight-fitting nasal or full face
mask. Most modern systems deliver gas to preset inspiratory (IPAP)
and expiratory (EPAP) positive airway pressures. Noninvasive ven-
tilation also incorporates negative pressure ventilation, such as
jacket (cuirass) ventilators, which are now rarely used in adult prac-
tice. Box 17.5.2 and Table 17.5.6 show the contraindications to the
use of noninvasive ventilation and its limitations.
In the acute setting, the evidence base supporting the use of non-
invasive ventilation is most complete in patients with acute ex-
acerbations of COPD who do not require immediate endotracheal
intubation. Following intensive care unit admission, one good
study found that noninvasive ventilation significantly reduced
the need for intubation (26% in NIV group vs. 64% in standard
group) and thus the associated complications, and length of stay
and inpatient mortality were both reduced. A similar study has
Table 17.5.5 Complications associated with mechanical ventilation
System affected
Complication
Comment
Cardiac
Reduced cardiac output
Positive pressure ventilation increases intrathoracic pressure, causing a reduction in
venous return and thus stroke volume and cardiac output
Renal
Reduced renal perfusion
Salt and water retention (especially when
associated with PEEP)
As a result of a reduced cardiac output
Due to increased ADH secretion, reduced renal blood flow, and a reduction in
antinatriuretic peptide secretion
Respiratory
Ventilator induced lung injury
Pneumothorax
Pneumomediastinum
Pneumopericardium
Subcutaneous emphysema
Ventilator-associated pneumonia
Due to ventilation with high tidal volumes resulting in overdistension of the alveoli
Due to barotrauma
Early recognition and prompt management of a tension pneumothorax is essential.
This is nosocomial pneumonia developing more than 48 h postintubation. It is partly
due to microaspiration of gastric contents or nasopharyngeal secretions and is
associated with increased mortality
Gastrointestinal
Abdominal distension and ileus
Stress ulceration
Also associated with the use of opiates
The most common cause of gastrointestinal bleeding in ICU. Associated with an
increased mortality when compared to patients without bleeding
Neurological
Critical illness myopathy and polyneuropathy
Attributed to immobility, treatment with corticosteroids and paralysing agents and
associated with the systemic inflammatory response syndrome
Others
Oxygen toxicity
Ventilator failure or disconnection
High inspired oxygen concentrations can cause reabsorption atelectasis and
direct cellular toxicity. It is usual clinical practice to decrease the inspired oxygen
concentration to <60% where possible
Alarms must be in place to alert the clinicians of ventilator failure or disconnection.
A bag valve mask for manual ventilation and oxygen should be available at each
bed space
ADH, antidiuretic hormone; ICU, intensive care unit; PEEP, positive end-expiratory pressure.
17.5 Acute respiratory failure
3873
supported the use of noninvasive ventilation on medical wards in
patients with COPD with mild to moderate acidosis. Other bene-
fits of noninvasive ventilation include the facilitation of ventila-
tion ‘breaks’ for food and drugs, easier communication, earlier
mobilization, more cooperation with physiotherapy, and cough
preservation.
A trial of noninvasive ventilation can therefore be advocated in
patients with acute exacerbations of COPD who have a persistent re-
spiratory acidosis (pH <7.35) despite controlled oxygen therapy and
maximal medical treatment. Prior to its institution, however, a deci-
sion should be made as to whether the patient will proceed to endo-
tracheal intubation and invasive ventilation if deterioration should
occur. In some patients, endotracheal intubation is not appropriate
and noninvasive ventilation is employed as a ‘ceiling’ therapy. It can
be delivered on general medical wards if staff have received appro-
priate training, and provided that monitoring with continuous pulse
oximetry and regular arterial blood gas analysis is available. The
benefit to patients with more severe acidosis (pH <7.25) is less clear,
and in such cases noninvasive ventilation should be administered on
the intensive care ward where facilities for endotracheal intubation
are readily available.
The evidence base concerning the benefits of noninvasive
ventilation is less strong for patients with acute respiratory failure
secondary to restrictive lung disease, cystic fibrosis/bronchiec-
tasis, ARDS, trauma, and postoperatively. It is probably reason-
able to attempt a trial of noninvasive ventilation for hypoxaemic
respiratory failure in such cases, but preferably in the ICU setting
if the patient is a candidate for endotracheal intubation. If there
is no significant improvement in pH, Paco2 and respiratory rate
after 1 to 2 h of noninvasive ventilation, the trial is likely to fail and
invasive ventilation must be considered. Noninvasive ventilation
is not routinely recommended for the treatment of acute exacer-
bations of asthma.
Noninvasive ventilation has also been shown to be of benefit in
some groups of patients to aid weaning and can be used to relieve
respiratory distress in patients receiving palliative care for end-stage
respiratory disease.
Positive end-expiratory pressure (PEEP)
By preventing airway pressure returning to atmospheric at the
end of expiration, the application of PEEP minimizes alveolar col-
lapse, thereby increasing functional residual capacity and compli-
ance. In addition, recruitment of atelectatic alveoli is encouraged,
and V/Q mismatch reduced. Lymphatic drainage may be stimu-
lated, decreasing alveolar oedema and further improving oxygen-
ation. Its main disadvantage is that airway pressures are raised,
thereby reducing venous return and impairing cardiac output. The
effect on right ventricular afterload, another major determinant
of cardiac output, is complex: pulmonary vascular resistance is
increased both by atelectasis (low PEEP) and extrinsic compres-
sion of pulmonary microvasculature by raised airway pressures
(high PEEP).
Continuous positive airway pressure (CPAP)
This can be delivered either via an endotracheal tube or to a con-
scious patient via a noninvasive interface (e.g. face or nasal mask,
and helmet). It is generated either using a bellows/pressure device,
or through a flow generator. Gas must be delivered at a sufficient
flow rate to ensure that airway pressure does not fall below zero
during inspiration, with a PEEP valve fitted to the system.
CPAP can be used in a trial of spontaneous ventilation at the
end of weaning from mechanical ventilation. In patients with
cardiogenic pulmonary oedema that remain hypoxic despite med-
ical therapy, CPAP reduced intubation rates, with a trend towards
reduced mortality.
Acute respiratory distress syndrome (ARDS)
Definition
This syndrome, defined by refractory hypoxaemia associated with
high-permeability pulmonary oedema, complicates a wide var-
iety of acute serious conditions, not all of which involve the lung
directly (Fig. 17.5.1). The first widely accepted radiological and
physiological criteria based definition was developed in 1994 by an
American-European Consensus Conference (AECC), which cre-
ated syndromes acute lung injury and ARDS, which were separated
according to the oxygenation deficit. The emergence of these cri-
teria facilitated the design of clinical investigations by permitting
direct comparisons between patient groups with widely differing
Table 17.5.6 Limitations of noninvasive ventilation
Limitations
Comment
Mask leak and discomfort
Can be minimized by correct mask
fitting: numerous, different sized, full face,
and nasal masks are available
Nasal bridge ulceration
Protective barrier dressings can be used to
reduce this
Gastric dilatation and
vomiting
A nasogastric tube should be inserted,
although this may increase leak
Lack of airway protection
If a patient is unable to protect their airway,
an endotracheal tube should be inserted
No endotracheal suction
Patients often require regular physiotherapy
Exact Fio2 delivered
unknown
Oxygen is entrained proximally in the circuit
or directly into the mask. Pulse oximetry and
ABGs are used to guide oxygen enrichment
Exact tidal volume and
minute volume delivered
unknown
Due to leak
ABG, arterial blood gas; Fio2, inspired oxygen concentration.
Box 17.5.2 Contraindications to noninvasive ventilation
• Confusion/agitation
• Life-threatening hypoxaemia
• Reduced Glasgow Coma Score/inability to protect airway
• Vomiting
• Recent facial, upper airway, or upper gastrointestinal surgery
• Fixed upper airway obstruction
• Facial abnormalities (e.g. trauma or burns)
• Bowel obstruction
• Excessive secretions
• Haemodynamic instability
• Undrained pneumothorax
Section 17 Critical care medicine
3874
underlying pathologies. However, these definitions took no account
of the prognostic significance of the precipitating condition, failed
to account for the effect of ventilatory strategy on hypoxaemia, and
made no recommendation concerning the interpretation of chest
radiographs. In 2011 a panel of experts developed the Berlin def-
initions for ARDS. Three grades of ARDS were developed based on
severity of hypoxaemia, which included a stipulation for the level of
PEEP applied, and the term acute lung injury (ALI) was removed
(Box 17.5.3).
Aetiology
Susceptibility to ARDS is determined in part by the nature of the
underlying condition (Fig. 17.5.1), thus 40–60% of patients with se-
vere sepsis and septic shock develop ARDS, regardless of the ana-
tomical site of infection, but only 16% develop ARDS following
trauma.
The Lung Injury Prediction Score (LIPS: Table 17.5.7) was de-
rived from large data sets of patients and validated prospectively
with a view to using it as a basis for recruiting patients to ARDS pre-
vention studies. Evaluation of the score discriminated between pa-
tients who did and who did not develop ARDS. When a cutoff score
of greater than 4 points is used, sensitivity of the score for ARDS
is 0.69 (95% CI 0.64–0.74), specificity is 0.78 (95% CI 0.77–0.79),
positive predictive value is 0.18 (0.16–0.20) and negative predictive
value is 0.97 (0.97–0.98). The score demonstrates the ranking of
common predisposing conditions as well as comorbidities that in-
fluence susceptibility to ARDS. Finally, genetic polymorphisms and
biomarkers have been demonstrated that increase susceptibility
to lung injury, but these have currently been useful in research as
pointers to pathophysiological mechanisms, rather than having
clinical utility.
Epidemiology
In Europe, the most recent epidemiological data found AECC cri-
teria (pre-Berlin definitions) were met in 15.8% of patients admitted
to intensive care for treatment of acute respiratory failure of all
causes. Of those who developed ARDS, 65.4% of cases fulfilled the
relevant criteria early in intensive care admission and the remainder
did so within a median of 3 days. Of those who developed ALI (com-
parable with Berlin definition of mild ARDS) within the first 24 h,
54.4% evolved to ARDS (comparable with Berlin definition of mod-
erate and severe ARDS). By contrast, only 18.4% of patients with
established ARDS had preceding ALI identified.
Precipitating cause or risk factors for ALI
Genetic factors
Co-morbidities
Alcoholism
Diabetes
Smoking
Obesity
Inflammation
Coagulation
Altered cell function
Tissue injury
Fibrogenesis/repair
Pulmonary causes
Pneumonia
Aspiration of gastric contents
Inhalational injury
Pulmonary contusion
Near drowning
Hypoxia/reperfusion injury
Nonpulmonary causes
Sepsis
Cardiopulmonary bypass
Severe trauma
Blood transfusion
Drug overdose
Accute pancreatitis
Infection
VALI
TRALI
fluid overload
Fig. 17.5.1 Aetiology of the ARDS. A combination of patient factors
(blue: genetic and comorbidities) and iatrogenic factors (red: including
ventilator-associated lung injury—VALI) contribute to the pathological
processes of ARDS.
ALI, acute lung injury; TRALI, transfusion related acute lung injury.
Box 17.5.3 Berlin definition of ARDS
• Appropriate clinical setting with one or more recognized risk factors
• New (within 1 week of known clinical insult), bilateral pulmonary
infiltrates on chest radiograph not fully explained by lobar/lung
collapse
• Respiratory failure not solely due to heart failure or fluid overload.
Objective assessment (e.g. echocardiography) required to exclude
cardiac failure if no risk factor present
• In patients with a PEEP/CPAP 5 cmH20:
• Mild ARDS PaO2:FiO2 ratio of less than 40 kPa or less than 300 mm Hg
• Moderate ARDS PaO2:FiO2 ratio of less than 26.6 kPa or less than 200
mm Hg
• Severe ARDS PaO2:FiO2 ratio of less than 13.3 kPa or less than 100
mm Hg
Fio2, inspired oxygen concentration; Pao2, arterial partial pressure of oxygen; PAOP,
pulmonary artery occlusion pressure.
Table 17.5.7 The Lung Injury Prediction Score (LIPS)
Predisposing
conditions
LIPS
points
Risk modifiers
LIPS
points
Shock
2
Alcohol abuse
1
Aspiration
2
Obesity (BMI >30)
1
Sepsis
1
Hypoalbuminaemia
1
Pneumonia
1.5
Diabetes mellitu
–1
High-risk surgery
Chemotherapy
1
• Orthopaedic spine
1
FiO2 >0.35 or >4
2
• Acute abdomen
2
litres/minute
• Cardiac
2.5
Tachypnoea RR >30
1.5
• Aortic vascular
3.5
SpO2 <95%
1
High-risk trauma
Acidosis (pH <7.35)
1.5
• Traumatic brain injury
2
• Smoke inhalation
2
• Near drowning
2
• Lung contusion
1.5
• Multiple fractures
1.5
17.5 Acute respiratory failure
3875
In North America, a prospective, population-based cohort study
in 21 hospitals over 14 months, also using AECC criteria, found
an incidence of 78.9 per 100 000 population. This increased with
age (16 per 100 000 for patients 15–19 years; 306 per 100 000 for
those aged 75–84). Overall, this study suggested there are around
190 000 cases of ARDS per year in the United States of America,
with 74 500 deaths and some 3.6 million hospital days taken up by
such patients.
Pathogenesis
ARDS is caused by intense inflammation affecting the gas exchange
surface of the lung—the alveolar-capillary membrane. Increased
permeability of this barrier is associated with an exudate in the
airspace, the physico-chemical nature of which causes inactiva-
tion of surfactant and atelectasis of lung units. Inflammation in the
vascular space counteracts hypoxic pulmonary vasoconstriction,
partly by causing dysregulation of the production of vasoactive
mediators including prostanoids, endothelins, and nitric oxide.
The refractory hypoxaemia that characterizes ARDS is attributable
to the combination of loss of lung units and hypoxic pulmonary
vasoconstriction.
Loss of pulmonary vasculature caused by lung destruction and
intravascular coagulation causes increased dead space ventilation
and carbon dioxide retention. Dysregulation of pulmonary vascular
tone is associated with increased pulmonary vascular resistance
which is exacerbated by the use of high airway pressure mechanical
ventilation. Rarely, right heart failure may develop, usually in the
presence of very severe type 2 ventilatory failure.
Pathology
The pathological appearances of ARDS are termed ‘diffuse alveolar
damage’, although the same features are seen in distinct clinical con-
ditions like acute interstitial pneumonia. Histological phases have
been observed, but they usually overlap and can all coexist simul-
taneously, particularly in the later stages. Three overlapping phases
are recognized that correlate loosely with the clinical evolution of
the disease: the exudative phase of oedema and haemorrhage, the
proliferative phase of organization and repair, and the fibrotic phase.
Eosinophilic hyaline membranes, composed of plasma proteins and
cell debris, are characteristic features of the neutrophil predominant
exudate that fills the airspace in early ARDS. The proliferative phase
is characterized by organization of intra-alveolar and interstitial ex-
udates with the formation of granulation tissue and regeneration of
the alveolar epithelium with undifferentiated cuboidal cells. Total
lung collagen is increased in ARDS patients surviving more than
14 days, and there is a progressive increase in lung collagen with the
duration of the disease. This probably represents a normal healing
response: in most cases this provisional matrix remodels, but in a
few fibrosis becomes fixed and progressive, manifesting clinically as
low lung compliance and prolonged ventilator dependence. These
patients have a poor outcome.
Clinical features and differential diagnosis
The clinical features of ARDS will be largely determined by the
underlying cause and are nonspecific to the syndrome apart from
the degree of hypoxaemia being out of proportion to the pulmonary
oedema compared with cardiogenic causes. Considering alterna-
tive diagnoses is important because many conditions that cause
respiratory failure and pulmonary infiltrates have specific treat-
ments (Table 17.5.8).
Clinical investigations
Initial investigations should be aimed at defining the extent of
lung injury and accompanying organ failures, and elucidating the
precipitating causes. Subsequent investigations detect complica-
tions and guide therapy. CT of the thorax is increasingly used in
patients with ARDS because it has greater sensitivity for detecting
pneumothoraces, pleural collections, abscess, and lung infiltrates
than plain chest radiography. Typically, areas of dense opacification
are apparent in dependent lung regions, with ground glass
shadowing elsewhere (Fig. 17.5.2), this pattern being more often
seen in indirect or blood-borne causes of ARDS like sepsis, rather
than direct causes where the original lung pathology is often evident
(e.g. lobar pneumonia).
Fibreoptic bronchoscopy is often used to obtain microbiological
samples and bronchoalveolar lavage cytology may reveal unex-
pected diagnoses (Table 17.5.8).
A panel of investigations has been developed for patients with
the severest forms of ARDS. Close coordination with local micro-
biologists and public health experts is vital because of the annual
changes in prevalent causative organisms of pneumonia and the
constantly developing molecular means of detecting pathogens, for
example, 16S polymerase chain reaction based assays.
Treatment of both the precipitating conditions and managing
generic complications of critical illness and its support, most not-
ably nosocomial infection, are essential in the care of patients with
ARDS. A management algorithm is shown in Fig. 17.5.3.
Ventilatory management
The pathophysiology of ARDS encourages the use of high airway pres-
sures to re-aerate (‘recruit’) collapsed lung but also results in extreme
sensitivity to ventilatory-associated lung injury. Most patients with
ARDS require invasive mechanical ventilation to maintain adequate gas
Table 17.5.8 Conditions that mimic or cause ARDS but have a
distinct pathology, clinical course, and treatemnt
Pneumonia
Bacterial
Miliary tuberculosis
Viral
Cytomegalovirus
Herpes simplex
Hantavirus
Fungal
Pneumocystis carinii
Others
Strongyloidiasis
Cryptogenic
Acute interstitial pneumonia
Cryptogenic organizing
pneumonia
Acute eosinophilic pneumonia
Malignancy
Bronchoalveolar cell carcinoma
Lymphangitis
Acute leukaemia
Lymphoma
Pulmonary vascular
disease
Diffuse alveolar haemorrhage
Sickle lung
Section 17 Critical care medicine 3876 exchange. While some studies have indicated that a significant propor- tion of patients with mild ARDS are successfully managed outside inten- sive care with NIV, most cases require endotracheal intubation. While the application of extreme ventilatory parameters to normal lungs can cause ARDS, the use of ‘normal tidal volumes (10 ml/kg predicted body weight)’ causes ARDS in patients at risk and kills patients with estab- lished ARDS when compared to 6 ml/kg predicted body weight. As a result, ventilatory strategies now aim to limit the shear forces applied to the lung parenchyma and reduce the cyclical recruitment and collapse (‘derecruitment’) of alveolar units. Thus, tidal volumes are set at lower levels than have traditionally been thought necessary, the so-called lung protective approach. This reduces CO2 clearance, often resulting in a respiratory acidosis. A large multicentre trial in the United States of America demonstrated a convincing reduction in mortality (from 40% to 31% p = 0.007) associated with this ap- proach (using tidal volumes of 6 ml/kg ideal body weight and plateau pressure (end inspiratory pressure) <30 cm H2O) compared to con- ventional (12 ml/kg and plateau pressure <50 cm H2O) ventilation. Positive end-expiratory pressure High levels of positive end-expiratory pressure (PEEP) can also be used to ensure recruitment and retention of damaged lung units. Customarily, PEEP is increased transiently in a stepwise manner to high levels (e.g. 20–30 cmH2O) before a similar graded reduction to a maintenance level above the lower inflection point of the pressure- volume curve. CT tomograms taken during such manoeuvres (a) (b) Fig. 17.5.2 Plain chest radiograph (a) and CT (b) of patient with ARDS. Note greater detail provided by CT and dependent distribution of consolidation. ARDS by Berlin defining criteria Identify & manage precipitating cause Initial resuscitation (especially if septic) Ventilatory support (consider NIV) using protective strategy Adjunct assessments & monitoring (eg CT chest, echocardiography, infection screen) Act on findings (eg drain pneumothorax, start, inotropes/pressors) Initiate nutritional support, optimize fluid balance Yes Yes Oxygenation satisfactory (SaO2 > 88%) Stabilize 48 hr Consider weaning No Success Outpatient follow up Re evaluate precipitating cause, re assess with CT No Consider ECMO Consider prone positioning Consider inhaled nitric oxide Consider steroids Fig. 17.5.3 Protocol for management of patients with ARDS. NIV, noninvasive ventilation; P:F, PaO2:FiO2; PEEP, positive end-expiratory pressure; NMB, neuromuscular blockade; ECMO, extracorporeal membrane oxygenation.
17.5 Acute respiratory failure 3877 have demonstrated recruitment of atelectatic regions, especially in dorsal areas of the lung, which remain inflated after the PEEP is re- duced with an associated improvement in gas exchange. However, while higher PEEP may result in better oxygenation and possibly less ventilator-associated lung injury, circulatory depression and overdistension of recruitable lung units may also occur. The relationship between potentially recruitable lung (indicated by CT) and effects of PEEP has been explored in patients with ARDS and appropriate controls (healthy patients with unilateral pneumonia). Those patients with greater recruitability had greater calculated lung weight, poorer oxygenation, and respiratory system compliance, higher dead space, and higher rates of death. Thus, in this patient population the percentage of recruitable lung is variable, but strongly associated with level of PEEP. Despite such knowledge, the appli- cation of varying levels of PEEP in clinical trials has not influenced outcome favourably. When patients with ARDS were randomized to low or high levels of PEEP using preset Fio2/PEEP (levels achieved in the two groups were 8.3 and 13.2 cmH2O, respectively), none of the study endpoints (mortality, days of unassisted breathing, inflamma- tory markers) differed between the two groups. A meta-analysis of three large recent randomized controlled trials found higher levels of PEEP in a subgroup of patients with ARDS, defined as a PaO2: FiO2 ratio of 200 mm Hg or less (equivalent to moderate ARDS with the new Berlin definition), conferred a mortality benefit. In contrast, a recent international trial, in which the majority of patients were re- cruited in Brazil, reported increased mortality when a protocol using recruitment manoeuvers and titrated PEEP was compared to a con- ventional low PEEP strategy. Further research is needed to elucidate the optimum strategy for PEEP in patients with ARDS. Prone positioning Mechanical ventilation in the prone position is frequently employed in the management of patients with ARDS, around 60% of whom respond to this manoeuvre with significant improvements in gas ex- change that may persist even after they are returned to the supine position. Since response cannot be predicted, a trial period is often used to identify those patients who are likely to benefit. While a large (>300 patients) study carried out in Italy demonstrated no survival benefit in response to at least 6 h prone ventilation per day, more prolonged ‘proning’ (e.g. 17 h per day) applied early to patients with more severe lung injury may reduce mortality. Moreover, a system- atic review and meta-analysis of published randomized controlled trials enrolling nearly 2000 patients suggested this manoeuvre re- duces mortality in those with the most severe hypoxemia. The results of a recent randomized control trial in patients with severe ARDS (PaO2/FiO2 <150 mm Hg with positive end-expiratory pressure of at least 5 mm Hg and FiO2 of >0.6) comparing early prone positioning (at least 16 hours a day) with nursing patients in the supine semi- recumbent position showed a significant reduction in both 28-day (16% versus 32.8%) and 90-day mortality (23.6% versus 41%). Both groups were ventilated with tidal volumes of around 6 ml per kg ideal body weight. All the ICUs in which the trial was conducted had routinely used prone positioning for more than five years. Turning critically ill patients from the supine to prone position and back is not without risk and requires experienced staff to perform safely. An instructional video made by the investigators is available, which accompanies the trial publication (http://www.nejm.org/doi/full/ 10.1056/NEJMoa1214103#t=article). High-frequency ventilation High-frequency ventilation (HFV) employs rapid respiratory rates (>4 times those used in conventional techniques). Tidal volumes are reduced, and are often smaller than the anatomical dead space. The two modes of HFV most widely used are high-frequency jet ventilation (HFJV) and high-frequency oscillatory ventilation (HFOV). HFJV in- volves the intermittent delivery of high pressure gas jets into the endo- tracheal tube, but optimal gas warming and humidification are difficult to achieve, which leads to problems with airway secretions and debris that, when coupled with a reliance on passive expiration, can lead to air trapping. HFOV involves the delivery of a continuous distending pressure to the endotracheal tube, which is then modified by the move- ment of a vibrating loudspeaker. Humidification and warming of the fresh gas flow are easier to achieve, and an active expiratory phase leads to less gas trapping. The only randomized controlled trial of HFJV in patients with severe acute respiratory failure did not show a signifi- cant improvement in gas exchange or a survival benefit. However, recent evidence suggesting that low tidal volumes reduce ventilator- associated lung injury, and that high levels of continuous airway pres- sure (PEEP) improve recruitment and retention of lung units, have led to renewed interest in HFOV. Two randomization controlled trials have been published comparing HFOV with conventional ventila- tion in patients with moderate and severe ARDS (P:F ≤200 mm Hg (26.6 kPa). The OSCILLATE investigators compared the use of early HFOV with conventional ventilation using a low tidal volume and a high PEEP strategy. The trial was stopped early as HFOV was asso- ciated with higher in-hospital mortality than the control group (47% and 35%, respectively). The OSCAR study group found no difference in 30-day mortality between HFOV and usual ventilator care. As a re- sult, HFOV cannot be recommended as standard treatment in patients with moderate and severe ARDS and at most should be reserved for use by experienced operators in cases with refractory life-threatening hypoxaemia when conventional therapies fail and extracorporeal sup- port is not an option. Extracorporeal gas exchange Extracorporeal gas exchange is performed using a variety of tech- niques (e.g. venovenous or venoarterial bypass) either to completely replace or more commonly to accompany mechanical ventilation. Two historical randomized controlled trials of extracorporeal mem- brane oxygenation (ECMO) reported no survival advantage, but they did not take advantage of the main benefit of the technique by failing to decrease mechanical ventilation. A third recently com- pleted study using more advanced technology found a 16% survival benefit without severe disability among patients transferred to an ECMO centre compared to those who remained at the referral hos- pital and continued conventional ventilatory support. During the 2009 Influenza (H1N1) pandemic, ECMO was used to support patients who developed severe rapidly progressive ARDS and refractory hypoxia despite conventional ventilation with good results. A case series from Australia and New Zealand found 71% of those who received ECMO survived to ICU discharge. A UK-based cohort study in adult patients with suspected or confirmed H1N1 associated ARDS found those who were referred and transferred to an ECMO centre had a lower mortality than matched patients who were not referred for ECMO. This led to national commissioning of ECMO. services in the United Kingdom with standardized
Section 17 Critical care medicine 3878 referral and exclusion criteria (Box 17.5.4). By contrast, a recent French study found receiving ECMO for H1N1 associated ARDS conferred no mortality advantage over matched controls treated conventionally. Pharmacotherapy Fatty acids and antioxidants Initial research suggested that feeds rich in certain fatty acids and antioxidants may be of benefit in ARDS, presumably via changes in the host immune response. Eicosapentaenoic acid modulates production of proinflammatory eicosanoids, and γ-linoleic acid may suppress production of leukotrienes while itself being me- tabolized to prostaglandin E1. However, while one recent ran- domized controlled trial of eicosapentaenoic acid/γ-linoleic acid supplemented feeds in patients with ARDS showed improvements in oxygenation and shorter periods of ventilation and ICU stay, a more recent randomized controlled trial found no benefit from enteral feed supplemented with n-3 fatty acids, γ-linoleic acid and antioxidants in patients with ARDS: further investigation is required. Nitric oxide Nitric oxide (NO) is an endogenous vasodilator which can be given by inhalation at concentrations of up to 20 parts per million. It has been shown to improve oxygenation in patients with ARDS through effects on ventilation/perfusion matching, and to decrease pul- monary vascular resistance. However, only two-thirds of patients with ARDS benefit from inhaled nitric oxide (iNO), and random- ized controlled trials of iNO in ARDS have failed to show an im- provement in mortality or a reduction in the duration of mechanical ventilation. Moreover, improvements in oxygenation are only tran- sient, disappearing after 24 h of iNO therapy. Prostacyclin (PGI2) is another endogenous vasodilator that may have beneficial effects in ARDS. Like iNO it is thought to redistribute pulmonary blood flow to ventilated lung units, thus improving ventilation/perfusion matching. A sequential trial of iNO and PGI2 in patients with ARDS showed the two treatments to have identical effects on oxygenation and shunt flow, but as PGI2 is easier to monitor and deliver than iNO, it is frequently used in its place. Surfactant administration Surfactant supplementation has proved effective in neonatal re- spiratory distress syndrome, and surfactant deficiency and dys- function has been demonstrated in adult patients with ARDS. However, several randomized controlled trials have failed to dem- onstrate an effect on mortality, or length of ventilation or intensive care unit stay in adults. A recent small trial has shown a survival benefit following use of bovine surfactant, but further large-scale trials are necessary. Neuromuscular blockade While neuromuscular blockade is frequently required to prevent ventilator dysynchrony in patients with ARDS, the use of paralysing agents have been limited due to concerns about causing or worsening long-term muscle weakness. However, a recent randomized con- trolled trial found the early use (within 48 hours) of cistatracurium in patients with moderate or severe ARDS (PF ratio, 150 mm Hg) in- creased time off the ventilator and improved 90 day survival without causing an increase in muscle weakness. Further trials are required to determine whether this is a reproducible class effect. Other pharmaceutical interventions Adult respiratory distress syndrome has considerable clinical and financial significance. While recently the association between prehospital treatment with anti-inflammatory agents (e.g. aspirin) and the incidence of ARDS has been explored, most investigations have evaluated the potential of both supportive and pharmaco- logical interventions in the established syndrome. Most of these interventions have targeted cellular and mediator-driven inflamma- tion. Although evaluated in large, randomized, placebo-controlled trials, all have failed to show a survival benefit. Corticosteroids Steroids have been used to treat ARDS since its first description in the 1960s. However, several multicentre trials in the 1980s failed to show a beneficial role for steroids either in the prevention of ARDS in at-risk groups, or in the treatment of established ARDS. Indeed, recent meta-analyses have concluded that steroids do not improve mortality in sepsis—a major group at risk of ARDS. However, des- pite this evidence, there has been a recent resurgence in enthusiasm for the use of steroids in the late (fibroproliferative) phase of ARDS. Early controlled data that appeared to support such therapy ran- domized patients on day 7 of ARDS to receive methylprednisolone or placebo for a further 32 days. A much larger randomized, double- blind trial compared corticosteroids to placebo in severe, late phase ARDS (7–14 days). There were two objectives; firstly, to determine if the administration of corticosteroids (methylprednisolone) in severe late-phase ARDS would reduce mortality and morbidity; and secondly, to evaluate the effects of steroids on markers of in- flammation and fibroproliferation. Methylprednisolone increased the number of ventilator-free and shock-free days during the first 28 days in association with an improvement in oxygenation, re- spiratory system compliance, and blood pressure, with fewer days of vasopressor therapy. There was no increase in the rate of infectious complications, but steroid therapy was associated with a higher rate of ICU-acquired weakness. These results do not support the routine use of steroids for persistent ARDS despite the improvement in car- diopulmonary physiology. In addition, starting methylprednisolone therapy more than 2 weeks after the onset of ARDS might have in- creased the risk of death. Antioxidants Oxidative stress is thought to be central to the pathogenesis of ARDS. Alveolar macrophages and recruited activated neutrophils Box 17.5.4 Indications and contraindications to the use of ECMO Referral criteria Acute, severe, potentially reversible, respiratory failure Lung injury score above 3 or hypercarbia, such that the pH is less than 7.20 despite optimized conventional mechanical ventilation Exclusion criteria Contraindication to limited anticoagulation (e.g. intracranial haemorrhage) Duration of high pressure and high FiO2 ventilation for over seven days (relative contraindication)
17.5 Acute respiratory failure 3879 release highly reactive oxygen species which cause injury through interactions with proteins, lipids, and DNA. It is thought that ex- cessive production of reactive oxygen species in ARDS overwhelms the endogenous antioxidant systems that normally regulate redox state within the lung. Attempts have therefore been made to intro- duce antioxidants to redress this balance, in particular using N-acetylcysteine, but none has shown a survival benefit or a repro- ducible effect on pulmonary physiology. Anti-inflammatory agents Ketoconazole is an imidazole used primarily for its antifungal ef- fects, but which also has immune modulating functions which may be of benefit in preventing the development of ARDS. Although a large multicentre trial showed that ketoconazole had no effect on mortality or duration of ventilation in patients with established ARDS, two smaller studies in critically ill surgical patients demon- strated a significant reduction in the incidence of ARDS. β-Agonists Experimental studies suggest that β-agonists might be beneficial in ARDS through several mechanisms, including the acceleration of alveolar fluid clearance. However, recent randomized controlled trials found no benefit from either nebulized albuterol (salbutamol) or intravenous salbutamol over placebo in patients with ALI/ ARDS, hence β-agonists cannot be recommended in this patient population. General supportive measures Pulmonary oedema in ARDS is caused by increased pulmonary vas- cular permeability in the face of apparently normal pulmonary ca- pillary pressure. Several studies have shown an association between a persistent positive fluid balance and poor outcome in ARDS, but it is not clear whether this represents administration of unnecessary fluid or greater haemodynamic instability in a group with a pre- existing poor prognosis. However, in a recent study of the safety and efficacy of ‘fluid conservative’ vs. ‘fluid liberal’ management strat- egies, applying interventions based on measurements of central venous or pulmonary artery occlusion pressures made at least every 4 h, the primary endpoint (death at 60 days) did not differ between strategies. Advantages in ventilator-free and organ failure-free (car- diovascular and central nervous system) days in favour of the fluid restricted group have to be balanced against suggestions of worse neurocognitive function at later follow-up. Transfusion of blood products, particularly those delivering large amounts of plasma from multiparous women, can cause ARDS— probably by preformed donor antibodies. Similarly, all blood products confer an increased risk of ARDS, nosocomial infection, and death on the recipient. Hence, the use of these products should be minimized. Wherever possible, feed should be administered via the enteral route, and the use of prokinetic drugs, avoidance of agents that im- pair gastric emptying (e.g. dopamine), and the use of postpyloric feeding tubes can all help achieve this aim. Prognosis and outcome Death rates attributable to ARDS are difficult to interpret, in that prognosis is determined in part by the nature of the precipitating illness. Thus, the mortality associated with ARDS complicating the sepsis syndromes is typically higher (40–60%) than that with trauma (14%), or following surgery using cardiopulmonary bypass (15%). Most patients with the established syndrome who die succumb to multiple organ dysfunction rather than as a direct result of respira- tory insufficiency. Recent controlled trials of putative therapeutic interventions in patients with ARDS have identified mortality rates of 25–40% in the control arms. Using the Berlin definition stages, mild, moderate, and severe ARDS were associated with mortality of 27%, 32%, and 45%, respectively. Survivors of ARDS have persistent functional disability five years after discharge from the intensive care unit despite normal or near normal lung function. Most patients have extrapulmonary condi- tions, with muscle wasting and weakness being most prominent. FURTHER READING Acute Respiratory Distress Syndrome Network (2000). Ventilation with lower tidal volumes as compared with traditional tidal volumes for acute lung injury and the acute respiratory distress syndrome. The Acute Respiratory Distress Syndrome Network. N Engl J Med, 342, 1301–8. 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